Justice GORDON delivered the judgment of the court, with opinion.
¶ 1 Plaintiff Cathleen Schandelmeier-Bartels was terminated from her employment with the defendant Chicago Park District (Park District) after reporting an allegation of abuse to the Department of Children and Family Services (DCFS). Plaintiff, who is Caucasian, claimed that her termination was racially motivated since she was terminated by her African-American supervisor after reporting an incident that involved an African-American family. Plaintiff filed a complaint in federal court for racial discrimination and retaliatory discharge. The federal district court declined to exercise supplemental jurisdiction over the state-law retaliatory discharge claim but proceeded with the racial discrimination case, and plaintiff refiled her retaliatory discharge claim in state court.
¶ 2 After a jury trial on her federal racial discrimination claim, plaintiff was awarded $200,000 in compensatory damages. The federal district court granted the Park District's motion for judgment as a matter of law (judgment notwithstanding the verdict), and plaintiff appealed to the Seventh Circuit. The Seventh Circuit reversed and reinstated the jury verdict, but remitted the award to $30,000.
¶ 3 After the federal award, the Park District filed a motion in limine in the state-court case, asking the circuit court to find that plaintiff could recover no damages for her retaliatory discharge claim in light of the recovery for the federal racial discrimination claim. The circuit court found that plaintiff was precluded from recovering any damages for her retaliatory discharge claim on the basis of res judicata and granted the Park District's motion in limine. The circuit court then entered judgment in favor of the Park District. Plaintiff appeals, and we affirm.
¶ 6 We take the facts leading to plaintiff's discharge from the Seventh Circuit's
¶ 7 On April 23, 2006, plaintiff began working at the Park District as cultural coordinator for the South Shore Cultural Center, which involved her being responsible for supervising the cultural center's after-school program and summer camp. Her duties included creating and adhering to a program schedule, following program rotations, documenting all incidents involving children, and supervising children and staff.
¶ 8 On July 31, 2006, J.J., an African-American child, was suspended from summer camp for misbehavior, and his aunt came to pick him up. While J.J. and his aunt were in another room, plaintiff heard the sound of flesh being struck and a child screaming. Plaintiff followed the sounds and observed J.J.'s aunt kneeling over him with her arm raised above her head and a belt looped in her hand. J.J. had a welt on his arm and was crying. Plaintiff ordered J.J.'s aunt to stop, and J.J. and his aunt left the cultural center.
¶ 9 Plaintiff, who is Caucasian, reported the incident to her immediate supervisor, Andrea Adams, who is African-American. Adams explained that the J.J. incident was "`a cultural thing,'" because "`this is the way we discipline children in our culture'"; plaintiff assumed that Adams was referring to African-American culture. Plaintiff asked Adams what she should do, and Adams informed plaintiff that under Illinois law, if plaintiff believed she had observed child abuse, she was obligated to report it to DCFS. However, since Adams had not witnessed the incident, she informed plaintiff that it would be plaintiff's decision whether or not to report the incident. That night, plaintiff reported the incident to DCFS and was informed that she should call the police to perform a well-being check, which plaintiff did the next morning.
¶ 10 During the morning of August 1, Adams called plaintiff into her office, where J.J.'s aunt was present. Adams confronted plaintiff about sending the police to the aunt's home, and plaintiff explained her actions. When Adams learned that plaintiff had not actually observed the aunt's belt connect with J.J.'s flesh, Adams "`went ballistic.'" Adams again told plaintiff that it was a cultural difference that plaintiff did not understand, and when plaintiff told Adams that her black friends did not beat their children, Adams responded, "`[Y]our friends who are black tell you that they don't beat their children and then they go home and beat their children.'" Adams ordered plaintiff to leave her office, telling plaintiff that she "`[could not] stand the sight of'" her.
¶ 11 Adams then wrote a memo to the director of lakefront operations of the Park District and copied her immediate supervisor, detailing plaintiff's poor performance at her employment. Adams then recounted the "`J.J. incident,'" which she called "`the last straw.'" Adams concluded the memo by saying that "`[s]omething has to give.'" The same day, the Park District's human resources director drafted a letter terminating plaintiff's employment. At 6 p.m. on August 1, Adams and her supervisor delivered the termination letter to plaintiff, terminating her employment immediately.
¶ 13 Plaintiff filed a complaint in federal court, alleging, inter alia, "reverse race discrimination" in violation of Title VII of the Civil Rights Act of 1964 (42 U.S.C. § 2000e-2(a) (2006)), and a state common-law
¶ 14 Plaintiff's racial discrimination claims proceeded to trial and, on March 5, 2009, the jury returned a verdict in favor of plaintiff, finding that plaintiff "prove[d] by a preponderance of the evidence that she was terminated by the Chicago Park District because of her race" and awarding her compensatory damages in the amount of $200,000.
When arguing before the jury, plaintiff's attorney did not include "loss of normal life" as an element of plaintiff's compensatory damages that should be awarded, nor does plaintiff claim that she tendered a jury instruction that was rejected concerning loss of normal life. "Loss of a normal life" is defined as "the temporary or permanent diminished ability to enjoy life. This includes a person's inability to pursue the pleasurable aspects of life." Illinois
¶ 15 After the verdict, the Park District filed a posttrial motion for judgment as a matter of law (judgment notwithstanding the verdict) pursuant to Rule 50 of the Federal Rules of Civil Procedure (Fed. R.Civ.P. 50), which the district court granted on September 2, 2009, finding for the Park District. Plaintiff appealed, and the Seventh Circuit reversed, reinstating the jury verdict for plaintiff. However, the Seventh Circuit ordered a remittitur and reduced the damages to $30,000, finding that "[i]n the absence of stronger evidence of long-lasting emotional harm to plaintiff, and even giving due deference to the jury's determination," an award higher than $30,000 "on this record would be unreasonable."
¶ 17 Shortly after the federal district court declined to exercise supplemental jurisdiction over her retaliatory discharge claim, plaintiff filed a complaint for retaliatory discharge against the Park District, alleging that she was terminated from her employment for reporting suspected child abuse to the DCFS abuse and neglect hotline and to the Chicago police department; plaintiff later filed a verified amended complaint.
¶ 18 The Park District's answer to the verified amended complaint included, as an affirmative defense, the argument that plaintiff's claim was barred by collateral estoppel as she had already "received all the damages in the federal case that she could possibly receive in her common-law claim" for retaliatory discharge.
¶ 19 On May 24, 2011, the Park District filed a motion for summary judgment, arguing that summary judgment was appropriate because, based on collateral estoppel, "[s]he cannot state a prima facie case [for common-law retaliatory discharge] because under the legal principle of no double recovery for wrongs arising out of one indivisible set of facts, she now has no further claim for damages, and without a claim for damages, she cannot establish a prima facie case."
¶ 20 On October 20, 2011, the circuit court entered an order denying the Park District's motion for summary judgment, finding that given the lack of finality of the federal case,
¶ 21 On July 31, 2013, the Park District filed "Defendant Chicago Park District's Motion in Limine No. 3 to Bar Plaintiff's Recovery of Damages From Emotional Distress Because She Received All These Damages in Her Federal Case." In the motion, the Park District asked the court to prevent plaintiff "from seeking two recoveries for emotional distress in her common-law retaliatory discharge case because she has already received all the emotional distress damages to which she was entitled in her federal reverse-discrimination case." The Park District argued that by prevailing on her claim in federal court, collateral estoppel prevented
¶ 22 On September 12, 2013, plaintiff filed a response to the Park District's motion in limine, arguing that "[n]o judge or jury has ever considered Plaintiff's retaliatory discharge claim, nor assessed the damages she sustained under the standards applicable to state law retaliatory discharge claims."
¶ 23 On October 9, 2013, the parties came before the circuit court on the Park District's motion in limine. After hearing argument from both sides, the court noted:
The court then recited the elements of res judicata, noting that, as to the requirement of a final judgment on the merits:
Regarding the requirement for identity of cause of action, the court stated:
Accordingly, the circuit court entered an order granting the Park District's motion in limine preventing the recovery of emotional damages. The order also stated that, "[b]ased on the ruling on motion in limine No. 3, the plaintiff cannot obtain damages, which is a critical element in the cause of action" and, accordingly, entered judgment in the Park District's favor. This appeal follows.
¶ 25 On appeal, plaintiff argues that the circuit court erred in finding that res judicata barred plaintiff from recovering compensatory damages in her state-law case and further argues that even under the narrower doctrine of collateral estoppel, she should be permitted to proceed with her claim. "Generally, we review a trial court's decision on a motion in limine for an abuse of discretion; however, where, as in this case, the only issue before the court involves a question of law, the standard of review is de novo." People v. Armbrust, 2011 IL App (2d) 100955, ¶ 6, 353 Ill.Dec. 718, 956 N.E.2d 580 (citing People v. Larsen, 323 Ill.App.3d 1022, 1026, 257 Ill.Dec. 183, 753 N.E.2d 378 (2001)); see also Forest Preserve District of Du Page County v. First National Bank of Franklin Park, 401 Ill.App.3d 966, 976, 341 Ill.Dec. 267, 930 N.E.2d 477 (2010) ("Because this is a purely legal issue centering on statutory interpretation, we review de novo the trial court's decision to grant motion in limine No. 1."); People v. Hanson, 238 Ill.2d 74, 96, 345 Ill.Dec. 395, 939 N.E.2d 238 (2010) (noting that while a motion in limine is reviewed for an abuse of discretion, the issues in the case were questions of law to be reviewed de novo). De novo consideration means we perform the same analysis that a trial judge would perform. Khan v. BDO Seidman, LLP, 408 Ill.App.3d 564, 578, 350 Ill.Dec. 63, 948 N.E.2d 132 (2011).
¶ 27 The first issue we consider is whether the trial court properly found that res judicata barred plaintiff from recovering compensatory damages. "`The doctrine of res judicata provides that a final judgment on the merits rendered by a court of competent jurisdiction bars any subsequent actions between the same parties or their privies on the same cause of action.'" Hudson v. City of Chicago, 228 Ill.2d 462, 467, 321 Ill.Dec. 306, 889 N.E.2d 210 (2008) (quoting Rein v. David A. Noyes & Co., 172 Ill.2d 325, 334, 216 Ill.Dec. 642, 665 N.E.2d 1199 (1996)). Res judicata bars relitigation of matters that were actually decided in the first lawsuit, as well as matters that could have been decided in that suit. River Park, Inc. v. City of Highland Park, 184 Ill.2d 290, 302, 234 Ill.Dec. 783, 703 N.E.2d 883 (1998). Three requirements must be satisfied for res judicata to apply: (1) a final judgment on the merits has been reached by a court of competent jurisdiction; (2) an identity of cause of action exists; and (3) the parties or their privies are identical in both actions. Hudson, 228 Ill.2d at 467, 321 Ill.Dec. 306, 889 N.E.2d 210 (citing Downing v. Chicago Transit Authority, 162 Ill.2d 70, 73-74, 204 Ill.Dec. 755, 642 N.E.2d 456 (1994)). In order to determine whether there is an identity of cause of action, courts apply the "transactional test." River Park, 184 Ill.2d at 311, 234 Ill.Dec. 783, 703 N.E.2d 883. "[P]ursuant to the transactional analysis, separate
¶ 28 In the case at bar, we agree with plaintiff that res judicata does not apply to bar her state-law claim for retaliatory discharge. Our supreme court has addressed the identical issue in Nowak v. St. Rita High School, 197 Ill.2d 381, 258 Ill.Dec. 782, 757 N.E.2d 471 (2001), and its decision controls here. In Nowak, the plaintiff filed a complaint in federal court over his termination from the defendant high school, seeking recovery under the federal Americans with Disabilities Act of 1990 (the ADA) (42 U.S.C. § 12101 et seq. (1994)), as well as raising a state claim for breach of his employment contract. Nowak, 197 Ill.2d at 385, 258 Ill.Dec. 782, 757 N.E.2d 471. The district court granted summary judgment in favor of the defendant on the ADA claim, and declined to asset jurisdiction over the state claim, dismissing it "`for lack of jurisdiction.'" Nowak, 197 Ill.2d at 385, 258 Ill.Dec. 782, 757 N.E.2d 471. After the state claim was dismissed, the plaintiff refiled the claim in the circuit court of Cook County. Nowak, 197 Ill.2d at 387, 258 Ill.Dec. 782, 757 N.E.2d 471. The circuit court dismissed two counts of the complaint with prejudice and entered summary judgment in favor of the defendant on the remaining two counts. Nowak, 197 Ill.2d at 387, 258 Ill.Dec. 782, 757 N.E.2d 471. The plaintiff appealed, and the appellate court reversed the dismissal of one of the counts of the plaintiff's complaint. Nowak, 197 Ill.2d at 387, 258 Ill.Dec. 782, 757 N.E.2d 471.
¶ 29 Before the supreme court, one of the defendant's arguments was that the doctrine of res judicata barred the plaintiff's claim. Nowak, 197 Ill.2d at 389, 258 Ill.Dec. 782, 757 N.E.2d 471. The supreme court disagreed, noting that "[u]nder Illinois law, the dismissal of a complaint for failure to state a claim is an adjudication on the merits, while the dismissal of a complaint for lack of subject matter jurisdiction is not considered a decision on the merits of the complaint." Nowak, 197 Ill.2d at 390, 258 Ill.Dec. 782, 757 N.E.2d 471 (citing River Park, 184 Ill.2d at 303, 234 Ill.Dec. 783, 703 N.E.2d 883). The supreme court explained the difference between the case before it and River Park, relied upon by the defendant, a case in which the court had dismissed a case on res judicata grounds because the plaintiff had not first raised its state claims in its federal-court action:
¶ 30 The supreme court also rejected the defendant's arguments that the plaintiff's claims arose from a single transaction and, therefore, the adjudication on the ADA claim constituted an adjudication of the state-law claim as well:
The court noted that "[t]he facts of the instant case place it squarely within the exceptions to the application of res judicata as set forth in the Restatement (Second) of Judgments § 26(1) (1982), and in Airtite, both of which were cited by this court in River Park," and found:
¶ 31 In the case at bar, we are presented with the same factual scenario as was present in Nowak: plaintiff initially filed her state-law claim together with her federal claim in federal court, but the district court declined jurisdiction over the state-law claim. Following our supreme court's instruction in Nowak, we cannot find that res judicata applies in this case.
¶ 32 The Park District attempts to distinguish Nowak by arguing that it does not address a situation in which the plaintiff succeeds in the federal case, as in the instant case, because the plaintiff in Nowak lost in his federal case. We do not find this argument persuasive. Our supreme court's analysis in Nowak did not depend in any way on whether the plaintiff's federal case was successful or unsuccessful. Instead, our supreme court focused on the fact that "[t]here was no adjudication of the merits on [the state-law] claim despite plaintiff's proper and timely assertion of the claim. With respect to that timely asserted claim, plaintiff did not get his day in court and, therefore, res judicata does not apply." Nowak, 197 Ill.2d at 392, 258 Ill.Dec. 782, 757 N.E.2d 471. Despite the Park District's claims otherwise, res judicata was simply not a proper vehicle to dispose of plaintiff's retaliatory discharge claim and the circuit court erred in relying on it to grant the Park District's motion in limine.
¶ 34 Despite the fact that the circuit court's decision was based on res judicata, we must nevertheless consider whether collateral estoppel applies to bar plaintiff from seeking compensatory damages in her state-law case, since we may affirm the circuit court on any basis apparent from the record on appeal. Alpha School Bus Co. v. Wagner, 391 Ill.App.3d 722, 734, 331 Ill.Dec. 378, 910 N.E.2d 1134 (2009); Rodriguez v. Sheriff's Merit Comm'n of Kane County, 218 Ill.2d 342, 357, 300 Ill.Dec. 121, 843 N.E.2d 379 (2006).
¶ 35 "The doctrine of collateral estoppel applies when a party, or someone in privity with a party, participates in two separate and consecutive cases arising on different causes of action and some controlling fact or question material to the determination of both causes has been adjudicated against that party in the former
¶ 36 "[T]he minimum threshold requirements for the application of collateral estoppel are: (1) the issue decided in the prior adjudication is identical with the one presented in the suit in question, (2) there was a final judgment on the merits in the prior adjudication, and (3) the party against whom estoppel is asserted was a party or in privity with a party to the prior adjudication." Gumma v. White, 216 Ill.2d 23, 38, 295 Ill.Dec. 628, 833 N.E.2d 834 (2005); Hurlbert v. Charles, 238 Ill.2d 248, 255, 345 Ill.Dec. 68, 938 N.E.2d 507 (2010); State Building Venture v. O'Donnell, 239 Ill.2d 151, 158, 346 Ill.Dec. 518, 940 N.E.2d 1122 (2010). "Application of the doctrine of collateral estoppel must be narrowly tailored to fit the precise facts and issues that were clearly determined in the prior judgment." Nowak, 197 Ill.2d at 390-91, 258 Ill.Dec. 782, 757 N.E.2d 471. Additionally, "[e]ven where the threshold elements of the doctrine are satisfied and an identical common issue is found to exist between a former and current lawsuit, collateral estoppel must not be applied to preclude parties from presenting their claims or defenses unless it is clear that no unfairness results to the party being estopped." Talarico v. Dunlap, 177 Ill.2d 185, 191-92, 226 Ill.Dec. 222, 685 N.E.2d 325 (1997).
¶ 37 In the case at bar, our focus is on the first requirement, that of identity of issues. The "issue" at the heart of the parties' arguments is the issue of compensatory damages. The Park District argues, and the circuit court agreed, that the compensatory damages recovered in the federal case are identical to those plaintiff seeks in the state-law case. Plaintiff, however, argues that the issues are not identical because "(1) Plaintiff's intentional race discrimination claim and her retaliatory discharge claim are wholly separate claims, independent of one another, and with different proof required to prove the elements of the respective causes of action; and (2) the Seventh Circuit uses a standard for reviewing a jury's damage award that is significantly less deferential to the jury than the standard used by federal courts, further demonstrating that an identity of issues is not present." We do not find plaintiff's arguments persuasive.
¶ 38 While we agree with plaintiff that there are different requirements to prove race discrimination and retaliatory discharge, those differences have no bearing on the question of whether the damages recovered are identical in both cases, especially here, where both were based on the facts surrounding plaintiff's discharge. For that answer, we must consider what the federal jury was asked to decide and what plaintiff would be seeking in her state-law case.
¶ 39 The jury in the federal case was asked to determine whether plaintiff "prove[d] by a preponderance of the evidence that she was terminated by the Chicago
¶ 40 This language tracks the language of the Seventh Circuit pattern jury instruction for compensatory damages in Title VII cases in all but one respect. The pattern instruction provides that the jury "should consider the following types of compensatory damages, and no others":
¶ 41 In her state-law retaliatory discharge case, the applicable pattern jury instructions for damages provide:
One of the elements of damages that may be inserted into the damages instruction is:
"Loss of a normal life" is further defined:
Additionally, another element of damages that may be inserted into the damages instruction is:
¶ 42 Plaintiff argues that the federal jury did not decide the issue of damages for a retaliatory discharge because "the instructions in the federal case make it abundantly clear that [the] jury was instructed to award damages for the emotional and mental pain plaintiff experienced as a result of being subjected to intentional race discrimination, and not for any retaliatory acts, or harm resulting from retaliatory acts." Plaintiff's argument might have some merit, if not for one fact: both the intentional racial discrimination and the retaliatory discharge arise from a single incident. Both of plaintiff's claims are centered on plaintiff's reporting of the alleged abuse to DCFS and her subsequent termination. As the circuit court noted, this is not a situation in which plaintiff alleged a long history of racial discrimination culminating in her discharge. In that kind of case, it is entirely possible that the damages for the plaintiff's emotional and mental pain could be different in each case. Here, however, we see no way that "emotional and mental pain from discharge due to racial discrimination" is different than "emotional and mental pain from discharge due to reporting an abuse allegation to DCFS," and it is telling that plaintiff makes the statement that the damages are different, but can provide no examples of how they differ.
¶ 43 Moreover, plaintiff's claim that she is also seeking loss-of-normal-life damages in the state-law case does not change this result. Loss of a normal life usually depicts a physical or mental injury that causes a person the inability to pursue the pleasurable aspects of life. See Illinois Pattern Jury Instructions, Civil, No. 30.04.02 (2008). If the injury is a loss of a limb or an organ of the body, the result of that loss is the loss of a normal life. If the loss is a result of a mental injury or condition, that would have been covered by the instruction that was given in the federal case, and if it was not covered, the plaintiff could have requested that it be included in the damage instructions and failed to do so. See Hendricks v. Riverway Harbor Service St. Louis, Inc., 314 Ill.App.3d 800, 810, 247 Ill.Dec. 702, 732 N.E.2d 757 (2000) (finding that, under federal law, "`disability/loss of enjoyment of life' is an item which may be considered as part of the element of pain and suffering, but it is not a separate and independent element of damages").
¶ 44 As quoted above, the Seventh Circuit pattern instructions show that plaintiff could also have asked for loss-of-normal-life damages to be specifically included in the federal case, but chose not to do so. The failure to request loss-of-normal-life damages does not render the damages nonidentical. The jury was asked to award plaintiff damages for the emotional and mental pain resulting from plaintiff's discharge, and those damages are identical
¶ 45 We are not persuaded by plaintiff's attempt to render the damages issues distinct by arguing that Illinois uses a more deferential standard of review in reviewing compensatory damages awards than does the federal court. In the federal case, the Seventh Circuit reduced plaintiff's compensatory damages award from $200,000 to $30,000. Plaintiff argues that such a result would be unlikely under Illinois law. However, plaintiff has cited no authority showing that a reviewing court's standard of review has any bearing on determining whether issues are identical for purposes of collateral estoppel. Indeed, we can see no relevance to such a consideration. It is the issue before the trier of fact that is the relevant consideration in determining whether collateral estoppel applies, and here, as noted, the issue before the trier of fact as to compensatory damages is identical.
¶ 46 As a final matter, we address plaintiff's argument that application of collateral estoppel in the instant case would be inconsistent with the right granted by section 13-217 of the Code of Civil Procedure (735 ILCS 5/13-217 (West 2008)) to refile an action that has been dismissed by a federal court for lack of jurisdiction, as well as the supreme court cases interpreting section 13-217. None of the three cases plaintiff cites supports her contention. It is true that our supreme court has said that a plaintiff does not engage in claim-splitting when she refiles a case in state court that has been dismissed by the federal court for lack of jurisdiction. See Rein, 172 Ill.2d at 341, 216 Ill.Dec. 642, 665 N.E.2d 1199 (listing a restriction on the subject-matter jurisdiction of the court as a situation in which it would be inequitable to apply the rule against claim-splitting). Plaintiff was plainly not engaged in claim-splitting here-she attempted to file both claims in federal court, but was prevented from doing so by the district court declining jurisdiction.
¶ 47 Nevertheless, the right to refile her claim in state court does not immunize her from the application of the doctrine of collateral estoppel. Our supreme court, in the cases plaintiff cites in support of her argument, has made that clear. For instance, in both Rein and Hudson, our supreme court has stated that despite the fact that section 13-217 provided the plaintiffs in those cases the right to refile causes of action that they had voluntarily dismissed, the statute "should [not] be read to automatically immunize a plaintiff against the bar of res judicata or other legitimate defenses a defendant may assert in response to the refiling of voluntarily dismissed counts." Rein, 172 Ill.2d at 342-43, 216 Ill.Dec. 642, 665 N.E.2d 1199; see also Hudson, 228 Ill.2d at 483, 321 Ill.Dec. 306, 889 N.E.2d 210 (noting
¶ 48 Furthermore, in Nowak, a case, as noted, that deals with an identical factual scenario as in the case at bar, our supreme court engaged in a collateral estoppel analysis. The supreme court did not hold that a collateral estoppel analysis was not applicable because it would be inconsistent with the right granted by section 13-217, as plaintiff wishes us to do in the instant case. Instead, the Nowak court expressly determined that the defendant's collateral estoppel claim failed because the issues were not identical. Nowak, 197 Ill.2d at 394, 258 Ill.Dec. 782, 757 N.E.2d 471.
¶ 49 In the instant case, plaintiff is prevented from pursuing her state-law claim because the issue of damages has already been decided by the federal jury. We are sympathetic to plaintiff's plight, and emphasize that she did nothing wrong by refiling her case in state court, but this does not permit us to allow plaintiff to seek damages that she has already recovered. Accordingly, we affirm the circuit court's judgment in favor of the Park District.
¶ 51 The circuit court erred in finding plaintiff's state-law claim barred by res judicata. However, collateral estoppel prevents plaintiff from seeking compensatory damages in her state-law case where the identical damages have already been recovered in her federal case.
¶ 52 Affirmed.
Justices McBRIDE and REYES concurred in the judgment and opinion.