TIMOTHY C. BATTEN, SR., District Judge.
This disability-discrimination case comes before the Court on Defendant Ethan Allen Retail, Inc.'s motion to dismiss [4].
In October 2004, Chesnut began her career at Ethan Allen, and until May 1, 2012, she worked at the retailer's store in Peachtree City, Georgia.
In 2007 and 2009 Chesnut suffered on-the-job injuries that substantially impaired major life activities — walking, running, and general mobility. Despite these challenges, she had no problem fulfilling the duties and responsibilities of her position.
In 2009 Chesnut learned from her immediate supervisor, Sandy Waters, that corporate had flagged the file of a coworker who suffered an on-the-job shoulder injury. After a leave of absence of almost six months, the coworker wanted to return to work, so Chesnut discussed this with her district manager, Adam Barrier. According to him, Ethan Allen would no longer allow employees injured on the job to return to work until their injuries were fully recovered and they could lift fifty pounds.
In October 2011 Chesnut suffered another on-the-job injury in which she damaged her knee. As a result, she needed surgery, which she underwent in January 2012. Chesnut's knee injury substantially impaired major life activities, like walking, running, and general mobility. Ethan Allen was aware of her injury.
Not long after her surgery, on February 21, 2012, Chesnut's supervisor, Dave Rose, presented her with a list of alleged performance deficiencies and told her that she would be replaced as design center manager. He also said that while he did not agree with the alleged list of deficiencies, "corporate is on my back" and "you are considered an HR [r]isk." Far from deficient, Chesnut's work record was exemplary. In fact, her outstanding performance was often noted in written evaluations and compensated through bonuses.
On March 28, 2012, Chesnut learned that she was being demoted effective May 1, 2012.
Rather than accept the demotion, Chesnut submitted her resignation on April 30, 2012. She did so for a variety of reasons. First, the pay, prestige, and responsibilities of the "stepped down" position were inferior. Second, she knew that her disability would prevent her from performing the functions of the new position. And third, she wanted to avoid having a firing on her record. Ethan Allen accepted her resignation on May 1, 2012.
On September 28, 2012, Chesnut filed an intake questionnaire with the Equal Opportunity Employment Commission alleging disability discrimination by Ethan Allen. Just over two months later, on November 30, she filed with the EEOC a charge of discrimination against the retailer.
On July 9, 2013, Chesnut filed this action. She alleges that Ethan Allen discriminated against her in violation of the Americans with Disabilities Act. Specifically, she contends that the retailer terminated her "based on her disability and/or record of disability, and/or perceived disability."
In her August 29 response, Chesnut advances several arguments. She first argues that because Ethan Allen relies on a document outside of the pleadings — her charge of discrimination — the Court may only consider it by converting Ethan Allen's motion to dismiss to a motion for summary judgment and providing the parties additional time to submit any relevant evidence and arguments; consequently, she contends that discovery is needed to determine how the EEOC processed her claim. She next argues that her charge of discrimination was timely. This is so, she contends, because her EEOC intake questionnaire constitutes a "charge" under the Supreme Court's decision in Federal Express Corp. v. Holowecki, 552 U.S. 389, 128 S.Ct. 1147, 170 L.Ed.2d 10 (2008). But even if it does not (since it is not verified), she seems to argue that this technical defect was cured when she later filed her charge of discrimination, which is permissible under Edelman v. Lynchburg College, 535 U.S. 106, 122 S.Ct. 1145, 152 L.Ed.2d 188 (2002). Lastly, she argues that she should be permitted leave to amend her complaint to add allegations regarding the intake questionnaire and thus address any deficiencies therein. Along with her response, Chesnut filed a copy of her EEOC intake questionnaire.
In its September 16 reply, Ethan Allen advances four arguments. The retailer first argues that the Court need not convert its motion to one for summary judgment or permit additional discovery. It next argues that Chesnut did not complete the EEOC intake questionnaire within 180 days of the discriminatory acts she alleges therein. Nor can her November 30, 2012 charge of discrimination cure the deficiencies in the intake questionnaire. And finally, there is no reason to permit Chesnut to amend her complaint, since any amendment would be futile.
Under Federal Rule of Civil Procedure 12(b)(6), a claim may be dismissed for failure to state a claim where the plaintiff fails to plead "enough facts to state a claim to relief that is plausible on its face." Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007); Chandler v. Sec'y of Fla. Dep't of Transp., 695 F.3d 1194, 1199 (11th Cir.2012). The Supreme Court has explained this standard as follows:
Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (internal citation omitted); Resnick v. AvMed, Inc., 693 F.3d 1317, 1325 (11th Cir.2012). Thus, a claim will survive a motion to dismiss only if the factual allegations in the complaint are "enough to raise a right to relief above the speculative level." Twombly, 550 U.S. at 555, 127 S.Ct. 1955.
In considering a defendant's motion to dismiss under Rule 12(b)(6), the allegations in the complaint must be accepted as true and construed in the light most favorable to the plaintiff. Powell v. Thomas, 643 F.3d 1300, 1302 (11th Cir.2011). But the court need not accept the plaintiff's legal conclusions, nor must it accept as
The Court must first determine whether consideration of documents outside of the pleadings — Chesnut's EEOC intake questionnaire and her charge of discrimination — requires converting Ethan Allen's motion to dismiss into one for summary judgment. The Court holds that it does not.
Typically, "[w]hen a court considers matters outside of the pleadings in a [Rule] 12(b)(6) motion to dismiss, the court converts that motion into a motion for summary judgment." Johnson v. Unique Vacations, Inc., 498 Fed.Appx. 892, 894 (11th Cir.2012); see also Trustmark Ins. Co. v. ESLU, Inc., 299 F.3d 1265, 1267 (11th Cir.2002) ("Whenever a judge considers matters outside the pleadings in a 12(b)(6) motion, that motion is thereby converted into a Rule 56 Summary Judgment motion.").
But conversion is not always required. In ruling on a motion to dismiss, the district court may consider an extrinsic document if (1) it is central to the plaintiff's claim, and (2) its authenticity is not challenged. See Speaker v. U.S. Dep't of Health & Human Servs. Ctrs. for Disease Control & Prevention, 623 F.3d 1371, 1379 (11th Cir.2010). Further, "a document central to the complaint that the defense appends to its motion to dismiss is also properly considered, provided that its contents are not in dispute." Harris v. Ivax Corp., 182 F.3d 799, 802 n. 2 (11th Cir. 1999).
In discrimination cases, the EEOC charge is a document that courts routinely consider when ruling on motions to dismiss, even if it was not attached to a pleading. See Sessom v. Wellstar Hosp., 1:08-cv-2057-TWT, 2009 WL 1562876, *3 n. 1 (N.D.Ga. May 29, 2009) ("The EEOC charge is properly considered on the motion to dismiss because Plaintiff has not disputed its authenticity and refers to it in her Complaint."); Judkins v. Saint Joseph's Coll. of Me., 483 F.Supp.2d 60, 62 (D.Me.2007) ("EEOC documents are central to Plaintiff's claims of sex and age discrimination."); Secrist v. Burns Int'l Sec. Servs., 926 F.Supp. 823, 825 (E.D.Wis. 1996) (examining EEOC charge when determining motion to dismiss).
Here, Chesnut avers that she "timely filed charges of disability with the EEOC." [1 at ¶ 30 (emphasis added) ]. This is only possible if her intake questionnaire or charge of discrimination was filed within the statutory period. Moreover, these documents are central to her disabilitydiscrimination claim because without them she fails to satisfy her prima facie burden of proof. See Maynard v. Pneumatic Prods. Corp., 256 F.3d 1259, 1262 (11th Cir.2001) ("An ADA plaintiff has the burden of proving all conditions precedent to filing suit, including the condition that [s]he timely filed with the EEOC."). Further, neither party disputes the authenticity of these documents or the dates on which they were filed. Instead, they dispute whether these documents are legally sufficient to constitute a charge of discrimination within the meaning of the relevant
Section 706 of the Civil Rights Act of 1964
EEOC regulations set forth the basic information that charges "should contain" (1) the name, address, and telephone number of the charging person; (2) the name and address of the charged entity; (3) "[a] clear and concise statement of facts" describing "the alleged unlawful employment practices"; (4) the charged entity's approximate number of employees; and (5) a statement indicating whether the charging party as initiated state proceedings. 29 C.F.R. § 1601.12(a). But to be sufficient, the regulations require charges to contain only "a written statement sufficiently precise to identify the parties, and to describe generally the action or practices complained of." Wilkerson v. Grinnell Corp., 270 F.3d 1314, 1318 (11th Cir.2001) (quoting 29 C.F.R. § 1601.12(b)) (internal quotation marks omitted).
Once filed, charges may be amended to clarify or amplify the allegations therein or to cure technical defects or omissions, such as failure to verify the charge. 29 C.F.R. §§ 1601.12(b). Amendments are a "clarification and amplification of the original charge where [they] only spell[ ] out in greater detail the employee's original allegations." Kelly v. Dun & Bradstreet Corp., 457 Fed.Appx. 804, 805-06 (11th Cir.2011) (emphasis added) (citing Sanchez v. Standard Brands, Inc., 431 F.2d 455, 464-65 (5th Cir.1970)). Amendments affect the timeliness determination; they relate back to when the charge was first filed but only if the alleged unlawful employment acts are related to or grew out of the subject matter of the original charge. 29 C.F.R. § 1601.12(b). "[Allegations of new acts of discrimination are inappropriate." Gregory v. Ga. Dep't of Human Res., 355 F.3d 1277, 1279-80 (11th Cir.2004).
Under certain circumstances, therefore, intake questionnaires can constitute a charge: namely, where they are "verified,"
ADA plaintiffs bear "the burden of proving all conditions precedent to filing suit, including the condition that [they] timely filed with the EEOC." Maynard, 256 F.3d at 1262. In Georgia, a charge of discrimination must be filed within 180 days of when "the alleged unlawful employment practice occurred." See 42 U.S.C. § 2000e-5(e)(1) (setting time-to-file limit of 180 days); see also Wilkerson, 270 F.3d at 1317 (concluding that Georgia's time-to-file limit is 180 days). And a charge of discrimination is considered filed upon receipt by the EEOC. 29 C.F.R. § 1601.13(a)(1).
The Supreme Court suggests that determining when discrete discriminatory acts, like termination, "occurred" is straightforward: "A discrete ... discriminatory act `occurred' on the day that it `happened.'" Nat'l R.R. Passenger Corp. v. Morgan, 536 U.S. 101, 110, 122 S.Ct. 2061, 153 L.Ed.2d 106 (2002). Although the time-to-file clock runs from the date that ADA plaintiffs received notice of the adverse employment action, each new discrete discriminatory act resets it to 180 days. See id. at 113, 122 S.Ct. 2061. And unless ADA plaintiffs file a charge with the EEOC before the clock on a discrete discriminatory act expires, they will "lose the ability to recover for it, regardless of whether the time-barred acts are closely related to acts alleged in a timely-filed charge." See Ledbetter v. Goodyear Tire & Rubber Co., 421 F.3d 1169, 1179 (11th Cir.2005) (internal citation omitted).
Chesnut's complaint therefore survives Ethan Allen's motion to dismiss only if she properly filed a charge of disability discrimination with the EEOC within 180 days of May 1, 2012, the date of her termination — the only discriminatory act identified in the complaint.
Relying on Federal Express Corp. v. Holowecki, 552 U.S. 389, 128 S.Ct. 1147, 170 L.Ed.2d 10 (2008), Chesnut contends that her EEOC intake questionnaire constitutes a "charge." Holowecki involved an age-discrimination claim filed by a FedEx courier. After the courier filed suit, FedEx moved to dismiss the case, contending that she did not timely file a charge with the EEOC and that her intake questionnaire did not request EEOC action. The Supreme Court disagreed. First, it observed that "[f]or efficient operations, and to effect congressional intent, the [EEOC] requires some mechanism to separate information requests from enforcement requests." Id. at 401, 128 S.Ct. 1147. Recognizing a tension between that need and the congressional intent of the ADEA, the Court held that for a document to be a charge it must not only include "the information required by the regulations, i.e., an allegation and the name of the charged party" but also "be reasonably construed as a request for the agency to take remedial action to protect the employee's rights or otherwise settle a dispute between the employer and the employee." Id. at 402, 128 S.Ct. 1147. Applying that standard, the Court found that because the courier submitted with her intake questionnaire a detailed, six-page affidavit that closed by asking the EEOC to "[p]lease force Federal Express to end their age discrimination plan so we can finish out our careers absent the unfairness and hostile work environment," she had requested that the EEOC act. Id. at 405, 128 S.Ct. 1147. The Court therefore held that the intake questionnaire and affidavit constituted a charge within the meaning of the ADEA statute. The Court also noted: "Documents filed by an employee with the EEOC should be construed, to the extent consistent with permissible rules of interpretation, to protect the employee's rights and statutory remedies." Id. at 406, 128 S.Ct. 1147.
Chesnut argues that her EEOC intake questionnaire satisfies the Holowecki test. First, it includes the contact information for both her and Ethan Allen as well as a description of the alleged discrimination, thereby satisfying the minimum regulatory requirements of 29 C.F.R. 1601.12(b). Second, she expressed a desire to file a charge, and thus reasonably requested that the EEOC take remedial action, through her response to the last question on the intake questionnaire. That question asks, "Please check one of the boxes below to tell us what you would like us to do with the information you are providing on this questionnaire." Following a statement that a charge of discrimination must be filed "within 180 days from the day you knew about the discrimination" and a bolded statement that "[i]f you do not file a charge of discrimination within the time limits, you will lose your rights," it concludes: "If you want to file a charge, you should check Box 2."
After Holowecki, the question is whether Wilkerson, particularly its verification requirement, remains good law.
In Holowecki, the plaintiff's claim was for age rather than Title VII or disability discrimination. This is significant because, as the Supreme Court noted, the procedural requirements for filing a charge under the ADEA are different from those applicable under the ADA.
As a result, Chesnut's EEOC intake questionnaire constitutes a charge only if it satisfies the Wilkerson test. Here, neither party disputes that the intake questionnaire was not verified. Therefore, whether Chesnut properly filed a charge with the EEOC turns, in part, on whether her verified charge of discrimination amended her intake questionnaire, thereby curing its lack of verification. The Court holds that it does not.
Chesnut asserts matter-of-factly, "As discussed below, the 9/28/12 Questionnaire, subsequently `verified' by the 11/30/12 Charge, plainly satisfied the `charge' filing requirement." [9 at 3 (footnote omitted) ]. The Court presumes that by discussed below she means in the footnote, because the text of her response never addresses subsequent verification. In fact, aside from this single proposition (and accompanying footnote), her response appears to place all of her "charge" eggs in the Holowecki basket — which the Court holds is too porous to support her contention that the intake questionnaire constitutes a "charge" under 42 U.S.C. § 2000e-5.
Neither party disputes that Chesnut's charge of discrimination was verified. See supra note 8. From this Chesnut concludes that "[u]nder these circumstances, the 11/30/12 charge undeniably `relates back' to the 9/28/12 filing of the Intake Questionnaire." [9 at 3 n. 3 (citing Edelman v. Lynchburg College, 535 U.S. 106, 122 S.Ct. 1145, 152 L.Ed.2d 188 (2002)) ]. But perhaps unsurprisingly, Ethan Allen challenges Chesnut's undeniable conclusion. The retailer argues, among other things, that Chesnut's charge is not an "amendment" because it does not "amplify" or "clarify" the intake questionnaire.
Chesnut's charge of discrimination amplifies or clarifies her intake questionnaire only if it "spells out in greater detail [her] original allegations." Kelly, 457 Fed. Appx. at 805-06 (citing Sanchez, 431 F.2d at 464-65). In the intake questionnaire, she alleges that she was discriminated against on two occasions: first, when she was presented with an inaccurate (and in her view, pretextual) list of performance deficiencies on February 21, 2013; and second, when she was informed of her demotion (effective May 1, 2012) on March 28, 2012. The intake questionnaire does not, however, allege that she resigned on April 30, 2012 (which precipitated her discharge) because of discrimination.
In fact, it is not until she filed her charge of discrimination-213 days after her discharge on May 1, 2012 — that she suggests that this act was discriminatory. As for how the retailer's alleged discriminatory acts on February 21, 2012 (not even mentioned in the charge) or March 28, 2012 caused her to submit her resignation on April 30, 2012, the charge is silent. Thus, her charge does not "spell[ ] out in greater detail [her] original allegations." See Kelly, 457 Fed.Appx. at 805-06. Nor does this alleged discriminatory act "constitute unlawful employment practices related to or growing out of" the allegations of her intake questionnaire. See 29 C.F.R. § 1601.12(b) (emphasis added).
Until now, the Court has assumed that Chesnut's intake questionnaire was timely because she filed it within 180 days of her alleged termination. While true, this does not ipso facto make it timely. Rather, it must have been filed within 180 days of when she became aware of the act that forms the basis of her disability-discrimination allegation. See 42 U.S.C. § 2000e-5(e). Because it was not, the Court holds that Ethan Allen's motion to dismiss should be granted — even if her charge of discrimination had amended her intake questionnaire.
As discussed, Chesnut's intake questionnaire alleges that Ethan Allen discriminated against her on two dates: February 21, 2012, when she was presented a list of alleged performance deficiencies; and March 28, 2012, when she was informed that she would be demoted effective May 1, 2012. For her intake questionnaire to have been timely, it must have been filed by September 24, 2012-180 days from the last alleged discriminatory act. See Morgan, 536 U.S. at 113, 122 S.Ct. 2061. Unfortunately, Chesnut filed her intake questionnaire four days late, on September 28, 2012. Consequently, her "[f]ailure to file a timely charge with the EEOC ... results in a bar on the claims contained in the untimely charge." Rizo, 228 Fed.Appx. at 835. Ethan Allen's motion to dismiss therefore will be granted.
Defendant Ethan Allen's motion to dismiss [4] is GRANTED, and Plaintiff Chesnut's complaint is DISMISSED. The Clerk is DIRECTED to close this case.
Holowecki, 552 U.S. at 393, 128 S.Ct. 1147 (internal citation omitted).