ELAINE E. BUCKLO, District Judge, DIANE S. SYKES, District Judge and PHILIP P. SIMON, Chief Judge.
On July 20, 2011, a mix of citizen-voters and Republican state legislators filed a complaint alleging that the legislative redistricting plan enacted by the Illinois legislature following the 2010 census violated various state and federal laws. A handful of interested parties intervened in the action; the complaint was twice amended; and we granted, in part, successive motions to dismiss. Now faced with defendants' motion for summary judgment of the two counts remaining in the operative iteration of the complaint-count 5, alleging that Representative District ("RD") 96 is the product of racial gerrymandering in violation of the Equal Protection Clause, and count 1, alleging that RD 23 dilutes the votes of Latino voters in violation of § 2 of the Federal Voting Rights Act of 1965-we must decide whether plaintiffs are entitled to a trial on either claim. For the reasons that follow, we conclude that they are not and grant defendants' motion accordingly.
Our previous decisions in this case set forth its background, which we restate in summary fashion here. Illinois has 59 Legislative (or "Senate") districts and 118 Representative (or "House") districts. Each Senate district is composed of two House districts. Pursuant to the state constitution, the boundaries of these districts are regularly reconfigured to reflect population data obtained in the decennial federal Census. In March, April, and May of this year, redistricting committees in the House and Senate held public hearings throughout the state to receive input from citizens and interested parties on the redistricting plan. Districts maps were proposed and amended in late May, and on June 3, 2011, the General Assembly passed P.A. 97-6, which established the new map of House and Senate districts. P.A. 97-6 adopted and incorporated House Resolution 385 ("HR 385") and Senate Resolution 249 ("SR 249") for the purpose of identifying legislative intent.
Both HR 385 and SR 249 provide narrative discussions of each new district. These narratives generally identify the number of residents in each district, which in every case is said to achieve the "equal-population target" (in the words of the House), or the "ideal equal population target" (the phrase used by the Senate); explain population changes revealed by the 2010 Census; describe the shape and borders of the new district; and discuss demographic, social, economic, and partisan characteristics of the communities located within each, as well as the racial composition of the district's voting-age population (the "VAP"). The narratives also identify the political subdivisions that are encompassed, in whole or in part, within each district. In many instances, they also set forth the extent to which the "core" of the previous district is preserved in the new district.
Representative District 96 joins, for the first time, the downstate urban centers of Springfield and Decatur. This idea was first proposed by the African-Americans for Legislative Redistricting ("AALR"), a defendant-intervenor in this action. Lawrence Hill, a co-chair of AALR, testified that the purpose of creating the new RD 96 was to combine communities of interest in the urban areas of Springfield and Decatur. In his deposition,
Deposition of Lawrence Hill, Defendants' L.R. 56.1 Statement, Exh. E, at 42:20-43:4 [DE 73-8]. Mr. Hill further testified that he discussed the idea of joining portions of Springfield and Decatur into one district with Rev. Eric Jackson, a Decatur pastor who told Mr. Hill that some of his parishioners traveled from Springfield for services. Id. at 74:23-75:6. Mr. Hill also consulted Frank McNeil, a former Alderman in Springfield and community activist, who supported the concept of joining parts of Springfield and Decatur into one district. Id. at 55:6-56:7.
Current Springfield Alderman Doris Turner testified to a joint House-Senate hearing expressing support for a district that would join "the eastern parts of Springfield, communities along Interstate 72, and western Decatur." Transcript of May 24, 2011, joint hearing, Def.'s L.R. 56.1 Stmt., Exh. F, at 124 [DE 73-9]. She explained her position as follows:
Id. at 124-25, 126.
Ultimately, the General Assembly passed a version of RD 96 that "closely resembles" AALR's proposal. SR 249, Def.'s L.R. 56.1 Stmt., Exh. D, at 86 [DE 73-7].
A comparison of the partisan map, Def.'s L.R. 56.1 Stmt., Exh. M [DE 73-20], and the census-based map, Def.'s L.R. 56.1 Stmt., Exh. N [DE 73-21], shows a strong correlation between race and partisan preference. This is consistent with the testimony of defendants' expert Dr. Allan Lichtman, who testified to a joint House-Senate hearing that actual voter behavior reveals a "very substantial correlation" generally between African-American voters and preference for the Democratic candidate in general elections. Tr. of April 24, 2011 hearing, Def.'s L.R. 56.1 Stmt., Exh. B, at 83 [DE 73-5].
A graphic depiction of the boundaries of RD 96 is unremarkable in its shape. Its borders form a curved, vaguely rectangular strip with ends that taper at its northeast (Decatur) and northwest (Springfield) points. The maximum border-to-border distance in the district is 41.89 miles, and it is visibly one of the smallest downstate districts in terms of geographic size. Visual inspection of the 2011 redistricting map as a whole reveals that RD 96 is not nearly the longest, the widest, or the most irregularly shaped of Illinois' 118 representative districts.
The narrative discussions in the House and Senate resolutions describe the boundary lines outlining the borders of RD 96 and summarize the rationales behind them. With respect to the northern border of RD 96, HR 385 explains that "[t]o maintain a continuous district from east to west, many township lines and the Christian County border are utilized as the majority of the northern line of proposed RD 96." HR 385, Def.'s L.R. 56.1 Stmt., Exh. C, at 277 [DE 73-6]. The resolutions further explain that Rochester and Rochester Township are split for equal-population purposes so that the Mid-Illinois Medical District in Springfield remains intact. Id. at 278; SR 249 at 84-86 [DE 73-7].
The House resolution states that the southern border of RD 96:
DE 73-6 at 279.
The western border of the district "runs along the borders of South Fork and Cotton Hill townships and then moves into the city of Springfield and takes in the low-income areas of the city." Id. at 280. The boundaries within Springfield follow precinct lines, "keeping neighborhoods together that are socioeconomically similar." Id. at 278. In this conjunction, HR 385 explains:
Id. at 278-79. Along similar lines, HR 385 notes that although the boundaries in Decatur "are to a large extent based upon major roadways and Decatur's municipal borders[,] [p]roposed RD 96 does not contain the more affluent areas of Decatur on the east and south sides of Lake Decatur." Id. at 279.
After describing the district's boundary lines, HR 385 discusses several communities of interest within its borders. For example, HR 385 explains that:
This portion of the narrative concludes:
Id. at 281-82. HR 385's discussion of RD 96 concludes with a mention of how the district compares with others in terms of partisan advantage;
Summary judgment is appropriate when "the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). We construe all facts in the light most favorable to the plaintiffs and draw all justifiable inferences in the their favor. Id. at 255, 106 S.Ct. 2505.
In the context of racial gerrymandering claims, however, summary judgment review "must be understood in the context of the courts' traditional reluctance to interfere with the delicate and politically charged area of legislative redistricting." Chen v. City of Houston, 206 F.3d 502, 505 (5th Cir.2000). The difficulty in ascertaining the fine line between a legislature's inevitable awareness of racial considerations and its impermissible motivation by them, "together with the sensitive nature of redistricting and the presumption of good faith that must be accorded to legislative enactments," requires courts to exercise "extraordinary caution in adjudicating claims that a State has drawn district lines on the basis of race." Miller v. Johnson, 515 U.S. 900, 916, 115 S.Ct. 2475, 132 L.Ed.2d 762 (1995). Because plaintiffs ultimately must prove that racial considerations were not merely "a motivation for the drawing" of a district, but the "predominant factor," Easley v. Cromartie, 532 U.S. 234, 241, 121 S.Ct. 1452, 149 L.Ed.2d 430 (2001) (original emphasis) (internal
We now turn to the case before us. The implicit theory of plaintiffs' Shaw claim — though nowhere do they articulate it in so many words — is that defendants intentionally elevated race above all other considerations when drawing RD 96, "solely to effectuate the perceived common interests of one racial group." Shaw v. Reno, 509 U.S. 630, 648, 113 S.Ct. 2816, 125 L.Ed.2d 511 (1993). Such a purpose, the Shaw Court explained, is "altogether antithetical to our system of representative democracy" because it "reinforces racial stereotypes" and "signal[s] to elected officials that they represent a particular racial group rather than their constituency as a whole." Id. at 648, 650, 113 S.Ct. 2816. So it is, and so it does. But no "observant and informed analyst" of RD 96 could reasonably conclude that that was defendants' design here. Scott v. U.S. Dept. of Justice, 920 F.Supp. 1248, 1255 (M.D.Fla.1996) (three-judge court), aff'd sub nom. Lawyer, 521 U.S. 567, 117 S.Ct. 2186, 138 L.Ed.2d 669 (1997).
The most immediate problem we perceive with plaintiffs' theory is that it fails to see the forest for the trees. Plaintiffs dismiss as an inconsequential detail the undisputed fact that the African-American VAP of RD 96 is a mere 24.87%, while the non-black voting population-over 70% of which is white-represents not just a majority but a super-majority of the district's total VAP. But these demographics set the stage on which plaintiffs' Shaw claim must be played out, and they cannot be brushed aside as easily as plaintiffs would like. Defendants argue that the statistics belie plaintiffs' Shaw theory, insisting that "a state representative from RD 96 would be chancing political suicide" if he or she catered exclusively to the needs of the African-American voting bloc. Def.'s Reply, at 7 [DE 92]. It is indeed difficult to deny the logic of this argument and to reconcile the racial composition of RD 96 with plaintiffs' theory.
The best plaintiffs can muster is the observation that the Supreme Court has not expressly held "the minority's proportion of the overall VAP to be the dispositive factor" in a Shaw claim. Pl.'s Opp., 14 [DE 90]. True. But it is likewise true, as defendants submit, that the Court has never applied Shaw principles to invalidate a district in which the allegedly favored minority population does not represent a controlling electoral majority. Def.'s Mem., 9-10 [DE 71].
But even if we set aside the problematic gestalt of this forest and examine the individual trees on which plaintiffs base their opposition to defendants' motion, their Shaw claim fares no better. Defendants cite abundant, uncontroverted evidence that the legislature did not elevate racial considerations above legitimate redistricting principles when drawing RD 96.
To begin with, defendants point to evidence that partisan considerations played a central role in the creation of RD 96. It is undisputed, for example, that Timothy Mapes, who was responsible for approving RD 96 in its final form, analyzed the partisan demographics, but not the racial demographics, of the district, and that his objective was to create a district that was "competitive" for Democrats in the region. Plaintiffs' only answer to this is that defendants could have drawn an even more heavily Democratic district. But even if that is true, plaintiffs cite no authority to suggest that the failure to maximize partisan advantage in RD 96 supports the inference that the legislature's drawing of the district is "unexplainable on grounds other than race." Easley, 532 U.S. at 242, 121 S.Ct. 1452. Moreover, plaintiffs themselves acknowledged, in the Second Amended Complaint, that RD 96 "lowers the partisan advantage of the Republican voters within the district." DE 65 at ¶ 193. Regardless of whether the legislature maximized Democratic partisan advantage, the evidence is undisputed that the mapmakers sought to (and plaintiffs' own allegations reflect that they did in fact), increase Democratic competitiveness in the district.
Defendants find further support for the argument that racial considerations did not predominate over legitimate ones in evidence that the mapmakers could have, but did not, increase the African-American VAP in the district by 1) including additional African-American populations adjacent to the borders of RD 96, or 2) deviating from exact population equality by up to 10% without sacrificing the presumption of constitutionality. Defendants argue persuasively that the legislature's decision to exclude from RD 96 precincts with sizeable African-American populations on the one hand, and to fix RD 96's population at the level required for exact population equality on the other, distinguishes it from districts the Court has subjected to strict scrutiny, and militates against the conclusion that race was not simply "a motivation" but the "predominant factor motivating the legislature's
Moreover, despite plaintiffs' insistence that RD 96 resembles, in some esoteric fashion advanced by their expert (which we shall address shortly), the North Carolina district that was subject to scrutiny in Shaw, they concede that the mapmakers took affirmative steps to alleviate Shaw concerns that may have been raised by the AALR's original proposal. Plaintiffs assert that the AALR proposal was similar to the district in Shaw "in that it snaked along the I-72 corridor then swelled on the east and west ends to gobble up the African-American communities in Springfield and Decatur," but then go on to argue that the legislature modified that proposal by "extend[ing] its reach south of the I-72 corridor further into the rural portions between Springfield and Decatur in an obvious attempt to cover up the AALR proposal's problematic comparison to the district [in] Shaw." DE 90 at 10 (emphasis added). This argument enfeebles plaintiffs' claim several times over. To begin with, plaintiffs' failure to cite any evidence to support their ominous-sounding hypothesis about the legislature's reason for extending the RD's southern boundary smacks of speculation and of overzealous advocacy. But more importantly, the argument underscores two additional flaws in plaintiffs' Shaw theory. First, it acknowledges that to whatever extent some earlier version of RD 96 may have resembled the district criticized in Shaw, the legislature sought to correct any constitutional flaws suggested by a comparison to that district. Second, it demonstrates that whatever the AALR's purpose may have been in drafting its proposed RD 96, the legislature brought its own analysis to bear on the version it ultimately enacted.
Plaintiffs rely heavily on the testimony of Lawrence Hill to support their claim that the legislature's "sole motivation" in creating RD 96 was to join two African-American communities. DE 90 at 10. But it is undisputed that Mr. Hill was not a legislator, or a legislative staff member, or a decision maker of any sort with respect to the enactment of P.A. 97-6. Even assuming that his testimony, read in context, could be construed as expressing AALR's "primary goal" of joining these two communities for race's sake, as opposed to non-racial common interests (a construction we find difficult to reconcile with the evidence, but which we allow for present
And there is more in defendants' favor. Plaintiffs do not dispute defendants' evidence of a strong correlation between race and partisan preference, or that African-American voters strongly tend to prefer the Democratic party. This evidence makes plaintiffs' already substantial burden of proving that "race rather than politics predominantly explains" RD 96's boundaries even more difficult to meet. Easley, 532 U.S. at 243, 121 S.Ct. 1452 (original emphasis). See also Bush, 517 U.S. at 968, 116 S.Ct. 1941 ("If district lines merely correlate with race because they are drawn on the basis of political affiliation, which correlates with race, there is no racial classification to justify.")
Nor does the shape itself of RD 96-which, despite plaintiffs' attempt to shoehorn it into Shaw with descriptors such as "bizarre," "erratic," and "meandering," is wholly unremarkable — suggest the machinations of insidious racial stereotyping. It is not a 160 mile long, snakelike district that winds through demographically disparate regions, gobbling in enclaves of the targeted population while avoiding others, as in Shaw, 509 U.S. at 635-36, 113 S.Ct. 2816. Nor does it contain "narrow corridors, wings, or fingers" that "reach out to enclose black voters" as in Bush, 517 U.S. at 973, 116 S.Ct. 1941. And although plaintiffs' expert opines, based on his analysis of where the population within RD 96's geographic area is concentrated and how the cities of Springfield and Decatur are "fractured," that RD 96's "racial compactness" is similar to that of the North Carolina district considered in Shaw, he acknowledges that the Shaw district was "substantially less geographically compact" than RD 96. Moreover, plaintiffs admit that RD 96's compactness varies only moderately from the mean for the redistricting plan as a whole, as measured by the Reock Measure and the Poslby-Popper measure — the two most commonly employed indicators.
We have not exhausted defendants' evidence and arguments in favor of summary judgment of count 5. We are convinced by the foregoing, however, that plaintiffs' evidence is not such as could persuade a reasonable fact finder that race was not merely "a motivation for the drawing" of RD 96, but the "predominant factor motivating the legislature's districting decision." Easley, 532 U.S. at 241, 121 S.Ct. 1452. We arrive at this conclusion untroubled by plaintiffs' insistence that intent is an inherently factual inquiry, or by their citation to Hunt v. Cromartie, 526 U.S. 541, 119 S.Ct. 1545, 143 L.Ed.2d 731 (1999). In Hunt, the Court reversed the district court's grant of summary judgment for the plaintiffs — the party with the ultimate burden of persuasion. 526 U.S. at 553, 119 S.Ct. 1545. As the Fifth Circuit explained in Chen v. City of Houston, 206 F.3d 502 (5th Cir.2000), the Hunt Court "took care to stress that summary judgment was inappropriate not only because of the factual nature of the intent requirement, but also because the nonmovant did not bear the burden of proof on the issue." Chen, 206 F.3d at 506. The Chen court further noted Hunt's reliance "on the traditional presumption that the legislature acted in good faith while districting." Id. In this case, above and beyond the presumption to which the legislature is entitled, defendants have identified copious evidence that legitimate, non-racial considerations played a significant role in the General Assembly's adoption of RD 96. Plaintiffs' circumstantial evidence and often misguided arguments raise no significant inference to the contrary.
Representative District 23, located in the greater Chicago area, has a Latino VAP comprising 46.27% of the district's total voting-age population. Count 1 of the Second Amended Complaint asserts that RD 23 violates § 2 of the Voting Rights Act by diluting the votes of Latinos. DE 65 at ¶ 143.
To prevail on count 1, plaintiffs must prove that, through some election procedure, practice, or standard, Latinos have been denied an equal opportunity to participate in the political process and to elect candidates of their choice in that particular district. 42 U.S.C. § 1973(b); Thornburg v. Gingles, 478 U.S. 30, 43, 106 S.Ct. 2752,
Defendants argue that they are entitled to summary judgment on count 1 because the report of plaintiffs' own expert, Dr. Liu, reveals that plaintiffs cannot meet the third Gingles prong as a matter of law. Defendants focus on Table 13 of Dr. Liu's report, titled "Results of Elections in District 23 Involving a Hispanic Candidate, based on the Adopted Plan," and reproduced below, which analyzes four elections within the area comprising RD 23:
% Whites % Hispanics % Blacks supported supported a supported a a Whites as the White candidate Hispanic candidate Black candidate Racially polarized winning racial District 23 group White Winner 2008 St. Attorney 74* 81* 17 Yes Yes 2010 Lt. Gov 61* 51* 33 Yes Yes Yes 2008 County Judicial 65* 82* Yes 2010 County Judicial 87* 59* 6 Yes Yes Overall 4/4 4/4 4/4 3/4 1/4
Note: the * symbol denotes the elections where the majority of a racial group voted for a candidate of the same race
There is no dispute that this table reveals, in the column entitled "White Winner," that the white-preferred candidate actually lost three out of four races to the Latino candidate of choice. Under no plausible reading of Gingles, defendants insist, can these statistics be construed as establishing — or even as raising a triable issue of fact-that white-bloc voting usually defeats the minority's preferred candidate.
Plaintiffs do not dispute defendants' interpretation of Table 13. They insist, however, that the table, together with the unspecified "rest" of Dr. Liu's report, actually shows that white-bloc voting does usually defeat Latino candidates in RD 23.
The first problem, though not the most serious, is evidentiary: the portion of the record plaintiffs cite for their ultimate conclusion that "[w]hat Table 13 and the rest of Dr. Liu's report actually show is that white voters vote sufficiently as a bloc to
But these issues are minor in comparison to the far more serious flaw in plaintiffs' argument, which is legal, not factual. Unable to ignore the actual results of the four elections selected for analysis by their own expert, which they admit reveal that Latino-preferred candidates in fact won three out of four times in RD 23, plaintiffs turn to a novel interpretation of Gingles prong 3. This interpretation would allow them to circumvent the actual election results highlighted by Dr. Liu, and to premise their claim instead on the showing that white candidates, as a group, would have won the elections, if "you aggregate all votes for a particular ethnicity." But this analysis finds no support in Gingles or its progeny.
In answer to defendants' observation that "neither whites nor any other race run as a group," DE 71 at 21, plaintiffs cite Barnett v. City of Chicago, 969 F.Supp. 1359, 1424 (N.D.Ill.1997) aff'd in part, vacated in part, 141 F.3d 699 (7th Cir.1998), for the proposition that "failure to look at combined election data by ethnicity results in a misleading analysis." But plaintiffs concede that Barnett "was looking at this question related to the issue of [Gingles] Prong 2." DE 90 at 16. This distinction is not without import. While the second prong of Gingles is directed solely to the issue of whether minority voters vote cohesively in a district, the third prong comprises two distinct elements: first, whether the majority votes cohesively, and second, whether the historical effect of majority-bloc voting has been, "as a practical matter," the usual defeat of minority-preferred candidates. Jenkins v. Red Clay Consol. Sch. Dist. Bd. Of Educ., 4 F.3d 1103, 1123 (3rd Cir.1993). There is no dispute that Table 13 of Dr. Liu's report shows that as a "practical," rather than a theoretical, matter, Latino candidates have won more often than not in RD 23.
Nor does plaintiffs' invocation of "special circumstances" compel the result they seek. Plaintiffs cite several cases to support the argument that elections in which multiple white candidates split the vote, with the result that minority candidates win with only a plurality, are among the kinds of "special circumstances" that the Gingles Court acknowledged could sometimes account for the success of a minority candidate even in a racially polarized contest. Gingles, 478 U.S. at 57, 106 S.Ct. 2752. But even if plaintiffs are correct that the elections in Table 13 reflect special circumstances, not one of their cited cases provides any support for the manner in which plaintiffs seek to modify the analysis
We decline plaintiffs' invitation to be the first court ever to count actual Latino victories as putative white victories, and to conclude, on that basis, that Gingles' third prong has been met, despite uncontroverted evidence that Latino victories in fact outnumbered white victories three-to-one in RD 23. We agree with defendants that this would turn the law on its head, and nothing in plaintiffs' analysis persuades us otherwise. Accordingly, even assuming that special circumstances account for all of the Latino victories in the elections Dr. Liu analyzed in Table 13, and disregard those victories entirely (rather than merely discount them), the most plaintiffs are left with is evidence that a white candidate defeated a Latino candidate in one election. This is insufficient to meet the third prong of Gingles. See Gingles, 478 U.S. 30, 57, 106 S.Ct. 2752 ("Racial polarization should be seen as an attribute not of a single election, but rather of a polity viewed over time. The concern is necessarily temporal and the analysis historical because the evil to be avoided is the subordination of minority groups in American politics, not the defeat of individuals in particular electoral contests."). See also Williams v. State Bd. of Elections, 718 F.Supp. 1324, 1328 (N.D.Ill.1989) (construing "usually" as "more often than not," and granting summary judgment for defendants where minority candidate had prevailed in fourteen out of twenty-one contested elections, including seven out of eleven "polarized" elections); Valladolid v. City of Nat'l City, 976 F.2d 1293, 1297-98 (9th Cir.1992) (affirming summary judgment for defendants where "special circumstances" characterizing elections plaintiffs relied upon to support their claim left plaintiffs with no evidence to establish third Gingles requirement).
For the foregoing reasons, we grant defendants' motion for summary judgment in its entirety.