ROBERT W. PRATT, District Judge.
Plaintiff, Scott V. Spillers, filed a Complaint in this Court on September 10, 2013, seeking review of the Commissioner's decision to deny his claim for Social Security benefits under Title II of the Social Security Act, 42 U.S.C. §§ 401 et seq. This Court may review a final decision by the Commissioner. 42 U.S.C. § 405(g).
Plaintiff filed an application for benefits December 10, 2010. Tr. at 124-25. Plaintiff, whose date of birth is May 28, 1964, (Tr. at 124) was 48 years old at the time of the hearing on June 5, 2012, before Administrative Law Judge Tom Morris (ALJ). Tr. at 26-61. The ALJ issued a Notice Of Decision — Unfavorable on July 3, 2012. Tr. at 8-21. On July 16, 2013, the Appeals Council declined to review the ALJ's decision
At the first step of the sequential evaluation, the ALJ found that Plaintiff did not engage in substantial gainful activity after May 22, 2010, the alleged onset of disability date. At the second step, the ALJ found Plaintiff has the following severe impairments: "rule out learning disabilities, psychotic disorder, NOS perhaps due to major depression." The ALJ found that none of these impairments, alone or in combination, were severe enough to qualify for benefits at the third step of the sequential evaluation. Tr. at 13. At the fourth step, the ALJ found:
Tr. at 15. The ALJ found that Plaintiff is unable to perform his past relevant work. Tr. at 19. At the fifth step, the ALJ found that Plaintiff is able to do a significant number of jobs, examples of which include industrial cleaner, marker, collator operator, and insert machine operator. Tr. at 20. The ALJ found that Plaintiff is not disabled nor entitled to the benefits for which he applied. Tr. at 21.
Plaintiff was admitted to Iowa Lutheran Hospital on May 27, 2010, and discharged June 2, 2010. Tr. at 227-41. Plaintiff was admitted with frantic anxiety over a failed CDL (commercial driver's license) test. During the hospital stay, Plaintiff was under the care of his psychiatrist of more than twelve years, Mark A. Preston, M.D. Dr. Preston noted Plaintiff's history of recurrent paranoid psychosis. Plaintiff, who had been a truck driver, had been involved in a fatal accident during blizzard conditions. Although Plaintiff said that a car crossed the center line into his truck, a police report indicated that Plaintiff's truck tire had been over the center line for some distance. Plaintiff was required to retake his CDL test, but failed the examination. During an office visit, Dr. Preston became concerned that Plaintiff was about to experience a psychotic episode, and admitted him to the hospital. The hospital admission history states that Plaintiff had always been a slower learner and that his mother had always assisted him with test taking. Tr. at 227. On Discharge, Plaintiff was not released to return to work. Plaintiff's medications were Lexapro and Geodon
On June 18, 2010, Plaintiff was seen by DeAnn L. Nerem, Psy.D., at the request of Dr. Preston. Tr. at 244-47. The purpose of the examination was "to determine if he has a learning disability that would hinder his ability to successfully pass the written portion of his driver's license test." Plaintiff was required to pass the tests for both his personal and professional driver's licenses. He had twice failed the personal test and was concerned about his CDL. Tr. at 244. On test of intellectual functioning, Plaintiff's verbal comprehension and perceptual organization scores were both 76, placing him in the borderline range. Dr. Nerem wrote:
Tr. at 245. The psychologist recommended that Plaintiff's ability to drive be judged on a road test rather than a written test due to learning disability and memory difficulties. Dr. Nerem recommended that the written portion of the test be administered verbally if possible. Tr. at 246.
Plaintiff's primary care physician is Kim Countryman, D.O. Tr. at 267-86 & 317-22. On December 6, 2010, Dr. Countryman wrote that Plaintiff was unable to drive due to severe anxiety because of the fatal accident Plaintiff had been involved in. The doctor wrote: "I want him to apply for disability." Tr. at 268. On March 14, 2011, Dr. Countryman wrote that Plaintiff "is disabled due to his psychiatric disorder (schizophrenia)." Tr. at 321.
When Plaintiff saw Dr. Preston on January 7, 2011, the doctor opined that Plaintiff is too anxious and indecisive to work. The doctor wrote that he would support Plaintiff's claim of disability. Tr. at 291. On June 11, 2011. Dr. Preston wrote that Plaintiff was prevented from working because of anxiety and dyslexia.
Dr. Preston completed a mental residual functional capacity questionnaire on May 30, 2012. Tr. at 330-34. The doctor listed the following signs and symptoms of Plaintiff's illness: Decreased energy; blunt, flat or inappropriate affect; feelings of guilt or worthlessness; generalized persistent anxiety; mood disturbance; difficulty thinking or concentrating; recurrent and intrusive recollections of a traumatic experience, which are a source of marked distress; psychomotor agitation or retardation; persistent disturbances of mood or affect; apprehensive expectation; paranoid thinking or inappropriate suspiciousness; emotional withdrawal or isolation; persistent irrational fear of a specific object, activity or situation which results in a compelling desire to avoid the dreaded object, activity or situation; perceptual or thinking disturbances; easy distractibility; memory impairment — short, intermediate or long term; sleep disturbance; oddities of thought, perception, speech or behavior. Tr. at 331. The doctor was asked to rate Plaintiff's abilities and aptitudes in several domains related to unskilled, semi-skilled and skilled work. The scale was unlimited or very good, limited but satisfactory, seriously limited but not precluded, unable to meet competitive standards, and no useful
At the administrative hearing, Plaintiff testified that he had been seeing Dr. Preston for about 12 years. Tr. at 38. Plaintiff said that he had not been hospitalized since he was released from the hospital in 2010, but that he continued to experience anxiety which causes him to be confused and anxious and to be around people. Tr. at 39. Plaintiff said that he has trouble concentrating when trying to read the newspaper or to watch TV. Tr. at 40. Plaintiff said that he also experiences depression. He said his medication, Geodon, makes him drowsy. Tr. at 41. Plaintiff said that he also experiences paranoia, especially when he visits Dr. Countryman — "it just almost makes you feel like they're against me." Tr. at 42. Plaintiff testified that even if he had his drivers license, he does not think he can drive a truck because of his drowsiness and the anxiety. Tr. at 43. He also said that he did not think he could do any of his previous factory jobs because of the confusion he experiences. Tr. at 44.
After Plaintiff testified, the ALJ called Carma Mitchell to testify as a vocational expert. Tr. at 53. The ALJ asked a series of hypothetical questions, the first one being:
In response, the vocational expert opined that none of Plaintiff's past relevant work could be done with the limitations set forth. Tr. at 54. The vocational expert
In response to questions from counsel, the vocational expert testified that if the hypothetical individual needed to be re-instructed on job duties every day, than competitive work would not be possible. The vocational expert said that the need to work at a slow pace would preclude work activity. Tr. at 58. She said that if the individual needed to take unscheduled breaks because of anxiety, paranoia or other mental health symptoms, than competitive work is also precluded. Tr. at 58-59. Finally, the vocational expert testified that if an individual were unable to attend work on a regular basis, missing work two days per month, than full time competitive work was precluded. Tr. at 59.
In his decision, the ALJ wrote that he rejected Dr. Preston's opinion:
Tr. at 18.
The ALJ said he disregarded Dr. Countryman's opinion that Plaintiff was disabled because the doctor used the word "schizophrenia" to describe Plaintiff's illness whereas no other doctor diagnosed that disease. Tr. at 18.
The ALJ wrote that he accorded "significant weight" to the opinions of the state agency doctors because he found their opinions consistent with the evidence as a whole. Tr. at 19.
Owen v. Astrue, 551 F.3d 792, 798 (8th Cir.2008.) In short, a reviewing court should neither consider a claim de novo, nor abdicate its function to carefully analyze the entire record. Wilcutts v. Apfel, 143 F.3d 1134, 1136-37 (8th Cir.1998) citing Brinker v. Weinberger, 522 F.2d 13, 16 (8th Cir.1975).
In his brief, Plaintiff argues the ALJ erred by failing to give controlling weight, or great weight, to Dr. Preston's opinion. Plaintiff also argues that the ALJ failed to properly evaluate his complaints using the standards set forth in Polaski v. Heckler, 739 F.2d 1320, 1321-22 (8th Cir.1984).
It is well settled law that a treating physician's opinion is given controlling weight if it is well supported by medically acceptable clinical and laboratory diagnostic techniques and is not inconsistent with the other substantial evidence in the record. See, e.g. Halverson v. Astrue, 600 F.3d 922, 929 (8th Cir.2010), quoting Tilley v. Astrue, 580 F.3d 675, 679 (8th Cir.2009) and 20 C.F.R. § 404.1527(d)(2). However, statements by a treating physician which are conclusory in nature and unsupported by medically acceptable clinical or diagnostic data, are properly discounted by the ALJ. Ward v. Heckler, 786 F.2d 844, 846 (8th Cir.1986), citing Brand v. Secretary of Department of HEW, 623 F.2d 523, 527-28 (8th Cir.1980).
See also, Prosch v. Apfel, 201 F.3d 1010, 1013 (8th Cir.2000) in which the Court wrote:
The Court in Prosch goes on to state that if the ALJ is going to reject the opinion of the treating physician, good reasons must be given. Id. citing 20 C.F.R. § 404.1527(d)(2) and SSR 96-2p.
In the opinion of the Court, Dr. Preston provided the best assessment of Plaintiff's ability to work given the mental illness from which he suffers. Dr. Preston treated Plaintiff for twelve years before Plaintiff was hospitalized on May
Dr. Preston's opinion is consistent with another long term medical provider, Dr. Countryman. Although Dr. Countryman used the term "schizophrenia" to describe Plaintiff's impairment, this was no reason to discount her medical opinion that Plaintiff is too disabled to function in the workplace.
In Wilder v. Chater, 64 F.3d 335, 337 (7th Cir.1995), Judge Posner writing for the Court stated that health professionals, particularly psychiatrists are the experts on mental illness. Here, Dr. Preston is the only treating or examining psychiatrist to opine about Plaintiff's ability to work and it was error to disregard his opinion given the absence of contradictory evidence.
The ALJ wrote that he relied on the significant weight he gave to the physicians at the state agency which reviewed the claim at the initial and reconsideration stages of the case. This was error. The Court of Appeals for the Eighth Circuit has held that physicians who have not examined a claimant do not provide substantial evidence that someone is not disabled. Brock v. Secretary of Health and Human Services, 791 F.2d 112, 114 (8th Cir.1986) (The statements of physicians who never personally examined the claimant but only reviewed the reports of examining physicians do not constitute substantial evidence on the record as a whole.) citing Van Horn v. Heckler, 717 F.2d 1196, 1198 (8th Cir.1983). See also Singh v. Apfel, 222 F.3d 448, 452 (8th Cir.2000). Dr. Preston and Dr. Countryman therefore are the only physicians to provide substantial evidence of Plaintiff's ability to work.
The ALJ noted that Plaintiff had been able to work for many years in spite of the medical condition which he now claims prevents him from working. In Wilder v. Chater, 64 F.3d at 337-38, Judge Posner wrote: "The fact that someone is employed is not proof positive that he is not disabled, for he may be desperate and exerting himself beyond his capacity, or his employer may be lax or altruistic." In the case at bar, while Plaintiff had been able to drive a truck in the past, it must be noted that there was a serious deterioration of his condition after the accident which resulted in the death of another individual. There is no evidence in this record to support a finding that Plaintiff ever regained the ability to work thereafter.
The ALJ wrote: "The claimant went for daily walks, rode his bike and took care of household chores." Such activity is not evidence of the ability to engage in substantial gainful activity. In Thomas v. Sullivan, 876 F.2d 666, 669 (8th Cir. 1989), Judge Richard S. Arnold wrote: "First, we note that a claimant need not prove she is bed ridden or completely helpless to be found disabled." To find a claimant not disabled at step 5 of the sequential evaluation, it must be shown that the claimant has "the ability to perform the requisite acts day in and day out, in the sometimes competitive and stressful conditions in which real people work in the real world." Id. citing McCoy v. Schweiker, 683 F.2d 1138, 1147 (8th Cir.1982) (en banc). The ability to take a walk, ride a bike, or do some household chores, is not
In Rhines v. Harris, 634 F.2d 1076, 1079 (8th Cir.1980), the Court, quoting Thomas v. Celebrezze, 331 F.2d 541, 546 (4th Cir. 1965) wrote that "employers are concerned with substantial capacity, psychological stability, and steady attendance." There is no substantial evidence in this record which supports a finding that Plaintiff possess any of these attributes.
For all of the aforementioned reasons, the final decision of the Commissioner is not supported by substantial evidence on the record as a whole and must be reversed.
The Court has considered the evidence which supports, as well as the evidence which detracts from the decision made by the ALJ. After applying the balancing test noted in Gavin v. Heckler, 811 F.2d 1195, 1199 (8th Cir.1987), and cases cited therein, this Court holds that the final decision of the Commissioner is not supported by substantial evidence on the record as a whole and is based on legal error. This case is reversed and remanded for an award of benefits.
The judgment to be entered will trigger the running of the time in which to file an application for attorney's fees under 28 U.S.C. § 2412(d)(1)(B) (Equal Access to Justice Act). See also, McDannel v. Apfel, 78 F.Supp.2d 944 (S.D.Iowa 1999) (discussing, among other things, the relationship between the EAJA and fees under 42 U.S.C. § 406 B), and LR 54.2(b)
IT IS SO ORDERED.