CLAY D. LAND, District Judge.
This case is scheduled for a jury trial to begin on December 3, 2018 at 9:00 A.M. at the United States Courthouse in Columbus, Georgia. The following constitutes a pretrial order entered in the above-styled case after conference with counsel for the parties:
(1) (a) The names, addresses, and telephone numbers of all attorneys who personally appeared at pretrial and who will conduct the trial are as follows:
Other: None
(b) The names, addresses, and telephone numbers of all nonparty persons including attorneys who have a fixed or contingent financial interest in this case are as follows:
(2) (a) Companion cases pending in this and other federal/state courts are: there are more than 2,800 Pradaxa injury cases pending in various state and federal courts around the country. The bulk of cases are currently pending in coordinated state-court proceedings in Connecticut and California. See McDevitt v. Boehringer Ingelheim Pharm., Inc., No. CPL HHD-CV-15-6057664-S (Conn. Super. Ct.); In re Pradaxa Cases, No. CJC-16-004863 (Cal. Super. Ct.).
(b) Possible derivative claims not now the subject of pending litigation: None to the parties' knowledge.
(3) The estimated time required for trial is:
(4) The parties agree that the court has jurisdiction of the parties and the subject matter — 28 U.S.C. § 1332, 28 U.S.C. §1367, and 28 U.S.C. § 1391(b)(2).
(5) The jury will be qualified as to relationship with the following: Virginia Chambers; Boehringer Ingelheim Pharmaceuticals, Inc.; all attorneys and law firms identified in Paragraph 1; and all witnesses identified in Paragraph 18.
(6) All discovery has been completed, unless otherwise noted, and the court will not consider any further motions to compel discovery except for good cause shown. The parties, however, shall be permitted by agreement to take depositions of any person(s) for the preservation of evidence or for use at trial.
(7) Unless otherwise noted, the names of the parties as shown in the caption to this order are correct and complete, and there is no question by any party as to the misjoinder or non-joinder of any parties.
(8) The following is the plaintiff's brief and succinct outline of the case and contentions:
Mr. Chambers was diagnosed with an irregular heartbeat called atrial fibrillation in January 2013, and was prescribed Pradaxa 150 mg BID for anticoagulation at that time. Pradaxa, as an anticoagulant, does not correct atrial fibrillation, but rather is given prophylactically to atrial fibrillation patients for stroke prevention. At all times during which Mr. Chambers took Pradaxa, the U.S. label instructed his physicians that "[g]enerally, the extent of anticoagulation does not need to be assessed." During that same time, the Pradaxa label in Europe and other countries instructed physicians that "the measurement of dabigatran related anticoagulation may be helpful to avoid excessive high exposure to dabigatran in the presence of additional risk factors." Because Boehringer did not disclose these additional risk factors in the U.S. Pradaxa label, Mr. Chambers took Pradaxa in the presence of additional risk factors, including his age, kidney impairment, and concomitant medications.
At the time he was prescribed Pradaxa, Mr. Chambers was 85 years old, and he had a glomerular filtration rate (GFR) of 55 mL/min/1.73. Using the Cockcroft-Gault formula, Mr. Chambers' creatinine clearance at that time was 52 mL/min.
There was no information in the Pradaxa label at that time (or to this day for that matter) informing patients or physicians that the blood plasma concentration of Pradaxa in patients over the age of 80 is two times higher than in non-elderly patients. Likewise, there was no information in the Pradaxa label then (or now) informing patients or physicians that the blood plasma concentration of Pradaxa in patients with moderate renal impairment is three times higher than in patients with normal kidney function. Boehringer's own analysis of the data from its Pradaxa clinical trials showed that "[t]here was a more than 2-fold increase in dabigatran exposure in patients aged 80 years or more compared to non-elderly patients, an about 3-fold increase in patients with moderate renal impairment (CrCL 30-50 mL/min) compared to patients without renal impairment."
As a result, neither Mr. Chambers nor his physicians were aware that his age and his degree of renal impairment would cause him to have significantly increased Pradaxa plasma concentrations in his blood. Both Shane Darrah, M.D. and Michael Sims, M.D., the physicians who prescribed Pradaxa to Bobby Lee Chambers, testified that had they known of the increased Pradaxa blood level in a patient like Mr. Chambers, they would have utilized that information in performing their risk-benefit analysis when deciding whether or not to prescribe Pradaxa to a patient like Mr. Chambers.
At the time he was prescribed and took Pradaxa, Bobby Lee Chambers was concomitantly taking aspirin 325 mg daily, and naproxen 500 mg (an NSAID medication)—each of which carries its own increased risk of bleeding. Although the U.S. Pradaxa label notes that the risk of bleeding is increased in patients concomitantly taking Pradaxa and antiplatelet and/or NSAID medications, the label did not (and still does not) contain any information as to what extent concomitant use increased the overall, synergistic bleed risk. In Europe and other countries around the world, Boehringer has informed physicians and patients for years that:
Again, Pradaxa's U.S. label did not inform Bobby Lee Chambers or his healthcare providers of the true extent of the risks that taking Pradaxa posed to patients like him.
Mr. Chambers was also taking carvedilol (brand name Coreg) during the time he was prescribed Pradaxa. Mr. Chambers' carvedilol prescription was increased from 3.125 mg per day (taken as ½ tablet twice per day) to 12.5 mg per day (taken as 1 6.25 mg tablet twice per day) when he began taking Pradaxa. Although the Pradaxa label informed physicians that P-gp inhibitor medications were likely to increase the concentration of Pradaxa in a patient's blood, at no time did the Pradaxa label inform physicians that carvedilol is a P-gp inhibitor, despite the fact that is one of the most common medications prescribed to cardiology patients. The Pradaxa label did, however, specifically list several other P-gp inhibitor drugs by name in relation to their potential interaction with Pradaxa.
On May 19, 2014, Mr. Chambers presented to the Emergency Department at St. Francis Hospital complaining of bright red rectal blood. He reported that he had passed black stools the previous day beginning after he returned home from church, that they had progressed to bright red blood, and that he had last taken a dose of Pradaxa the evening of May 18, 2014. Mr. Chambers also reported that he felt weak and lightheaded. The physicians at St. Francis admitted Mr. Chambers and diagnosed him with a gastrointestinal bleed.
At the time of admission, Mr. Chambers' creatinine serum was elevated at 1.7 mg/dL. Using the Cockcroft-Gault formula, Mr. Chambers' creatinine clearance at that time was 35 mL/min. Mr. Chambers' activated partial thromboplastin time (aPTT) on May 19, 2014 (measured at 6:48 a.m.) was elevated at 88.3 seconds, and his hemoglobin was low at 7.5 g/dL.
Shortly after being admitted to the hospital, Mr. Chambers received a gastrointestinal consultation, including an esophagogastroduodenoscopy, which showed no signs of upper GI bleed. On May 20, 2014, a nuclear bleeding scan was performed, which showed active bleeding in the splenic flexure in Mr. Chambers' colon.
Mr. Chambers' gastrointestinal bleed could not be stopped, and he continued to bleed. On May 21, 2014, he underwent an angiogram with coil embolization to attempt to stop the bleeding in his colon. Although the procedure appeared to have been successful at the time it was completed, Mr. Chambers bleeding continued after he was returned to his room. His aPTT was measured again at 11:31 a.m., on May 21, 2014, and was still elevated at 49.2 seconds, despite taking his last Pradaxa dose days prior. His creatinine serum level had also increased to 2.6 mg/dL, resulting in a creatinine clearance of 23 mL/min using the Cockcroft-Gault formula, and a diagnosis of acute renal failure. Mr. Chambers' hemoglobin had decreased to 7.2 g/dL.
Despite their continued efforts, the physicians at St. Francis were unable to stop Mr. Chambers' gastrointestinal bleed, and, as a result, he died at 2:28 p.m. on May 21, 2014. Prior to his death, he was transfused approximately 10 units of blood over a 48 hour period.
As a result of Boehringer's conduct and its defective drug, Pradaxa, Bobby Lee Chambers suffered severe and debilitating injuries, including death. Plaintiff brings the present action with theories of liability of strict liability — failure to warn, negligent failure to warn, strict liability — design defect
(9) The following is the defendant's brief and succinct outline of the case and contentions
In January 2013, at the age of 85, Bobby Lee Chambers was diagnosed with new onset atrial fibrillation. Mr. Chambers' cardiologist, Dr. Shane Darrah, prescribed him Pradaxa to reduce his risk of stroke. Based on Mr. Chambers' renal function, he was appropriately prescribed the 150 mg dose. Mr. Chambers was concomitantly taking aspirin, naproxen (an NSAID), and one or more P-gp inhibitors.
At all times during Mr. Chambers' Pradaxa usage, the FDA-approved prescribing information contained detailed warnings about the risk of bleeding. For instance, the Highlights section on the first page warned:
Elsewhere in the label, the prescribing information for Pradaxa contains additional warnings about bleeding, including warnings specifically about patients with Mr. Chambers' characteristics and co-medications:
The Pradaxa Medication Guide, which is written in patient-friendly language as a tool for physicians to help counsel patients and is dispensed by pharmacists directly to patients, also warned about the risk of bleeding, particularly in elderly patients and patients taking Mr. Chambers' other medications:
These prominent and extensive warnings adequately warned Dr. Darrah under Georgia law. Indeed, Dr. Darrah understood Pradaxa's bleeding risks and discussed them with Mr. Chambers. Dr. Darrah would not have altered his prescribing decision with different warnings.
On May 19, 2014, Mr. Chambers presented to the hospital with gastrointestinal bleeding. On May 21, Mr. Chambers successfully underwent coil embolization of his left colic artery to halt the bleed. Mr. Chambers passed away that same day from cardiac arrest. While any anticoagulant, including Pradaxa, can increase a patient's risk of bleeding, Pradaxa did not cause Mr. Chambers' arterial rupture or death.
(10) The issues for determination by the jury are as follows:
(a) Whether, at the time Plaintiff's Pradaxa left Defendant's control, Defendant failed to provide an adequate warning to the learned intermediary of Pradaxa's potential dangers;
(b) Whether, at the time Plaintiff's Pradaxa left Defendant's control, Pradaxa's warnings were defective in design;
(c) Whether Defendant's alleged failure to warn or Pradaxa's defective design (inadequate warning) was the cause in fact of Plaintiff's injury;
(d) Whether Dr. Darrah would have prescribed Pradaxa to Plaintiff but for Defendant's allegedly inadequate or defective warning;
(e) Whether, by clear and convincing evidence, Defendant's actions showed willful misconduct, malice, fraud, wantonness, oppression, or that entire want of care that would raise the presumption of conscious indifference to consequences; and
(f) Whether Plaintiff is entitled to compensatory or punitive damages and, if so, in what amount.
(11) If a tort action, specifications of negligence, including applicable code sections, are as follows:
(12) If a contract action, the terms of the contract are as follows (or, the contract is attached as an exhibit to this order): Not applicable.
(13) The types of damages and the applicable measure of those damages are as follows:
(1) Wrongful Death Damages (O.C.G.A. § 51-4-1 et seq.) — measurement is the full value of life to Bobby Lee Chambers to himself if he had lived, which has two components:
(2) Pre-Death Damages (O.C.G.A. §§ 9-2-41 and 51-4-5(b)), which include funeral, medical, and other necessary expenses resulting from the injury and death of Bobby Lee Chambers, as well as conscious physical and mental pre-death pain and suffering endured by Bobby Lee Chambers prior to his death;
(3) Punitive Damages (O.C.G.A. § 51-12-5.1), which is the amount necessary to punish, penalize, or deter the defendant — the measure of which may include:
(14) All material undisputed facts established by the pleadings, depositions, or admissions of the parties are attached hereto as
(15) Pursuant to the court's usual practice, pleadings will not be submitted to the jury.
(16) Special authorities relied upon by plaintiff relating to peculiar legal questions are as follows: Plaintiff notes that the Court has already ruled that her failure to warn claims (other than those related to approval of the 110 mg dose) are not preempted [Doc. 44], and Boehringer's argument to the contrary below is inappropriate for the trial of this case.
(17) Special authorities relied upon by defendant relating to peculiar legal questions are as follows:
(a) Learned Intermediary Doctrine: Porter v. Eli Lilly and Co., 291 F. App'x 963, 964 (11th Cir. 2008) ("Under Georgia law, Porter was required to prove that, but for the alleged inadequate warning, Dr. Wolfberg, decedent's physician, would not have prescribed Prozac to decedent."); see also Dietz v. Smithkline Beecham Corp., 598 F.3d 812, 816 (11th Cir. 2010) (no proximate causation where doctor "provided explicit, uncontroverted testimony that, even when provided with the most current research and FDA mandated warnings, he still would have prescribed Paxil for [the plaintiff's] depression"); In re Mentor Corp. ObTape Transobturator Sling Prod. Liab. Litig., 711 F.Supp.2d 1348, 1378 (M.D. Ga. 2010) (proximate causation inquiry focuses on whether the learned intermediaries "would have made the same decision to implant ObTape" in their patients).
(b) Federal Preemption: Wyeth v. Levine, 555 U.S. 555, 571 (2009) (state law failure-to-warn claim preempted where there is "clear evidence that the FDA would not have approved a change to [the medicine's] label"); PLIVA, Inc. v. Mensing, 564 U.S. 604, 624 (2011) ("[W]hen a party cannot satisfy its state duties without the Federal Government's special permission and assistance, which is dependent on the exercise of judgment by a federal agency, that party cannot independently satisfy those state duties for pre-emption purposes."); Mut. Pharm. Co., Inc. v. Bartlett, 570 U.S. 472, 488 (2013) ("Our pre-emption cases presume that an actor seeking to satisfy both his federal- and state-law obligations is not required to cease acting altogether in order to avoid liability.").
(c) Compliance with Governmental Regulations: Doyle v. Volkswagenwerk Aktiengesellschaft, 481 S.E.2d 518, 521 (Ga. 1997) (holding that "compliance with federal standards or regulations is a factor for the jury to consider"); Banks v. ICI Americas, Inc., 450 S.E.2d 671, 675 (Ga. 1994); Ga. Pattern Civil Jury Instructions § 62.670; Federal Food, Drug, and Cosmetic Act.
(18) The following are lists of witnesses the:
(c) Defendant will have present at trial
(d) Defendant may have present at trial:
Opposing counsel may rely on representation by the designated party that it will have a witness present unless notice to the contrary is given in sufficient time prior to trial to allow the other party to subpoena the witness or obtain this testimony by other means. Counsel should be prepared to state at the pretrial conference objections to any witness listed.
(19) Attached hereto as
(20) Attached hereto as
(21) Attached hereto as
(22) The possibilities of settling the case are:
(23) A jury of twelve will be selected and all jurors shall participate in the verdict unless excused from service by the court. Each side shall have 3 peremptory challenges.
(24) The parties are notified that if this action is settled after jurors have been summoned and it is too late to notify jurors that it is no longer necessary for them to report for jury service, the cost of compensating those jurors who report for jury service unnecessarily shall be taxed as costs upon the parties, as the Court determines appropriate.
(25) Other matters: The Parties have reached the following stipulations:
(26) Additional Other Matters:
(1) If punitive damages are permitted to go to the jury, Defendant submits that bifurcation is required. See Ga. Code Ann. § 51-12-5.1(d)(1)-(2) ("In any case in which punitive damages are claimed, the trier of fact shall first resolve from the evidence produced at trial whether an award of punitive damages shall be made. . . . If it is found that punitive damages are to be awarded, the trial shall immediately be recommenced in order to receive such evidence as is relevant to a decision regarding what amount of damages will be sufficient to deter, penalize, or punish the defendant in light of the circumstances of the case."); In re Mentor Corp. ObTape Transobturator Sling Prod. Liab. Litig., No. 3:07-CV-00101, 2010 WL 1998166, at *4 (M.D. Ga. May 18, 2010) ("[U]nder Georgia law, cases involving a claim for punitive damages must, at a minimum, be bifurcated.").
(27) Court's Rulings on Motions in Limine
The Court made several oral rulings at the pretrial conference held on November 1, 2018. Those rulings, along with rulings on motions in limine not argued orally, are summarized below.
Denied. Plaintiff may introduce 110-mg evidence to the extent it is probative of Boehringer's knowledge of the dangers of the 150-mg dose and whether Boehringer knew how to more robustly warn of the dangers of the 150-mg dose.
Denied.
Granted.
Denied.
Granted. If Plaintiff determines that such evidence somehow becomes relevant at trial, counsel shall alert the Court outside the presence of the jury before seeking to admit the evidence.
Granted.
Denied.
Deferred ruling to trial. Denied to the extent the Court has determined that some evidence regarding the 110-mg dose may be relevant and admissible to show knowledge of harm and ability to warn more robustly. Some of the foreign regulation evidence may be admissible for similar purposes.
Boehringer's motion is granted. Plaintiff's motion for an adverse inference is denied.
Denied.
Plaintiff may introduce financial evidence that is probative of Boehringer's alleged focus on profit over patient safety and narrowly targeted to show that such motivation influenced its decisionmaking regarding its warnings. But general financial information and information about Pradaxa's financial success is otherwise irrelevant in the liability phase of the trial and shall be excluded during that phase. The Court shall bifurcate the liability and punitive damages phases of the trial, and the evidence may be admissible in the punitive damages phase.
Denied.
Deferred to trial when the Court can determine based on Plaintiff's expert's testimony whether the articles qualify as learned treatises for purposes of an exception to hearsay. The Court notes that Plaintiff has withdrawn two of the articles.
Denied.
Granted. If Plaintiff wishes to introduce the additional materials through Dr. Plunkett, she must properly supplement Dr. Plunkett's report under Rule 26(e)(2), and Boehringer shall have an opportunity to depose Dr. Plunkett regarding the impact of the additional documents on her opinions.
Denied.
Deferred to trial.
Deferred to trial.
Deferred to trial.
Deferred to trial.
Deferred to trial. Defendant shall be allowed to make a proffer in advance of trial to qualify the Beasley article as a learned treatise for the purpose of establishing a hearsay exception.
It is hereby ORDERED that the foregoing, including the attachments thereto, constitutes the pretrial order in the above case and supersedes the pleadings which may not be further amended except by order of the court to prevent manifest injustice.
The parties have not agreed to any material undisputed facts.
Plaintiff may present the following witnesses at trial by means of deposition:
Page/line designations for each deposition are attached hereto in the order the witnesses names appear above.
BI may present the following witnesses at trial by means of deposition (as necessary in light of Plaintiff's final designations):
Page/line designations for each deposition are attached hereto in the order the witnesses names appear above.
Pursuant to the Court's July 26, 2018 Order [Doc. 76], the parties have exchanged deposition designations, counter-designations, and objections (including to exhibits contained in such deposition designations), and have met and conferred with regard to such designations and objections. The parties have further agreed to narrow the scope of such deposition designations pursuant to the following schedule: Plaintiff to provide her narrowed designations to Defendant by November 9, 2018; Defendant to provide Plaintiff with its objections and counter-designations by November 16, 2018, the parties to meet-and-confer thereafter and provide to the Court any outstanding objections by November 28, 2018.
For trial exhibits, the parties have stipulated that the party presenting a witness will provide via email to the opposing party the proposed direct examination exhibits the party intends to use on a given day of trial by 7:00 pm the prior evening, and the opposing party will provide via email any objections to those exhibits by 7:00 am the following morning.
Plaintiffs' full exhibit list is attached hereto as Attachment 1.
BI's exhibit list is attached hereto as Attachment 2.
A. We the jury find for the Plaintiff in the amount of $________________________
OR
B. ____________ We the jury find for the Defendant.
Question 2:
If you find for the Plaintiff, are punitive damages against the Defendant appropriate?
Question 3:
We the jury award punitive damages against the Defendant in the amount of
$______________.
According to the principles of law as instructed by the Court and the facts as you find them, please answer the following:
1. Did Plaintiff prove by a preponderance of the evidence that BI failed to provide an adequate warning of the risks associated with the use of Pradaxa?
If your answer is "No," please have your foreperson sign and date the verdict form. If your answer is "Yes," go to Question 2.
2. Did Plaintiff prove by a preponderance of the evidence that Mr. Chambers' prescribing doctor would not have prescribed Pradaxa to him if an adequate warning had been given?
If your answer is "No," please have your foreperson sign and date the verdict form. If your answer is "Yes," go to Question 3.
3. Did Plaintiff prove by a preponderance of the evidence that Pradaxa caused Mr. Chambers' death?
If your answer is "No," please have your foreperson sign and date the verdict form. If your answer is "Yes," go to Part II.
4. What sum of money, if any, do you find, by a preponderance of the evidence, to be the total amount of Plaintiff's damages caused by Defendant's failure to provide an adequate warning of the risks associated with Pradaxa?
5. Did Plaintiff prove, by clear and convincing evidence, that BI acted with willful misconduct, malice, fraud, wantonness, oppression, or an entire want of care raising the presumption of conscious indifference to consequences?
If your answer is "No," have your foreperson sign and date the verdict form. If your answer is "Yes," go to Question 6.
6. Has Plaintiff proven, by clear and convincing evidence, that punitive damages are necessary to punish BI and to deter similar conduct by them in the future?
Have your foreperson sign and date the verdict form.
SO SAY WE ALL.
What amount of punitive damages, if any, do you assess?
$ ____________
Have your foreperson sign and date the verdict form.
SO SAY WE ALL.