G.R. SMITH, Magistrate Judge.
Asha K. Spaulding moves under 28 U.S.C. § 2255 to vacate her guilty-plea based conviction for, inter alia, "[a]iding and assisting in the preparation and presentation of false tax returns" in violation of 26 U.S.C. § 7206(2). Doc 48 (Judgment); doc. 61 (her § 2255 motion).
At Spaulding's guilty-plea hearing, the judge — after discussing the charges to which she was pleading — explained:
Doc. 60 at 27-28. He later sentenced her to 154 months. Doc. 48. Her direct appeal was dismissed upon the Government's motion, which relied on her plea-agreement's appeal waiver. Doc. 63. She timely filed the instant § 2255 motion. Doc. 61.
Raising primarily ineffective assistance of counsel (IAC) claims,
All of these claims fail. In her plea agreement Spaulding waived both her direct appeal and her collateral review rights (hence, she executed a double waiver):
Doc. 49 at 10-11 (emphasis added).
"Waivers like [Spaulding's] `will be enforced if the government demonstrates either: (1) the district court specifically questioned the defendant about the waiver during the plea colloquy, or (2) the record clearly shows that the defendant otherwise understood the full significance of the waiver.' United States v. Benitez-Zapata, 131 F.3d 1444, 1446 (11th Cir. 1997)." Taylor v. United States, 2016 WL 742118 at * 3 (S.D. Ga. Feb. 24, 2016). As noted infra, the record shows that those conditions have been met. Citing three non-binding Eleventh Circuit opinions, McClouden discussed IAC claims in waiver cases:
McCLouden, 2016 WL 775831 at * 3.
Baird reached IAC claims not because of a double waiver, but under the general doctrine that a guilty plea waives all nonjurisdictional defects and because of a specific waiver (that Baird would not request a below-guidelines sentence). Baird, 445 F. App'x at 254-55. Cowart was a "sentence-appeal waiver" case, not a double-waiver case. Cowart, 139 F. App'x at 208 ("[T]he language of Cowart's sentence appeal waiver provided that she waived her right `to collaterally attack her sentence,' and did not mention a waiver of the right to attack her plea or the plea agreement itself."). And Patel disregarded a double waiver because of established law that "an appeal waiver does not relieve counsel of the duty to file a notice of appeal on request." Patel, 252 F. App'x at 973.
Patel also said, however, that a § 2255 claim that "explicitly challenges the validity of [a] guilty plea" survives a double waiver. Id. at 975. But such an IAC claim must go directly to the validity of the guilty plea and post-conviction waivers — that counsel misled or coerced his client into pleading guilty/waiving his rights, or in some way materially bungled the plea offer to the extent that a client would not knowingly and intelligently accept it. McClendon v. United States, 944 F.Supp.2d 1351, 1356 (S.D. Ga. Mar. 10, 2014). And if the record itself reveals a mere "buyer's remorse" claim dressed in IAC clothes, the Court can deny it without a hearing. Patel, 252 F. App'x at 975-76; see also Rasco v. United States, 2014 WL 10754131 at * 1 (S.D. Ga. Sept. 3, 2014); see also id. at * 2 (Rasco's guilty-plea transcript "negates [his] claim that counsel `coerced' him and `altered' the plea agreement that he signed.").
By signing her guilty plea agreement, doc. 49 at 18, Spaulding confirmed that she had read and understood the entire document, including the double waiver. Too, the district judge exhaustively questioned her to ensure that her plea was knowing and voluntary. Doc. 60 at 14-37. While exhaustively explaining all of the rights she was giving up through her plea, doc. 60 at 14-37, he paused to specifically illuminate the fact that her lawyer at most could give her a sentencing-exposure estimate but could be "very wrong, too. You understand that? A. Yes, sir." Id. at 31.
As noted above, the judge also explained Spaulding's actual sentencing exposure (up to 25 years, not the 50 she now claims her lawyer had previously told her, doc. 62 at 12-3).
Id. at 36.
After reminding her of her maximum sentence exposure and the panoply of rights her guilty-plea would extinguish, the judge asked:
Doc. 60 at 37.
Because the plea hearing transcript shows that Spaulding understood the impact of her collateral waiver, it is enforceable (she does not meet the waiver's two express exceptions) and she cannot now undo it with (Ground One) "counsel could have done better" IAC claims perched on "blank-check" adjectives. E.g.: Counsel's "failure to conduct an adequate pretrial investigation, inclusive of failure to research the applicable [law]," doc. 61 at 4; counsel's failure to "properly advise [her] of the reasonable circumstances and likely consequences of pleading guilty as opposed to trial, as well has her maximum potential sentence she faced if she was convicted at trial. . . ." Id. at 13 (emphasis added); see also doc. 62 at 8-13. These spongy characterizations betray the very buyer's remorse that the collateral waiver prevents, and of which the guilty-plea judge forewarned. See Nelson v. United States, 2015 WL 4756975 at * 1 (S.D. Ga. Aug. 11, 2015) ("Nelson has wasted this Court's time with a `buyer's remorse' filing. He chose to plead guilty with full knowledge of the consequences. Now he must live with those consequences."). They do not go to plea voluntariness except in a generic, hindsight-directed, and wholly attenuated sense.
Finally, Ground Three (a non-IAC claim — that the Court wrongly used her immunized statements) fails because it is directly neutralized by the double waiver. So, too, do her claims alleging government breach of plea agreement and the sentencing judge's denial of acceptance of responsibility reduction. Note, in that regard, that Spaulding's plea agreement granted the Government sole discretion whether to file a U.S.S.G. § 5K1.1 or Rule 35 motion. Doc. 49 at 8. So to the extent she bases a § 2255 claim on any failure to do so, it fails on the merits.
Accordingly, Spaulding's § 2255 motion should be
McClouden v. United States, 2016 WL 775831 at * 4 (S.D. Ga. Feb. 25, 2016). For ineffective assistance of appellate counsel, Spaulding must show that his performance was objectively unreasonable, and that there is a reasonable probability that, but for his performance, she would have prevailed on appeal. Smith v. Robbins, 528 U.S. 259, 285-86 (2000); Heath v. Jones, 941 F.2d 1126, 1130 (11th Cir. 1991).
Mingo, 67 F. Supp. 3d at 1372 n. 3.
Doc. 53 at 32. The Eleventh Circuit would later enforce her appeal waiver. Doc. 63 ("The Government's motion to dismiss this appeal pursuant to the appeal waiver in Asha Spaulding's plea agreement is GRANTED.").