J. MICHAEL SEABRIGHT, District Judge.
Plaintiffs Elmer and Betty Wereb ("Plaintiffs") brought this suit under 42 U.S.C. § 1983 after their son, Dennis Wereb ("Wereb"), died while in Defendant Maui County's (the "County") custody at the Lahaina, Maui, Police Station. On July 28, 2010, the court issued its Order (1) Granting in Part and Denying in Part Defendants Hankins, Burgess, Lee, Gomes, Amano, Alvarez, Mawae, and Kia's Motion for Summary Judgment, and (2) Denying Defendant Maui County's Motion for Summary Judgment (the "July 28, 2010 Order"). See Doc. No. 114, July 28, 2010 Order (published as Wereb v. Maui County, 727 F.Supp.2d 898 (D.Haw.2010)). The County now moves under Local Rule 60.1(b) for reconsideration of relevant parts of the July 28, 2010 Order, given the intervening Opinion in Connick v. Thompson, ___ U.S. ___, 131 S.Ct. 1350, 179 L.Ed.2d 417 (2011).
The July 28, 2010 Order addressed all aspects of Plaintiffs' action, including individual-capacity claims against eight different County employees, defenses of qualified immunity as to some officials, potential supervisorial liability, state law claims, as well as potential municipal liability against the County under Monell v. New York City Department of Social Services, 436 U.S. 658, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978). Connick and the present Motion now focus the court specifically on municipal liability and the question whether the County could have been "deliberately indifferent" to Wereb's constitutional rights. More precisely, the Motion is directed at the narrow issue of potential municipal liability for failure to train, where only a "single incident" of a constitutional violation is allowed. The Motion requires the court to scrutinize Plaintiffs' theory of municipal liability, and to re-examine and refine the legal analysis in light of Connick.
After carefully studying the contours of the Supreme Court's latest explanation of the "single-incident" theory of municipal liability, the court GRANTS the County's Motion IN PART, and thus GRANTS summary judgment IN PART in favor of the County on an aspect of Plaintiffs' § 1983 claim.
The relevant portion of the July 28, 2010 Order denied the County's Motion for Summary Judgment by addressing potential municipal liability against the County under Monell, and determining that genuine issues of material fact remain for trial against the County.
The July 28, 2010 Order extensively sets forth the circumstances that led to Wereb's death and Plaintiffs' corresponding theory or theories of liability against the County based on inadequate training of its Public Safety Aides ("PSA"). The court need not repeat the details here, as the County largely seeks reconsideration based on legal, not factual, grounds.
The court denied the County's Motion for Summary Judgment because, construing factual inferences in favor of Plaintiffs, a reasonable factfinder could conclude that the County failed to train its employees who were responsible for monitoring pretrial detainees, and that such training was "deliberately indifferent" to their medical needs. Wereb, 727 F.Supp.2d at 923. According to Plaintiffs' evidence, "Maui County's employees did not receive training on what to look for when monitoring detainees via video, ... and did not receive training on how to determine if detainees were at risk for alcohol withdrawal[.]" Id. at 922 (citations to record omitted). The court explained:
Id. (emphases added). The court further reasoned that the County had knowledge of specific needs of detainees:
Id. at 923 (emphasis added and internal record citations omitted).
In so reasoning, the court was applying the principles of "deliberate indifference" that were explained earlier in the July 28, 2010 Order, in part as follows:
Wereb, 727 F.Supp.2d at 922. Although the court did not specifically state it as such, the court was applying the single-incident theory recognized in Canton as a method of proving "deliberate indifference" in a municipality's failure to train employees. Under Canton — even in the absence of a prior pattern of violations — in certain limited situations a need for training can be "so obvious," and "so likely to result in the violation of constitutional rights," that "the failure to provide proper training may fairly be said to represent a policy for which the city is responsible, and for which the city may be held liable if it actually causes injury." 489 U.S. at 390, 109 S.Ct. 1197. Canton exemplified such "obviousness" by noting:
Id. at 390 n. 10, 109 S.Ct. 1197. This was the theory Plaintiffs advocated in opposing the County's prior Motion for Summary Judgment, see Doc. No. 97, Pls.' Resp. to County's Mot. for Summ. J. at 22-24, and remains their primary theory of municipal liability.
On October 6, 2010, the Supreme Court heard oral argument in Connick, where the question presented was originally stated as "does imposing failure-to-train liability on a district attorney's office for a single Brady [v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963),] violation contravene the rigorous culpability and causation standards of Canton and Bryan County [v. Brown, 520 U.S. 397, 117 S.Ct. 1382, 137 L.Ed.2d 626 (1997)]?" See Connick v. Thompson, ___ U.S. ___, 130 S.Ct. 1880, 176 L.Ed.2d 399 (2010) (mem.) (granting certiorari "limited to Question 1 presented by the petition"); Connick v. Thompson, 2009 WL 3776259, at *i (Nov. 6, 2009) (Petition for Writ of Certiorari setting forth questions presented). That is, the Supreme Court was to address important aspects of the very theory that this court applied in part in its July 28, 2010 Order-this case centers on issues of "single incident" municipal liability as stated in Canton, and the Supreme Court was considering "the rigorous culpability and causation standards of Canton and Bryan County." The court thus found it appropriate to wait for an Opinion in Connick before proceeding with a trial that was then-scheduled to take place in the time frame of Connick's anticipated release. See Doc. No. 145, Mins. of Mar. 10, 2011 Conf. The court subsequently re-set the trial date to December 6, 2011. Doc. No. 149.
On March 29, 2011, the Supreme Court issued Connick, holding that a district attorney's
A "motion for reconsideration must accomplish two goals. First, a motion for reconsideration must demonstrate reasons why the court should reconsider its prior decision. Second, a motion for reconsideration must set forth facts or law of a strongly convincing nature to induce the court to reverse its prior decision." Donaldson v. Liberty Mut. Ins. Co., 947 F.Supp. 429, 430 (D.Haw.1996).
Under Local Rule 60.1, only three grounds justify reconsideration: (1) an intervening change in controlling law; (2) the discovery of new evidence not previously available; and (3) the need to correct clear or manifest error in law or fact in order to prevent manifest injustice.
The court sets forth the Supreme Court's latest explanation of relevant principles in Connick, and analyzes why Connick requires the court, in limited part, to reconsider its July 28, 2010 Order.
Connick began with the fundamental principle that municipalities or local governments cannot be vicariously liable under § 1983, but instead are "responsible only for `their own illegal acts.'" 131 S.Ct. at 1359 (quoting Pembaur v. Cincinnati, 475 U.S. 469, 479, 106 S.Ct. 1292, 89 L.Ed.2d 452 (1986)). A § 1983 plaintiff must therefore prove that an "official municipal policy" caused a plaintiff's injury. Id. (citing Monell, 436 U.S. at 691, 98 S.Ct. 2018).
Only in "limited circumstances" can such an "official municipal policy" arise from "a local government's decision not to train certain employees about their legal duty to avoid violating citizens' rights." Id. "A municipality's culpability for a deprivation of rights is at its most tenuous where a claim turns on a failure to train."
Proving "deliberate indifference" is not easy.
In turn, to prove "actual or constructive notice" of a constitutionally-significant gap in training, it is "ordinarily necessary" to demonstrate "a pattern of similar constitutional violations by untrained employees." Id. But Connick also reaffirmed the alternative "single-incident" theory of liability: a particular "showing of `obviousness' can substitute for the pattern of violations ordinarily necessary to establish municipal culpability." Id. at 1361. Connick reemphasized that this single-incident theory is possible only "in a narrow range of circumstances." Id. (quoting Bryan Cnty., 520 U.S. at 409, 117 S.Ct. 1382). The situation is "rare" — "the unconstitutional consequences of failing to train" must be "patently obvious" before a municipality can be liable under § 1983 without proof of a pre-existing pattern of violations. Id. And a violation of a protected right must be a "highly predictable consequence" of a decision not to train. Id. (quoting Bryan Cnty., 520 U.S. at 409, 117 S.Ct. 1382). Emphasizing its difficulty of proof, Connick nevertheless left open (as a general matter) the exceptional possibility that a failure in a municipality's training program could be so obviously deficient that it could lead to liability for damages resulting from a single violation. Id.
Applying those principles, Connick rejected municipal liability on the case's facts, reasoning that the risk that a prosecutor would commit a serious Brady violation was not "obvious." Licensed attorneys "are trained in the law and equipped with the tools to interpret and apply legal principles, understand constitutional limits, and exercise legal judgment." Id. The single-incident theory did not apply because "[i]n light of this regime of legal training and professional responsibility, recurring constitutional violations are not the `obvious consequence' of failing to provide prosecutors with formal in-house training about how to obey the law." Id. at 1363 (citing Bryan Cnty., 520 U.S at 409, 117 S.Ct. 1382). "A licensed attorney making legal judgments, in his capacity as a prosecutor, about Brady material simply does not present the same `highly predictable' constitutional danger as Canton's untrained officer." Id. That is, Connick rejected the single-incident theory in the Brady-violation context.
Connick thus recognizes that Canton's single incident theory does not allow inquiry into subtleties of training. Canton should not be read to infer deliberate indifference for failure to train after any violation, for "in virtually every instance" of a constitutional violation by a city employee "a § 1983 plaintiff will be able to point to something the city `could have done' to prevent the unfortunate incident." Id. at 1363. (quoting Canton, 489 U.S. at 392, 109 S.Ct. 1197). Connick explained that
Id. at 1363-64 (quoting Canton, 489 U.S. at 391, 109 S.Ct. 1197 (internal editorial marks omitted)). Doing so would "provide plaintiffs or courts carte blanche to micromanage local governments[.]" Id. at 1363.
Much of the County's Motion argues that, after Connick, municipal liability for deliberate indifference based on a failure-to-train for serious medical needs requires a prior "pattern or practice" of violations. But nothing in Connick itself suggests that the single-incident theory cannot apply outside the deadly-force circumstances noted in Canton. Instead, the County relies on language in Craig v. Floyd County, 643 F.3d 1306 (11th Cir. 2011), that simply states "`[p]roof of a single incident of unconstitutional activity is not sufficient to impose liability' against a municipality." Id. at 1310 (quoting Tuttle, 471 U.S. at 823-24, 105 S.Ct. 2427). Craig, however, is easily distinguishable — it is not a failure-to-train case. That is, although Craig cites Connick for the established proposition that "[a] pattern of similar constitutional violations ... is `ordinarily necessary,'" it nowhere purports to read Connick as narrowing a single-incident, failure-to-train theory. In fact, courts continue to recognize a training deficiency as a possible basis for finding deliberate indifference in a medical-needs context after Connick. See, e.g., Jones v. City of Cincinnati, 2011 WL 4542672, at *26 (S.D.Ohio Sept. 28, 2011) (applying, but rejecting, single-incident failure-to-train theory post-Connick where plaintiff claimed that the City deprived plaintiff of
In response to the court's request for Plaintiffs to articulate their specific failure-to-train theory (or theories), Plaintiffs set forth two: (1) "Maui County failed to train its employees on how to monitor detainees to determine if they needed medical care" (the "Monitoring Theory"), and (2) Maui County "failed to train its employees on the risks, signs, and symptoms of alcohol withdrawal" (the "Alcohol Withdrawal Theory"). Doc. No. 200, Pls.' Mem. at 1, 2. The court discusses each theory in turn, mindful that "[w]hether a local government has displayed a policy of deliberate indifference to the constitutional rights of its citizens is generally a jury question." Gibson v. Cnty. of Washoe, 290 F.3d 1175, 1194-95 (9th Cir.2002).
The court concludes that Plaintiffs' Monitoring Theory remains viable, even after Connick, and is supported by sufficient evidence in the record to create a genuine issue of material fact for trial.
Plaintiffs' Alcohol Withdrawal Theory, however, runs afoul of Connick. Simply put, it is too specialized and narrow — it could not have been "patently obvious" that unconstitutional consequences would be a highly predicable result of a failure to train specifically on alcohol withdrawal. The Alcohol Withdrawal Theory is not of the same character as exemplified in Canton's hypothetical, and as reemphasized and distinguished in Connick. That apparently no prisoner at the Lahaina Police Station has suffered injury from alcohol withdrawal from 1993 until Wereb's death (assuming he died of withdrawal) suggests an unconstitutional result was not obvious. Doc. No. 172-1, Yabuta Decl. ¶ 5.
Post-Connick caselaw supports this conclusion. See Jones, 2011 WL 4542672, at *26 (rejecting claim that municipality could be liable under single-incident theory for failure to train officers in prevention of "positional asphyxia"); Elix v. Synder, 2011 WL 2746111, at *4-5 (W.D.Okla. June 21, 2011) ("Plaintiff's focus on the content of the training would not create a triable issue of fact" where challenge was on City's failure to train on apprehending a suspect fleeing on foot.).
Allowing Plaintiffs' Alcohol Withdrawal Theory (as a stand alone theory of single-incident deliberate indifference) to be presented to a jury would raise the potential of requiring municipalities to train and screen for virtually any medical situation that might arise — diabetes, drug withdrawal, alcohol withdrawal, pneumonia, schizophrenia, hypertension, positional asphyxia, excited delirium syndrome, agorophobia (the list might not end) — and face potential liability for any gap in training on
Id. (quoting Canton, 489 U.S. at 392, 109 S.Ct. 1197).
Moreover, precluding this narrow Alcohol Withdrawal theory comports with the same policy concerns expressed in Connick when the Supreme Court explained that attacking particular "nuances" in training "simply cannot support an inference of deliberate indifference." Connick, 131 S.Ct. at 1363. Connick made clear that it will not suffice to prove that an injury "could have been avoided if an employee had had better or more training, sufficient to equip him to avoid the particular injury-causing conduct." Id. It did so for the same reason that Plaintiffs' narrow Alcohol Withdrawal Theory cannot constitute deliberate indifference based on a single incident of constitutional injury — doing so would "provide plaintiffs or courts carte blanche to micromanage local governments[.]" Id.
A similar case decided a day before Connick supports this conclusion. In Smith v. County of Lenawee, 2011 WL 1150799 (E.D.Mich. Mar. 28, 2011), the court addressed issues of civil rights violations where an alcoholic, exhibiting signs of alcohol withdrawal, died after a weekend in jail without being seen by medical personnel. Among other issues, the court denied summary judgment as to the county because of (among other deficiencies) improper or nonexistent training as to medical emergencies in general — not as to a specific lack of training into alcohol withdrawal or delirium tremens — where the county had prior notice of problems. Id. at *25-26. Although not a "single incident" case, Smith does indicate that a proper failure-to-train inquiry should not focus specifically on a lack of alcohol withdrawal training. Indeed, Smith reasoned that there is some question (at least in the Sixth Circuit) whether "unlike general alcohol withdrawal,
Accordingly, the court will allow Plaintiffs' Monitoring Theory to continue, but not Plaintiffs' Alcohol Withdrawal Theory. The court's July 28, 2010 Order might have allowed the narrower Alcohol Withdrawal Theory to have been presented to a jury. See Wereb, 727 F.Supp.2d at 923. To that extent, the County's Motion for Reconsideration is GRANTED.
Connick v. Thompson, ___ U.S. ___, 131 S.Ct. 1350, 179 L.Ed.2d 417 (2011), requires the court to scrutinize Plaintiffs' specific theories of municipal liability. After such scrutiny, the court GRANTS in PART and DENIES in PART Defendant Maui County's Motion for Reconsideration.
IT IS SO ORDERED.