MICHAEL J. FRANK, Magistrate Judge.
This cause is before the court on Petitioner's amended petition for writ of habeas corpus filed pursuant to 28 U.S.C. § 2254 (ECF No. 4). Respondent filed an answer and relevant portions of the state court record (ECF No. 11). Petitioner filed a reply (ECF No. 12).
The case was referred to the undersigned for the issuance of all preliminary orders and any recommendations to the district court regarding dispositive matters. See N.D. Fla. Loc. R. 72.2(B); see also 28 U.S.C. § 636(b)(1)(B), (C) and Fed. R. Civ. P. 72(b). After careful consideration of all issues presented by the parties, it is the opinion of the undersigned that no evidentiary hearing is required for the disposition of this matter, Rule 8(a), Rules Governing Section 2254 Cases. It is further the opinion of the undersigned that the pleadings and attachments before the court show that Petitioner is not entitled to relief.
The relevant aspects of the procedural background of this case are established by the state court record (see ECF No. 11).
On August 29, 2013, the trial court held a pre-trial hearing on the State's motion to introduce similar fact evidence of other crimes, wrongs, or acts (otherwise known as Williams Rule evidence) at trial (Ex. A at 17-19, 35-75). The State sought to introduce the following evidence: (1) approximately one week after the burglary of Charles Thomas's residence, a second burglary occurred at Mr. Thomas's residence; (2) Mr. Thomas found unfamiliar clothing inside his residence after the second burglary, and DNA samples collected from the clothing matched Petitioner's DNA profile; and (3) during the second burglary, purses, liquor, and clothing were taken, which were the same types of items taken during the first burglary (the burglary with which Petitioner was charged) (id. at 17-19). Specifically with respect to DNA evidence, a report from a crime laboratory analyst with the Florida Department of Law Enforcement ("FDLE") stated the following with respect to testing of an item of clothing (a jacket) left in Mr. Thomas's home after the second burglary:
(Ex. A at 22-23). At the conclusion of the Williams Rule hearing, the court ruled that the evidence was admissible (id. at 64). The court set jury selection for the following week (the defense had filed a notice of expiration of speedy trial) (id. at 36-37, 80). The prosecutor announced he had made the following plea offer to the defense, but the offer would expire soon: if Petitioner pleaded guilty, the State would agree to a sentence of 15 years plus one day in prison on the first burglary and would agree not to prosecute the second burglary (id. at 64). The court inquired as to the maximum sentence Petitioner faced on the existing charges (id. at 63-64). The prosecutor announced that Petitioner qualified for enhanced sentences as both a Prison Releasee Reoffender ("PRR") and a Habitual Felony Offender ("HFO") (id.). The court opined that Petitioner's sentences on the two felonies could be doubled, so he could be sentenced to 30 years on Count 1 (a second degree felony) and 10 years on Count 2 (a third degree felony), for a total sentence of 40 years (id.). The prosecutor agreed (id.). The court recessed for Petitioner to consider the plea offer and determine whether he still wished to proceed to trial (id. at 64-65).
When the proceedings recommenced, the defense asked for more time to consider the State's plea offer (Ex. A at 65). The State had informed the defense that the offer expired that day (August 29, 2013), and Petitioner requested an additional five days (until jury selection the following Tuesday) to consider it (id. at 65-66). The following discussion ensued regarding Petitioner's potential sentence:
(Ex. A at 66-68). The court held proceedings in another case, and then returned to Petitioner's case (id. at 69). Defense counsel announced that Petitioner and the State entered a plea agreement, pursuant to which the parties agreed that Petitioner would plead nolo contendere as charged, and he would be sentenced as an HFO to 15 years plus one day and as a PRR to a 15-year mandatory minimum on the burglary count, which would run concurrently (id. at 70).
The parties submitted a written plea agreement to the court (Ex. A at 81-85). The written plea agreement set forth each charge and the maximum sentence, as well as any mandatory sentence, each charge carried (id.). Specifically, the plea agreement stated that the burglary charge (Count 1) was subject to PRR and HFO, carried a maximum sentence of 30 years in state prison, and required a mandatory term of 15 years in state prison (id. at 81). The agreement stated that the grand theft charge (Count 2) was subject to HFO, carried a maximum sentence of 10 years in state prison, and did not require a mandatory term (id.). The agreement stated that the criminal mischief charge (Count 3) carried a maximum sentence of 60 days in the county jail (id.). Pursuant to the plea agreement, Petitioner agreed that the arrest report set forth the facts underlying his plea (id.). The agreement included the following terms:
(Ex. A at 81). The plea agreement stated that the State and the defense were unaware of any physical evidence for which DNA testing may exonerate Petitioner (id.). By signing the plea agreement, Petitioner certified that he read and understood the contents of the plea agreement (id. at 82-83). Petitioner also certified that he understood the maximum period of imprisonment, as well as any mandatory minimum sentence that applied, with regard to the charges to which he entering the plea as indicated in the plea agreement (id. at 82).
The court conducted a colloquy, which included the following:
(Ex. A at 71-73).
On September 23, 2013, the court adjudicated Petitioner guilty, and sentenced him in accordance with the written plea agreement (Ex. A at 93-99; Ex. H at 28-35).
Petitioner, through counsel, appealed the judgment to the Florida First District Court of Appeal ("First DCA"), Case No. 1D13-4707 (Ex. A at 130; Ex. B). Petitioner's counsel filed a brief, pursuant to
On December 10, 2014, Petitioner filed a motion for post-conviction relief, pursuant to Rule 3.850 of the Florida Rules of Criminal Procedure (Ex. H at 1-8). In an order rendered January 29, 2015, the state circuit court struck the motion as facially insufficient, without prejudice to Petitioner's filing an amended motion within sixty (60) days (id. at 10-12). Petitioner filed an amended motion on April 15, 2015 (id. at 16-20). In an order rendered July 1, 2015, the state circuit court summarily denied the amended Rule 3.850 motion (id. at 24-26). Petitioner appealed the decision to the First DCA, Case No. 1D15-3997 (Ex. H at 50, Ex. I). The First DCA affirmed the lower court's decision per curiam without written opinion on November 5, 2015, with the mandate issuing December 30, 2015 (Exs. I, L).
Petitioner filed the instant federal habeas action on June 7, 2016 (ECF No. 1). In his amended § 2254 petition, Petitioner challenges his plea on grounds of ineffective assistance of trial counsel ("IATC"), specifically, that defense counsel failed to correct the trial court's misstatement that Petitioner could receive "40 years `day for day'" if he proceeded to trial and was found guilty, and defense counsel failed to advise Petitioner he could
Petitioner concedes, in both his amended petition and his reply, that he did not raise his claims in state court (see ECF No. 4 at 4-5; ECF No. 12). Petitioner states he did not do so, because he proceeded pro se in the state post-conviction proceeding and thus "was not made aware of the error" (ECF No. 4 at 4-5). Petitioner relies upon Martinez v. Ryan, 566 U.S. 1, 132 S.Ct. 1309, 182 L. Ed. 2d 272 (2012) to argue he is entitled to a federal merits review of his claims (ECF No. 12 at 2-7). He also contends he is entitled to federal habeas relief based upon the merits of his claims (id. at 8-11).
Respondent contends Petitioner's IATC claims are unexhausted and now procedurally barred (ECF No. 11 at 14-15). Respondent argues Petitioner can not establish that his pro se status in the state court impeded or obstructed him in complying with Florida's established procedures for post-conviction relief, because Petitioner was aware of his IATC claims within the 2-year period for filing a timely Rule 3.850 motion, as evidenced by the fact that Petitioner asserted the claims in his § 2254 petition on June 7, 2016, yet Petitioner failed to present his claims by the two-year deadline (id. at 17-18). Respondent additionally argues that, notwithstanding Petitioner's procedural default, he is not entitled to federal habeas relief, because he failed to show that, absent defense counsel's alleged errors, an objectively reasonable person in his situation would not have pled guilty and would have insisted on going to trial (id. at 18-22).
It is a long-standing prerequisite to the filing of a federal habeas corpus petition that the petitioner exhausted available state court remedies, 28 U.S.C. § 2254(b)(1),
An issue that was not properly presented to the state court and which can no longer be litigated under state procedural rules is considered procedurally defaulted, i.e., procedurally barred from federal review. See Bailey v. Nagle, 172 F.3d 1299, 1302-03 (11th Cir. 1999). To overcome a procedural default, thus enabling the federal habeas court to reach the merits of a claim, the petitioner must show cause and prejudice or a fundamental miscarriage of justice. See Tower v. Phillips, 7 F.3d 206, 210 (11th Cir. 1993); Parker v. Dugger, 876 F.2d 1470 (11th Cir. 1990), rev'd on other grounds, 498 U.S. 308, 111 S.Ct. 731, 112 L. Ed. 2d 812 (1991).
Before its 2012 decision in Martinez, the Supreme Court had long held that § 2254 petitioners could not rely on errors made by their state collateral counsel to establish cause to overcome a procedural default. See Coleman, 501 U.S. 722, 752-53, 111 S.Ct. 2546, 115 L. Ed. 2d 640 (1991). Martinez created a limited, equitable exception to Coleman where, (1) a State requires a prisoner to raise an IATC claim in a collateral proceeding, as opposed to on direct appeal; (2) the state courts did not appoint counsel in the initial-review collateral proceeding, or appointed counsel in the initial-review collateral proceeding was ineffective under the standards of Strickland; and (3) the underlying IATC claim is a substantial one. See Martinez, 566 U.S. at 14 (citations omitted).
In Hittson v. GDCP Warden, 759 F.3d 1210, 1262 (11th Cir. 2014), the Eleventh Circuit explained Martinez's "substantial claim" requirement:
Martinez articulated the "substantial claim" requirement as follows:
Hittson, 759 F.3d at 1269-70 (footnotes omitted).
A defendant's Sixth Amendment right to counsel extends to the plea-bargaining process. See Lafler v. Cooper, 566 U.S. 156, 162-63, 132 S.Ct. 1376, 182 L. Ed. 2d 398 (2012) (citing Missouri v. Frye, 566 U.S. 133, 145, 132 S.Ct. 1399, 182 L. Ed. 2d 379 (2012), and McMann v. Richardson, 397 U.S. 759, 771, 90 S.Ct. 1441, 25 L. Ed. 2d 763 (1970)). "If a plea bargain has been offered, a defendant has the right to effective assistance of counsel in considering whether to accept it." Lafler, 132 S. Ct. at 1387. The two-part test set forth in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L. Ed. 2d 674 (1984), applies to claims that counsel was ineffective during the plea process. See Lafler, 132 S. Ct. at 1384 (applying Strickland's two-part test to federal habeas petitioner's claim that counsel was ineffective for advising him to reject a plea offer); Frye, 132 S. Ct. at 1404, 1409-10 (applying Strickland's two-part test to federal habeas petitioner's claim that counsel was ineffective for failing to communicate a prosecution plea offer before it lapsed); Hill v. Lockhart, 474 U.S. 52, 58, 16 S.Ct. 366, 88 L. Ed. 2d 203 (1985) (applying Strickland's two-part test to defendant's challenge to his guilty plea based on ineffective assistance of counsel).
The focus of inquiry under the performance prong of the Strickland standard is whether counsel's assistance was "reasonable considering all the circumstances." Strickland, 466 U.S. at 691.The Supreme Court warned about second-guessing professional judgments made by counsel:
McMann, 397 U.S. at 769-70.
In a plea situation, counsel must provide advice "within the range of competence demanded of attorneys in criminal cases." Hill, 474 U.S. at 56-57 (quoting McMann, 397 U.S. at 771). Under this standard, representation is ineffective only if counsel commits "serious derelictions" of her duty when advising the accused. Stano v. Dugger, 921 F.2d 1125, 1150-51 (11th Cir. 1991). Absent such blatant errors, however, the court should "indulge a strong presumption that counsel's conduct fell within the wide range of reasonably professional assistance." Yordan v. Dugger, 909 F.2d 474, 477 (11th Cir. 1990). The Eleventh Circuit has commented that "[t]he right to competent plea bargain advice is at best a privilege that confers no certain benefit," because a defendant "may make a wise decision" without assistance of counsel or a "bad one despite superior advice from his lawyer." Wofford v. Wainwright, 748 F.2d 1505, 1508 (11th Cir. 1984) (per curiam). "[C]ounsel owes a lesser duty to a client who pleads guilty than to one who decides to go to trial, and in the former case counsel need only provide his client with an understanding of the law in relation to the facts, so that the accused may make an informed and conscious choice between [entering a plea] and going to trial." Id. This requires counsel to "offer his informed opinion as to the best course to be followed" and impart "a general knowledge of the possible legal consequences of facing trial" to the defendant. Id.
As previously discussed, in the context of pleas, "[t]he . . . `prejudice' requirement . . . focuses on whether counsel's constitutionally ineffective performance affected the outcome of the plea process." Hill, 474 U.S. at 59.
In a post-conviction challenge to a guilty plea:
Blackledge v. Allison, 431 U.S. 63, 73-74, 97 S.Ct. 1621, 52 L.Ed.2d 136 (1977) (citations omitted); see also United States v. Gonzalez-Mercado, 808 F.2d 796, 799-800 and n.8 (11th Cir. 1987) (while not insurmountable, there is a strong presumption that statements made during a plea colloquy are true, citing Blackledge and other cases).
Here, it is evident from the transcript of the pre-trial hearing that the trial court's misstatement, that Petitioner could be sentenced to 40 years "day for day" if he lost at trial, was made prior to Petitioner's signing the written plea agreement. The written plea agreement plainly stated that the only mandatory sentence Petitioner faced was a 15-year mandatory on Count 1. After Petitioner signed the plea agreement, he stated on the record that he read and understood it. Petitioner does not allege, nor does the record suggest, that he expressed to either defense counsel or the trial court any confusion as to the length of any mandatory sentences he faced if he went to trial and lost.
Based upon the record, the undersigned concludes that jurists of reason would not find it debatable whether Petitioner has stated a valid claim of the denial of a constitutional right with respect to defense counsel's performance during the plea process. Petitioner failed to show that his plea was the product of counsel's failure to advise him that the court could not impose a 40-year mandatory sentence if Petitioner proceeded to trial and lost. As previously noted, the written plea agreement plainly stated that only a 15-year mandatory applied. Based upon Petitioner's acknowledgments in the written plea agreement and during the plea colloquy, Petitioner's after-the-fact assertion that he would have proceeded to trial but for the trial court's "40 years day for day" comment, is insufficient to show a reasonable probability he would have rejected the 15-year plea offer and risked conviction of the charges related to both robberies. This is particularly true given the DNA evidence linking him to both robberies, and the fact that the Petitioner also faced sentences totaling 40 years, with a 30-year mandatory term (by virtue of the possibility of receiving maximum, fully enhanced, consecutive sentences for the offenses related to both robberies).
Petitioner has failed to satisfy the "substantial claim" prong of the Martinez exception to the procedural bar, and thus is not entitled to a merits review of his habeas claims. And even if Petitioner satisfied the Martinez standard, he certainly has not satisfied the higher standard, upon de novo review of his IATC claims under Strickland, of demonstrating his entitlement to federal habeas relief. Therefore, the amended habeas petition should be denied.
Rule 11(a) of the Rules Governing Section 2254 Cases in the United States District Courts provides that "[t]he district court must issue or deny a certificate of appealability when it enters a final order adverse to the applicant." If a certificate is issued "the court must state the specific issue or issues that satisfy the showing required by 28 U.S.C. § 2253(c)(2)." 28 U.S.C. § 2254 Rule 11(a). A timely notice of appeal must still be filed, even if the court issues a certificate of appealability. 28 U.S.C. § 2254 Rule 11(b).
"Section 2253(c) permits the issuance of a COA only where a petitioner has made a `substantial showing of the denial of a constitutional right.'" Miller-El v. Cockrell, 537 U.S. 322, 336, 123 S.Ct. 1029, 154 L. Ed. 2d 931 (2003) (quoting § 2253(c)(2)). "At the COA stage, the only question is whether the applicant has shown that `jurists of reason could disagree with the district court's resolution of his constitutional claims or that jurists could conclude the issues presented are adequate to deserve encouragement to proceed further.'" Buck v. Davis, — U.S. —, 137 S.Ct. 759, 773, 197 L. Ed. 2d 1 (2017) (citing Miller-El, 537 U.S. at 327). Here, Petitioner cannot make that showing. Therefore, the undersigned recommends that the district court deny a certificate of appealability in its final order.
The second sentence of Rule 11(a) provides: "Before entering the final order, the court may direct the parties to submit arguments on whether a certificate should issue." Thus, if there is an objection to this recommendation by either party, that party may bring this argument to the attention of the district judge in the objections permitted to this report and recommendation.
Accordingly, it is respectfully
1. The amended petition for writ of habeas corpus (ECF No. 4) be
2. A certificate of appealability be