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Barrows v. Goldman, 17-cv-1388-MJR-SCW. (2018)

Court: District Court, S.D. Illinois Number: infdco20181205a60 Visitors: 13
Filed: Nov. 16, 2018
Latest Update: Nov. 16, 2018
Summary: REPORT AND RECOMMENDATION STEPHEN C. WILLIAMS , Magistrate Judge . INTRODUCTION Pursuant to 42 U.S.C. 1983, pro se Plaintiff Henry Barrows filed a complaint alleging deliberate indifference against the Defendants. This matter is before the Court on motions for summary judgment filed by Defendants Lisa Goldman, Reva Engelage, Lakesha Hamby, and Amanda Cowan (Docs. 27 and 28) and Jacob Weatherford (Docs. 29 and 30). Plaintiff has filed a response (Doc. 32) in opposition to both motions
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REPORT AND RECOMMENDATION

INTRODUCTION

Pursuant to 42 U.S.C. § 1983, pro se Plaintiff Henry Barrows filed a complaint alleging deliberate indifference against the Defendants. This matter is before the Court on motions for summary judgment filed by Defendants Lisa Goldman, Reva Engelage, Lakesha Hamby, and Amanda Cowan (Docs. 27 and 28) and Jacob Weatherford (Docs. 29 and 30). Plaintiff has filed a response (Doc. 32) in opposition to both motions. The matter has been referred to United States Magistrate Judge Stephen C. Williams by United States District Judge Michael J. Reagan pursuant to 28 U.S.C. §§ 636(b)(1)(B) and (c), Federal Rule of Civil Procedure 72(b), and Local Rule 72.1(a). The undersigned held a hearing on November 5, 2018. Based on the following, it is RECOMMENDED that the Court DENY Defendants' motions for summary judgment.

FACTUAL BACKGROUND

A. Procedural Background

Plaintiff filed his complaint on December 26, 2017, alleging deliberate indifference against Goldman, Weatherford, and Cowan for disregarding his risk of suicide on September 18, 2017 (Count 1) and against Engelage and Camby for closing Plaintiff's wounds with steri-strips and not stiches (Count 2) (Docs. 1 and 3). As narrowed by the Court's threshold order, Plaintiff's complaint alleges that he was on suicide watch on September 18, 2017 when he informed Defendant Weatherford that he had the urge to cut himself (Doc. 3, p. 2). Weatherford did not do anything and returned Plaintiff to his cell where he began cutting himself, hitting an artery and bleeding (Id.). Plaintiff was taken to the infirmary and subsequently transported to Chester Memorial Hospital where he received an emergency operation to close the wound (Id. at p. 2-3).

Upon Plaintiff's return from the hospital, he met with Cowan and completed a mental health evaluation. Defendant Cowan then contacted Defendant Goldman, Mental Health Administrator at Menard, and asked him how to proceed (Doc. 3, p. 3). Goldman told Cowen to take Plaintiff off of suicide watch. After being returned to his cell and not placed on suicide watch, Plaintiff ripped out his stitches and attempted to cut his artery but was unsuccessful (Id.). He began cutting another artery when he was stopped and taken to the healthcare unit. In the healthcare unit, Engelage and Camby stopped the bleeding and debated how to close the injury (Id.). They first tried steri-strips which did not work to seal the wound and stated that stitches would be better (Id.). However, they did not refer Plaintiff for stiches and instead closed to wound with steri-strips (Id.).

Defendants, in their summary judgment motion, argue that Plaintiff failed to exhaust his administrative remedies against them. Plaintiff indicates in his response that he first submitted a grievance to Dr. Goldman and when she did not handle the grievance quickly, he submitted both an emergency grievance to the warden as well as a regular grievance to his counselor. He claims he did not receive a response from either official nor did they return two written requests for a status of the grievances (Doc. 32, p. 2). Plaintiff does not indicate in his response the dates of the grievances nor has Plaintiff attached the grievance to his response or his complaint (Doc. 1).

Plaintiff submitted several grievances at Menard regarding his mental health care prior to September 2017. Plaintiff filed an emergency grievance on June 10, 2017 regarding his mental health medications, but that grievance alleged that Dr. Gupta, who is not a party to this case, stopped his medication (Doc. 30-2, p. 27). Another emergency grievance related to his mental health was filed on July 27, 2017 (Doc. 30-2, p. 13). That grievance indicated that Menard's administration was using GPS to alter Plaintiff's thought process (Id.). He also indicated that he was not receiving his medication and when he filed the previous grievance, the medical staff lied and said that he was receiving his medication (Id.). He requested that he receive medications and that the spy be removed from his cell (Id.). That grievance was treated as an emergency and it was noted by the grievance officer, in a response dated September 15, 2017, that Plaintiff was single celled in protective custody and was receiving medication and had met with mental health on September 7, 2017 (Id. at p. 11). The grievance officer found the issues moot and the chief administrative officer concurred on September 21, 2017 (Id.). This grievance was not received by the ARB (Doc. 30-1, p. 2).

Another grievance submitted August 10, 2017 as an emergency also related to Plaintiff's mental health (Doc. 30-2, p. 17-18). Plaintiff indicated that he complained about hearing voices to Ms. Vanpelt, not a party to this case, and informed her that he was not receiving his medications. He also wrote Ms. Hill and Mr. Weatherford after hearing voices in the night telling him to attack his cellmate (Id. at p. 17). Vanpelt met with Plaintiff on August 1, 2017 in response to Plaintiff's letters to Hill and Weatherford (Id. at p. 18). She told him that he would have to wait for his regularly scheduled appointment and that he would be issued a disciplinary ticket if he wrote any more letters (Id.). Plaintiff was moved to investigative status later that day and issued a disciplinary ticket (Id.). The grievance was deemed an emergency but ultimately denied by the grievance officer as Plaintiff was seen on numerous occasions by mental health in July 2017 and had denied hearing voices and homicidal tendencies (Id. at p. 15). The chief administrative officer concurred with the decision on August 24, 2017 but it does not appear that Plaintiff sent the grievance to the ARB.

After the self-inflicted harm, which occurred on September 17, 2017 (according to Plaintiff's complaint), Plaintiff was seen in the healthcare unit by his counselor on September 26, 2017 (Doc. 28-3, p. 6). Plaintiff noted no issues at that time (Id.). He was seen again on September 27, 2017 by Monica Nippe and provided with grievance forms, request slips, and a trust fund sheet (Id.). Plaintiff submitted a grievance on April 30, 2018, while at Pontiac, directly to the ARB regarding a suicide attempt at Menard Correctional Center (Doc. 28-4, p. 1-4). However, according to the grievance, this suicide attempt and staff deliberate indifference occurred in March 2018 (Id.).

B. Evidentiary Hearing

The undersigned held an evidentiary hearing on November 5, 2018.

1. Kelly Pierce

The undersigned first heard testimony from Kelly Pierce, a grievance officer at Menard Correctional Center. Pierce testified that in September 2017, there were two logs: an emergency log and a grievance log. In November 2017, the logs were merged into one log where both emergency grievances and grievances received by the grievance officer were logged. If a grievance was deemed a non-emergency in September 2017, it was logged on the emergency grievance log and then returned to the inmate. If the grievance was deemed an emergency, it was then given a grievance number and logged on the grievance log.

Kelly Pierce testified that a grievance was received by her from Plaintiff on September 6, 2017 (Doc. 39-1, p. 1). It was checked as an emergency grievance because the warden had deemed the grievance an emergency. She then investigated the grievance and deemed it moot (Id.). It was returned to Plaintiff on September 22, 2017 (Id.).

During September 2017, an inmate could submit a grievance by placing it in a locked box for the counselor on the wall in each cell house. In segregation, an inmate could submit a grievance directly to the counselor or hand it to an officer on the gallery and the officer would then deliver the grievance to the counselor or grievance officer. Pierce testified that she did not pick up any grievance from Plaintiff or talk to him personally about any grievance that he filed. She also does not know if Plaintiff submitted any grievances to the counselor or any officer on his gallery. Pierce testified that she reviewed the two logs in September and the combined logs for November and December. She located one emergency grievance that was received on September 6, 2017 and one grievance in November regarding Plaintiff's property (Doc. 39-5, p. 13). Plaintiff's November grievance was not labeled an emergency grievance. Plaintiff's emergency grievance would be logged on the emergency grievance log and, because the warden deemed it an emergency, it would also be logged on the regular grievance log as it was given a number and addressed by the grievance officer (Doc. 39-1, p. 1; 39-2, p. 1).

2. Plaintiff

Plaintiff also testified about his grievances. Plaintiff testified that he started submitting grievances regarding his suicide attempt two weeks after the incident. As such, he submitted the grievances sometime in late September or early October. He does not have copies of the grievances as Menard Correctional Center does not allow an inmate to make copies of his grievance until he has a counselor response. He first submitted a grievance to Goldman a week after the incident because she told him she would help him file a grievance and a lawsuit. His grievance stated everything that occurred, as stated in his complaint. The grievance was two pages in length.

Plaintiff then submitted a second grievance to his counselor. This grievance was identical to the one he handed to Goldman and was also two pages in length. He submitted a third identical grievance to the warden as an emergency grievance. Both of those grievances were placed in the bars on the same night for pickup by the officers. The two grievances were identical except that the emergency grievance was marked as an emergency. Plaintiff did recall that an officer picked up the grievances but he did not recall the name of the officer. He described the officer as a blond white male with tattoos on his arm. Plaintiff saw the officer drop the grievances in the mail bag.

Plaintiff testified that he never received a response to either grievance. After the deadline for a response passed, he filed his lawsuit. Plaintiff testified that the grievance records show that he files numerous grievances and he is persistent in filing grievances. He could not do anything further after placing the grievances in the bar for pickup. Plaintiff also testified that he believed Goldman was part of the grievance process as grievances regarding mental health issues are sent to mental health for review.

LEGAL STANDARDS

Summary Judgment is proper if the pleadings, discovery materials, disclosures, and affidavits demonstrate no genuine issue of material fact such that [Defendants are] entitled to judgment as a matter of law." Wragg v. Village of Thornton, 604 F.3d 464, 467 (7th Cir. 2010). Lawsuits filed by inmates are governed by the provisions of the Prison Litigation Reform Act ("PLRA"). 42 U.S.C. §1997e(a). That statute states, in pertinent part, that "no action shall be brought with respect to prison conditions under section 1983 of this title, or any other Federal law, by a prisoner confined in any jail, prison, or other correctional facility until such administrative remedies as are available are exhausted." Id. (emphasis added). The Seventh Circuit requires strict adherence to the PLRA's exhaustion requirement. Dole v. Chandler, 438 F.3d 804, 809 (7th Cir. 2006) (noting that `[t]his circuit has taken a strict compliance approach to exhaustion"). Exhaustion must occur before the suit is filed. Ford v. Johnson, 362 F.3d 395, 398 (7th Cir. 2004). Plaintiff cannot file suit and then exhaust his administrative remedies while the suit is pending. Id. Moreover, "[t]o exhaust remedies, a prisoner must file complaints and appeals in the place, and at the time, the prison administrative rules require." Pozo v. McCaughtry, 286 F.3d 1022, 1025 (7th Cir. 2005). Consequently, if a prisoner fails to properly utilize a prison's grievance process, "the prison administrative authority can refuse to hear the case, and the prisoner's claim can be indefinitely unexhausted." Dole, 438 F.3d at 809.

Under Pavey, the Seventh Circuit held that "debatable factual issues relating to the defense of failure to exhaust administrative remedies" are not required to be decided by a jury but are to be determined by the judge. Pavey v. Conley, 544 F.3d 739, 740-41(7th Cir. 2008). Thus, where failure to exhaust administrative remedies is raised as an affirmative defense, the Court set forth the following recommendations:

The sequence to be followed in a case in which exhaustion is contested is therefore as follows: (1) The district judge conducts a hearing on exhaustion and permits whatever discovery relating to exhaustion he deems appropriate. (2) If the judge determines that the prisoner did not exhaust his administrative remedies, the judge will then determine whether (a) the plaintiff has failed to exhaust his administrative remedies, and so he must go back and exhaust; (b) or, although he has no unexhausted administrative remedies, the failure to exhaust was innocent (as where prison officials prevent a prisoner from exhausting his remedies), and so he must be given another chance to exhaust (provided that there exist remedies that he will be permitted by the prison authorities to exhaust, so that he's not just being given a runaround); or (c) the failure to exhaust was the prisoner's fault, in which event the case is over. (3)If and when the judge determines that the prisoner has properly exhausted his administrative remedies, the case will proceed to pretrial discovery, and if necessary a trial, on the merits; and if there is a jury trial, the jury will make all necessary findings of fact without being bound by (or even informed of) any of the findings made by the district judge in determining that the prisoner had exhausted his administrative remedies.

Id. at 742.

A. Illinois Exhaustion Requirements

As an inmate confined within the Illinois Department of Corrections, Plaintiff was required to follow the regulations contained in the Illinois Department of Correction's Grievance Procedures for Offenders ("grievance procedures") to properly exhaust his claims. 20 Ill. Administrative Code §504.800 et seq. The grievance procedures first require inmates to file their grievance with the counselor within 60 days of the discovery of an incident. 20 Ill. Admin. Code §504.810(a). The grievance form must:

contain factual details regarding each aspect of the offender's complaint, including what happened, when, where, and the name of each person who is the subject of or who is otherwise involved in the complaint. This provision does not preclude an offender from filing a grievance when the names of individuals are not known, but the offender must include as much descriptive information about the individual as possible.

20 Ill. Admin. Code §504.810(c). Grievances that are unable to be resolved through routine channels are then sent to the grievance officer. 20 Ill. Admin. Code §504.820(a). The Grievance Officer will review the grievance and provide a written response to the inmate. 20 Ill. Admin. Code §504.830(a). "The Grievance Officer shall consider the grievance and report his or her findings and recommendations in writing to the Chief Administrative Officer within two months after receipt of the grievance, when reasonably feasible under the circumstances." 20 Ill. Admin. Code §504.830(e). "The Chief Administrative Officer shall review the findings and recommendation and advise the offender of his or her decision in writing. Id.

If the inmate is not satisfied with the Chief Administrative Officer's response, he or she can file an appeal with the Director through the Administrative Review Board ("ARB"). The grievance procedures specifically state, "[i]f, after receiving the response of the Chief Administrative Officer, the offender still believes that the problem, complaint or grievance has not been resolved to his or her satisfaction, he or she may appeal in writing to the Director. The appeal must be received by the Administrative Review Board within 30 days after the date of the decision." 20 Ill. Admin. Code §504.850(a). The inmate shall attach copies of the Grievance Officer's report and the Chief Administrative Officer's decision to his appeal. Id. "The Administrative Review Board shall submit to the Director a written report of its findings and recommendations." 20 Ill. Admin. Code §504.850(d). "The Director shall review the findings and recommendations of the Board and make a final determination of the grievance within 6 months after receipt of the appealed grievance, when reasonably feasible under the circumstances. The offender shall be sent a copy of the Director's decision." 20 Ill. Admin. Code §504.850(e).

The grievance procedures do allow for an inmate to file an emergency grievance. In order to file an emergency grievance, the inmate must forward the grievance directly to the Chief Administrative Officer ("CAO") who may "[determine] that there is a substantial risk of imminent personal injury or other serious or irreparable harm to the offender" and thus the grievance should be handled on an emergency basis. 20 Ill. Admin. Code §504.840(a). If the CAO determines the grievance should be handled on an emergency basis, then the CAO "shall expedite processing of the grievance and respond to the offender" indicating to him what action shall be taken. 20 Ill. Admin. Code §504.840(b). If the CAO determines the grievances "should not be handled on an emergency basis, the offender shall be notified in writing that he or she may resubmit the grievance as non-emergent, in accordance with the standard grievance process. 20 Ill. Admin. Code §504.840(c). When an inmate appeals a grievance deemed by the CAO to be an emergency, "the Administrative Review Board shall expedite processing of the grievance." 20 Ill. Admin. Code §504.850(f).

ANALYSIS

The undersigned RECOMMENDS that the Court FIND that Defendants have not met their burden of demonstrating that Plaintiff failed to exhaust his administrative remedies. Plaintiff argues that he submitted his grievance regarding his suicide attempt and care for his wound within two weeks of the incident and that he never received a response. If Plaintiff is believed, then his attempts at exhaustion would be deemed thwarted and he may proceed with his lawsuit. See Walker v. Sheahan, 526 F.3d 973, 979 (7th Cir. 2000) (an inmate is not required to appeal his grievance if he submits the grievance to the proper authorities but never receives a response); Dole v. Chandler, 438 F.3d 804, 809 (7th Cir. 2006) (a remedy can be unavailable to a prisoner if the prison does not respond to the grievance or uses misconduct to prevent a prisoner from exhausting his resources); Brown v. Darnold, 2010 WL 3702373, at *3 (S.D. Ill. 2010) ("The Seventh Circuit has held that administrative remedies become unavailable' when prison officials fail to respond to inmate grievances." (quoting Lewis v. Washington, 300 F.3d 829, 833 (7th Cir. 2002)).

The undersigned finds Plaintiff's testimony to be consistent and credible. Plaintiff stated what he did with his grievances in both his complaint, his responsive brief, and in his testimony at the evidentiary hearing. The testimony was consistent with his previous statements. Plaintiff stated in his complaint that he submitted three grievances (Doc. 1, p. 1). He testified that his emergency grievance was not responded to nor had he received a response to a grievance that he submitted to the counselor (Id.). His complaint also stated that he submitted a grievance to Mental Health Administrator Goldman and that she said she turned the grievance over to the counselor (Id. at p. 1-2). Similarly, Plaintiff stated the same in his responsive brief (Doc. 32, p. 2). He stated that he first gave a grievance to Dr. Goldman and when she did not handle the grievance properly, he submitted one grievance to the counselor and one to the warden as an emergency (Id.). Plaintiff noted that none of his grievances were returned. He testified in a nearly identical narrative at the evidentiary hearing. He only added during questioning that he submitted the emergency and normal grievance by placing them in the bars for pickup and that an officer picked up the grievances and placed them in a mailbag. Given that Plaintiff's statements and testimony regarding the filing of his grievances has been consistent throughout this case, including in testimony under oath at the evidentiary hearing, the Court finds Plaintiff's testimony to be credible. Plaintiff submitted the grievances in the bars and never saw them again after the officer placed them in the mailbag. Although he did submit a grievance to Dr. Goldman, who is not a part of the grievance process despite Plaintiff's arguments to the contrary, he also submitted two grievances through the correct method, by submitting the grievances to his counselor and the warden. Plaintiff never received a response.

In addition to finding Plaintiff's testimony credible, the undersigned also FINDS that Defendants have not met their burden of demonstrating that Plaintiff did not submit his grievances. Defendants offered no evidence to rebut Plaintiff's testimony. Neither the guard on Plaintiff's gallery who would have received Plaintiff's grievances nor Plaintiff's counselor at the time testified at the hearing. While Defendants offered the testimony of grievance officer Pierce, she acknowledged that she did not pick up grievances nor would she have had any interaction with Plaintiff regarding his grievances. Further, the cumulative counseling summary indicates that Plaintiff was provided with grievance forms on September 27, 2017, which would be consistent with Plaintiff's testimony that he submitted a grievance sometime in late September or early October. While the grievance logs do not indicate that a grievance regarding the September incident was received by either the warden or the grievance office, that evidence does not refute Plaintiff's testimony that he placed the grievances in the bars and that a guard placed the grievances in a mailbag. Plaintiff could have submitted the grievances, as he testified, and those grievances did not reach their intended recipient. Defendants have failed to show otherwise. As such, the undersigned RECOMMENDS that the Court FIND that Plaintiff submitted his grievances but the grievances were never returned and he was, thus, thwarted in his attempt to exhaust his administrative remedies.

CONCLUSION AND RECOMMENDATION

Accordingly, it is RECOMMENDED that the Court DENY Defendants' motions for summary judgment (Docs. (Docs. 27, 28 and 29,30).

Pursuant to 28 U.S.C. § 636(b)(1) and Local Rule 73.1(b), the parties may object to any or all of the proposed dispositive findings in this Recommendation. The failure to file a timely objection may result in the waiver of the right to challenge this Recommendation before either the District Court or the Court of Appeals. See, e.g., Snyder v. Nolen, 380 F.3d 279, 284 (7th Cir. 2004). Accordingly, Objections to this Report and Recommendation must be filed on or before December 3, 2018.

IT IS SO ORDERED.

UNITED STATES DISTRICT COURT for the Southern District of Illinois

NOTICE

Pursuant to Title 28 U.S.C. §636(b) and Rule 73.1(b) of the Local Rules of Practice in the United States District Court for the Southern District of Illinois, any party may serve and file written OBJECTIONS to this Report and Recommendation/Proposed Findings of Fact and Conclusions of Law within fourteen (14) days of service.

Please note: You are not to file an appeal as to the Report and Recommendation/Proposed Findings of Fact and Conclusions of Law. At this point, it is appropriate to file OBJECTIONS, if any, to the Report and Recommendation/Proposed Findings of Fact and Conclusions of Law. An appeal is inappropriate until after the District Judge issues an Order either affirming or reversing the Report and Recommendation/Proposed Findings of Fact and Conclusions of Law of the U.S. Magistrate Judge.

Failure to file such OBJECTIONS shall result in a waiver of the right to appeal all issues, both factual and legal, which are addressed in the Report and Recommendation/Proposed Findings of Fact and Conclusions of Law. Video Views, Inc. v. Studio 21, Ltd. and Joseph Sclafani, 797 F.2d 538 (7th Cir. 1986).

You should e-file/mail your OBJECTIONS to the Clerk, U.S. District Court, at the address indicated below: 750 Missouri Ave., East St. Louis, IL 62201
Source:  Leagle

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