WILLIAM S. DUFFEY, Jr., District Judge.
This matter is before the Court on Tony Graves's ("Graves") and Donald Gresham's ("Gresham") Objections [141, 142] to Magistrate Judge Justin S. Anand's April 4, 2014, Report and Recommendation [136] ("R&R"). The R&R recommends that Graves's motion to dismiss [55] and Wildrego Jackson's ("Jackson") Motion to Dismiss the First Superseding Indictment [58] (the "Motion to Dismiss"), which Graves, Gresham and Christopher Atkins ("Atkins") (collectively with Jackson, "Defendants") also have adopted [60, 69, 113, 122], be denied. Defendants generally contend that Congress exceeded its authority in enacting the federal anti-kidnapping statute, 18 U.S.C. § 1201(a), and thus the anti-kidnapping counts (Counts One and Two) are facially unconstitutional or unconstitutional as applied and should be dismissed, and because the firearms count (Count Three) is predicated on the kidnapping charge, it too should be dismissed.
The facts relevant to Defendants' Motion to Dismiss are straightforward. The Government alleges that, on September 17, 2013, at least two of the Defendants, both armed with handguns, entered a home at which the victim, A.H.P., resided with her mother and brother. After they entered, they found the victim, her mother and her brother hiding, and they demanded money from the victim's mother. When she refused, they grabbed A.H.P. and took her to a waiting car. Later that day, Defendants several times used their cell phones to call the victim's family. During these calls, Defendants demanded money and drugs as a condition of A.H.P.'s release. (Second Superseding Indictment [72] at 2-3).
On October 16, 2013, Defendants Graves and Jackson were charged, in the original indictment, with (i) conspiracy to kidnap A.H.P., a minor, and hold her for ransom, in violation of 18 U.S.C. § 1201(a)(1) (Count One); (ii) kidnapping A.H.P., a minor, and holding her for ransom, in violation of 18 U.S.C. §§ 1201(a)(1), 1201(g)(1) and 2 (Count Two); and (iii) knowingly using, carrying, brandishing and discharging a firearm during or in relation to the crime of kidnapping charged in the indictment, in violation of 18 U.S.C. §§ 924(c)(1)(A) and 2 (Count Three). On November 19, 2013, a First Superseding Indictment was returned alleging the same charges but adding Atkins as a defendant.
On December 27, 2013, Graves moved to dismiss the indictment. On December 30, 2013, Jackson filed his Motion to Dismiss [58]. Both motions argue that the indictment should be dismissed on the grounds that the anti-kidnapping statute is facially unconstitutional because Congress exceeded its authority in enacting it and that it also is unconstitutional as applied.
On January 21, 2014, a Second Superseding Indictment was returned adding Gresham as a defendant in the action.
Graves, Gresham and Atkins each adopted Jackson's Motion to Dismiss. (
In his R&R, the Magistrate Judge determined that the anti-kidnapping statute is constitutional on its face, and, because it properly alleges a sufficient interstate commerce connection under the Commerce Clause, he recommended that the Motion to Dismiss be denied. The Magistrate Judge determined also that Defendants' as-applied argument was premature and recommended that the Court consider this basis for dismissal after evidence has been presented at trial.
On April 8 and 18, 2014, respectively, Graves and Gresham filed their Objections to R&R. The Objections, each a little more than a page, state broad, general disagreements with the Magistrate Judge's findings and recommendations regarding the constitutionality of the anti-kidnapping statute.
After conducting a careful and complete review of the findings and recommendations, a district judge may accept, reject, or modify a magistrate judge's report and recommendation. 28 U.S.C. § 636(b)(1); Fed. R. Crim. P. 59;
Defendants object to the following findings in the R&R:
1. That the federal anti-kidnapping statute, 18 U.S.C. § 1201(a), is not facially unconstitutional because its passage was a valid exercise of Congressional authority under the Commerce Clause and it contains express jurisdictional language. (Graves Objs. [141] at 1; Gresham Objs. [142] at 1).
2. The federal anti-kidnapping statute is not facially unconstitutional because it does not violate the Tenth Amendment reservation of authority to the states. (Graves Objs. at 2; Gresham Objs. at 2).
3. The federal anti-kidnapping statute is not facially unconstitutional because it expressly regulates the use of instrumentalities of interstate commerce as authorized under the Necessary and Proper clause. (Graves Objs. at 2; Gresham Objs. at 2).
The Court considers these objections in turn.
A facial challenge to a statute on the grounds that it is unconstitutional requires the challenging party to establish that "no set of circumstances exists under which the Act would be valid" meaning that the challenging party must show "that the law is unconstitutional in all of its applications."
The anti-kidnapping statute makes it a federal violation to "seize, confine[] . . ., kidnap[], abduct[] or carr[y] away and hold[] for ransom or reward. . . any person" when an individual "uses the mail or any means, facility or instrumentality of interstate or foreign commerce in committing or in furtherance of the commission of the offense." 18 U.S.C. § 1201(a)(1). The Second Superseding Indictment alleges that Defendants "did willfully and unlawfully seize, confine, kidnap, abduct and carry away A.H.P., a minor, and hold her for ransom, reward and otherwise, and in committing and in furtherance of that offense, did use a means, facility, and instrumentality of interstate or foreign commerce." [72 at 1-3]. Defendants claim that the statute criminalizes wholly intrastate conduct and thus is not a proper Congressional exercise of authority under the Commerce Clause and otherwise violates power reserved to the states by the Tenth Amendment.
It is well-established that Congress may regulate three broad categories of activity under the Commerce Clause: (1) the use of channels of interstate commerce, specifically interstate transportation routes through which goods and people move; (2) use of the instrumentalities of interstate commerce, specifically, the people and things moving in interstate commerce, and; (3) other activities found by Congress to have a "substantial relation" to interstate commerce.
Although Congress's authority to regulate the channels and instrumentalities of interstate commerce is not unlimited, it has been long recognized that Congress may exercise its powers to regulate interstate commerce channels and instrumentalities even if the conduct regulated has a substantial intrastate character. This is particularly true where traditional instrumentalities and channels are involved. In
The Eleventh Circuit has recognized the authority of Congress under the Commerce Clause to deem conduct criminal through exercise of its power to regulate channels and instrumentalities of commerce.
The anti-kidnapping statute contains an unambiguous jurisdictional element. Section 1201(a) specifically requires as a predicate to conviction proof that the defendant who "unlawfully seizes, confines, inveigles, decoys, kidnaps, abducts or carries away and holds for ransom or reward" a victim, must "travel[] in interstate commerce or use[] the mail or any means, facility, or instrumentality of interstate or foreign commerce in committing or in furtherance of the commission of the offense."
The anti-kidnapping statute at issue here was, when passed, firmly founded on the authority granted to Congress by the Commerce Clause, specifically the authority of Congress to regulate (1) the use of channels of interstate commerce, specifically interstate transportation routes through which goods and people move, and (2) the use of the instrumentalities of interstate commerce. This exercise of Commerce Clause power is expressed in the plain language of Section 1201(a).
Defendants next assert a constitutional challenge to Section 1202(a) on the ground that Congress did not have authority to enact Section 1201(a) under the Necessary and Proper clause. The Court already has found that the Commerce Clause provided authority to enact Section 1201(a) and it is not necessary to address Defendants' Necessary and Proper Clause argument.
Having conducted its de novo review and for the reasons stated above, the Court overrules the Objections based on Defendants' facial challenge to the constitutionality of Section 1201(a).
Defendants also seek dismissal of the indictment based on the unconstitutionality of Section 1201(a), as applied to Defendants. Defendants claim that the telephone calls the Government alleges occurred in connection with the kidnapping and abduction were all "intrastate" in nature. The Magistrate Judge determined that, absent evidence of the nature of the calls, it was premature to consider Defendants' "as-applied" arguments and that the motion should be considered after the presentation of evidence at trial. If Defendants contend that the evidence as presented at trial does not support the interstate commerce element of the offense, Defendants can file a motion for acquittal under Rule 29 of the Federal Rules of Criminal Procedure.
Accordingly, and for the reasons stated above,