McFADDEN, Judge.
Attorneys Alan Thomas and Paul F. Malek appeal an order revoking their admission to practice as trial counsel pro hac vice in this product liability wrongful death case. They argue that their appeal is not moot, even though the underlying case has settled, and that they have standing to appeal, even though they were not parties below. They also argue that the trial court erred by considering the Georgia Rules of Professional Conduct and by revoking their admissions. Finally, they argue that they were entitled to notice and a hearing before the court revoked their admissions. We agree with Thomas and Malek that the issue of the revocation of their admissions pro hac vice is not moot and that they have standing to appeal. We hold that the trial court properly considered the Georgia Rules of Professional Conduct. But we agree with Thomas and Malek that they were entitled to notice and an opportunity to be heard before the trial court revoked their admissions. We therefore vacate the trial court's order and remand the case for the court to allow the attorneys such due process. Consequently, we do not address the attorneys' argument that the evidence was insufficient to support the revocations.
The parents of Donald R. Young III filed this product liability action against Ford Motor Company after their son was killed when the Ford Explorer in which he was a passenger ran off the road and rolled over. Malek and Thomas are Alabama attorneys, and the Cobb County State Court granted their applications for admission pro hac vice to represent Ford in the litigation.
In the course of discovery, plaintiffs' counsel served Ford with a request for production
The parties prepared a consolidated pretrial order. Section four of the pretrial order listed the individuals and entities with whom the parties would qualify the jury. The plaintiffs included in that listing "[a]ny insurer of Defendant Ford Motor Company," but counsel for Ford struck through that phrase. Ford explained that it "object[ed] to any reference to an alleged insurer of Ford. Ford has sufficient resources to satisfy any judgment that reasonably could be expected to be awarded as damages in this action, if any."
During pretrial hearings, as the parties and the trial court reviewed the pretrial order, Ford's local counsel and Thomas objected to the plaintiffs' request that the jury be qualified as to any insurer of Ford. Thomas specifically repeated the position that "Ford Motor Company essentially is self-insured to a point that it would satisfy any judgment in this case." The court explained that the issue was not whether Ford had sufficient resources to pay a judgment, but the identity of Ford's insurers so that the jury could be qualified as to anyone who had a financial interest at stake. When pressed further, Thomas said that he could not state that Ford would not make an insurance claim. He agreed to research the issue so that he could make a definitive statement on the record before the jury was qualified.
Voir dire was scheduled for the next week. According to the trial court, before voir dire began, Thomas again stated there was no insurance, but the statement was not made on the record. After an entire day of voir dire, the following colloquy occurred:
The next day, before the parties began to strike the jury, plaintiffs' counsel informed the court that Thomas had notified plaintiffs' counsel that Ford did have applicable insurance. The court stated, "Mr. Thomas stood here and you represented, on the record on behalf of Ford, and I made it clear that if you then tried to use insurance or you wanted to invoke insurance that it would be a mistrial. I've dismissed jurors, I've let people go." Local counsel for Ford explained, "We kind of dug into this a little bit further." The court responded,
Thomas explained,
Local counsel clarified that Ford was self-insured up to $25 million but six policies of excess coverage could be at play. (It was later determined that significantly more policies could potentially cover the judgment.)
Thomas said that he had not intentionally misled the court. He explained that he learned by email that morning of the insurance, and that he then promptly advised plaintiffs' counsel and the court. Malek, the other Alabama attorney, explained that after the pretrial hearing, he and Thomas made a "good faith inquiry" with Ford, which responded that "there was no insurance that [it] believed would be responsive to the concerns of this case and applicable to this case." Malek stated that he and Thomas did not know the information, had made efforts to obtain it, and had not made any knowing misrepresentation to the court.
The court declined to hold Thomas in contempt at that time. Counsel for plaintiff raised the issue of Thomas's pro hac vice admission. The court orally revoked both attorneys' admissions, and later reduced its order to writing. It found that the continued pro hac vice admissions "may be detrimental to the prompt, fair and efficient administration of justice," and that Malek and Thomas had violated Georgia Rules of Professional Conduct 3.3, Candor Toward the Tribunal, and 3.4, Fairness to Opposing Party and Counsel. Because the trial court had not qualified the jury pool as to Ford's insurers, the court declared a mistrial and ordered as a sanction that Ford could not contest the plaintiffs' assertion that it had failed to adequately warn consumers of the danger of a seatbelt during a rollover accident in a Ford Explorer. The plaintiffs and Ford settled and dismissed the case, and Thomas and Malek filed this appeal from the order revoking their pro hac vice admissions.
"This [c]ourt has a duty to inquire into its jurisdiction to entertain each appeal." Hammonds v. Parks, 319 Ga.App. 792, 793(2), 735 S.E.2d 801 (2012) (citation omitted). This case presents two jurisdictional issues: whether Thomas and Malek have standing to appeal and whether the appeal is moot because of the settlement and dismissal of the underlying case. OCGA § 5-6-48(b)(3); see In the Interest of M.B.B., 241 Ga.App. 249, 250(1)(a), 526 S.E.2d 76 (1999).
Whether an attorney may appeal individually the revocation of his pro hac vice admission based on a finding that he violated the Georgia Rules of Professional Conduct is an issue of first impression in Georgia. "Generally, only a party to a civil case, or one who has sought to become a party as by way of intervention and has been denied the right to do so, can appeal from a judgment. However, where judgment is entered against a nonparty, that nonparty becomes a party with standing to appeal." Barham v. City of Atlanta, 292 Ga. 375, 376(1), 738 S.E.2d 52 (2013) (citations omitted). Cf. Cooper Motor Lines v. B.C. Truck Lines, 215 Ga. 195(1), 109 S.E.2d 689 (1959) ("A party not aggrieved by the judgment of the trial court is without legal right to except thereto, since he has no just cause of complaint.") (citations and punctuation omitted).
If the questions presented in an appeal have become moot, then the appeal must be dismissed. See OCGA § 5-6-48(b)(3). We conclude that the issue of the revocation of the attorneys' pro hac vice admissions is not moot even though the underlying lawsuit has settled and been dismissed.
Although no Georgia court has addressed this precise issue, we have considered the issue of mootness in an attorney's appeal of a contempt conviction against him. In In re Hatfield, 290 Ga.App. 134, 136-137(1), 658 S.E.2d 871 (2008), we held that an attorney's appeal of his contempt conviction was not moot, even though he had paid the fine imposed, "because of possible continuing adverse collateral consequences" the attorney might suffer because of the conviction. Citing United States v. Schrimsher, 493 F.2d 842 (5th Cir.1974), we observed that an attorney's contempt citation could have "serious adverse career consequences" such as disciplinary action by a bar association, diminished opportunities for appointment to the bench or to other high office, damage to his reputation in the legal community, and his ability to attract clients and to represent them effectively. In re Hatfield, supra, 290 Ga.App. at 136-137, 658 S.E.2d 871.
The Eleventh Circuit United States Court of Appeals has addressed the issue of whether the revocation of an attorney's pro hac vice admission is moot when the underlying case has been dismissed. And although the decisions of the Eleventh Circuit are not binding on this court, they are persuasive authority. Perez v. State, 283 Ga. 196, 198, 657 S.E.2d 846 (2008). In Kirkland v. Nat. Mtg. Network, 884 F.2d 1367 (11th Cir.1989), the Eleventh Circuit held that the validity of the revocation of an attorney's pro hac vice admission, the only issue raised on appeal, was not moot even though the underlying case had been dismissed. Id. at 1370(II)(A). The court observed that "[a]lthough the immediate impact of the revocation of [the attorney's] pro hac vice status ended with the case's dismissal, the brand of disqualification on grounds of dishonesty and bad faith could well hang over his name and career for years to come." Id. (citation, punctuation and footnote omitted.) See also Lasar v. Ford Motor Co., 399 F.3d 1101, 1109(II) (9th Cir.2005) (noting that "the prevailing view [is] that settlement of an underlying case does not preclude appellate review of an order disqualifying an attorney from further representation insofar as that order rests on grounds that could harm his or her professional reputation") (citation and punctuation omitted).
We find the reasoning of Kirkland, supra, 884 F.2d at 1370(II)(A), persuasive and consistent with the reasoning of In re Hatfield, supra, 290 Ga.App. at 136-137(1), 658 S.E.2d 871. Here, the trial court found that the attorneys acted unfairly and with a lack of candor in violation of the Georgia Rules of Professional Conduct. These findings could
The attorneys argue that they were entitled to due process before the court revoked their admissions. We agree that the attorneys were entitled to notice and an opportunity to be heard.
Whether an attorney is entitled to due process before his pro hac vice admission may be revoked is another issue of first impression in Georgia. But the Eleventh Circuit considered the issue in Kirkland, supra, 884 F.2d at 1367. The court reasoned that admission of an attorney pro hac vice constitutes a "mutually explicit understanding" sufficient to implicate a Fourteenth Amendment property interest in the admission. Id. at 1371(II)(B). See also Perry v. Sindermann, 408 U.S. 593, 601(II), 92 S.Ct. 2694, 33 L.Ed.2d 570 (1972) ("A person's interest in a benefit is a `property' interest for due process purposes if there are such rules or mutually explicit understandings that support his claim of entitlement to the benefit and that he may invoke at a hearing.") (citation omitted). Accordingly, the Eleventh Circuit reasoned that an attorney, once admitted pro hac vice, is entitled to the basic procedural rights of notice and a hearing before the admission can be revoked. Kirkland, supra, at 1371(II)(B). Compare Leis v. Flynt, 439 U.S. 438, 99 S.Ct. 698, 58 L.Ed.2d 717 (1979) (holding that an attorney is not entitled to due process in applying for pro hac vice admission because the "right of an out-of-state lawyer to appear pro hac vice in [a state] court does not fall among those interests protected by the Due Process Clause of the Fourteenth Amendment").
We agree with the Eleventh Circuit that the revocation of an attorney's pro hac vice admission implicates a "mutually explicit understanding" sufficient to create a limited Fourteenth Amendment property interest. Uniform Superior Court Rules 4.4(D)(3) and 4.4(D)(4), which concern the admission of attorneys pro hac vice and the revocation of their admission (and which is applicable to state courts, see Uniform State Court Rules, Note), establish criteria for the revocation of an attorney's pro hac vice admission. And these criteria set the standards that a trial court must follow when deciding to revoke pro hac vice admission and that an attorney may invoke in opposing the revocation, thereby creating a limited property interest for due process purposes. Perry v. Sindermann, 408 U.S. at 601(II), 92 S.Ct. 2694.
The question, then, is what process is due.
Hood v. Carsten, 267 Ga. 579, 580, 481 S.E.2d 525 (1997) (citations and punctuation omitted). Consistent with the Eleventh Circuit's holding in Kirkland, we hold that the trial court must afford the attorneys notice and an opportunity to respond to the charges against them before revoking their pro hac vice admission. See Kirkland, supra, at 1372(II)(B).
As the attorneys observe in their appellate brief, this holding is in accord with the holdings of numerous courts throughout the United States. See, e.g., Belue v. Leventhal, 640 F.3d 567, 577(III)(A) (4th Cir.2011) ("[W]hile it may be true that no attorney has a due process right to pro hac vice status ..., once such status is granted, attorneys must receive some modicum of due process before it is revoked.") (citations omitted); Cole v. United States Dist. Court for the Dist. of Idaho, 366 F.3d 813, 821-822(II)(C) (9th Cir. 2004) (mandamus proceeding); Martens v. Thomann, 273 F.3d 159, 175-176(II)(A) (2d Cir.2001); Pacific Harbor Capital v. Carnival Air Lines, 210 F.3d 1112, 1118(III) (9th Cir.2000) ("[A]n opportunity to be heard does
Here, the attorneys were not given notice of the charges against them or a meaningful opportunity to be heard. The issue of revocation arose at the beginning of the trial, just before the parties were to strike a jury, and the trial court orally revoked their admissions at that time; the attorneys were not given notice that their admissions could be revoked until the trial court revoked them. And not until the trial court issued its written order were the attorneys informed of the specific Rules of Professional Conduct the trial court determined they had violated. Although the trial court allowed the attorneys to speak on the issue, they were not given a meaningful opportunity to respond to the charge that they had violated those specific rules, as they had not been given notice. Accordingly, we vacate the trial court's order revoking the attorneys' pro hac vice admissions and remand for the trial court to afford the attorneys notice and a meaningful opportunity to be heard before deciding the issue.
Thomas and Malek argue that the trial court erred in revoking their pro hac vice admissions on the basis of violations of Georgia Rules of Professional Conduct. They argue that the trial court lacked authority to sanction them based upon a violation of the disciplinary rules because the Georgia Supreme Court has the exclusive authority to govern the practice of law in Georgia. Because the issue will arise upon remand, we address it in spite of our vacating the order of revocation. We hold that the trial court properly considered the Georgia Rules of Professional conduct when deciding the issue of the revocation of the attorneys' pro hac vice admissions.
We observe that the Supreme Court transferred the appeal to this court on the ground that "the trial court's finding that the attorneys' conduct constituted a violation of State Bar Rules [did] not invoke [the Supreme] Court's authority over lawyer disciplinary matters."
More importantly, the rule governing the admission of attorneys pro hac vice and the revocation of that admission explicitly includes within the trial court's authority the Georgia Rules of Professional Conduct. Uniform Superior Court Rule 4.4(F)(1)(b), which concerns the admission of attorneys pro hac vice and the revocation of their admission, provides that "the [trial] court's ... authority includes, without limitation, the court's and State Bar of Georgia's Rules of Professional Conduct, contempt and sanctions orders, local court rules, and court policies and procedures." (Emphasis supplied.)
And we have previously held that trial courts may disqualify attorneys for violations of the disciplinary rules. For example, in Piedmont Hosp. v. Reddick, 267 Ga.App. 68, 599 S.E.2d 20 (2004), we held that the trial court erred in ruling that, because "sanctions for violations of disciplinary rules appear to be the exclusive province of the Supreme Court of Georgia, not of [the] trial court," it lacked authority to determine whether plaintiff's counsel violated Rule 4.2 of the Georgia Rules of Professional Conduct and therefore should be disqualified. Id. at 75-76(7)(a), 599 S.E.2d 20 (punctuation omitted). We noted that the "determination of whether an attorney should be disqualified
Because we have vacated and remanded the order revoking the attorneys' pro hac vice admissions, we do not address their argument that the evidence does not support the trial court's finding that the attorneys violated the Georgia Rules of Professional Conduct.
Judgment vacated and case remanded.
BARNES, P.J., and RAY, J., concur.