ROBERT W. PRATT, District Judge.
Before the Court is Brandon Tyerman's ("Defendant") Motion for Judgment of Acquittal and New Trial ("Def.'s Mot."), filed on October 26, 2011. Clerk's No. 240. Defendant attached a supporting brief to his motion ("Def.'s Br."). Clerk's No. 240-1. The Government filed a response to the motion ("Gov't Resp.") on November 21, 2011. Clerk's No. 247. Defendant filed a reply to the Government's response ("Def.'s Reply") on November 29, 2011. Clerk's No. 249. The matter is fully submitted.
On February 25, 2009, Defendant was charged with, among other crimes, one count of being a felon in possession of a firearm and ammunition, in violation of 18 U.S.C. § 922(g)(1) (hereinafter "Count Three"), and one count of possession of a stolen firearm, in violation of 18 U.S.C. § 922(j) (hereinafter "Count Four").
At the close of the Government's case-in-chief, and again at the close of all the evidence, Defendant moved for a judgment of acquittal pursuant to Federal Rule of Criminal Procedure 29. See Trial Tr. (Clerk's Nos. 242-44) at 366, 394. The Court denied Defendant's motion. See id. at 374, 395. Defendant now renews his motion for judgment of acquittal as to Count Four, claiming the evidence was insufficient to sustain the jury's verdict. See Def.'s Mot. ¶ 2. In the alternative, Defendant requests a new trial, pursuant to Federal Rule of Criminal Procedure 33. See id. ¶ 3. Defendant claims he is entitled to a new trial because of numerous errors made before and during trial that individually and cumulatively deprived him of a fair trial. See id. ¶¶ 4-9.
This Court must enter a judgment of acquittal if the evidence presented at trial is insufficient to sustain a conviction. Fed.R.Crim.P. 29(a); United States v. Water, 413 F.3d 812, 816 (8th Cir.2005). "This standard is `very strict' and a jury's verdict should not be overturned lightly."
In considering a motion for judgment of acquittal based on the sufficiency of the evidence presented at trial, the Court must "view the evidence in the light most favorable to the guilty verdict, giving the government the benefit of all reasonable inferences that may be drawn from the evidence." United States v. Basile, 109 F.3d 1304, 1310 (8th Cir.1997). The Court can overturn the jury's verdict only if "a reasonable fact-finder must have entertained a reasonable doubt about the government's proof" on one or more of the essential elements of the crime charged. United States v. Kinshaw, 71 F.3d 268, 271 (8th Cir.1995) (quoting United States v. Nunn, 940 F.2d 1128, 1131 (8th Cir. 1991)). "This standard applies even when the conviction rests entirely on circumstantial evidence." United States v. Davis, 103 F.3d 660, 667 (8th Cir.1996). In reviewing the evidence presented to the jury, it is important to note that "[t]he evidence need not exclude every reasonable hypothesis except guilt." United States v. Baker, 98 F.3d 330, 338 (8th Cir.1996) (quoting United States v. Erdman, 953 F.2d 387, 389 (8th Cir.1992)). Finally, it is not the Court's role to weigh the evidence or assess the credibility of witnesses, as these tasks belong to the jury alone. See United States v. Ireland, 62 F.3d 227, 230 (8th Cir.1995) (observing that the jury has the role of judging the credibility of witnesses and resolving any contradictions in the presented evidence).
To gain a conviction for a violation of 18 U.S.C. § 922(j), the Government must prove beyond a reasonable doubt that:
United States v. Provost, 237 F.3d 934, 938 (8th Cir.2001). Defendant does not seriously dispute the sufficiency of the evidence regarding his possession of a firearm, or that the firearm had been shipped in or transported in interstate commerce. See Def.'s Mot. ¶ 2; Final Jury Instruction (Clerk's No. 223) No. 14 (stipulating that the firearm was shipped or transported in interstate commerce). Instead, Defendant alleges that there was insufficient evidence to establish the firearm was stolen, or that he knew, or had reasonable cause to believe, that the firearm was stolen. See Def.'s Mot. ¶ 2.
The jury heard from several witnesses regarding a 9 mm black Beretta handgun (hereinafter the "Firearm"). Timothy Yasunaga ("Yasunaga") testified that he owned the Firearm, which he stored in a black plastic carrying case, and kept, along with a box of 9 mm ammunition, in a night-stand drawer. See Trial Tr. at 290-93. Yasunaga also testified that Defendant was aware of the Firearm, and that Yasunaga had previously declined Defendant's request to borrow the Firearm. See id. at 290. It was further established that Defendant had permission to stay at Yasunaga's
The jury also heard testimony from Roberta Putney, who observed Defendant in possession of a black handgun in the early morning hours of June 5, 2008. See id. at 197. Daryn Foley testified that on June 5, 2008, he observed a box of ammunition on the floor of Defendant's truck. See id. at 239. This box of ammunition, along with a Beretta carrying-case, was later seized from Defendant's truck by Deputy Aaron Kester. See id. at 145-46. Yasunaga testified that the box of ammunition and carrying-case were consistent with the box of ammunition and carrying-case that went missing from his home.
There is no statutory definition for the term "stolen" in § 922(j). See 18 U.S.C. § 921. Defendant argues that, as used in § 922(j), the term "stolen" requires an intent to permanently deprive the firearm owner of ownership. See Def.'s Br. at 3 (citing United States v. McBane, 433 F.3d 344, 348 (3d Cir.2005)). The Government urges the Court to interpret the term "stolen" as it is used in USSG § 2K2.1 (b)(4), the United States Sentencing Guideline involving possession of a stolen firearm, to mean "all felonious or wrongful takings with the intent to deprive the owner of the rights and benefits of ownership, regardless of whether or not the theft constitutes common-law larceny." United States v. Bates, 584 F.3d 1105, 1109 (8th Cir.2009).
In federal criminal statutes, the term "stolen" generally does not require an intent to permanently deprive. See United States v. Van Elsen, 652 F.3d 955 (8th Cir.2011) ("The Supreme Court and this circuit broadly construe Congress's use in a federal theft statute of the word `conversion,' and more especially, the word `steal.'"). The Court is not persuaded by Defendant's citation to McBane that Congress intended such an interpretation for the term "stolen" as used in § 922(j). In determining whether a firearm was stolen, the McBane court simply considered as a relevant factor that the defendant, who was not the individual who initially took the firearm from its owner, had not tried to return the firearm once he came into possession of it. 433 F.3d at 348. McBane contained no discussion of whether the term "stolen" required an intent to permanently deprive.
Instead, the Court finds persuasive the broader definition that other courts have consistently applied to the term "stolen" in various federal criminal statutes. See, e.g., Van Elsen, 652 F.3d at 962 (finding
Defendant contends that there was insufficient evidence to establish the firearm he possessed was stolen, and that he knew, or had reasonable cause to believe, the firearm was stolen. See Def.'s Mot. ¶ 2. However, the evidence established that: 1) Yasunaga owned a Firearm; 2) Defendant was aware of, and had access to, the Firearm, 3) Yasunaga denied Defendant's request to take the Firearm; 4) Defendant was seen with a black handgun on June 5, 2008; 5) other items that appeared to be associated with the Firearm — namely a box of 9 mm ammunition and a Beretta carrying case — were found in Defendant's car on June 5, 2008; 6) on June 17, 2008, Yasunaga noticed the Firearm, along with his box of ammunition and carrying case were missing; and 7) Yasunaga later found the Firearm in a location that he did not put it — a heating duct in the basement of his home. A reasonable inference from this evidence is that Defendant took the Firearm without Yasunaga's consent or knowledge. This is sufficient to establish that the Firearm was stolen.
As for Defendant's knowledge or reasonable belief that the firearm was stolen, "[k]nowledge may be proven by circumstantial evidence alone; it frequently cannot be proven in any other way." United States v. Garcia, 521 F.3d 898, 901 (8th Cir.2008) (quoting Erdman, 953 F.2d at 390). Here, Defendant had previously asked to borrow the Firearm, and Yasunaga had denied this request. The jury could reasonably infer from this that Defendant knew he did not have permission to take the Firearm and, thus, knew that when he took the Firearm, it was stolen. Accordingly, the evidence was sufficient to sustain Defendant's conviction on Count Four.
Federal Rule of Criminal Procedure 33 provides: "Upon the defendant's motion, the court may vacate any judgment and grant a new trial if the interest of justice so requires." The district court is granted broad discretion in passing upon motions for new trial, and its decision is subject to reversal only for a clear abuse of discretion. See United States v. Bass, 478 F.3d 948, 951 (8th Cir.2007) (quoting King v. Davis, 980 F.2d 1236, 1237 (8th Cir.1992)). Unlike a motion for judgment of acquittal, the Court need not view the evidence in the light most favorable to the government when considering a motion for a new trial. Rather, in assessing whether Defendant is entitled to a new trial on the ground that the verdict is contrary to the weight of the evidence, "the district court weighs the evidence and evaluates anew the credibility of the witnesses to determine if a miscarriage of justice may have occurred." Davis, 103 F.3d at 668; United States v. Lanier, 838 F.2d 281, 284-85 (8th Cir.1988) (per curiam). As the Eighth Circuit Court of Appeals explained in United States v. Rodriguez:
812 F.2d 414, 417 (8th Cir.1987).
The Eighth Circuit has also warned that the authority to grant a Rule 33 motion for new trial "should be used sparingly and with caution." Lincoln, 630 F.2d at 1319. The mere fact that the "government's case is based upon circumstantial evidence does not by itself necessitate a new trial," nor does the fact that a defendant can point to "credibility problems" in some of the government's witnesses. United States v. Davis, 534 F.3d 903, 913 (8th Cir.2008). The district court's discretion in determining that a new trial is warranted "is abused if it does not take into account a matter that should have been given significant weight, gives significant weight to something improper or irrelevant, or `commits a clear error of judgment.'" Bass, 478 F.3d at 951 (quoting United States v. Dodd, 391 F.3d 930, 934 (8th Cir.2004)).
Defendant argues he is entitled to a new trial in the interest of justice because of four errors that occurred either prior to or during trial. Def.'s Mot. ¶¶ 5-9. Defendant first complains that two of the Court's pretrial rulings were in error: 1) the Court's refusal to exclude evidence related to the Firearm (hereinafter the "Firearm Evidence")
Erroneous evidentiary rulings can be the basis for a new trial if the rulings affected a defendant's substantial rights or had more than a slight influence on the verdict. See United States v. Honken, 381 F.Supp.2d 936, 1005 (N.D.Iowa 2005) (citing United States v. Mack, 343 F.3d 929 (8th Cir.2003) and United States v. Crenshaw, 359 F.3d 977, 1003 (8th Cir.2004)). Here, the evidentiary rulings that Defendant complains of were fully litigated prior to trial. See Order denying Def.'s Mot. to Suppress (Clerk's No. 43); Bench Ruling on Def.'s Second Mot. in Limine (Clerk's No. 61); Order Denying Reconsideration of Def.'s Second Mot. in Limine (Clerk's No. 198). Defendant has not raised additional arguments as to how the Court's specific rulings were in error, but instead
Defendant was tried and convicted by the State of Iowa on charges that stemmed from the same set of facts involved in this case. See State v. Tyerman, No. 09-0113, 2010 WL 787935 (Iowa Ct.App. Mar. 10, 2010). While Defendant was in state custody awaiting his bond hearing, the Government obtained the Firearm from Defendant's then-attorney, Peter Berger ("Berger"). See Order Denying Def.'s Mot. to Suppress at 2. Berger, after learning from Defendant that the Firearm was in a heating duct in Yasunaga's basement, contacted Yasunaga and had him bring the Firearm to Berger. See id. Berger then turned the Firearm over to the police in the hopes of reducing Defendant's state bond. See id. Defendant subsequently fired Berger, accusing him of violating the attorney-client privilege. See id.
Once indicted on federal charges, Defendant moved to suppress the Firearm, claiming that the Government obtained it in violation of his Sixth Amendment rights, and that a trial involving the Firearm would violate his Fifth Amendment rights. The Court found that Defendant's Sixth Amendment rights were not violated because, even assuming Berger's disclosure amounted to a breach of the attorney-client relationship,
Defendant now renews his challenge, claiming his Fifth Amendment right to due process and his Sixth Amendment right to counsel were violated by Berger's unauthorized disclosure of the Firearm and the Government's subsequent use of the Firearm Evidence. See Def.'s Br. at 6. However, as Defendant has raised no new arguments as to how Berger's disclosure violated his Fifth or Sixth Amendment rights, the Court finds, for the reasons stated more thoroughly in its previous order, that no such violations occurred. See Order Denying Def.'s Mot.
Prior to trial, Defendant also moved to exclude, pursuant to Federal Rule of Evidence 404(b), the following: 1) evidence of marital discord between Defendant and Collins-including a death threat he made against her in December 2007; 2) an April 28, 2008 physical altercation between Defendant and Collins, during which Defendant again threatened her life; and 3) Defendant's numerous violations of a no-contact order that Collins had against him, including several instances where he trespassed on her parent's farm — the property where she was living at that time. See Def.'s Second Mot. in Limine (Clerk's No. 55) ¶¶ 4-6. The Court denied Defendant's motion, ruling the evidence was admissible either to show Defendant's motive, or as res gestae evidence. See Oct. 1, 2009 Hr'g Tr. at 8 (citing United States v. Forcelle, 86 F.3d 838, 841 (8th Cir.1996)). Defendant now argues the admission of this evidence deprived him of a fair trial.
After observing the trial, the Court is confident that this testimony was properly admitted to establish Defendant's motive.
Prior to trial, the Government indicated it intended to call Mumford, Defendant's fellow inmate, to testify about inculpatory
During cross-examination, Mumford was asked about the color of his prison uniform, and testified as follows:
Id. at 321.
Also during Mumford's cross-examination, he was asked about cooperating with the Government, and testified as follows:
Id. at 338-39.
Defendant now claims that he is entitled to a new trial because Mumford "improperly and without solicitation testified to evidence he was told not to mention" and similarly "testified he was wearing a striped orange jump suit, which is the same color suit that [Defendant] wears in jail." Def.'s Mot. ¶¶ 6-7.
Despite his concession that the "prosecutor was not guilty of `prosecutorial misconduct'" Defendant argues that "the factors used to evaluate such claims can be used to evaluate Mumford's prejudicial statements." Def.'s Br. at 8. Thus, Defendant claims the Court should evaluate whether a new trial is warranted by considering whether: "(1) the [witness'] remarks [were] improper, and (2) the remarks prejudicially affect[ed] the defendant's substantial rights as to deprive the defendant of a fair trial." Id. (citing United States v. Beeks, 224 F.3d 741, 746 (8th Cir.2000)). Defendant further claims that the relevant factors in determining whether he was deprived of a fair trial are: "(1) the cumulative effect of the misconduct, (2) the strength of the properly admitted evidence of the defendant's guilt, and (3) the curative actions taken by the district court." Id. (citing Beeks, 224 F.3d at 746).
Defendant argues that Mumford's first statement, that Defendant wore the same orange colored jail-uniform as Mumford did, brought to the jury's attention that Defendant had a propensity for violence and improperly highlighted Defendant's criminal background. See Def.'s Br. at 7. The Court does not agree. Mumford's statement was preceded by his testimony that orange represented that an individual had been charged with a weapon-related crime. See Trial Tr. at 321. That Defendant had been charged with a weapons-related crime was no secret; it was the purpose of the trial. To the extent that this statement may have suggested that Defendant was violent,
As for Mumford's second statement, "I went to my attorney because of what he had asked me to do," Defendant argues that this was prejudicial because it referenced evidence that the Court had already excluded — Defendant's request that Mumford hire someone to kill Collins. Again, the Court disagrees about the impact of this testimony on the jury. Mumford's statement was, at best, a vague reference
After Defendant was initially sentenced, but before his conviction was reversed on appeal, the Government negligently destroyed some of the evidence in this case. See Order Denying Def.'s Mot. to Dismiss (Clerk's No. 193) at 3. Among the items destroyed were the Firearm, an ammunition clip, and the Firearm carrying case. See id. Based on this destruction, Defendant requested that the Court instruct the jury as follows:
Def.'s Proposed Jury Instruction: Destruction of Evidence at 1 (Clerk's No. 171) (errors in original).
The Court declined to give the instruction, finding that it was not appropriate based on the Court's earlier finding that the evidence was destroyed negligently rather than in bad faith. See Trial Tr. at 383-84, 390-91. The Court further reasoned that, were it to give Defendant's requested instruction, it would have to provide the Government the opportunity to rebut the permissive inference. See id. at 390-91. The Court found this would not only confuse the jury, but require the admission of evidence — namely, the complicated procedural posture of this case — that Defendant had already successfully moved to exclude from trial. See id.; see also Order Granting Def.'s Mot. in Limine Regarding Guilty Plea and Appeal (Clerk's No. 226). Defendant now argues that "regardless of the good or bad faith of the [G]overnment, [an adverse-inference] instruction was warranted based on the intentional destruction of evidence." Def.'s Br. at 11 (citing Buckley v. Mukasey, 538 F.3d 306, 323 (4th Cir.2008); Dillon v. Nissan Motor Co., 986 F.2d 263, 266-67 (8th Cir.1993); Stevenson v. Union Pac. R.R. Co., 354 F.3d 739, 745 (8th Cir.2004)).
Other circuits may permit an adverse inference jury instruction in certain cases where evidence is negligently destroyed.
The Court found that the Government's destruction of the Firearm was the result of negligence and did not indicate a desire to suppress the truth. See Order Denying Def.'s Mot. to Dismiss at 7. Thus, it would have been error for the Court to issue an adverse-inference instruction. See Stevenson, 354 F.3d at 746.
Furthermore, even if the Court could have issued an adverse-inference jury instruction, it would have had "broad discretion" in determining whether doing so would have been appropriate. See Beaven v. U.S. Dep't of Justice, 622 F.3d 540, 554 (6th Cir.2010). To determine whether an adverse-inference instruction is appropriate, courts examine the extent to which the destruction of evidence prejudiced the spoliator's adversary. See id. (upholding a district court's decision to issue an adverse-inference instruction because the district court had made a finding that the defendant had "severely compromised" the plaintiff's case through its destruction of "crucial" evidence). Here, it is difficult to see how the destruction of the Firearm prejudiced Defendant considering that he previously moved to exclude from trial the very same Firearm. See Def.'s Mot. to Suppress. Also, despite the destruction of the Firearm, the jury still heard evidence that Defendant's fingerprints were not found on any of the destroyed pieces of evidence. Trial Tr. at 255-62. Furthermore, in closing arguments, Defendant emphasized the fact that the Firearm no longer exists
Finally, had the Court issued Defendant's requested adverse-inference instruction, it would have been required to afford the Government an opportunity to present reasonable rebuttal testimony. See Stevenson, 354 F.3d at 750. "Absent this opportunity, the jury is deprived of sufficient information on which to base a rational decision of whether to apply the adverse inference...." Id. This would have required testimony from the Bureau of Alcohol, Tobacco, Firearms and Explosives agents who destroyed the evidence, and explanation of their mistaken belief that the gun was no longer needed due to Defendant's initial Alford plea and corresponding appeal. As previously noted, the Court excluded, at Defendant's request, all evidence relating to Defendant's Alford plea and appeal because this evidence presented a danger of unfair prejudice and risked confusing the jury. See Order Granting in Part Def.'s Mot. in Limine Regarding Guilty Plea and Appeal at 1-2. Thus, any prejudice that would have been remedied by Defendant's proposed adverse-inference instruction would likely have been offset by the introduction of other evidence that Defendant acknowledged as prejudicial to his case.
For these reasons, the Court finds that it did not err in refusing to give Defendant's requested instructions and, thus, Defendant is not entitled to a new trial.
Defendant argues that, "[r]egardless of the strength of the evidence, based on the individual and/or cumulative effect of the errors above, the court should grant Tyerman a new trial on both offenses." Def.'s Mot. ¶ 9. A court may grant a new trial "where the case as a whole presents an image of unfairness that has resulted in the deprivation of a defendant's constitutional rights, even though none of the claimed errors is itself sufficient to require reversal." United States v. Montgomery, 635 F.3d 1074, 1099 (8th Cir.2011) (quoting United States v. Samples, 456 F.3d 875, 887 (8th Cir.2006)). However, as discussed supra, the Court finds that the majority of the errors alleged by Defendant were not, in fact, errors. To the extent that they were, the resulting prejudice against Defendant was minimal, and not sufficient to warrant a new trial.
For the reasons discussed above, Defendant's Motion for Acquittal and a New Trial (Clerk's No. 240) is DENIED.
IT IS SO ORDERED.
Final Jury Instruction No. 17.