CHARLES A. STAMPELOS, Magistrate Judge.
After the denial of Defendants' motions to dismiss, see ECF No. 72, the parties were provided an opportunity to conduct discovery. Near the conclusion of the discovery period, the pro se Plaintiff filed motions for summary judgment, see ECF Nos. 107, 108, and 112. Because Plaintiff referenced exhibits which were not provided, he was given additional time in which to submit the referenced exhibits, ECF No. 132, and the exhibits to support his motion have been filed as document 135. Defendants timely filed responses to Plaintiff's motions, ECF Nos. 141 and 144.
In addition, Defendant Chopp filed a motion for summary judgment, ECF No. 136, supported by several exhibits, and Plaintiff filed opposition to that motion, ECF No. 145. Defendant Chopp filed a reply to Plaintiff's response. ECF No. 147.
Defendants Lopez and Colombani filed their own motion for summary judgment, ECF No. 140, supported by two declarations, ECF No. 140-1 and ECF No. 142. Because the second declaration, ECF No. 142, is identical to the first and also included Plaintiff's medical records, only the second declaration has been reviewed and referenced in this Report and Recommendation.
Plaintiff has filed timely responses to both motions. ECF Nos. 145, 148. Plaintiff also filed a motion to supplement his opposition with additional "belated exhibits." ECF No. 153. That motion has been granted in a separate Order and the exhibits attached thereto have been considered.
Defendant Griffin was served with process and filed an answer to Plaintiff's second amended complaint on March 20, 2018, ECF No. 42, and a notice of appearance of counsel was filed in February 2018. ECF No. 34. A second notice of appearance was filed on June 29, 2018. ECF No. 58. However, in August 2018, a suggestion of death was filed for Defendant Griffin. ECF No. 64. Plaintiff then filed a motion to substitute a party, ECF No. 76, which was denied, ECF No. 79,
More recently, Defendant Chopp filed a second Notice of Suggestion of Death for Defendant Griffin, ECF No. 146, on June 3, 2019. Plaintiff then filed another motion to substitute party, ECF No. 150, requesting that Defendant Griffin's widow be named as a successor Defendant.
An Order was entered on July 9, 2019, which deferred ruling on Plaintiff's motion, ECF No. 150. ECF No. 151. The Order explained that the basis for Plaintiff's claim against Defendant Griffin was the same as his claim against Defendant Chopp, that is — Defendants did not permit Plaintiff to retrieve his "splintcast" on July 19, 2016. ECF No. 13 at 6. Because Defendant Chopp's motion for summary judgment, ECF No. 136, was ready for a ruling, Plaintiff's motion to substitute was deferred. ECF No. 151. Prior to serving the widow of a deceased correctional officer with a civil rights complaint, the evidence should be reviewed to determine whether or Plaintiff's claim is sufficient to survive summary judgment. Id.
In addition to Plaintiff's claim against Defendant Griffin, Plaintiff's second amended complaint also alleged claims against three doctors: Le, Colombani, and Lopez. ECF No. 13. Service of process was never carried out on Defendant Le, despite several efforts made by the Marshals Service. See ECF Nos. 27, 32, 36, 51-52, and 54. An Order entered on June 4, 2018, advised Plaintiff that because the Defendant's whereabouts were unknown, he should use the tools of discovery to locate Dr. Le. ECF No. 54 at 3. Approximately one month later, Plaintiff filed a motion requesting that the Marshals Service be required to make another attempt to serve Defendant Le. ECF No. 59. That motion was denied without prejudice because Plaintiff had not provided an address for Defendant Le. ECF No. 62. Plaintiff was advised that after locating Defendant Le, he must "file a motion requesting that additional service efforts be made on his behalf and he must provide an address or specific location where service could be directed." Id. at 2. Discovery closed on April 18, 2019, see ECF No. 139, but nothing further has been filed by Plaintiff concerning Defendant Le. Therefore, because Defendant has not been served with process, and because Plaintiff appears to have abandoned his claim against that Defendant, it is recommended that Plaintiff's claim against Defendant Le be dismissed.
Plaintiff alleged that Defendants were deliberately indifferent to his serious medical needs after having "multiple surgeries" on his left arm. ECF No. 13 at 5. Plaintiff contends that Defendant Colombani "deliberately ignored" a recommendation for physical therapy and Defendant Lopez refused to send Plaintiff "to an outside facility for therapy." Id. at 5-6. He further claims that Defendants Chopp and Griffin refused to let Plaintiff "retrieve [his] splintcast" for his left arm. Id. at 6. As relief, Plaintiff seeks one hundred thousand dollars from each Defendant. Id. at 7.
"The court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." FED. R. CIV. P. 56(a). Summary judgment is proper "after adequate time for discovery and upon motion, against a party who fails to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial."
An issue of fact is "material" if it could affect the outcome of the case.
"[A]t the summary judgment stage the judge's function is not himself to weigh the evidence and determine the truth of the matter but to determine whether there is a genuine issue for trial."
"Cross motions for summary judgment do not change the standard."
On September 14, 2014, Plaintiff fractured the ulnar bone in his left forearm during an altercation with another inmate.
In late December, a consultation request was submitted for Plaintiff to be evaluated by an Orthopedic specialist for a "non healing" fracture of the ulnar bone. Id. at 10. The request noted that Plaintiff "was going to have" surgery before being transferred to Wakulla C.I. and the fracture was "not healing." Id. The request pointed out that the transfer reports supported "planned surgical intervention." Id. The request was approved on January 2, 2015, by ARNP Kirkland. Id.
X-rays were taken of Plaintiff's arm on January 27, 2015, which revealed the "proximal ulnar fracture [was] unchanged in position." ECF No. 142 at 11. Follow up was recommended and Plaintiff was examined by Dr. Gonzalez. Id. at 11-12. Dr. Gonzalez submitted an "urgent" request for Plaintiff to be evaluated by a trauma specialist. Id. at 12.
Plaintiff was taken to Shands Hospital to be evaluated by Dr. Spiegel. Id. at 13. The medical records reveal Plaintiff had been in a cast for more than 3 or 4 months. Id. It was recommended that the cast be removed, that Plaintiff be referred to physical therapy for range of motion, weight bearing as tolerated "[WBAT"], a follow-up in 3-4 months, and if pain persisted, surgery would be discussed. ECF No. 142 at 5, 13.
Plaintiff returned to the institution and had a "call-out" with ARNP Kirkland on February 26, 2015, to discuss the orthopedic specialist's recommendations. ECF No. 142 at 14. Plaintiff said he did "not want to go to RMC" (the Reception and Medical Center) for physical therapy and said he was dong well. Id. Plaintiff signed a refusal of treatment/care, specifically refusing physical therapy. Id. Plaintiff was given instruction on exercises he could do on his own to improve arm flexibility. Id. at 14. He was also issued a low bunk pass for a year. Id.
On May 22, 2015, additional x-rays were taken of Plaintiff's left arm. ECF No. 142 at 15. The findings were "nonunion of a fracture of the proximal third of the shaft of the left radius with distraction at the fracture site." Id. There was also "bowing of the radius and ulnar migration of the carpal bones producing a Monteggia type deformity." Id.
Plaintiff had a follow-up examination with Dr. Acosta who submitted a "routine" consultation request for Plaintiff to be evaluated by a trauma specialist. ECF No. 142 at 16. More x-rays were taken on July 22, 2015, revealing no acute fracture, no dislocation at the wrist or elbow joints, and no "osseous lesion or foreign body." Id. at 17. The impression was "an old ununited transverse fracture of the proximal one third of the ulna." Id.
Plaintiff had a follow-up examination with Defendant Dr. Colombani on July 27, 2015. ECF No. 142 at 18. Dr. Colombani's notes indicate that a recommendation had been made for Plaintiff to have physical therapy, but Plaintiff refused "because he didn't know what he was signing." ECF No. 142 at 18. Because Plaintiff continued to have pain in his left forearm, Dr. Colombani requested that Plaintiff's forearm be evaluated by a trauma specialist. Id.
Plaintiff returned to Shands for that evaluation on August 11, 2015. ECF No. 142 at 19-23. The physician found no evidence of instability and noted Plaintiff had full range of motion "without pain, crepitation or contracture." ECF No. 142 at 20; see also ECF No. 148 at 43. The radiographs, however, showed "a persistent proximal ulna diaphysis non-union" from the fracture sustained nearly a year ago in September 2014.
Dr. Colombani approved the recommendation and Plaintiff had surgery on October 7, 2015. ECF No. 142 at 6. Plaintiff returned to the institution and was kept in the infirmary for observation. Id. at 24. A week later, on October 14, 2015, post surgical x-rays were taken which revealed the fracture was in "anatomic alignment." Id. at 25. The radiology report states that an "[o]verlying fiberglass cast [was] in place." ECF No. 148 at 48. Additionally, alignment of the bones was "excellent." Id. Further, the report stated that the "wrist and elbow articulate normally" and "soft tissue planes [were] normal." Id. Plaintiff had a post-surgical consultation follow-up appointment on November 5, 2015, and the medical record reveals the surgical wound had healed. ECF No. 142 at 27.
Plaintiff submitted an affidavit stating that he "had a very successful surgery . . . and a soft temporary cast was placed on" his left arm. ECF No. 148 at 45. Plaintiff states that on November 5, 2015, he met with the surgeon, Dr. David Collaccio, who customized a "splintcast" for his arm. Id. Plaintiff said that a post-surgical care plan was drafted in which the doctor "highly recommended therapy to Plaintiff [sic] left arm." Id.
Defendants submitted a declaration by Dr. John P. Lay, Jr., M.D., who reviewed Plaintiff's medical records. ECF No. 142. Dr. Lay has generally explained Plaintiff's medical history and interpreted the notes in Plaintiff's medical records. Dr. Lay stated that on May 18, 2016, Plaintiff was evaluated by Dr. Lopez. ECF No. 142 at 7. However, the Court's review of the medical records reveals that Plaintiff was seen by a physician identified as Luis A. Lopez-Rivera, M.D. ECF No. 142 at 29. Because Plaintiff's complaint alleged that he saw "Dr. Luis Lopez" and identified that person as working at Okaloosa C.I., see ECF No. 13 at 2 and 6, it is presumed that Plaintiff and Dr. Lay are referring to the same person.
Dr. Lopez noted Plaintiff had surgery on his left forearm in October 2015. ECF No. 142 at 29. The record shows the orthopedic surgeon at Shands had recommended that Plaintiff keep the splint/cast for a year. Id.; see also ECF No. 142 at 7. Dr. Lopez noted that Plaintiff was not wearing the cast at that evaluation. Id. Plaintiff denied having pain and Dr. Lopez noted that his "forearm was at full range of motion." ECF No. 142 at 7. The record appears to include a notation that the outside records were not available at that visit. Id. at 29.
Dr. Lopez prescribed a left arm cast for Plaintiff on May 19, 2016, and issued a pass for "restricted activity" for the next month. Id.; see also ECF No. 142 at 30. In addition to advising Plaintiff to do no work with his left arm for a month, Dr. Lopez issued Plaintiff a "low/ bottom bunk" pass for a year as well. Id. at 7, 30.; see also ECF No. 1 at 18.
In early June 2016, Plaintiff had a "periodic screening" at Okaloosa C.I. ECF No. 142 at 31. Plaintiff reported that his health had been "excellent" since his last evaluation. Id.
On July 19, 2016, Defendant Chopp instructed Plaintiff to step out of his cell because Defendant Griffin wanted to meet with him. ECF No. 136-2 at 2. Plaintiff was not wearing a cast on his arm at that time. Id. Defendant Chopp escorted Plaintiff to see Defendant Griffin. ECF No. 136-3 at 2. At no time during that escort did Plaintiff say anything about needing a cast. Id. "It was only when Captain Griffin told Plaintiff that he was going to be placed into confinement that the Plaintiff mentioned anything about a cast." Id. Defendant Chopp stated that because "Plaintiff had been involved in an inmate knife fight the day before, [he] was especially concerned [about] potential weapons in Plaintiff's cell." Id.
Plaintiff submitted an affidavit concerning that incident. ECF No. 135 at 12. Plaintiff states that Defendant Chopp approached his "cell door, and when the door was rolled open, Sergeant Chopp told Plaintiff to step out because the Captain wanted to talked [sic] to you." Id. "Plaintiff tried to retrieve the splintcast by turning around, that's when Sergeant Chopp, without checking [his] health pass told Plaintiff [to] leave it." Id. Plaintiff said that Defendant Chopp told him that it would have to be turned in to the medical department and upon his release from confinement, the cast would be returned to him. Id.
On November 15, 2017, Plaintiff was examined by Dr. Espino for complaints of left arm pain. ECF No. 142 at 34. The physician noted Plaintiff's history with the fracture, surgery, and cast removal in February 2015. Id. The record indicates that x-rays were to be taken of the left forearm again and "attempt to consult ortho." Id. The x-rays were taken on November 20, 2017, and reveals "intact ORIF ulnar fracture." Id. at 35. Plaintiff was taken to "Jax Ortho" for a consultation in December 2017. Id. at 36. Additionally, Plaintiff requested a "front handcuff pass" in December and said that having to "cuff up" with his hands behind his back caused "a lot of pain to [his] left arm." ECF No. 148 at 60. A "front cuff only" pass was also issued by Dr. Espino on June 27, 2018, to last until June 27, 2019. ECF No. 153 at 4. That pass was renewed by a different medical provider on or about July 1, 2019, for another year. Id.
Plaintiff submitted a grievance that was filed in November of 2017 in which he said that his surgeons at Shands Hospital "highly recommended" that Plaintiff be sent to an outside therapist and he complained that the doctors "failed to do their jobs." ECF No. 148 at 57. The response to his grievance advised Plaintiff to access sick call "to be evaluated by the nurse to see if therapy is needed." Id. In another grievance, Plaintiff complained that his arm was deformed and "twisted like a `chicken wing' just like the surgeon predicted" would happen "if the recommended therapy" was not provided and if Plaintiff did not "keep the cast on [his] left arm." ECF No. 148 at 59.
Plaintiff also submitted a copy of an affidavit submitted by classification officer D. Koel. ECF No. 148 at 68-69. Officer Koel states that Plaintiff had requested an application form to see if he qualified for a handicapped approved facility. Id. at 69. To determine if Plaintiff should receive such an application, Officer Koel reviewed Plaintiff's medical records. Id. Officer Koel states that the records included a "recommendation from a David Sollocio" in a post-surgery care plan to send Plaintiff Cotoso "to see a therapist." Id. Officer Koel states that Plaintiff was provided an "A.D.A. application"
Contrary to that affidavit, Dr. Lay's declaration states that he reviewed Plaintiff's medical records and there was no recommendation made for Plaintiff to have "physical therapy anytime after Plaintiff underwent surgery in October of 2015." ECF No. 142 at 8. Dr. Lay states that the notes of Plaintiff's post-operation consultation for November 5, 2015, does not include a recommendation for physical therapy. Id. at 7. Furthermore, Dr. Lay declares that "Dr. Colombani and Dr. Lopez never refused to refer Plaintiff to undergo physical therapy after the surgery." ECF No. 142 at 4. "In fact, the records show that neither Dr. Lopez or Dr. Colombani ever received any recommendations for the Plaintiff to undergo physical therapy after the surgery, and never deemed physical therapy necessary pursuant to their own knowledge, experience and training." Id.
On January 25, 2018, Plaintiff had nerve conduction testing which was "normal." ECF No. 142 at 8. "Dr. Espino reviewed the test results and noted that no further treatment was recommended." Id. Dr. Lay states that Plaintiff's medical records show "Plaintiff has a full range of motion" and he "does not currently need additional treatment for his left arm." Id.
The Eighth Amendment governs the conditions under which convicted prisoners are confined and the treatment they receive while in prison.
Deliberate indifference to serious medical needs of prisoners violates the Eighth Amendment's prohibition against cruel and unusual punishment.
Deliberate indifference requires more than negligence,
In a claim for the denial of medical care, a plaintiff must show: "an objectively serious need, an objectively insufficient response to that need, subjective awareness of facts signaling the need, and an actual inference of required action from those facts."
"However, not `every claim by a prisoner that he has not received adequate medical treatment states a violation of the Eighth Amendment.'"
429 U.S. at 107, 97 S. Ct. at 293. Put simply, an "official acts with deliberate indifference when he or she knows that an inmate is in serious need of medical care, but he fails or refuses to obtain medical treatment for the inmate."
Here, the only claim raised by Plaintiff against Defendant Colombani was that he "ignored" the medical records and "a recommendation of continuing treatment (therapy)" which Plaintiff contends caused his arm to not recover properly "after multiple surgeries."
The undisputed evidence in this case shows that physical therapy was recommended for Plaintiff before he underwent surgery as a "conservative alternative" to having surgery. ECF No. 142 at 3. Plaintiff has not disputed that assertion, nor has Plaintiff disputed Defendants' evidence that Plaintiff declined such therapy. One medical record indicates Plaintiff declined therapy because he did not want to go to RMC while another indicates Plaintiff declined therapy because he did not know what he was singing. Either way, it remains undisputed that Plaintiff declined to have physical therapy prior to surgery.
After the surgery, there is a dispute as to whether such a recommendation was made. Plaintiff's affidavit declares that Dr. Sollaccio "highly recommended therapy," and Plaintiff provided a supporting affidavit by his classification officer who said he reviewed the medical records and saw a recommendation by that same doctor to send Plaintiff "to an outside therapist" and continue the splintcast. On the other hand, Defendants provided the affidavit of Dr. Lay who said he reviewed the medical records and found no recommendation for physical therapy after the surgery. The medical records provided and reviewed by the Court do not clearly contain a recommendation for physical therapy.
Although Plaintiff's dispute centers on whether Defendants refused to send him for physical therapy as recommended by his surgeon, the ultimate question to be answered in this case is whether Defendants Lopez and Colombani were deliberately indifferent to Plaintiff's serious medical needs. To do so, Plaintiff must show that he had an objectively serious need and that Defendants had subjective knowledge of a "risk of serious harm" to Plaintiff, that they disregarded that risk, and did so "by conduct that is more than mere negligence."
As it concerns Defendant Colombani, the evidence reveals he was aware that a recommendation had been made for Plaintiff to have physical therapy which Plaintiff refused. However, because Plaintiff was still suffering with pain in his left forearm, Dr. Colombani sent Plaintiff for an evaluation by a trauma specialist. Thereafter, it was Dr. Colombani who recommended Plaintiff for surgery, and it was provided. There has been no showing that after the surgery, Dr. Colombani was aware of a recommendation for post-surgical physical therapy. Plaintiff's own evidence falls short of revealing that Dr. Colombani had knowledge of another medical provider's recommendation for physical therapy. Without such knowledge, Defendant Colombani cannot be held liable for failing to recommend or otherwise provide Plaintiff with physical therapy. That conclusion is also bolstered by the noting that the result of the surgery was "excellent" alignment of the bones and full range of motion. According to Plaintiff, it was "a very successful surgery." There is no evidence that Plaintiff sent grievances or inmate request forms to Defendant Colombani requesting the physical therapy as allegedly recommended by the surgeon or advising him that such therapy was needed. Thus, summary judgment should be granted in favor of Defendant Colombani.
The evidence shows that Plaintiff was located at Hamilton C.I. prior to his surgery. See ECF No. 142 at 18, 19. Plaintiff was returned to Hamilton after surgery and placed in the infirmary where he was under the supervision of Dr. Colombani. Id. at 24. By May of 2016, it appears that Plaintiff had been transferred to Okaloosa C.I. and Dr. Lopez became his physician. Id. at 30. The medical records reveal only one interaction between Plaintiff and Dr. Lopez in mid-May, 2016. At that evaluation, Dr. Lopez noted that the orthopedic surgeon had recommended that Plaintiff keep the splint/cast for a year, but Dr. Lopez also observed that Plaintiff was not wearing the cast during that evaluation. Id. Although Dr. Lopez was aware of that recommendation, his notes state that he did not have the "outside records" available to review at that visit. Nevertheless, Dr. Lopez found Plaintiff's "forearm was at full range of motion" and Plaintiff denied having any pain. ECF No. 142 at 7. Dr. Lopez renewed Plaintiff's pass to a left arm cast for another year, renewed the restricted activity pass, and the low/bottom bunk pass. Id. at 30.
While recognizing that Plaintiff has submitted an affidavit declaring that Dr. Lopez would not refer Plaintiff to see an outside therapist, there is no indication in this record that Plaintiff had a serious medical need on the one occasion he saw Dr. Lopez in May 2016. Considering that Plaintiff displayed range of motion and said he was not having pain, there is no evidence to suggest a need for physical therapy at that time. There is also no evidence to show that Plaintiff explained to Dr. Lopez why he needed therapy at that time. The Court has taken into account Plaintiff's submission of grievances in which he complained that he was not given therapy by an "outside doctor." ECF No. 148 at 56. However, those grievances were written by Plaintiff while housed at Florida State Prison in November of 2017. Plaintiff has not shown that he had an obvious need for physical therapy when he was evaluated by Defendant Lopez seven months after his surgery. Without showing that he had a serious medical need a the time he was examined by Defendant Lopez, Plaintiff cannot show that Defendant Lopez was deliberately indifferent to that need. Accordingly, summary judgment should be granted in favor of Defendant Lopez.
An additional comment is warranted as it pertains to Plaintiff's own motions for summary judgment against the two physicians. Plaintiff has argued that he is entitled to summary judgment because the Defendants failed to respond to his request for admissions and interrogatories. ECF Nos. 107, 108. Plaintiff contends that by failing to respond, Defendants have admitted the facts he alleged in his complaint and in the discovery requests. Id. However, Defendants Lopez and Colombani did not fail to respond. Those Defendants served objections to Plaintiff's discovery requests. ECF No. 111-1. Thus, the basis for Plaintiff's argument is incorrect and does not entitle him to summary judgment.
The remaining claim is against Defendant Chopp for failing to let Plaintiff return to his cell to obtain the cast/splint, which he was not wearing at the time. There is a dispute of fact as to when this encounter occurred. Plaintiff contends he had this conversation with Defendant Chopp immediately upon Defendant Chopp's directing Plaintiff out of his cell to go speak to Captain Griffin. Defendant Chopp contends that it occurred after Griffin told Plaintiff he was going to administrative confinement. The issue of when it occurred does not, however, create a genuine dispute such that summary judgment cannot be granted. This factual dispute is immaterial to the real issue of Plaintiff's claim against Defendant Chopp — was the Defendant deliberately indifferent to a serious medical need of the Plaintiff.
At the time Plaintiff sought to obtain his cast, which Defendant Chopp did not permit, Plaintiff was not wearing it. By not wearing the cast while he was in his cell, Plaintiff demonstrated that the cast was not a medical necessity. Furthermore, this incident occurred in July of 2016, which is ten months after Plaintiff's surgery. Plaintiff provides no evidence to demonstrate that he had an obvious medical need which Defendant Chopp ignored. Without such evidence, Defendant Chopp cannot be held liable for deliberate indifference.
Consequently, the same reasoning applies to Plaintiff's claim against Defendant Griffin. Furthermore, Plaintiff's own affidavit states only that his request was made to Defendant Chopp. Plaintiff has not shown that he had a serious medical need which either Defendant ignored. Additionally, any deprivation of his cast would necessarily be temporary. Plaintiff was advised that he would be able to have the cast back when released from confinement. For all these reasons, Plaintiff's claim against Defendant Griffin should be dismissed and his motion to substitute another person so as to pursue his claim against Defendant Griffin, ECF No. 150, should be denied.
In light of the foregoing, it is respectfully