CHARLES H. WEIGLE, Magistrate Judge.
This is a review of a final decision of the Commissioner of Social Security denying Plaintiff Steve Andrews' claim for a period of disability insurance benefits under the Social Security Act. In support of his request for remand, Plaintiff argues that the Administrative Law Judge (ALJ) erred by (1) improperly discounting Plaintiff's treating physician's medical opinions, and (2) improperly assessing Plaintiff's credibility regarding his limitations. Because substantial evidence does not support the reasons provided by the ALJ in discounting Plaintiff's treating physician's opinion and Plaintiff's credibility, it is
At the time of the hearing before the ALJ, Plaintiff was fifty years old and suffered from lower back, neck, and leg pain as well as cholesterol, depression, and spasms. AR 24-27, 63 (Docs. 7-2, 7-4). Plaintiff graduated high school and previously worked as a gate guard, motor vehicle assembler, and hand packager.
On July 28, 2008, Plaintiff filed an application for a period of disability and disability insurance benefits.
District courts have a limited role in reviewing claims brought pursuant to the Social Security Act. Review of the Commissioner's decision is restricted to a determination of whether the decision is supported by substantial evidence and whether the correct legal standards were applied.
District courts must defer to the Commissioner's factual findings. Courts may not decide facts, re-weigh evidence, nor substitute their judgment for that of the Commissioner.
The Commissioner's findings of law are given less deference. Courts must determine if the Commissioner applied the proper standards in reaching a decision.
Persons are "disabled" for purposes of receiving Social Security benefits if they are unable to engage in any substantial gainful activity due to a physical or mental impairment that is expected to result in death or which has lasted or is expected to last for a continuous period of a least twelve months. 42 U.S.C. § 423(d)(1)(A).
When analyzing the issue of disability, the Commissioner must follow a five-step procedure. 20 C.F.R. § 404.1520, Appendix 1, Part 404. First, the Commissioner determines whether or not the claimant is currently engaged in substantial gainful activity. Second, upon a finding that the claimant is not working, the Commissioner determines whether the claimant has any impairment that prevents the performance of basic work activities. Next, if the existence of such impairments has been found, the Commissioner determines whether the impairment(s) meets or medically equals the severity of one or more of the specified impairments listed in Appendix 1 of Part 404 of the regulations. If the claimant's impairments do not meet or medically equal a listed impairment, the Commissioner must proceed to evaluate the claimant's residual functional capacity (RFC) for work. Fourth, using the claimant's RFC, the Commissioner determines whether the claimant is able to perform the physical and mental demands of his past work despite the impairments. Finally, and only when it has been determined that the claimant is unable to perform his past work, the Commissioner must determine whether there are sufficient numbers of jobs in the national economy that the claimant can perform given the claimant's RFC, age, education, and past work experience.
The Commissioner's decision must be reversed and remanded because the ALJ's decisions to discount the medical opinions of Plaintiff's treating physician, Dr. Earls, and to discount Plaintiff's credibility are not supported by substantial evidence. Despite the ALJ's efforts to discredit Dr. Earls' opinions and Plaintiff's credibility, the reasons given for the ALJ's determinations are not supported by substantial evidence.
At step one of the sequential evaluation process, the ALJ concluded that Plaintiff had not engaged in substantial gainful activity since his alleged onset date of April 24, 2008. AR 44 (Doc. 7-2). At step two, the ALJ determined that Plaintiff suffered from the severe impairment of lumbar post laminectomy secondary to degenerative lumbar disc disease status post fusion at L3-4.
The ALJ found that Plaintiff had the RFC to perform light work with the following exceptions: Plaintiff should have the opportunity to alternate sitting and standing up to once every half-hour; he can lift/carry twenty pounds occasionally and ten pounds frequently, he should not operate foot controls; he can occasionally balance, kneel, stoop, crouch, or crawl; and he should not work on ladders, ropes, scaffolds, or at unprotected heights.
At step four, the ALJ determined that, despite his limitations, Plaintiff could perform his past relevant work as a gate guard.
Plaintiff contends that he ALJ erred by discounting Plaintiff's treating pain specialist, Dr. Earls. Specifically, Plaintiff contends that the ALJ did not adequately support his decision to give Dr. Earls' opinions little weight. Although the ALJ attempted to provide good cause for discounting Dr. Earls' opinions, his decision to discount Dr. Earls' opinions is not supported by substantial evidence.
In determining whether a claimant is disabled, the ALJ must evaluate every medical opinion in the record and weigh each opinion. 20 C.F.R. § 404.1527(b)-(c). The ALJ must state with particularity the weight given to the different medical opinions and the reasons for the assigned weight.
In this case, the ALJ's reasons for discounting Dr. Earls' opinions are not supported by substantial evidence. The overwhelming evidence in the record shows that Plaintiff suffered from significant spinal problems, and despite attempts to work through the pain, the pain persisted such that Plaintiff felt he could no longer work. Plaintiff's back, leg, and neck problems began in 1994 when he injured his back in a work related accident. AR 323 (Doc. 7-7). Plaintiff continued to work until 2002 when he again injured his back.
Dr. Earls was Plaintiff's treating pain specialist both before and after Plaintiff's alleged onset date. In April 2007, Dr. Earls reported that a lumbar discogrophy and post-discogram CT scan showed a slight posterior tear at the L5-S1 level, an annular tear at L2-3, and an annular tear with disc protrusion at L5-S1. AR 405 (Doc. 7-8). In early April 2008, Dr. Earls reported that Plaintiff suffered diminished pinprick involving the right anterior thigh as well as the right foot, decreased range of motion of the back in all directions, more pronounced back pain with tenderness and spasm involving the lumbosacaral paravertebrals, moderate SI joint tenderness bilaterally, and moderate to severe sciatic notch tenderness bilaterally right more so than left.
Dr. Earls also reviewed the results of MRIs that were taken of Plaintiff's lumbar spine and cervical spine in February 2008.
Three weeks later, Plaintiff returned to see Dr. Earls.
Prior to seeing Dr. Earls in April 2008, Plaintiff was seen by his primary care physician, Dr. Early, in March 2008.
Following Dr. Earls' decision to remove Plaintiff from the workplace, Dr. Earls continued to treat Plaintiff. Plaintiff consistently had decreased pinprick in his right thigh and foot, mild SI joint tenderness and moderate sciatic notch tenderness bilaterally, and 1+ right knee jerk.
Dr. Earls completed two forms describing his opinions regarding Plaintiff's medical condition and limitations. A form completed by Dr. Earls in May 2009 stated that Plaintiff could only work three hours in an eight hour workday while sitting/standing for thirty minutes each at a time, needed to lie down two or three times a day, needed a cane to ambulate, and would miss work four times a month. AR 465-70. A form completed in January 2010 stated that Plaintiff could only work one hour a day while standing/sitting for fifteen minutes at a time and that Plaintiff suffered from moderate to severe pain.
The ALJ gave little weight to Dr. Earls' opinions on the forms and his opinion that Plaintiff should have been removed from work on the alleged onset date. The ALJ explained that he gave little weight to Dr. Earls' opinions because the opinions were inconsistent with his own records and the longitudinal evidence, and because the opinions were largely based on Plaintiff's subjective complaints. The ALJ noted that nothing in Dr. Earls' notes indicated that Plaintiff needed assistance ambulating, that there is a lack of clinical or diagnostic findings that support Dr. Earls' opinions, and that the treatment notes of Plaintiff's treating neurosurgeon, orthopedist, and primary care physician did not support Dr. Earls' opinions.
Despite the ALJ's attempt to discredit Dr. Earls' opinions, substantial evidence does not support the decision to give Dr. Earls' opinions little weight. As indicated above, the MRIs and EMG constitute objective clinical findings showing that Plaintiff suffered significant back injuries throughout his spine. Additionally, Dr. Earls' treatment notes include objective medical findings regarding pinprick, joint tenderness, and decreased range of motion in the back at the time of Plaintiff's alleged onset date. The ALJ's reliance upon the treatment notes of Plaintiff's treating neurosurgeon and orthopedist in discrediting Dr. Earls' opinions is unfounded because those treatment notes occurred at least three year prior to Plaintiff's alleged onset date. Plaintiff subsequently returned to work, and Dr. Earls' treatment notes show that Plaintiff's condition continued to deteriorate. Moreover, although the ALJ states that Dr. Earls' opinion is not supported by Plaintiff's primary care physician, Dr. Early's assessment just prior to Plaintiff's alleged onset date is consistent with Dr. Earls' findings.
Upon review of the record, the Court cannot conclude that substantial evidence exists to discredit Dr. Earls' medical opinion. The ALJ's attempt to show good cause for discrediting Dr. Earls' opinions is not sufficiently supported. As such, the decision does not comply with SSR 96-2p, which requires an ALJ to give a treating source's medical opinion substantial weight if the opinion is well supported and not inconsistent with the other evidence. Because the ALJ failed to show good cause, supported by substantial evidence, for discrediting Dr. Earls' opinions, the case must be remanded.
In determining that Plaintiff is not disabled, the ALJ appears to rely heavily upon a finding that Plaintiff lacks credibility. Although this Court cannot make credibility determinations or substitute its judgment for that of the Commissioner, a credibility determination must be supported by substantial evidence.
The ALJ stated that because Plaintiff could perform light household chores, Plaintiff could perform at least light exertional work. Participation in routine activities for a short period of time does not necessarily mean that a plaintiff can perform light work.
The ALJ also relied upon evidence that Plaintiff was exaggerating his symptoms. The ALJ cited two reports indicating that Plaintiff exaggerated his symptoms, both of which do not constitute substantial evidence. One report by Dr. Holliday, completed four years prior to Plaintiff's alleged onset date, indicated that "there may be secondary gain issues here." AR 334 (Doc. 7-7). Not only was this report completed four years prior to the relevant time period, but Dr. Holliday continued to treat Plaintiff without further indication that there were secondary gain issues. Moreover, Plaintiff returned to work after the report was completed. The other report, completed three years prior Plaintiff's alleged onset date, stated that Dr. Phillips suspected symptom exaggeration and lack of sincere effort.
Additionally, the decision does not comply with SSR 96-7p, which states that a good work history should weigh in a plaintiff's favor when assessing credibility. Although the ALJ acknowledges Plaintiff's good work history, he appears to discount the work history based on his conclusion that Plaintiff continued to exaggerate his symptoms. As discussed above, substantial evidence does not support the ALJ's finding that Plaintiff exaggerated his symptoms. Accordingly, it appears that the ALJ failed give sufficient weight to Plaintiff's good work history when assessing Plaintiff's credibility.
The ALJ failed to provide sufficient reasons for discounting Plaintiff's treating physician's opinions, and the ALJ's decision to discount Plaintiff's credibility is not supported by substantial evidence. Accordingly, it is hereby