AMY TOTENBERG, District Judge.
This matter is before the Court on Plaintiff's Motion for Leave to File Second Amended Complaint [Doc. 33] and Motion to Lift Stay of Discovery [Doc. 39].
This case arises from the surgical implantation of a medical device and the injuries sustained from its failure and removal. In an attempt to relieve her chronic back and lower body pain, Plaintiff Sheryl D. Cline had a medical device surgically inserted in her back on December 24, 2009. (Am. Compl. ¶ 5.) This device, called an implantable pulse generator ("IPG"), is designed to relieve pain through electric stimulation of nerves. (Id. at ¶¶ 4, 5.) The IPG implanted in the Plaintiff was an Eon Mini Model 3788 Spinal Cord Stimulator ("Model 3788"), which Defendant designed, manufactured, marketed, and sold. (Id.)
The Model 3788 relieved Plaintiffs pain initially, but in June 2010, the device stopped working. (Id. at ¶ 6.) Plaintiff underwent surgery to extract the Model 3788 on October 20, 2010, and the device was sent to Defendant for analysis. (Id. at ¶ 7.) After examination of the device, Defendant wrote Plaintiff's physician on February 15, 2011, explaining that the device failed as "the result of a defective IPG battery." (Id. at ¶ 8, Ex. A.)
Plaintiff filed her Complaint for Damages in the State Court of Fulton County, Georgia, on October 24, 2011. On November 23, 2011, Defendants St. Jude Medical, Inc., and St. Jude Medical S.C., Inc., removed the case to this Court based on diversity jurisdiction.
Defendants
On January 23, 2012, Defendant filed a Motion to Dismiss Plaintiff's Amended Complaint under Federal Rule of Civil
On June 15, 2012, 914 F.Supp.2d 1290, 2012 WL 3631320, the Court granted in part and denied in part Defendant's motion to dismiss. (Doc. 25.) The Court concluded that the MDA did not preempt count I ("Breach of Express Warranty") and allowed that claim to go forward.
As to count II ("Violation of FDA Regulations"), Plaintiff argued that it was a non-preempted "parallel claim." A "parallel claim" is a state claim based on a violation of the FDA regulations and is not preempted under the MDA. Riegel v. Medtronic, 552 U.S. 312, 321-22, 128 S.Ct. 999, 169 L.Ed.2d 892 (2008). However, to sufficiently plead a parallel claim, a plaintiff must (1) claim the violation of a particular federal regulation and (2) "set forth facts pointing to specific ... requirements that have been violated." Wolicki-Gables v. Arrow Int'l., Inc., 634 F.3d 1296, 1301 (11th Cir.2011). Plaintiff failed to provide specific factual allegations indicating exactly what FDA regulation was violated and in what manner. Thus, the Court granted Defendant's motion to dismiss as to count II.
Plaintiff now requests leave to amend her complaint a second time, arguing that this amendment will cure the deficiencies as to count II. (Doc. 33.) Should the Court deny Plaintiff's request, she then requests that the Court lift the stay of discovery to allow for limited discovery regarding premarket and supplemental premarket approvals by the FDA concerning the manufacture of Defendant's Eon Mini Model 3788 IPG (the medical device at issue in this case). (See Doc. 39.)
Rule 15(a) of the Federal Rules of Civil Procedure provides that a party may amend her complaint after the filing of the answer "only by leave of court or by written consent of the adverse party." Fed. R.Civ.P. 15(a)(2). "The court should freely give leave when justice so requires." Id.; accord Foman v. Davis, 371 U.S. 178, 182, 83 S.Ct. 227, 9 L.Ed.2d 222 (1962); Shipner v. Eastern Air Lines, Inc., 868 F.2d 401, 406-407 (11th Cir.1989) ("Rule 15(a) severely restricts the district court's freedom, directing that leave to amend shall be freely given when justice so requires."). Nonetheless, the Court may deny leave to amend for a variety of reasons including undue delay, bad faith, undue prejudice to the Defendant, a repeated failure to cure deficiencies by amendments previously allowed, or futility. Foman, 371 U.S. at 182, 83 S.Ct. 227; Hall v. United Ins. Co. of America, 367 F.3d 1255, 1263 (11th Cir. 2004) ("[D]enial of leave to amend is justified by futility when the complaint as amended is still subject to dismissal." (quoting Burger King Corp. v. Weaver, 169 F.3d 1310, 1320 (11th Cir.1999))); c.f. Bryant v. Dupree, 252 F.3d 1161, 1163-64 (11th Cir.2001) (reversing district court's decision to deny leave to amend a complaint because there was no evidence of prejudice to the defendant).
Defendant asserts that undue delay, undue prejudice, a repeated failure to cure deficiencies, and futility exist here warranting the denial of Plaintiff's request to amend her complaint. Defendant's first three assertions are without merit.
First, though Plaintiff's motion to amend her complaint delays the resolution
Thus, futility remains the only basis for Defendant's opposition to Plaintiff's motion for leave to amend her complaint. Defendant argues that Plaintiff's claim in count II, as alleged in her Second Amended Complaint, is (1) impliedly preempted by the Food, Drug & Cosmetic Act ("FDCA"), 21 U.S.C. § 337(a) and (2) not a sufficiently pled parallel claim to avoid preemption under the MDA. Thus, Defendant contends that granting Plaintiff leave to amend her complaint would be futile.
Defendant argues that Plaintiff's allegations in count II amount to an attempt to bring a prohibited private action for violations of the Food, Drug & Cosmetic Act ("FDCA"), 21 U.S.C. § 337(a). The FDCA provides that "all such proceedings for the enforcement, or to restrain violations, of [the FDCA, 21 U.S.C. § 301 et seq.,] shall be by and in the name of the United States." The Supreme Court has held that this provision impliedly preempts state law claims alleging fraud on the FDA. Buckman Co. v. Plaintiffs' Legal Committee, 531 U.S. 341, 348, 121 S.Ct. 1012, 148 L.Ed.2d 854 (2001). A "fraud-on-the-FDA" claim is one in which the manufacturer of a device makes fraudulent representations to the FDA in the PMA process. Id. at 347, 121 S.Ct. 1012. Put another way, "a private litigant cannot bring a state-law claim against a defendant when the state-law claim is in substance (even if not in form) a claim for violating the FDCA — that is, when the state claim would not exist if the FDCA did not exist." Leonard v. Medtronic, Inc., No. 1:10-CV-03787-JEC, 2011 WL 3652311, *8 (N.D.Ga. Aug. 19, 2011) (holding that a negligence per se action based on a violation of the FDCA is impliedly preempted because it would not exist without the FDCA) (quoting Riley v. Cordis Corp., 625 F.Supp.2d 769, 777 (D.Minn.2009)).
In Buckman, the plaintiff alleged that the manufacturer made fraudulent representations to the FDA about the intended use of a component part of its device. Id. Upon this misrepresentation, as the plaintiff alleged, the FDA cleared the device for sale, and this device was subsequently used to plaintiff's detriment. Id. The Supreme Court reasoned that allowing this fraud-on-the-FDA claim would skew the "delicate balance" of statutory objectives
In count II of Plaintiff's Second Amended Complaint, she alleges a common law negligence claim, not one asserting fraud-on-the-FDA. Thus, this claim is not impliedly preempted by § 337(a). The elements of negligence in Georgia are: "the existence of a legal duty; breach of that duty; a causal connection between the defendant's conduct and the plaintiff's injury; and damages." Seymour Electrical & Air Conditioning v. Statom, 309 Ga.App. 677, 710 S.E.2d 874, 877 (2011). To state a claim of negligent manufacturing, the plaintiff must show that Defendant's negligence led to a defect in the product that existed when it left the manufacturer. Miller v. Ford Motor Co., 287 Ga.App. 642, 653 S.E.2d 82, 84 (2007). Plaintiff essentially alleges that Defendant failed to exercise ordinary care in its manufacturing of the Model 3788, which resulted in a defectively assembled device that ultimately caused her injuries. (See Second Am. Compl. ¶¶ 27, 42-43.) This is not a fraud-on-the-FDA claim and would exist even absent the FDCA. Thus, Plaintiff's claim in count II of her Second Amended Complaint is not impliedly preempted by § 337(a).
Defendant next argues that count II in Plaintiff's Second Amended Complaint fails to satisfy the pleading requirements for a parallel claim based on a violation of FDA requirements. In Riegel v. Medtronic, the Supreme Court introduced the concept of "parallel claims," which provide a narrow exception to MDA preemption. Riegel v. Medtronic, Inc., 552 U.S. 312, 330, 128 S.Ct. 999, 169 L.Ed.2d 892 (2008). The Court explained that state claims based on a violation of the FDA regulations are not preempted under the MDA. Id. The Court reasoned that "[s]tate requirements are pre-empted under the MDA only to the extent that they are `different from, or in addition to,' the requirements imposed by federal law." Id. (quoting § 21 U.S.C. 360k(a)(1)). Thus, purposely pled state claims based on violations of FDA regulations are not preempted by § 360k(a), as those claims do not conflict with, but rather parallel, the statutory scheme. Id.
The Eleventh Circuit has since specifically addressed the pleading requirements for parallel claims. Wolicki-Gables v. Arrow Int'l, Inc., 634 F.3d 1296, 1301 (11th Cir.2011). In Wolicki-Gables, the court stated that a properly alleged parallel claim must both: (1) claim the violation of a particular federal regulation or Pre Market Approval ("PMA") requirement that refers to the device at issue and (2) provide factual detail to substantiate that violation. Id. Furthermore, the plaintiff must allege a cognizable link between the violation and the injury alleged. Id. at 1301-1302; Leonard v. Medtronic, Inc., No. 1:10-CV-03787-JEC, 2011 WL 3652311, at *6 (N.D.Ga. Aug. 19, 2011) (noting that the causal connection between the alleged violations of FDA regulations and the injuries or harm suffered is "`a critical element' of a properly pled parallel claim" (quoting Franklin v. Medtronic, Inc., No. 09-cv-02301-REB-KMT, 2010 WL 2543579, at *10 (D.Colo. May 12, 2010))).
In count II of her Second Amended Complaint, Plaintiff alleges a parallel claim based on two interrelated violations of federal regulations. First, she alleges violations of unspecified Pre Market Approval requirements ("PMAs").
However, Plaintiff also directs the Court to violations of the FDA's Current General Manufacturing Practices (CGMPs) relating to the device at issue. (Second Am. Compl. ¶¶ 23, 35-36, Ex. D.) Generally, violations of the CGMPs alone are insufficient to state a parallel claim. This is because CGMPs apply to many different types of devices and are thus not specific to any one device. 62 Fed. Reg. 52601-52654, 52603. CGMPs require manufacturers of medical devices to put in place "quality system[s] ... to ensure that finished devices will be safe and effective and otherwise in compliance with the Federal Food, Drug, and Cosmetic Act." 21 C.F.R. § 820.1(a). The FDA embraces an "`umbrella' approach ... provid[ing] the framework that all manufacturers must follow" and then requiring manufacturers to "fill in the details that are appropriate to a given device." Id. As the CGMPs are general by design, assertions of general CGMP violations, alone, are often insufficient to state a parallel claim, which requires a violation of a device-specific regulation. Ilarraza v. Medtronic, 677 F.Supp.2d 582, 588-89 (E.D.N.Y.2009); In re Medtronic, Inc., Sprint Fidelis Leads Products Liability Litigation, 592 F.Supp.2d 1147, 1157 (D.Minn.2009), aff'd, 623 F.3d 1200 (8th Cir.2010).
In Ilarraza, for example, the plaintiff tried to make out a parallel claim merely by providing a list of CGMPs the defendant allegedly violated. Ilarraza, 677 F.Supp.2d at 586-88. The court noted that CGMPs are "purposefully broad so as to apply to a broad range of medical devices." Id. at 588. As the plaintiff relied on nothing else but this list of violated CGMPs, the court held that he had failed to state a parallel claim. Id.; see also.
In contrast, in Purcel, the plaintiff alleged CGMP violations specifically focused on moisture problems in the device at issue, a cochlear implant. Purcel, 2008 WL 3874713, at *2. The plaintiff further substantiated these violations by alleging that the defendant had found similar moisture issues through its own audit and the FDA later filed suit against defendant noting the same moisture problems. Id. at *2-3. As the plaintiff did not just list CGMP violations, but tied these to the specific device at issue, the court held that plaintiff had sufficiently alleged a parallel claim.
Here, in Plaintiff's Second Amended Complaint, she provides more than conclusory assertions of CGMP violations. She also alleges specific facts about when and how these violations occurred in the manufacture of the specific device at issue. According to Plaintiff, on June 29, 2009, the FDA sent Defendant a warning letter regarding numerous, specific CGMP violations in the manufacture of its IPG devices. (Second Am. Compl. ¶ 36 and Ex. D.) These CGMP violations include:
(Second Am. Compl. ¶ 36.)
Plaintiff next alleges that based on these CGMP violations, the FDA determined that the Defendant's IPG's were "adulterated within the meaning of § 501(h) of the Act, 21 U.S.C. § 351(h)." (Second Am. Compl, ¶ 36 (quoting Ex. D).) Thus, the FDA stated that it would not provide market approval for the devices related to Defendant's specific CGMP violations until Defendant corrected each violation. (Id.)
Plaintiff's specific allegations are sufficient to state a plausible parallel claim at this early stage of litigation. C.f. Wolicki-Gables, 634 F.3d at 1301-1302 (holding that allegations that fail to identify a violation of an FDA regulation specific to the device at issue and a causal link between such violation and the plaintiff's injuries, are insufficient to state a parallel claim); Leonard, 2011 WL 3652311, at *5-6 (same). Thus, the Court GRANTS Plaintiff's Motion for Leave to File Second Amended Complaint [Doc. 33].
As the Court has granted Plaintiff's request to amend her complaint, the Court
Plaintiff's Motion for Leave to File Second Amended Complaint [Doc. 33] is
The limited discovery period provided for count II
The Clerk is