ROBERT W. PRATT, District Judge.
Before the Court is a Motion for Summary Judgment, filed May 31, 2012, by JBS USA, LLC, a/k/a Swift Beef Company ("Defendant"). Clerk's No. 16. Lyle Ridout ("Plaintiff) filed a resistance to the Motion on July 2, 2012. Clerk's No. 19. Defendant filed a reply on July 9, 2012. The matter is fully submitted.
Defendant owns a pork processing plant in Marshalltown, Iowa. Pl.'s State of Facts in Supp. or Resistance to Def.'s Mot. for Summ. J ("Pl.'s Facts") ¶ 1 (Clerk's No. 19-1). Plaintiff was hired by Defendant's predecessor in interest in or around 1969, and was continually employed with Defendant for a period of approximately forty-one years. Def.'s Statement of Material Facts (Clerk's No. 16-2) ("Def.'s Facts") ¶ 1. At the time of his termination, Plaintiff was 62 years old and was employed as the Rendering Superintendent. Pl.'s Facts ¶ 3; Def.'s Facts ¶ 2. In this position, Plaintiff supervised employees and oversaw the operation of the equipment in the Rendering department. Def.'s Facts ¶ 4. Plaintiff was supervised in this role by Plant Engineer Cyril Thill ("Thill"), who had been employed by Defendant for over forty years; Plant Manager Todd Carl ("Carl"), age 42; and General Manager Troy Mulgrew ("Mulgrew"), age 48. Id. ¶¶ 5-8.
On May 13, 2010, a piece of equipment in the Rendering department known as the "Prehogor" failed because "the hammers that draw the product in had worn down substantially to where it was no longer effective." Id. ¶ 9. Operations personnel (including the Rendering Supervisor and Rendering Superintendent) and maintenance personnel shared joint responsibility for this equipment failure. Id. ¶ 10. According to Mulgrew, he went to the Rendering department early in the morning on May 14, 2010, because the Prehogor failure "was backing up 50,000 pounds per hour of product. Anytime there's a major failure, I go look." Id. ¶ 11. Carl went to Plaintiff's
The parties disagree over precisely what happened next, or more specifically, how it should be characterized. Mulgrew testified that when Carl tried to ask Plaintiff some questions about the "who, what, when, where, and why" of the Prehogor failure, "it was obvious [Plaintiff] was not listening" and that he "was visibly upset to the point of raising his voice," stating something like, "You come down here. We got shit up to our necks, now you want to start pointing fingers at us?" Def.'s App. at 53-54 (Mulgrew Dep.). Mulgrew testified that, in response to being asked when he had last looked at the Prehogor, Plaintiff replied that it was "maintenance's job." Mulgrew further testified:
Id. at 55-56. Thill testified that Plaintiff was the only one yelling during this meeting near the Prehogor. Def.'s App. at 78.
Although Plaintiff admits that this meeting near the Prehogor took place, he claims that it "was loud in the area in which this conversation took place as the men were standing close to the operating centrifuge, presser, and prehogor and it was difficult to hear." Pl.'s Resp. to Def.'s Statement of Material Facts ("Pl.'s Resp.") ¶ 13 (Clerk's No. 19-2). Plaintiff contends that noise in the plant requires people to "speak up just to be hear[d]" generally, but that this is especially true "when you are 12 to 15 feet from the prehogor." Id. Moreover, Plaintiff notes that he has "substantial hearing loss due to his years working at the plant making it difficult to hear or speak loudly to be heard as a result of this hearing loss." Id. Plaintiff further states:
Id. ¶ 14.
Regardless of how the conversation near the Prehogor occurred, it appears that Mulgrew suspended Plaintiff without pay, effective May 14, 2010, and Cheryl Hughlette ("Hughlette"), Defendant's Human Resources Manager, contacted Plaintiff to request that he provide a statement regarding the events that occurred on that date. See Def.'s Facts ¶ 18; Def.'s App. at 86; Pl.'s Facts ¶ 47. In an e-mail chain between Hughlette, Thill, Mulgrew, Carl, and Tony Harris ("Harris"), Head of Human Resources for Defendant's pork division, Harris asked the others to "[p]lease consider the facts and [send] me your recommendations concerning [Plaintiffs] continued employment." Def.'s App. at 79. In response, Mulgrew stated that it is "up to [Carl] and [Thill]."
On May 25, 2010, Plaintiff met with Carl, Harris, and former Human Resources Director Joe Nevel ("Nevel") to discuss the May 14, 2010 incident.
Def.'s App. at 13-14. During the meeting, Plaintiff also brought up the fact that two other "older" employees, Linn Knox ("Knox") and Dean Welton ("Welton"), had been discharged.
After the meeting, Harris "shared the issue with those involved" and a decision regarding Plaintiff's employment was "made at the plant level."
Regarding the May 14, 2010 incident, Harris stated that his understanding was that Plaintiff's behavior on May 14 was unacceptable because there was "an attempt to resolve a problem, to better understand a breakdown issue" and Plaintiff "overreacted ... and instead of cooperating, became argumentative and disrespectful to Mr. Mulgrew."
Ultimately, Mulgrew, Carl, and Thill determined that Plaintiff should be terminated. Def.'s Facts ¶ 47. According to Defendant, the breakdown of the Prehogor did not directly relate to the termination; rather, the termination was due to Plaintiff's behavior during the May 14, 2010 meeting, coupled with his declining performance. Id. ¶ 48. On May 28, 2010, Harris "inform[ed] [Plaintiff] that the decision was made that he be terminated and it all resulted around the culmination of activities on the 14th and his performance leading up to that point." Id. ¶ 49. Plaintiff, however, thought he "was discharged because of the 14th and not because of [his] performance," and Plaintiff recalls Harris telling him on May 28, 2010 that "the committee had decided that [Plaintiff] no longer fit into the scheme, in the direction that the company was headed."
The term "summary judgment" is something of a misnomer. See D. Brock Hornby, Summary Judgment Without Illusions,
Federal Rule of Civil Procedure 56(a) provides that "[a] party may move for summary judgment, identifying each claim or defense — or the part of each claim or defense — on which summary judgment is sought."
Federal Rule of Civil Procedure 56 mandates the entry of summary judgment upon motion after there has been adequate time for discovery. Summary judgment is appropriately granted when the record, viewed in the light most favorable to the nonmoving party and giving that party the benefit of all reasonable inferences, shows that there is no genuine issue of material fact, and that the moving party is therefore entitled to judgment as a matter of law. See Fed.R.Civ.P. 56(a); Harlston v. McDonnell Douglas Corp., 37 F.3d 379, 382 (8th Cir.1994). The Court does not weigh the evidence, nor does it make credibility determinations. The Court only determines whether there are any disputed issues and, if so, whether those issues are both genuine and material. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 252, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986); Wilson v. Myers, 823 F.2d 253, 256 (8th Cir.1987) ("Summary judgment is not designed to weed out dubious claims, but to eliminate those claims with no basis in material fact.") (citing Weight Watchers of Quebec, Ltd. v. Weight Watchers Int'l, Inc., 398 F.Supp. 1047, 1055 (E.D.N.Y. 1975)).
In a summary judgment motion, the moving party bears the initial burden of demonstrating the absence of a genuine issue of material fact based on the pleadings, depositions, answers to interrogatories, admissions on file, and affidavits, if any. See Celotex, 477 U.S. at 323, 106 S.Ct. 2548; Anderson, 477 U.S. at 248, 106 S.Ct. 2505. If the moving party has carried its burden, the nonmoving party must then go beyond its original pleadings and designate specific facts showing that there remains a genuine issue of material fact that needs to be resolved by a trial. See Fed.R.Civ.P. 56(c). This additional showing can be by affidavits, depositions, answers to interrogatories, or the admissions on file. Id.; Celotex, 477 U.S. at 322-23, 106 S.Ct. 2548; Anderson, 477 U.S. at 257, 106 S.Ct. 2505. "[T]he mere existence of some alleged factual dispute between the parties will not defeat a motion for summary judgment; the requirement is that there be no genuine issue of material fact." Anderson, 477 U.S. at 247-48, 106 S.Ct. 2505. An issue is "genuine" if the evidence is sufficient to persuade a reasonable jury to return a verdict for the nonmoving party. See id. at 248, 106 S.Ct. 2505. "As to materiality, the substantive law will identify which facts are material.... Factual disputes that are irrelevant or unnecessary will not be counted." Id.
Courts do not treat summary judgment as if it were a paper trial. Therefore, a "district court's role in deciding the motion is not to sift through the evidence, pondering the nuances and inconsistencies, and decide whom to believe." Waldridge v. Am. Hoechst Corp., 24 F.3d 918, 920 (7th Cir.1994). In a motion for summary judgment, the Court's job is only to decide, based on the evidentiary record that accompanies the moving and resistance filings of the parties, whether there really is any material dispute of fact that still requires a trial. See id. (citing Anderson, 477 U.S. at 249, 106 S.Ct. 2505 and 10 Charles A. Wright & Arthur R. Miller, Federal Practice & Procedure § 2712 (3d ed.1998)).
"The ADEA makes it unlawful for an employer to discriminate against an employee on the basis of the employee's age." Calder v. TCI Cablevision of Mo., Inc., 298 F.3d 723, 728 (8th Cir.2002) (citing 29 U.S.C. § 623(a)(1)). An age discrimination claim under Iowa Code Chapter 216 generally applies the same legal analysis set forth for a federal ADEA
Defendant does not dispute that Plaintiff is at least 40 years old, was terminated, and was replaced in his position as Rendering Superintendent by a substantially younger individual. Rather, Defendant contends that Plaintiff fails the first step of the McDonnell Douglas analysis because he cannot demonstrate the third element of a prima facie case — that he was meeting his employer's reasonable expectations at the time of his termination. Defendant argues that "Plaintiff was uncooperative, frustrated improvements that needed to be made in the Rendering department, and was defensive and disrespectful on several occasions," and that "Plaintiff was repeatedly coached regarding these issues and his management style." Def.'s Br. at 7. Moreover, Defendant argues that "Plaintiff's inappropriate and unprofessional behavior on May 14, 2010 undermines any argument by Plaintiff that he was meeting Defendant's legitimate expectations at the time of his termination." Id. at 8.
Defendant cites Erenberg v. Methodist Hospital in support of its position. 357 F.3d 787 (8th Cir.2004). In Erenberg, the Eighth Circuit affirmed the district court's grant of summary judgment in favor of Methodist hospital, finding that the plaintiff had failed to prove a prima facie case of age discrimination because she had not shown she was qualified for her position because she was not meeting the employer's reasonable expectations. Id. at 793. In particular, the Court of Appeals found that Methodist had identified deficiencies in the plaintiff's work performance, communicated those findings to the plaintiff on a regular basis, and that the plaintiff was, therefore, "aware that she was not performing her duties in a way that met Methodist's legitimate expectations." Id. Erenberg, however, is clearly distinguishable. In that case, the plaintiff began her
In sharp contrast to Erenberg, Defendant has not identified a single document prepared prior to the Prehogor incident that would support its claims that Plaintiff was ever "coached" regarding his management style or regarding defensiveness, uncooperativeness, or disrespectfulness. Indeed, the only support Defendant provides for Plaintiff's alleged lackluster performance and coaching thereon prior to May 14, 2010, is memos from Mulgrew and Thill to Hughlette dated after Plaintiff had left Defendant's facility due to the Prehogor incident.
Defendant has offered two slightly different legitimate, nondiscriminatory reasons for Plaintiff's termination. Def.'s Br. at 2 ("Defendant terminated Plaintiff because of his unacceptable and unprofessional behavior on May 14, 2010."); Def.'s Br. at 18 ("Defendant has articulated a legitimate, non-discriminatory reason for [Plaintiffs] termination: his insubordinate and aggressive behavior toward management on May 14, 2010, coupled with his declining performance."). Thus, the Court turns its attention to the third stage of the McDonnell Douglas analysis. Notably, this third phase of the analysis requires a somewhat lower standard of proof under the ICRA than it does under the ADEA. Under the ADEA, a plaintiff must "present evidence, that considered in its entirety (1) creates a fact issue as to whether the defendant's proffered reasons are pretextual and (2) creates a reasonable inference that age was a determinative factor in the adverse employment decision." Tusing v. Des Moines Indep. Cmty. Sch. Dist., 639 F.3d 507, 515-16 (8th Cir.2011) (emphasis added) (discussing Gross v. FBL Fin. Servs., Inc., 557 U.S. 167, 129 S.Ct. 2343, 174 L.Ed.2d 119 (2009) and quoting Wingate v. Gage Cnty. Sch. Dist., No. 34, 528 F.3d 1074, 1079 (8th Cir.2008)). Under ICRA, however, the plaintiff must "prove only that age was a `motivating factor' in-and not necessarily `the only reason' for — the employer's decision." Id. (emphasis added) ("In a `pretext' case ... the Iowa Supreme Court's interpretation of the ICRA arguably creates a lower standard than the Supreme Court's interpretation of the ADEA.") (quoting DeBoom v. Raining Rose, Inc., 772 N.W.2d 1, 12-13 (Iowa 2009)).
Plaintiff argues that he has satisfied either the ICRA or the ADEA standard of pretext because he has offered evidence undermining Defendant's claim that he was terminated due to the May 2010 Prehogor incident, namely that Thill recalled other heated conversations at the plant, but none that led to termination; Harris admitted that arguments and cursing were not uncommon on the plant work floor and were rarely, if ever punished; the noise level in the Rendering Department is loud and requires speaking up just to be heard; and Mulgrew never believed that Plaintiff was invading his personal space. Pl.'s Br.
Plaintiff contends that there is substantial evidence that the actual reason for Plaintiff's discharge was his age. In particular, Plaintiff points out that Harris told Plaintiff that his termination was due to the fact that he "didn't fit into the scheme, the direction the company was headed"; Thill referenced a "culture change" due to new ownership; and Thill was supposed to provide annual reviews of Plaintiff, but did not conduct any since the "meets expectations" review performed in January 2008. Id. at 22. Plaintiff urges that his own termination fit a pattern that existed in the company in 2010, i.e., that at least two other employees in their sixties were also terminated under conditions giving rise to an inference of discrimination. Id. Sixty-four year old Knox claimed to have a good relationship with Mulgrew's predecessor, but contended that Mulgrew set unattainable and reckless deadlines for completion of projects, and was short of patience with older employees, but not with younger employees. Id. Likewise, sixty-six year old Welton stated his impression that when Mulgrew took over, older employees were more closely scrutinized and were punished more severely for offenses than were younger employees. Id. at 23.
Finally, Plaintiff argues that who Defendant chose to succeed him undercuts Defendant's claim that Plaintiff was terminated for insubordinate behavior and declining performance, citing the fact that Plaintiff was replaced by a younger, less-qualified employee, Richett. And, when Richett was terminated, Defendant replaced him with another younger employee, Holden, who had been terminated five years earlier for racially offensive conduct. Id. ¶¶ 23-24 ("It strains credulity for the same individuals who terminated [Plaintiff] for being insubordinate [to] then hir[e] someone who had previously been terminated for racially offensive conduct. If [Plaintiff] no longer fit in to the `scheme of the company' one wonders just what `scheme' the company desired to have, if Mr. Richett and Mr. Holden are preferred as somehow more qualified and less insubordinate?").
To sufficiently show that Defendant's asserted legitimate, nondiscriminatory reasons for Plaintiff's discharge are mere pretext for age discrimination, "the plaintiff's evidence must go beyond the establishment of a prima facie case to support a reasonable inference regarding the alleged illicit reason for the defendant's action."
To show pretext, Plaintiff relies first on the fact that he was replaced by Richett, a substantially younger employee. The
Plaintiff attempts to bolster his pretext argument by presenting affidavits by Knox and Welton indicating that older employees were treated differently than similarly situated younger employees. See Pl.'s Br. at 23 ("The experience of Knox and Welton, as older employees in being monitored and treated more harshly than other, younger, employees matched that of [Plaintiff].... On[e] method by which a plaintiff can show pretext is by demonstrating they were treated differently from similarly situated employees who are not part of the protected class."). Knox admits in his Affidavit that he was terminated for causing a sprinkler system to go off by using a kerosene heater, but contends that he only used the kerosene heater due to unreasonable and reckless time demands placed on him by Mulgrew. Pl.'s App. at 120-21. Knox claims that Mulgrew "was not short of patience with younger employees," and expresses his "belie[f] that the reason I was terminated was primarily because of my age and not solely because the events cited for my termination on January 15, 2010." Id. at 121. Knox states that, based upon his experiences with Mulgrew, "Mulgrew was looking for a reason to discharge me because I was viewed as too old," and that Mulgrew used the sprinklers going off as "a justification to disguise the age-based reason for my discharge." Id.
Like Knox, Welton admits in his Affidavit the acts that Defendant cited as the basis for terminating him — operating a mower without proper use of safety equipment. Id. at 123-24. Welton claims, however, that this was "not the first occasion the company had appeared to be looking for reasons to terminate me or punish me for either petty or non-existent reasons." Id. at 124. He claims that just a week prior to his termination, he was "written up for knocking the rollers off of a very old door which had been more seriously damaged by many of my younger predecessors without any discipline." Id. Welton claims that another example of disparate treatment is the fact that he was written up by Mulgrew for causing an accident that he did not, and could not have, caused, whereas "Bill Davis, who is substantially younger than me was involved in breaking a pair of windows while operating equipment — to my knowledge he was not even reprimanded — while I was terminated for not having a safety belt on." Id. at 125. Welton concludes that the "reason I was terminated was primarily because of my age and not solely because the events cited for my termination on January 15, 2010," noting that "Mulgrew was looking for a reason to discharge me because I was viewed as too old." Id.
While it is true that Plaintiff can support his claim of a discriminatory animus by demonstrating that similarly situated younger employees were treated more favorably than older employees, see Smith v. Allen Health Sys., Inc., 302 F.3d 827, 835 (8th Cir.2002), Knox and Welton's statements do not raise a genuine issue of material fact as to disparate treatment. A comparator will only be deemed "similarly situated" where such individual "is similarly situated in all relevant respects," id., i.e., where the comparator "dealt with the same supervisor, [was] subject to the same standards, and engaged in the same conduct without any mitigating or distinguishing circumstances." Cherry v. Ritenour
Plaintiff further posits that Harris's statement that Plaintiff "didn't fit into the scheme, the direction the company was headed" accompanied by Thill's reference to a "culture change" under the new plant ownership constitutes "substantial evidence that the Defendant's actual reason for the Plaintiff's discharge was on the basis of his age." Pl.'s Br. at 22. "Another indication of this `culture change' working against individuals of Ridout's age was the fact that after receiving regular annual reviews indicating he had at a minimum `met expectations' on his job performance, his last years at the plant showed there had been no reviews conducted." Id. Plaintiff offers no argument or explanation as to how the company experiencing a "culture change" or "heading in a new direction" implies a bias toward older employees.
In short, even when the Court assumes Defendant's stated reasons for Plaintiff's termination are pretextual, Plaintiff has still failed to present sufficient evidence, even when viewed cumulatively, that the actual reason for his termination was unlawful discrimination. See Tuttle v. Missouri Dep't of Agric., 172 F.3d 1025, 1030-31 (8th Cir.1999) ("[A plaintiff's] speculation regarding the reasons for his termination, without more, will not suffice to support a reasonable inference of age discrimination."). Indeed, the evidence that age played any role in Plaintiff's termination is insufficient whether using the "determinative factor" test under the ADEA, or whether using the "motivating factor" test under ICRA.
The present case presents a classic example of the harshness of the at-will employment doctrine.
IT IS SO ORDERED.
Def.'s App. at 45-46 (Harris Dep.). Thill testified that Knox was terminated for "safety violations," namely for "[p]utting a process heater inside of a small room and setting the sprinkler system off." Id. at 76-77 (Thill Dep.). Plaintiff disputes that Knox and Welton were terminated for these reasons, pointing to Welton's belief that Mulgrew scrutinized him more heavily with the purpose of terminating him because of age, and Knox's affidavit, stating that Mulgrew's unreasonable expectations made errors more likely, Mulgrew was only short on patience with older employees, and Knox believes that he was terminated on the basis of his age. See Pl.'s Resp. ¶¶ 31-32.
Despite the Court's belief that McGinnis provides a more legally sound standard, it is nonetheless bound to follow Erenberg. In September 2011, the Eighth Circuit, sitting en banc, rejected the long-standing rule in this circuit that, when faced with conflicting panel opinions, courts are free to choose which line of cases to follow, stating, "We definitively rule today, in accordance with the almost universal practice in other federal circuits, that when faced with conflicting panel opinions, the earliest opinion must be followed `as it should have controlled the subsequent panels that created the conflict.'" Mader v. United States, 654 F.3d 794, 800 (8th Cir.2011) (en banc) (internal citations omitted).