SUSAN OKI MOLLWAY, Chief District Judge.
This is an appeal from a decision by an Administrative Hearings Officer ("AHO"). The AHO determined that Defendant C.B., a minor, had been denied a Free Appropriate Public Education ("FAPE"), as required by the Individuals with Disabilities Education Act ("IDEA"). The AHO ordered Plaintiff Department of Education ("DOE") of the State of Hawaii to reimburse the child and his parents, Donna and Scott B. ("Parents"), for services at Autism Management Services ("AMS"), the private facility that the child now attends. The DOE appeals that decision.
Defendant, C.B., by and through and his parents, has brought five counterclaims against the DOE. The DOE now seeks to dismiss those counterclaims on various grounds. The court denies the DOE's motion as moot with respect to Counterclaims 2, 3, 4, and 5, as those claims have been voluntarily dismissed by C.B. With respect to Counterclaim 1, which asserts that the DOE is violating the stay put provision of the IDEA, 20 U.S.C. § 1415 (j), the court stays the motion pending the remand set forth in this order. The court similarly stays C.B.'s motion, which asks this court to order the DOE to fund C.B.'s placement at AMS during the pendency of appellate proceedings ("stay put motion").
Because the court is unable to determine whether the AHO intended to change C.B.'s "current educational placement" when she referred to AMS as an "appropriate program" for C.B. and ordered reimbursement, the court remands this case to the AHO for clarification on that limited issue.
"The IDEA is a comprehensive educational scheme, conferring on disabled students a substantive right to public education."
The student's FAPE must be "tailored to the unique needs of the handicapped child" through an IEP.
When a parent disagrees with the contents of an IEP, the parent may challenge that IEP by demanding an administrative due process hearing.
The IDEA also includes a "stay put" provision, which permits a child to stay in the child's current educational placement during the pendency of any administrative or judicial proceeding regarding a due process complaint notice.
C.B. is a five-year-old boy with autism.
On October 28, 2010, the DOE held an IEP meeting that resulted in the IEP in issue before this court.
The AHO then concluded that, under
On November 6, 2011, C.B. filed an answer to the DOE's Complaint and asserted five counterclaims: Count 1: "Violation Stay Put Injunction"; Count 2: "Violation of the Supremacy Clause"; Count 3: "Violation of the Supremacy Clause"; Count 4: "Preemption Under Federal Law"; Count 5: "IDEA and Section 504." Answer and Counterclaim, Nov. 06, 2011, ECF No. 10. The DOE now seeks to dismiss the Counterclaims. On December 22, 2011, C.B. filed a stay put motion, seeking recognition that AMS is his "current educational placement" under the stay put provision.
On February 14, 2012, C.B. filed a "Notice of Partial Dismissal" of Counterclaims 2 through 5. The DOE argues that C.B.'s "Notice of Partial Dismissal" does not comply with Rule 41 (a) (1) (A) of the Federal Rules of Civil Procedure, and Local Rule 41.1, as the DOE did not stipulate to dismiss those counts.
Rule 41 (a) (1) (A) permits a plaintiff to dismiss an action without a court order by filing "(i) a notice of dismissal before the opposing party serves either an answer or a motion for summary judgment; or (ii) a stipulation of dismissal signed by all parties who have appeared." The DOE argues that, because it filed a motion to dismiss the counterclaims before C.B. filed the Notice of Dismissal, C.B. was required to obtain the DOE's agreement and submit a stipulation.
The court first notes that Rule 41 (c) rather than Rule 41 (a) (1) (A) is applicable here, as Rule 41 (c) expressly pertains to the dismissal of counterclaims. It states, "This rule applies to a dismissal of any counterclaim, crossclaim, or third-party claim. A claimant's voluntary dismissal under Rule 41 (a) (1) (A) (i) must be made: (1) before a responsive pleading is served; or (2) if there is no responsive pleading, before evidence is introduced at a hearing or trial."
The DOE argues that it has already filed a responsive pleading by filing its motion to dismiss, and C.B. therefore may not voluntarily dismiss any of its counterclaims. The court disagrees. A motion to dismiss is not a responsive pleading.
Counterclaim 1 asserts that C.B. "is entitled to the protections of the `stay-put' provision requiring Plaintiff to continuously fund [C.B.'s attendance at AMS] during the pendency of this appeal any appeal to the 9th Circuit Court of Appeals." Counterclaim ¶ 10. C.B. alleges that the DOE has "affirmatively denied to abide by this injunction."
The stay put provision, bearing the title "Maintenance of current educational placement," states:
20 U.S.C. § 1415 (j). Subsection (k) (4) concerns a child's placement pending a hearings officer's decision. Although the statute itself does not speak of payment or reimbursement, the Ninth Circuit has interpreted the stay put provision as requiring a school district to fund the child's "current educational placement" at a private school, when applicable, during the pendency of any administrative or judicial proceedings under the IDEA.
The IDEA does not define the phrase "current educational placement." However, the Ninth Circuit has interpreted the phrase to mean "the placement set forth in the child's last implemented IEP."
A post-placement administrative or judicial determination can also define the "current educational placement" of a child. "Where a parent unilaterally changes the placement of a child, but a subsequent administrative or judicial decision confirms that the parental placement is appropriate, the decision `constitute[s] an agreement by the State to the change of placement' and the placement becomes the `current educational placement' for the purposes of the stay put provision."
C.B. argues that the AHO made a judicial determination that changed C.B.'s "current educational placement" to AMS for purposes of the stay put provision. The DOE, on the other hand, argues that AMS is not C.B.'s "current educational placement" because the AHO did not "clearly and explicitly" rule that AMS was an appropriate private placement for stay put purposes. The AHO was not asked to address any stay put issue, and so understandably did not speak in the language of the stay put statute. This leaves this court unable to determine whether the AHO meant to make findings that would support application of the stay put provision. The court therefore remands this limited issue to the AHO for clarification.
The heart of what is being remanded is the difference between a parent's (or child's) right to reimbursement for private school tuition and a child's right to the benefit of the stay put provision, under which a school district pays private school tuition through the conclusion of all proceedings. The Ninth Circuit clearly recognizes different requirements triggering those rights. Of course, the parents in any case typically argue that a school district that has failed to offer a FAPE should provide stability for the child by paying to keep the child in place while the matter is litigated, even if that takes years. School districts may express concern that litigation may be driven by a parent's desire for stay put benefits.
The last implemented and unchallenged IEP, dated June 9, 2009, placed C.B. at Kamali`i Elementary School.
As stated above, in May 2011, C.B.'s parents unilaterally placed C.B. at AMS. Decision ¶ 45. The AHO determined in August 2011 that the October 2010 IEP had denied C.B. a FAPE and that C.B.'s parents were entitled to reimbursement for the costs associated with placing C.B. at AMS. She stated, "AMS is an appropriate program for [C.B.]" Decision at 21. She wrote in a footnote that the DOE "shall continue to be reimbursed until such time as an appropriate IEP is developed for [C.B.]."
In some respects, the AHO's decision could be seen as similar to some judicial decisions applying the stay put provision. For example, in
The Ninth Circuit distinguishes between parents' entitlement to be reimbursed for private school tuition under 20 U.S.C. § 1412 (a) (10) (c) and parents' entitlement to have a state pay for private school tuition during the pendency of proceedings under the stay put provision at 20 U.S.C. § 1415 (j).
The parents in
In
In the present case, the AHO, finding AMS to be an "appropriate program," expressly ordered "reimbursement." However, the court cannot determine whether the AHO intended to say that AMS was an appropriate placement for stay put purposes (i.e., that AMS was C.B.'s current educational placement). The AHO cited no statute when she made this finding, and her citation to
The court therefore remands this case for the limited purpose of having the AHO clarify what she intended on page 21 of her decision in her statement that "AMS is an appropriate program for [C.B.]" and her order that his expenses at AMS be reimbursed. Decision at 21. If the AHO meant to treat AMS as C.B.'s current educational placement, the stay put provision requires the DOE to pay C.B.'s fees at AMS from at least the date of the AHO's decision until the end of all legal proceedings relating to the IEP of October 28, 2010, regardless of whether C.B. ultimately prevails or loses on the merits of the DOE's administrative appeal.
A "current educational placement" must be, of course,
This court stresses that it is not focused on the use of any magic words. This court instead is interested in knowing whether the AHO's reference to an "appropriate program" was intended to be a determination that AMS qualified as an educational placement.
If the AHO was concerned only with the appropriateness of AMS for purposes of reimbursement under § 1412 (a) (10) (C), then the DOE must pay fees from the start of C.B.'s attendance at AMS until the date of the AHO's decision, unless the DOE is successful in challenging the AHO's decision. If the DOE ultimately prevails, those fees must be paid by C.B.
If, however, the AHO did not intend to find that AMS is an appropriate placement for the purpose of changing C.B.'s current educational placement, the stay put provision will not require the DOE to pay for C.B.'s placement there during the pendency of any appeal. As stated above, the stay put provision requires a child to remain in his or her "current educational placement" during the course of administrative and judicial proceedings.
The court does not envision a lengthy response from the AHO on the remand ordered here. The court requests only a short indication of whether the AHO meant to conclude that AMS was C.B.'s "current educational placement," thus entitling him under § 1415 (j) to attend AMS at the expense of the DOE throughout the legal proceedings concerning the IEP of October 28, 2010; whether she intended to find that AMS provided only "some educational benefit," entitling C.B.'s parents to reimbursement for C.B.'s attendance at AMS for a discrete period of time under § 1412 (a) (10) (C); or whether she intended both. For the AHO's convenience, the court has attached a form for the AHO's use in responding. The AHO is free to provide a written response without using the attached form.
The court is unpersuaded by the DOE's other arguments against application of the stay put provision in light of this remand order. In its reply, the DOE argues that the AHO's decision cannot be said to have changed C.B.'s current educational placement because Parents did not ask the AHO to change C.B.'s placement; they sought only reimbursement. The court disagrees with the DOE. Although the DOE cites Clovis, 903 F.3d 635, in which the Ninth Circuit affirmed a grant of stay put benefits when an administrative law judge expressly ordered the child to be placed at a private institution,
The DOE also argues that, even if the AHO did change C.B.'s current educational placement to AMS, that placement ended on May 20, 2011, when C.B.'s most recent IEP placed C.B. at Kamali`i, as the AHO ordered reimbursement only until an appropriate IEP was prepared for C.B. Relying on a case from the Fifth Circuit, the DOE argues that C.B.'s current IEP is presumed "appropriate" until an AHO determines otherwise.
Finally, the DOE also cites three cases from other jurisdictions in which stay put benefits were denied on the ground that, although a change of placement had occurred, the change resulted in only a temporary placement.
It may be that, had the AHO explicitly stated that she was changing C.B.'s placement until, for example, the end of the 2011 to 2012 school year, application of the stay put provision might not be warranted. However, the AHO did not designate a specific end point. The court need not address whether, by limiting reimbursement to whenever an appropriate IEP was developed, the AHO precluded the application of the stay put provision, as an answer from the AHO as to whether she intended to change C.B.'s placement such that stay put would apply throughout the appellate proceedings will be dispositive of this issue.
In its reply to C.B.'s opposition to its motion to dismiss, the DOE argues that this court should sanction C.B. for engaging in litigation abuse. As the DOE does not make this argument pursuant to any rule or statute, the court construes this request as invoking the court's inherent power.
A court may impose sanctions under its inherent power when a party has "acted in bad faith, vexatiously, wantonly, or for oppressive reasons," or "against counsel who willfully abuse the judicial process."
The DOE suggests that, by challenging C.B.'s IEP of May 20, 2011, with allegedly "unmeritorious" arguments, C.B. has engaged in abusive and frivolous litigation. The court declines to sanction C.B. based on conduct that has not occurred in this case. Moreover, the court expresses no opinion as to whether C.B.'s due process request regarding the IEP of May 20, 2011, has merit, as that IEP is under administrative review. There is no indication that C.B. or Parents have acted in bad faith.
The DOE's motion to dismiss is DENIED as moot with respect to Counterclaims 2, 3, 4, and 5, which have been voluntarily dismissed. The DOE's motion to dismiss with respect to Counterclaim 1 and C.B.'s stay put motion are stayed pending the AHO's response to the present remand order. On remand, the AHO is asked to clarify what she intended on page 21 of her decision in stating that AMS is an appropriate program for C.B. and by using the term "reimbursement." In particular, she is asked to clarify whether she intended to change C.B.'s current educational placement. The AHO may, but need not, use the attached form.
The AHO may mail her response to the Clerk of Court, United States District Court, 300 Ala Moana Blvd., Honolulu, HI 96850. The Clerk of Court is directed to file the response and to serve it on the attorneys in this case.
In the meantime, the DOE's motion to dismiss Counterclaim 1, ECF No. 15, and C.B.'s stay put motion, ECF No. 22, are set for a continued hearing on Monday, June 18, 2012, at 9:45 a.m. If the parties are served with the AHO's response to the present order before May 11, 2012, they should consult with each other as to whether supplemental briefs should be filed and, if so, submit a proposed briefing schedule in writing to the court. Any briefing schedule should conclude no later than June 4, 2012. If the AHO's response is not received before May 11, 2012, then the hearing may be rescheduled.
IT IS SO ORDERED.