HELEN GILLMOR, District Judge.
On February 6, 2012, a jury returned a verdict in favor of Defendants City and County of Honolulu, Zane Hamrick, and Barry Tong. (Doc. 260). The jury found that the Defendants did not use excessive force in violation of the Fourth Amendment of the United States Constitution. The jury found that Defendants Hamrick and Tong committed a battery under Hawaii state common law, but that the officers were not liable for the battery because they did not act with malice.
On March 7, 2012, Plaintiff Whitney Dawkins, Jr. filed a Motion for a New Trial or Amendment of Judgment. (Doc. 272). Plaintiff argues that the Court must enter the verdict in his favor or grant a new trial because the jury's verdict on the federal excessive force claim is inconsistent with the jury's finding on the state law battery claim. Plaintiff also argues that the evidence at trial was in his favor.
The jury's findings on the federal excessive force claim and the Hawaii common law battery claims are not inconsistent. The evidence at trial supports the jury's verdict. Plaintiff's Motion for a New Trial or Amendment of Judgment (Doc. 272) is
On February 22, 2010, the Plaintiff filed a Complaint. (Doc. 1).
There were two Motions to Dismiss, two Motions for Summary Judgment, and a Motion for Reconsideration filed by the Defendants. In four Orders, the Court dismissed eight of the Plaintiff's claims. The Court dismissed all claims against Defendant Windward Community Federal Credit Union pursuant to a settlement agreement.
On January 19, 2012, a jury trial was commenced. (Doc. 233).
On February 6, 2012, the jury returned a verdict in favor of the Defendants. (Doc. 260).
On February 8, 2012, the Clerk of the Court entered Judgment. (Doc. 267).
On March 7, 2012, Plaintiff filed a Motion entitled, "MOTION FOR NEW TRIAL AND OR AMENDMENT OF JUDGMENT." (Doc. 272).
On March 9, 2012, Plaintiff filed an Exhibit "1" in support of his Motion for a New Trial or Amendment of Judgment. (Doc. 275).
On March 20, 2012, the Defendants filed an Opposition. (Doc. 278). The Plaintiff did not file a Reply.
Pursuant to Local Rule 7.2(d), the Court elected to decide the Motion without a hearing.
On February 22, 2010, Plaintiff Whitney Dawkins filed a Complaint against the City and County of Honolulu, the Windward Community Federal Credit Union, and individual Defendants Zane Hamrick and Barry Tong, alleging numerous violations of his rights under both federal and state law. January 20, 2011, the Court issued an Order dismissing all claims against Defendant Windward Community Federal Credit Union pursuant to a settlement agreement. (Doc. 75). After considering two Motions to Dismiss and two Motions for Summary Judgment filed by the remaining Defendants, the Court issued Orders that dismissed all of the Plaintiff's claims except for two: (1) excessive force in violation of the Fourth Amendment of the United States Constitution, and (2) battery under Hawaii state law. After a six and a half day trial, the jury returned a verdict in favor of the Defendants on these two claims.
Plaintiff's excessive force and battery claims were based on an incident that began when the Plaintiff attempted to open an account at the Windward Community Federal Credit Union. At trial, employees of the credit union testified that they attempted to help the Plaintiff open an account. The employees stated that the Plaintiff was confused by the process and did not understand their questions. The Plaintiff has a mental disability, and he persisted in his attempts to open an account even though the communication process broke down. A credit union employee eventually asked the Plaintiff to leave. The Plaintiff refused, and a credit union employee called the police. Police officers Zane Hamrick and Barry Tong arrived at the bank, and they recognized the Plaintiff. From previous interactions with him, the officers knew the Plaintiff was a person with a mental disability. Officer Hamrick testified that he asked the Plaintiff to step outside the credit union to talk. Hamrick testified that after the Plaintiff refused, he attempted to escort the Plaintiff outside with a light touch.
There were different accounts of precisely what events followed. Witnesses to the event testified that there was a physical struggle between the officers and the Plaintiff. Officer Hamrick testified that the Plaintiff pushed him away, causing the officer to crash into a chair. A taser dart was then fired at the Plaintiff. A video taken from the taser gun showed a taser dart being shot in the Plaintiff's direction, appearing to bounce off the Plaintiff, and the Plaintiff then fleeing the credit union.
Witnesses testified that the police officers pursued the Plaintiff, and caught up to him outside the credit union. One witness testified that he saw the Plaintiff walking, and then saw a police officer approach and tackle the Plaintiff to the ground. Photographs taken by a bystander showed several officers appearing to be holding the Plaintiff on the ground. Officer Hamrick testified that the Plaintiff was struggling and resisting arrest, and he sprayed the Plaintiff with pepper spray to subdue him. Bystanders who witnessed the evident described the force used by the officers differently. Although one witness testified that the officers were punching the Plaintiff even though he was not resisting, another witness testified that the Plaintiff appeared to be resisting arrest.
The jury returned a verdict in favor of the Defendants on both Plaintiff's federal excessive force and state law battery claims. The jury found that Defendants Hamrick and Tong did not use excessive force in violation of the Fourth Amendment of the United States Constitution. As to the state claim, the jury found that the officers committed a battery against the Plaintiff by intentionally contacting him, without his consent, in a manner that was unreasonable under the circumstances. The jury found, however, that the officers did not commit the battery with malice. Under Hawaii state law, police officers are entitled to qualified immunity from liability for battery unless they acted with malice. The jury verdict was in favor of the Defendants on both claims.
The jury answered the relevant questions as follows:
(Special Verdict Form (Doc. 261-1)) (instructions and answer lines omitted).
The jury answered question 1, on excessive force, "No." The jury answered question 2A, on battery, "Yes." On question 2B, on the required malice element for the battery, the jury answered: "No." In moving for judgment in his favor or for a new trial, the Plaintiff argues that the jury's answers to questions 1 and 2A are inherently inconsistent.
Federal Rule of Civil Procedure 50(b) allows a party to file a renewed motion for judgment as a matter of law after entry of judgment on a jury verdict. To file a renewed motion under Rule 50(b), a party generally must first file a motion for judgment as a matter of law under Rule 50(a) before the case is submitted to the jury.
The rule that a party must move for judgment as a matter of law before the case is submitted to a jury does not apply if the motion alleges inconsistencies in the answers given to a special verdict.
In ruling on a 50(b) motion, the Court may allow judgment on the verdict, order a new trial, or reverse the jury and direct the entry of judgment as a matter of law. Fed. R. Civ. P. 50(b). The court will direct judgment as a matter of law if "the evidence permits only one reasonable conclusion, and that conclusion is contrary to the jury's verdict."
The Ninth Circuit has defined substantial evidence as "such relevant evidence as reasonable minds might accept as adequate to support a conclusion even if it is possible to draw two inconsistent conclusions from the evidence."
Federal Rule of Civil Procedure 50(b) allows a party filing a renewed motion for judgment as a matter of law to include an alternative request for a new trial under Rule 59. Rule 59 allows the court to grant a new trial after a jury trial "for any reason for which a new trial has heretofore been granted in an action at law in federal court." Fed. R. Civ. P. 59(a). Although Rule 59 does not specify the grounds on which a court may order a new trial, historically recognized grounds include: "that the verdict is against the weight of the evidence, that the damages are excessive, or that, for other reasons, the trial was not fair to the party moving."
"When a motion for a new trial is based on insufficiency of the evidence, a `stringent standard applies' and a new trial may be granted `only if the verdict is against the great weight of the evidence or it is quite clear that the jury has reached a seriously erroneous result.'"
The Plaintiff argues that the Court should amend the Judgment to render it in his favor, or grant a new trial, because the jury's verdict is inconsistent. Although the Plaintiff does not explicitly argue that the verdict must also be overturned based on the weight of the evidence, at several points in his Motion he argues that the evidence at trial was in his favor. Based on the Plaintiff's repeated references to the weight of the evidence, that Court construes his Motion as both arguing that he is entitled to judgment as a matter of law or a new trial based on the inconsistency of the verdict and based on the weight of the evidence.
A party may file a motion for judgment as a matter of law on the ground that the jury's answers to the verdict questions are inconsistent.
The nature of the verdict "is of critical importance because inconsistent general verdicts on separate claims are typically permitted to stand . . . whereas irreconcilably inconsistent special verdicts require a new trial."
Federal Rule of Civil Procedure 49 contemplates three types of verdicts: (1) common law general verdicts without interrogatories, (2) special verdicts under Rule 49(a), and (3) general verdicts with interrogatories under Rule 49(b).
The distinction between general and special verdicts is sometimes unclear in practice, and "[o]ften courts are unable to decide whether a verdict is a special verdict under Rule 49(a) or a general verdict with interrogatories under Rule 49(b)."
Although special verdicts and general verdicts with special interrogatories sometimes appear similar, "the key" is "whether the jury announces the ultimate legal result of each claim."
The three basic categories of verdicts (special verdicts, general verdicts, and general verdicts with interrogatories), are "not adequate to capture every answer that a jury may give."
Here, the jury was given a general verdict for the excessive force claim and a special verdict for the battery claim. For the excessive force claim, the jury was asked to determine whether the Defendants used excessive force in violation of the Fourth Amendment and, if so, the amount of the Plaintiff's damages. As the jury was asked to determine the ultimate question of the Defendants' liability for the excessive force claim, the jury was presented with a general verdict on that claim.
With respect to the battery claim, however, the jury was instead asked to answer two questions of fact. The jury was first asked whether Defendants Hamrick and/or Tong intentionally contacted the Plaintiff's body in a manner that was unreasonable under the circumstances. This is primarily a question of fact.
As the jury was only asked to answer two factual questions regarding the battery claim and not about the Defendants' ultimate legal liability for battery, these questions together constituted a special verdict.
The Plaintiff argues that the jury's special verdict finding that Defendants Hamrick and Tong intentionally contacted his body in a manner that was unreasonable under the circumstances (i.e., committed a battery) is inherently inconsistent with the jury's general verdict that the officers did not use excessive force. If the officers committed a battery, Plaintiff argues, then they also necessarily used excessive force. Plaintiff maintains that the Court must render judgment in his favor on the excessive force claim or order a new trial as a result.
When there is an inconsistency between an answer to a general verdict and a written factual question, the court must "attempt to sustain the judgment by harmonizing the answers and the verdict."
If the court cannot harmonize the answers, Federal Rule of Civil Procedure 49(b) provides that the court may: (1) enter "an appropriate judgment according to the answers, notwithstanding the general verdict;" (2) "direct the jury to further consider its answers and verdict;" or (3) "order a new trial." A court may "exercise its authority under Rule 49(b) and enter judgment in accordance with the answers," however, "only if it is not reasonably possible to resolve the apparent inconsistency between the answers and the verdict."
Here, no action is necessary to remedy the verdict because the jury's answers to the verdict questions are not inherently inconsistent. The tort of excessive force under the Fourth Amendment of the United States Constitution is not identical to the tort of battery under Hawaii common law. Excessive force and battery are distinct claims that are derived from different legal systems, and they have different definitions, different applicable standards, and different bodies of case-law interpreting their scope and application.
The jury was instructed to consider the Plaintiff's excessive force and battery claims separately, and was given different instructions for each claim setting forth their meaning and scope. Although excessive force and battery both require an inquiry into the "reasonableness" of the use of physical force, federal courts and Hawaii state courts' case-law interpretations of that standard differ.
The Ninth Circuit Court of Appeals has considered excessive force claims in many situations, and has set forth a number of specific and detailed factors that should be considered when evaluating whether force is excessive under the Fourth Amendment, including: (1) the severity of the crime or other circumstances to which the officers were responding; (2) whether the plaintiff posed an immediate threat to the safety of the officers or to others; (3) whether the plaintiff was actively resisting arrest or attempting to evade arrest by flight; (4) the amount of time and any changing circumstances during which police officers had to determine the type and amount of force that appeared to be necessary; (5) the type and amount of force used; (6) the availability of alternative methods to take the plaintiff into custody, and/or subdue him; and (7) whether a warning was given before force was used, if it was feasible to give a warning.
Hawaii state courts have not developed as detailed a body of case-law interpreting the meaning of unreasonableness in the context of battery. Nor have they adopted the Ninth Circuit's jurisprudence on excessive force for battery claims.
As excessive force and battery are unique claims with unique bodies of case-law interpreting each claim, the jury was given quite different instructions for applying each claim to the facts of the case. For the excessive force claim, the jury was instructed to take into account the seven specific factors, listed above, which are based on Ninth Circuit case-law and the Ninth Circuit Model Jury Instruction on excessive force. The jury was not instructed to take into account these factors with respect to the Hawaii state common law battery claim. For the battery claim, the jury was given a quite different instruction that directed the jury to determine whether the Defendants intentionally contacted the Plaintiff's body in a manner that was unreasonable given the circumstances.
Although both excessive force and battery claims require consideration into the "reasonableness" of force, they are not interchangeable claims and the meaning of "reasonableness" provided by the courts with respect to each claim has not been held to be identical. As a result, there is no inconsistency between the jury's finding that the officers did not use excessive force and the jury's finding that the officers committed a battery.
It is well-established that courts "have the power to uphold the time-honored right of a jury to render a compromise verdict, and to sustain a verdict which is substantial."
In the Ninth Circuit, legal inconsistencies between general verdicts on different claims are upheld.
In a special verdict, of course, a jury only makes factual findings and the court must apply the law to those findings. Inconsistencies in special verdicts are problematic when the court would have to set aside one of the jury's factual findings to reach a legal outcome, because doing so would infringe on the right to a jury trial under the Seventh Amendment of the United States Constitution.
Here, the alleged inconsistency in the verdict does not arise between "two or more factual findings."
339 F.3d at 1034;
Plaintiff has failed to point to an inconsistency in the verdict and, even if the jury's findings on the federal excessive force claim and state battery claim were inconsistent, they would nevertheless be upheld.
The Plaintiff also appears to argue that he is entitled to judgment in his favor or a new trial because the evidence presented at trial was in his favor. The standard for overturning a jury verdict and entering a contrary judgment or ordering a new trial based on the weight of the evidence is very high. The court will direct judgment as a matter of law only if "the evidence permits only one reasonable conclusion, and that conclusion is contrary to the jury's verdict."
Viewed in the light most favorable to the Defendants, the evidence at trial supports the jury's verdict. Employees from the credit union testified that they called the police because the Plaintiff was being argumentative and refusing to leave. Officer Hamrick testified that when he arrived at the scene he asked the Plaintiff to step outside the bank, and the Plaintiff refused. Hamrick testified that he then attempted to escort the Plaintiff outside with a light touch, but the Plaintiff resisted. A struggle ensued between Officers Hamrick and Tong and the Plaintiff, and Hamrick testified that the Plaintiff pushed him away, causing him to crash into a chair. The officers testified that because they were unable to control the Plaintiff, they fired a taser at him. The Plaintiff then ran out of the bank.
Testimony from several individuals, including the officers and bystander witnesses outside the credit union, reflected that the officers caught up to the Plaintiff and were able to hold him down on the ground. Although one witness who happened upon the scene testified that he saw the officers punching the Plaintiff even though he was not resisting, other witnesses at the scene gave very different descriptions of the incident. Another witness, also an uninvolved passerby, testified that the Plaintiff was resisting and that the officers did not use an excessive amount of force to subdue him.
While the evidence at trial was at times conflicting and ambiguous, there was testimony that supports the jury's verdict, particularly when viewed in the light most favorable to the Defendants. It is the duty of the jury, and not the Court, to determine the credibility of the witnesses and their different versions of the events.
Plaintiff Whitney Dawkins, Jr.'s Motion for a New Trial or Amendment of Judgment (Doc. 272) is
IT IS SO ORDERED.