ROBERT W. GETTLEMAN, District Judge.
Petitioner Gerald Pittman has filed a pro se Motion to Vacate, Set Aside, or Correct Sentence by a Person in Federal Custody pursuant to 28 U.S.C. § 2255, alleging three grounds upon which his sentence of 360 months imprisonment should be amended. Respondent, the United States of America, opposes the motion. For the reasons described below, petitioner's motion is denied.
In May 2000, petitioner was charged with a single count of participating in a narcotics conspiracy in violation of 21 U.S.C. § 846. Petitioner and nine of his co-defendants were tried together. A jury found all ten defendants who went to trial guilty of the narcotics conspiracy. Each of the ten defendants, including petitioner, filed motions for a new trial. Petitioner alleged that he was entitled to a new trial because he had been denied his right to testify. The court subsequently denied the motion. A hearing was held to determine the drug quantities for which each defendant was responsible. On May 9, 2002, petitioner was sentenced to life imprisonment.
In October 2002, petitioner filed a pro se motion to vacate the judgment of conviction, which was later withdrawn. On December 8, 2005, the Seventh Circuit affirmed petitioner's conviction but remanded petitioner's sentence to this court in accordance with
Petitioner timely filed the instant § 2255 petition, alleging two grounds of relief. Petitioner subsequently filed a supplement to his § 2255 petition adding an additional ground to his petition. Petitioner asserts that his petition should be granted because: (1) he was denied effective assistance of counsel as a result of poor advice when his trial counsel improperly advised him that he faced a maximum sentence of 20 years if convicted at trial, that he had a chance of winning at trial, and that the evidence against him was not particularly strong (Ground One); (2) his due process rights were violated because the drug type was not determined by the jury (Ground Two); and (3) his due process rights were violated because the drug amounts and type found by the jury were not included in the indictment (Ground 3).
Section 2255 allows a person convicted of a federal crime to move the court to vacate, set aside, or correct his sentence. This relief is available only in limited circumstances, such as where an error is jurisdictional, constitutional, or there has been a "complete miscarriage of justice."
Section 2255 petitioners are subject to various bars, including procedural default. The Seventh Circuit has noted that § 2255 petitions are "neither a recapitulation of nor a substitute for direct appeal."
Petitioner's main complaint, and the only complaint addressed in his supporting memorandum and affidavit, concerns alleged ineffective assistance of counsel he received in connection with a plea offer the government purportedly extended to him. Petitioner alleges that at the beginning of his trial, his attorney, John Theis, informed him that the government had offered him a plea agreement in which it would suggest a 14-year sentence. In response to questions from petitioner, counsel allegedly told him that the maximum amount of time he could receive if found guilty at trial was 20 years' imprisonment. Petitioner's lawyer also allegedly told petitioner that he thought petitioner had a "good shot" of winning at trial because "a lot of evidence [did] not pertain to [him]."
Based on this advice, petitioner contends that he decided not to accept the purported plea offer and proceed to trial. According to petitioner, while the jury was deliberating, his attorney informed him that "a plea agreement [was] still on the table," but did not provide any additional information. Petitioner contends that he assumed the offer consisted of the same terms as the earlier offer and, therefore, again chose not to accept it. Petitioner now argues that if he had known he faced at least 20 years in prison following a guilty verdict,
Respondent first argues that petitioner's ineffective assistance of counsel claim should be rejected because his accusations regarding an alleged plea offer lack credibility. Respondent contends that petitioner cannot establish that his attorney's performance was deficient because there is no evidence that the government ever made a formal plea offer, much less an offer that involved a 14-year term of imprisonment. Respondent alleges that after scouring the files associated with this case it did not find a single record related to a plea agreement offered to petitioner. In addition to lacking evidence of a plea offer, respondent argues that "it is illogical for a defendant who: (1) was a career offender; (2) was alleged to have moved kilogram quantities of controlled substances; and (3) was not a cooperator, [to] receive a discount from life imprisonment to 14 years' imprisonment." Moreover, respondent contends that a plea agreement offering petitioner a 14-year term of imprisonment is inconsistent with the treatment of his other co-defendants and the general practices of the United States Attorney's Office. For example, one of petitioner's co-defendants, David Hernandez, received a 25-year term of imprisonment following a plea agreement. Hernandez's criminal history was less than petitioner's, and he provided the government with substantial assistance.
Respondent also argues that petitioner's allegations regarding the plea offer should be discounted because they contradict his previous claims. Specifically, at petitioner's second sentencing hearing on March 7, 2008, petitioner's counsel, with petitioner present, stated that petitioner proceeded to trial because "the drug amount that was alleged by the Feds was not something [petitioner] felt that he was responsible for," and when the government "insisted on holding [petitioner] responsible for the entire conspiracy . . . he chose to go to trial so that he could perhaps testify about his responsibility in this conspiracy." Petitioner's counsel also stated that petitioner proceeded to trial because "[h]e wanted to testify about the drug quantity." Based on these statements, respondent argues that petitioner cannot now claim that he proceeded to trial because he was misled by the advice of his counsel. The court agrees.
To prevail on a claim of ineffective assistance of counsel, a petitioner must show that, (1) his counsel's performance was deficient (the performance prong), and (2) counsel's deficient performance "prejudiced his defense" such that it is reasonably likely that, but for his counsel's errors, the result of the proceeding would have been different (the prejudice prong).
Even assuming, arguendo, that the government did offer petitioner a 14-year plea agreement, petitioner must demonstrate that his counsel's advice regarding the offer was unreasonable and fell "outside the wide range of professionally competent assistance."
Conversely, the record establishes that petitioner's lawyer did undertake efforts to determine his sentence. For example, counsel made numerous objections to petitioner's status as a career offender during the sentencing phase, arguing that certain convictions were "too remote in time" and that other past convictions were in fact a part of the present conspiracy. While counsel may have genuinely, but mistakenly, believed that petitioner did not qualify as a career offender at trial, petitioner has not shown that his belief was not for lack of a good-faith effort.
Additionally, "[i]n the face of unavoidable uncertainty, the defendant and his counsel must make their best judgment as to the weight of the [government]'s case."
Even if petitioner's claim satisfied the performance prong, which it does not, he would still need to establish prejudice.
Petitioner has not submitted any objective evidence to support his claim that he was prejudiced by counsel's allegedly deficient advice. Although petitioner states in his affidavit that his attorney conveyed to him that the government had offered him a 14-year sentence in exchange for his guilty plea, he points to no objective evidence that a plea was ever offered. Respondent found no evidence that a plea offer was ever made to petitioner, let alone one that agreed to suggest a 14-year sentence. Petitioner attempts to clarify that there was never actually a "binding plea agreement" but, instead, that there was merely "an offer of a plea agreement" conveyed to his attorney. This, however, does not make his claim more objective.
More significantly, even if petitioner had provided objective evidence, his claim that he would have pled guilty if not for the alleged misinformation from his trial counsel contradicts his attorney's
In his § 2255 motion, petitioner requests an evidentiary hearing on his ineffective assistance of counsel claim. An evidentiary hearing should be granted "when the petitioner alleges facts that, if proven, would entitle him to relief."
Petitioner's second ground for relief is essentially comprised of two parts. Petitioner first alleges that his due process rights were violated when the judge rather than the jury decided the drug type. Petitioner next alleges that trial counsel was ineffective for not objecting to the court's drug quantity finding and type finding.
As previously discussed, issues petitioner already raised on direct appeal cannot be brought in a motion under § 2255 unless circumstances have changed.
Although alleged as a violation of due process, the second part of petitioner's Ground Two claim appears to instead allege ineffective assistance of counsel separate from the claims already made in Ground One. As stated previously, an ineffective assistance of counsel claim may be brought in a § 2255 motion regardless of whether it was raised on appeal.
Petitioner's third, and final, ground for relief, which is raised in a supplement to his § 2255 motion, alleges that his due process rights were violated because the drug amounts and type were not included in the indictment. Petitioner, as such, contends that he was not properly notified of the charges against him. As noted above, a § 2255 motion cannot raise constitutional claims that were not directly appealed.
For the foregoing reasons, petitioner's Motion to Vacate, Set Aside, or Correct Sentence by a Person in Federal Custody pursuant to 28 U.S.C. § 2255 is denied.