J. PHIL GILBERT, DISTRICT JUDGE.
This matter comes before the Court on the plaintiff Equal Employment Opportunity Commission's ("EEOC" or "Commission") motion for partial summary judgment on the issue of whether the EEOC has attempted to conciliate this dispute with defendant Amsted Rail Co., Inc. ("Amsted") as required by the Americans with Disabilities Act ("ADA"), 42 U.S.C. § 12117 (incorporating the enforcement procedures of Title VII of the Civil Rights Act, 42 U.S.C. § 2000e-5(b)) (Doc. 33). Amsted has responded to the motion (Doc. 39), and the EEOC has replied to that response (Doc. 41). The EEOC also asks the Court to strike certain portions of Amsted's response on the grounds that those portions violate the confidentiality provisions set forth in 42 U.S.C. § 2000e-5(b) (Doc. 40). Amsted has, in turn, responded to the EEOC's motion to strike (Doc. 42).
Summary judgment must be granted "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a); see Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986);
As a preliminary matter, the Court has disregarded or considered for a limited purpose some of the evidence submitted by the parties. That evidence and the Court's reasons for disregarding or limiting it are explained as necessary elsewhere in this order. Viewing the rest of the evidence and drawing all reasonable inference in favor of Amsted, the evidence establishes the following relevant facts.
Amsted operates a facility in Granite City, Illinois, where it employs individuals as "chippers." A chipper's duties include using a hammer or grinder to remove metal protrusions from steel castings. Amsted requires those applying to be chippers to submit to a medical evaluation, which includes a medical history questionnaire and a nerve conduction test. In 2011, Montrell Ingram, who had a history of carpal tunnel syndrome, applied to be a chipper and was offered the position contingent upon his passing the medical evaluation. After completing the evaluation, Amsted declined to hire Ingram on the grounds that he was not medically qualified.
On March 2, 2011, Ingram filed a charge of discrimination with the EEOC. In that charge, he complains, among other things, that Amsted discriminated against him on the basis of an actual disability, a perceived disability or a record of disability when it failed to hire him as a chipper. Specifically, his charge stated:
Ingram's charge did not identify the nature of his disability.
Two weeks later, on March 16, 2011, the EEOC sent notices of Ingram's charge to two Amsted officers and an officer of Amsted Industries, Inc. and enclosed a copy of Ingram's charge. The notice did not identify the nature of Ingram's disability.
During the EEOC's investigation of Ingram's charge, the EEOC communicated
On February 28, 2013, the EEOC issued a "Letter of Determination" to Ingram and Amsted regarding Ingram's charge. Specifically, the Letter of Determination stated, in pertinent part:
Also on February 28, 2013, the EEOC issued a letter to Amsted's counsel inviting Amsted to respond to the invitation to conciliate the dispute. Communications between the parties ensued, the contents of which are the subject of the EEOC's motion to strike (Doc. 40).
Nearly a year later, on February 12, 2014, the EEOC notified Amsted that it had determined conciliation efforts had been unsuccessful and that it would not pursue further efforts. The EEOC then filed this lawsuit in November 2014.
In its First Amended Complaint, the EEOC alleges Amsted violated the ADA when it denied Ingram and a class of job applicants employment because it regarded them as disabled or because they had a record of disability. The disability in question is carpal tunnel syndrome. Amsted raised a defense that the EEOC failed to conduct the conduct the pre-litigation conciliation efforts required by the ADA.
The EEOC now asks the Court for summary judgment on Amsted's defense of failure to conciliate. It points to an affidavit from an EEOC official stating essentially that Amsted was informed of Ingram's complaint, was invited to conciliate the matter, and had communications with the EEOC, but that no conciliation agreement acceptable to the EEOC was reached. Amsted contends that although the EEOC went through the motions of attempting to conciliate, it did not, in fact, properly and meaningfully endeavor to resolve the conflict.
This case is governed by the Supreme Court's recent decision in Mach Mining, LLC v. EEOC, ___ U.S. ___, 135 S.Ct. 1645, 191 L.Ed.2d 607 (2015). Applying the law as set forth in Mach Mining, the Court concludes that the EEOC's efforts to conciliate were adequate to satisfy statutory requirements.
As a preliminary matter, neither party disputes that the ADA requires the EEOC to attempt to conciliate a dispute stemming from a complainant's discrimination charge before filing suit. See Mach Mining, 135 S.Ct. at 1651. In 42 U.S.C. § 12117(a), the ADA incorporates the enforcement procedure set forth in Title VII, which states, in pertinent part, that if the EEOC determines there is reasonable cause to believe an individual's charge of discrimination is true, the EEOC "shall endeavor to eliminate any such alleged unlawful employment practice by informal methods of conference, conciliation, and persuasion." 42 U.S.C. § 2000e-5(b). If the EEOC is "unable to secure from the respondent a conciliation agreement acceptable to the Commission, the Commission may bring a civil action against any respondent not a government, governmental agency, or political subdivision named in the charge." 42 U.S.C. § 2000e-5(f)(1). Thus, the EEOC's efforts to conciliate are a precondition to its filing a lawsuit. To ensure candor in the conciliation efforts, the events in the conciliation process are secret: "Nothing said or done during and as a part of such informal endeavors may be made public by the Commission, its officers or employees, or used as evidence in a subsequent proceeding without the written consent of the persons concerned." 42 U.S.C. § 2000e-5(b); accord Mach Mining, 135 S.Ct. at 1655.
The Supreme Court recently addressed in Mach Mining whether and to what extent a federal court can review the EEOC's conciliation efforts to determine whether the conciliation requirement has
The Supreme Court held that the EEOC's conciliation efforts are subject to judicial review but that review is narrow. Id. at 1649. It put forth a two-part test to determine whether the EEOC complied with the statutory requirement of 42 U.S.C. § 2000e-5(b):
Mach Mining, 135 S.Ct. at 1652. To satisfy the first part of the test, "the EEOC must inform the employer about the specific allegation, as the Commission typically does in a letter announcing its determination of `reasonable cause.' Such notice properly describes both what the employer has done and which employees (or what class of employees) have suffered as a result." Id. at 1655-56 (internal citation omitted).
To satisfy the second part of the test, "the EEOC must try to engage the employer in some form of discussion (whether written or oral), so as to give the employer an opportunity to remedy the allegedly discriminatory practice." Id. at 1656. However, it "need only `endeavor' to conciliate a claim, without having to devote a set amount of time or resources to that project." Id. at 1654. There are no specific steps or measures that the EEOC is required to take, and the EEOC has full discretion to use whatever informal procedure it deems appropriate in each case. Id. The EEOC also has full discretion to determine when such informal means are unsuccessful and when to proceed to litigation. Id.
Judicial review is limited to the determination of "whether the EEOC attempted to confer about a charge, and not to what happened (i.e., statements made or positions taken) during those discussions." Id. at 1656. "Bookend" letters from the EEOC inviting conciliation and then finding conciliation was unsuccessful, without evidence that between the letters the EEOC actually attempted to engage in discussions to remedy the discriminatory employment practice, are not enough. Id. at 1653. However, "[a] sworn affidavit from the EEOC stating that it has performed the obligations noted above but that its efforts have failed will usually suffice to show that it has met the conciliation requirement." Id. at 1656. The employer, however, may counter such an affidavit with evidence that the EEOC "did not provide the requisite information about the charge or attempt to engage in a discussion about conciliating the claim," at which point the Court must conduct an evidentiary hearing to determine whether to stay
Here, the EEOC points to its February 28, 2013, and February 12, 2014, bookend letters supplemented by an affidavit from EEOC St. Louis office Deputy District Director L. Jack Vasquez authenticating the letters and stating that:
Vasquez Aff. ¶ 11. It argues this evidence conclusively shows under the Mach Mining standard that it satisfied its obligation to conciliate the claims in this case.
In response, Amsted describes the content of its communications
As for the substance of Amsted's response, it argues the EEOC has not satisfied the Mach Mining two-part test. It argues the EEOC has failed to satisfy the first requirement — informing the employer about the specific allegations against it — because the February 28, 2013, Letter of Determination contains only conclusory statements and does not outline or summarize the evidence on which the EEOC relied in making its determination and does not assist Amsted in understanding why the EEOC believes its employee screening process violates the ADA. As for the second prong, Amsted argues that the EEOC failed to engage it in a "meaningful" discussion about the allegedly discriminatory practices. Specifically, Amsted criticizes the content of the EEOC's post-reasonable cause finding communications — which, as noted above, the Court will not consider in deciding this motion — as not explaining the EEOC's reasons for believing Amsted's practices unlawful and as not aiming to achieve voluntary compliance with the ADA.
The EEOC appropriately notified Amsted of the allegations against it and who it believed suffered as a result of Amsted's alleged wrongful conduct. As the Mach Mining court noted, this requirement is usually satisfied by a letter of determination finding reasonable cause to believe a statutory violation has occurred. The Court is given pause in this case, however, because the relevant documents in this case are notably devoid of specifics. For example, Ingram's charge does not name the relevant disability. Nor is the Letter of Determination clear. It simply states Amsted's position that it failed to hire Ingram because he had previous surgeries for carpal tunnel syndrome and would be at risk for further injuries, and the conclusion that the EEOC found reasonable cause to believe Amsted discriminated against Ingram on the basis of disability. There is no indication the disability that the EEOC was referencing was related to carpal tunnel syndrome.
However, in light of other statements from the EEOC to Amsted, the Court believes adequate notification was given. For example, the EEOC's June 10, 2011, letter sent to Amsted during its pre-reasonable cause finding investigation, made clear that the investigation concerned people who were not hired because of a record of carpal tunnel syndrome or because they failed a nerve conduction test. Additionally, in the Letter of Determination, the EEOC expressly stated that it believed Amsted had discriminated against a class of chipper applicants based on the outcome of a nerve conduction test and that this constituted discrimination on the basis of disability, perceived disability and/or record of disability. Thus, despite the imprecision and ambiguity of Ingram's charge and the Letter of Discrimination as it related to Ingram, the information received by Amsted, when viewed as a whole, was sufficient inform it of the specific allegations of discrimination against Ingram and a class of applicants on the basis of carpal tunnel syndrome, perceived carpal tunnel syndrome (based on the outcome of nerve conduction tests) or a record of carpal tunnel syndrome.
The EEOC appropriately tried to engage Amsted in some form of discussion so as to give it an opportunity to remedy the allegedly discrimination. The EEOC's affidavit is evidence that it engaged in communication with Amsted between the "bookend" letters but was unable to reach a satisfactory conciliation agreement. Amsted concedes that communications were made, but asks the Court to look at the content of those communications to show that the EEOC's effort to conciliate this case was a sham.
In support of this argument, with one exception, Amsted cites caselaw predating Mach Mining. Those cases are not persuasive to the Court in light of Mach Mining's holding. The one case Amsted cites that was decided after Mach Mining, EEOC v. OhioHealth Corp., 115 F.Supp.3d 895 (S.D.Ohio 2015), is not persuasive to the Court either. There, the court impermissibly considered positions taken during the conciliation process (that is, what was "said or done" in the process), specifically, whether a "final" offer was made and the EEOC's failure to provide supporting calculations for a damage demand. See OhioHealth, 115 F.Supp.3d at 898-99. Additionally, the OhioHealth court entertained the possibility that the EEOC "opened the door" to consideration of such facts, an exception to nondisclosure that is not recognized by the statute. Id.
Furthermore, the OhioHealth court's conclusion that an unsupported take-it-or-leave-it demand letter could not constitute an attempt to engage in conciliation, see id.
Mach Mining, 135 S.Ct. at 1654-55. The OhioHealth court's rule would remove the EEOC's option of proposing a firm, "bare-minimum offer" that is the only result it would accept, and would instead require it to "lay all its cards on the table." As Mach Mining noted, the statute leaves such strategic choices to the agency.
While it is sympathetic with Amsted's desire to more fully understand the basis for the EEOC's position during conciliation, and it applauds Amsted's willingness to engage in a back-and-forth discussion, the Court cannot require such a discussion take place. Mach Mining holds that it cannot impose additional procedural requirements on the EEOC beyond engaging in some form of discussion, even if it is simply the extension of a take-it-or-leave-it offer. There is no dispute of fact that EEOC has done that, so its obligation to conciliate is satisfied. Further discovery on this issue would not be productive in light of the fact that evidence discovered could not be used as evidence in light of 42 U.S.C. § 2000e-5(b).
For the foregoing reasons, the Court: