JANET F. KING, Magistrate Judge.
Plaintiff in the above-styled case brings this action pursuant to § 205(g) of the Social Security Act, 42 U.S.C. § 405(g), to obtain judicial review of the final decision of the Commissioner of the Social Security Administration which denied her disability application. For the reasons set forth below, the court
Plaintiff filed applications for a period of disability, disability insurance benefits, and supplemental security income on July 5, 2013, alleging that she became disabled on December 7, 2012. [Record ("R.") at 30, 363-73]. After Plaintiff's applications were denied initially and on reconsideration, an administrative hearing was held on February 28, 2017. [R. at 64-98, 229-30, 269-79]. The Administrative Law Judge ("ALJ") issued a decision denying Plaintiff's applications on June 6, 2017, and the Appeals Council denied Plaintiff's request for review on February 26, 2018. [R. at 1-7, 30-41]. Plaintiff filed her complaint in this court on April 27, 2018, seeking judicial review of the Commissioner's final decision. [Doc. 3]. The parties have consented to proceed before the undersigned Magistrate Judge.
The ALJ found that Plaintiff has degenerative disc disease and mood disorder. [R. at 33]. Although these impairments are "severe" within the meaning of the Social Security regulations, the ALJ found that Plaintiff does not have an impairment or combination of impairments that meets or medically equals the severity of one of the listed impairments in 20 C.F.R. Part 404, Subpart P, Appendix 1. [R. at 34]. The ALJ found that Plaintiff is capable of performing her past relevant work as a deli clerk, sexton, and dining room cashier. [R. at 39]. The ALJ also found that there are other jobs that exist in significant numbers in the national economy that Plaintiff can perform. [R. at 40]. As a result, the ALJ concluded that Plaintiff has not been under a disability from December 7, 2012, the alleged onset date, through the date of the ALJ's decision. [R. at 41].
The decision of the ALJ [R. at 30-41] states the relevant facts of this case as modified herein as follows:
The claimant testified at the administrative hearing that she is 51 years old, has a tenth grade education, is five feet seven and a half inches tall, and weighs 245 pounds. She does not have any source of income and receives food stamp assistance. The claimant injured her knee in 2002 and reinjured it in 2006. She has a torn rotator cuff of the left shoulder. In addition, she has bipolar disorder and hears voices. She sometimes needs help to bathe and dress, but she often stays in bed. She testified that she stopped using marijuana in June 2012.
The claimant alleges that she cannot work because of scoliosis, bipolar disorder, knee pain, and depression. (Exhibit 2E at 2). She alleged the following on appeal: "I cannot walk in the morning or stand for at least five minutes. I cannot walk for three minutes without having to stop or without a cane. I'm hearing voices that are telling me to hurt myself." (Exhibit 7E at 1). In her initial application and on appeal, the claimant denied any mental health treatment. (Exhibit 2E at 5; Exhibit 7E at 2).
The claimant alleges a history that includes a fractured right ankle in 1999, right knee surgeries in 2008 and 2010, and left shoulder rotator cuff surgery in 2011. (Exhibit 3F at 2, 3; Exhibit 5F at 4). She reports that she has used a cane since fracturing her ankle because "it never healed properly." (Exhibit 5F at 4, 5). Her allegation that she has used a cane since 1999 is incongruent with her subsequent work history, which included maintenance and construction. (Exhibit 5F at 4). The claimant alleges that she was diagnosed with scoliosis in November 2012. (Exhibit 3F at 2). Magnetic resonance imagining ("MRI") studies of the lumbar spine in April 2013 show early degenerative disc disease with mild levoscoliosis and no evidence of disc bulging or herniation. (Exhibit 5E at 9).
The claimant had two consultative psychological examinations. Consultative examiner Valerie McAdams, Psy. D., assessed the claimant in December 2013 with mood disorder not otherwise specified, opioid abuse, and rule-out opioid dependence. (Exhibit 2F at 5, 6). The claimant denied being in treatment and denied taking any psychotropic medication. The claimant told Dr. McAdams that she had been assessed with "manic depression" around 1996 and that she had experienced an overdose of pills and alcohol in 2011. The claimant alleged that she has been clean for five months from alcohol abuse, prescription drug abuse, and heroin abuse, but she denied participating in any substance abuse program since 2011. (Exhibit 2F at 4). The claimant told Dr. McAdams that she is capable of living independently, including bathing, dressing, and cleaning her house. (Exhibit 2F at 3, 4).
Dr. McAdams noted that the claimant had no problems understanding and responding during the evaluation. (Exhibit 2F at 5). In interacting with others, the claimant has mild limitations. She is married and attends substance abuse meetings without any apparent difficulties. (Exhibit 2F at 4; Exhibit 5F at 5). With regard to concentrating, persisting, or maintaining pace, the claimant has moderate limitations.
Joan Kent, Ph.D., a consultative examiner, assessed the claimant in November 2014 with bipolar disorder, reading disorder, and borderline intellectual range provisionally. (Exhibit 5F at 7). Noting the claimant's self-reported history of job injuries, Dr. Kent speculated that getting injured on the job might be the claimant's way out of working in positions that were too challenging or stressful to her. (Exhibit 5F at 7). Dr. Kent reported that the claimant walked with a limp and carried, as opposed to used, a cane. (Exhibit 5F at 6). The claimant alleged a history of three suicide attempts with the most recent in 2009, denied substance abuse since 2013, and denied receiving treatment or taking psychotropic medication. (Exhibit 5F at 5, 7). Dr. Kent opined that the claimant had moderate impairment in attention, concentration, energy, and pace. (Exhibit 5F).
Consultative examiner Debbie Brewer, M.D., assessed the claimant with mild S-shaped scoliosis of the thoracic and lumbar spine, no more than five to ten degrees. (Exhibit 3F at 5). Dr. Brewer diagnosed the claimant with only mild multi-level thoracic spine degenerative disc disease and multi-level bulging of the cervical spine at C3-C4, C4-C5, C5-C6, and C6-C7. (Exhibit 3F at 11). The claimant also has moderate left ankle degenerative joint disease. (Exhibit 3F at 5, 12). The claimant told Dr. Brewer that she has a history of right knee arthroscopic surgery and left shoulder rotator cuff tear status post-surgical repair in 2011. Dr. Brewer noted that the claimant had an antalgic gait and used a cane. Examination showed slightly decreased strength; overall muscle strength was +4-5/5, with lower left extremity at +4/5; and grip strength left was +4/5 and right was +4-5/5. The claimant denied having a treating physician and reported that she took only B.C. Powder and Tylenol for relief. (Exhibit 3F at 3).
The claimant reported incongruently throughout the record concerning her daily abilities. For example, in her function report, she denied driving, but she told Dr. Brewer that she drove. In her function report, the claimant denied cooking, but she told Dr. Kent that she cooked. (Exhibit 8E at 5; Exhibit 3F at 3; Exhibit 5F at 5). Although in her initial application the claimant reported special education from 1979 to 1983, she told Dr. Kent that she attended special education from first grade through the eleventh grade. (Exhibit 2E at 3; Exhibit 5F at 4).
In sum, the claimant was ages 47 to 51 during the relevant period, has an eleventh grade education, and has a history of working in maintenance and construction. (Exhibit 5F at 4). She received worker's compensation twice prior to the relevant period but has reported inconsistently concerning the periods covered by these claims, from 1999 to 2001 and from 2006 to 2011. (Exhibit 2F at 3; Exhibit 3F at 2; Exhibit 5F at 4).
Additional facts will be set forth as necessary during discussion of Plaintiff's arguments.
An individual is considered to be disabled if she is unable to "engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months[.]" 42 U.S.C. § 423(d)(1)(A). The impairment or impairments must result from anatomical, psychological, or physiological abnormalities which are demonstrable by medically acceptable clinical and laboratory diagnostic techniques and must be of such severity that the claimant is not only unable to do her previous work but cannot, considering age, education, and work experience, engage in any other kind of substantial gainful work which exists in the national economy.
"We review the Commissioner's decision to determine if it is supported by substantial evidence and based upon proper legal standards."
"The burden is primarily on the claimant to prove that [s]he is disabled, and therefore entitled to receive Social Security disability benefits."
The ALJ made the following findings of fact and conclusions of law:
1. The claimant meets the insured status requirements of the Social Security Act through December 31, 2017.
2. The claimant engaged in substantial gainful activity during the following period: January 1, 2013, through December 31, 2013. (20 C.F.R. §§ 404.1520(b), 404.1571, et seq., 416.920(b), and 416.971, et seq.).
3. However, there has been a continuous twelve-month period(s) during which the claimant did not engage in substantial gainful activity. The remaining findings address the period(s) that the claimant did not engage in substantial gainful activity.
4. The claimant has the following severe impairments: degenerative disc disease and mood disorder. (20 C.F.R. §§ 404.1520(c) and 416.920(c)).
5. The claimant does not have an impairment or combination of impairments that meets or medically equals the severity of one of the listed impairments in 20 C.F.R. Part 404, Subpart P, Appendix 1. (20 C.F.R. §§ 404.1520(d), 404.1525, 404.1526, 416.920(d), 416.925, and 416.926).
6. The claimant has the residual functional capacity to perform less than the full range of medium work as defined in 20 C.F.R. §§ 404.1567(c) and 416.967(c) with the following limitations: occasional climbing of ropes, ladders, scaffolds, ramps, and stairs; occasional balancing; frequent stooping; occasional kneeling and crouching; and frequent crawling. The claimant is limited to simple routine tasks involving no more than simple instructions and simple work related decisions with few work place changes.
7. The claimant is able to perform her past relevant work as a deli clerk, sexton, and dining room cashier. (20 C.F.R. §§ 404.1565 and 416.965).
8. The claimant was born on September 13, 1965, and was 47 years old, which is defined as a younger individual age 18-49, on the alleged disability onset date. The claimant subsequently changed age category to closely approaching advanced age. (20 C.F.R. §§ 404.1563 and 416.963).
9. The claimant has a limited education and is able to communicate in English. (20 C.F.R. §§ 404.1564 and 416.964).
10. Transferability of job skills is not material to the determination of disability because using the Medical-Vocational Rules as a framework supports a finding that the claimant is "not disabled," whether or not the claimant has transferable job skills. (
11. Considering the claimant's age, education, work experience, and residual functional capacity, there are jobs that exist in significant numbers in the national economy that the claimant can perform. (20 C.F.R. §§ 404.1569, 404.1569(a), 416.969, and 416.969(a)).
12. The claimant has not been under a disability, as defined in the Social Security Act, from December 7, 2012, through the date of the ALJ's decision. (20 C.F.R. §§ 404.1520(g) and 416.920(g)).
[R. at 33-41].
Plaintiff argues that the ALJ's decision denying her disability applications should be reversed. [Doc. 11]. According to Plaintiff, the ALJ erred by failing to state what weight she gave to the opinions of consultative examining psychologists Dr. Valerie McAdams and Dr. Joan Kent. [
A court must "give substantial deference to the Commissioner's decision."
In the present case, Plaintiff argues that the ALJ did not adequately evaluate the medical opinions of consultative examining psychologists Dr. Valerie McAdams and Dr. Joan Kent. [Doc. 11 at 11-18]. Dr. McAdams conducted a psychological evaluation of Plaintiff on December 2, 2013. [R. at 573-77]. According to Dr. McAdams, Plaintiff reported that she received special education for both learning and behavioral difficulties, that she once stayed up for eleven days with no sleep "due to thinking," that she dislikes being around crowds and has a lack of patience when dealing with others, and that she goes to substance abuse meetings during the day but has no friends because she does not like people. [R. at 574-75]. Dr. McAdams noted that Plaintiff reported a history of depression along with a suicidal attempt two years prior. [R. at 576]. The psychologist also found that Plaintiff was able to adequately express herself, that she maintained attention and focus throughout the evaluation, and that she did not appear to have problems with memory functioning. [
Dr. McAdams opined that Plaintiff's insight appears adequate and her judgment appears "poor as indicated by chronic drug usage." [
Dr. Joan Kent conducted a mental status evaluation of Plaintiff on November 6, 2014. [R. at 599-603]. According to Dr. Kent's evaluation, Plaintiff reported that she had been sexually molested and raped when she was a child. [R. at 599]. Plaintiff attended special education classes from grades one through eleven and attempted, but did not pass, the General Education Development ("GED") tests several times. [
Dr. Kent found that Plaintiff's mood was depressed with negative self talk, nightmares, guilt, fear of dying, impatience, poor stress tolerance, and argumentativeness. [R. at 601]. The psychologist noted that Plaintiff has a history of getting injured on the job and that this "may be her way out of working in positions that are too challenging or stressful to her." [R. at 602]. Dr. Kent diagnosed bipolar, depressed type; reading disorder; and borderline intellectual range provisionally. [
As previously noted, Plaintiff argues that the ALJ did not adequately evaluate the medical opinions of Dr. McAdams and Dr. Kent. [Doc. 11 at 11-18]. The Eleventh Circuit has held that an ALJ "must state with particularity the weight given to different medical opinions and the reasons therefor."
The Commissioner acknowledges that the ALJ did not explicitly state the weight given to the psychologists' opinions. [Doc. 12 at 9-12]. However, the Commissioner argues that the ALJ's error was harmless. [
With respect to Dr. McAdams, the court agrees that the ALJ's RFC assessment was consistent with the psychologist's opinions. "[A]n ALJ's hypothetical [and RFC] restricting the claimant to simple and routine tasks adequately accounts for restrictions related to concentration, persistence and pace where the medical evidence demonstrates that the claimant retains the ability to perform the tasks despite concentration deficiencies."
While the ALJ's failure to state the weight given to Dr. McAdams' opinion amounted to harmless error, the court finds that the ALJ's silence with regard to the weight assigned to Dr. Kent's opinions was a significant error. Dr. Kent opined, inter alia, that Plaintiff has a severe impairment with social interaction, a severe impairment with regard to functioning in a work setting, and a moderate impairment with concentration and directions. [R. at 602-03]. Dr. Kent also found that Plaintiff's depression may interfere with recall and that her limited intellectual range further impairs her work prospects. [R. at 601-02]. For the reasons discussed supra, the undersigned concludes that the psychologist's finding that Plaintiff is moderately impaired in areas of concentration and directions was consistent with the ALJ's RFC.
With respect to the other opinions offered by Dr. Kent, the Commissioner acknowledges that the ALJ did not include these limitations in the RFC. The Commissioner, however, contends that the ALJ did not commit reversible error because she indicated in her decision that she implicitly rejected Dr. Kent's opinions. The Commissioner notes that the ALJ found Plaintiff's report to Dr. Kent concerning her history of three suicide attempts "is incongruent with her report to Dr. McAdams of only one suicide attempt." [R. at 37]. The ALJ also wrote that Plaintiff reported in her initial application that she had been in special education from 1979 to 1983, but Plaintiff "told Dr. Kent that she attended special education from first grade through the eleventh grade." [
Dr. Kent found that Plaintiff's depression may interfere with recall, that her limited intellectual range further impairs her work prospects, that she has a severe impairment with social interaction, and that she a severe impairment with regard to functioning in a work setting. [R. at 601-03]. The ALJ did not include these findings in the RFC assessment. The ALJ also did not, as required by the Eleventh Circuit, "state with particularity the weight given to [Dr. Kent's] medical opinions and the reasons therefor."
The ALJ wrote that Plaintiff's report to Dr. Kent of three suicide attempts was "incongruent with her report to Dr. McAdams of only one suicide attempt." [R. at 37]. However, the portion of Dr. McAdams' evaluation cited by the ALJ simply notes that Plaintiff reported "a suicidal attempt a couple years ago," not that Plaintiff reported that she had only attempted suicide once in her life. [R. at 576]. With regard to Plaintiff's discrepancy about the length of time that she was in special education, the court notes that the ALJ did not state that she was rejecting any portion of Dr. Kent's opinions on the basis of this inconsistency or for any other reason. This omission by the ALJ makes it impossible for the court to determine whether the ALJ had legitimate reasons supported by the record for rejecting Dr. Kent's opinions. It may have been that when the ALJ assessed the RFC, she simply forgot about the limitations as opined by Dr. Kent. Moreover, the alleged inconsistency about the number of years that Plaintiff was in special education was relatively minor. [R. at 37, 599]. There is no dispute that Plaintiff was in special education and that both Dr. McAdams and Dr. Kent estimated that Plaintiff's intelligence was in the borderline range. [R. at 573-77, 599-603].
In summary, the undersigned finds that the ALJ committed reversible error. The ALJ failed to state how much weight she gave to Dr. Kent's opinions, and she did not explain why the limitations found by the psychologist were not included in the RFC.
The court must evaluate the ALJ's decision based on the reasoning provided by the ALJ in her written decision. As the Eleventh Circuit wrote in
Plaintiff's final argument is that the ALJ failed to provide Plaintiff with a full and fair hearing. [Doc. 11 at 18-23]. Plaintiff contends that the ALJ did not solicit sufficient testimony from Plaintiff about her impairments, failed to develop the record with treatment and education records, and refused to allow Plaintiff's wife to testify at the hearing. [
Based on the forgoing reasons and cited authority, the court finds that the decision of the ALJ was not supported by substantial evidence and was the result of a failure to apply the proper legal standards. It is, therefore,