REONA J. DALY, Magistrate Judge.
This matter has been referred to United States Magistrate Judge Reona J. Daly by United States District Judge Nancy J. Rosenstengel pursuant to 28 U.S. C. § 636(b)(1)(B), Federal Rule of Civil Procedure 72(b), and SDIL-LR 72.1(a) for a Report and Recommendation on the question of whether Plaintiff exhausted his administrative remedies prior to filing this lawsuit, as required by the Prison Litigation Reform Act, 28 U.S.C. § 1997(e)(a). Based on the following, it is
Plaintiff David Bentz, an inmate in the custody of the Illinois Department of Corrections ("IDOC"), filed this lawsuit pursuant to 42 U.S.C. § 1983 alleging that his constitutional rights were violated while he was incarcerated at Menard Correctional Center ("Menard"). On May 24, 2018, Plaintiff filed an Amended Complaint (Doc. 24). Plaintiff alleges he was the victim of a staff assault on May 11, 2014, from which he sustained injuries to his neck area. These injuries caused him chronic pain, jaw pain, swelling to his left shoulder, neck, and head areas, vision issues in his left eye due to swelling and pressure, rotation issues with his neck and head due to chronic swelling, and occasional leg pain. Following threshold review, Plaintiff proceeds on the following counts:
Defendants Wexford, Moldenhauer, Siddiqui, Trost, McGlorn, and Pollion filed a motion for summary judgment asserting Plaintiff failed to properly exhaust his administrative remedies prior to filing this lawsuit. Plaintiff failed to timely respond to the Motion. Pursuant to Local Rule 7.1(c), the Court considers Plaintiff's failure to respond an admission of the merits of the motion.
Plaintiff filed numerous grievances and appeals during the relevant time period. The Court reviews the following relevant medical grievances contained in the record:
Plaintiff's grievance was deemed an emergency by the CAO on October 8, 2014. On October 10, 2014, the Grievance Officer contacted the Health Care Unit and Internal Affairs. IA investigated and found the claim was unsubstantiated. HCU responded as follows, "I received your grievance on 10-10-14. I have reviewed your medical record. You reported that you were assaulted on 5-11-14 during line movement. You complained of lt. neck, jaw, side pain. The nurse notes all within normal limits. You were scheduled to see the MD on 8-29-14 but [were] in an altercation before you were seen. You were seen on 10-3-14 by the MD. He noted mild tenderness of the neck and your neck was supple. He ordered Motrin and X-ray of C-Spine. X-ray was done on 10-10-14, no obvious fractures found. You are to be followed up in 2 wks. Request NSC as needed." The Grievance Officer's Report recommended the grievance be denied. On October 24, 2014, the CAO concurred. Plaintiff appealed and on December 2, 2014, the ARB denied the grievance finding the issues were appropriately addressed by the facility Administration.
Defendants assert this grievance is insufficient to exhaust the claims against them because it does not name or describe Wexford, Moldenhauer, McGlorn, Trost, Siddiqui, or Pollion, or their alleged actions at issue in this case.
On June 16, 2016, the Counselor responded attaching a Memorandum from the Health Care Unit Administrator that set forth the dates Plaintiff had received his Naproxen. On June 29, 2016, the Grievance Officer contacted the Pharmacy and confirmed Plaintiff was receiving his Naproxen prescription. The Grievance Officer recommended the grievance be found moot. On July 7, 2016, the CAO concurred. Plaintiff appealed the grievance but the ARB received the grievance more than 30 days from the CAO's denial and did not issue a determination on the merits.
Defendants assert this grievance is insufficient to exhaust the claims against them because Plaintiff failed to timely appeal and did not follow the proper steps to fully exhaust his administrative remedies.
On July 12, 2016, the Counselor responded to Plaintiff's grievance stating that she contacted staff and was unable to verify the allegations. The Grievance Officer contacted the Health Care Unit Administer who advised Plaintiff was seen on July 1, 2016 for shoulder/neck pain and given ibuprofen and that no sick call requests had been received since that date. The Report recommended Plaintiff's grievance be denied. On August 9, 2016, the CAO concurred. Plaintiff appealed the grievance but the ARB received the grievance more than 30 days from the CAO's denial and did not issue a determination on the merits.
Defendants assert this grievance is insufficient to exhaust the claims against them because Plaintiff failed to timely appeal and did not follow the proper steps to fully exhaust his administrative remedies.
On September 9, 2017, the Counselor responded attaching the response from HCU. The HCU records indicated Plaintiff was scheduled to see a doctor on August 16, 2017, but was a "no show." Plaintiff saw a nurse on August 18, 2017 and was again referred to a doctor. He saw a doctor on August 24, 2017 and had an x-ray ordered. HCU noted pain medication was ordered and that inmates still have access to healthcare while on lockdown. On October 16, 2017, the Grievance Officer reviewed the grievance and contacted the HCU which advised Plaintiff had received subsequent care for his injured finger, including a splint and pain medication. The Grievance Officer recommended the grievance be found moot. On October 19, 2017, the CAO concurred. On November 16, 2017, the ARB denied the appeal.
Defendants assert this grievance is insufficient to exhaust the claims against them because Plaintiff makes no allegations about care for a broken finger in his Amended Complaint. In addition, Plaintiff did not name or describe Defendants Moldenhauer, McGlorn, Trost, Siddiqui, or Pollion.
On September 5, 2017, the Counselor responded by attaching the Memorandum from the HCU. Dr. Siddiqui reviewed the grievance and stated Plaintiff had seen Dr. Shah on September 2, 2017, he had an x-ray, and that he was scheduled for a follow-up appointment. On October 16, 2017, the Grievance Officer reviewed Plaintiff's recent medical treatment provided in the HCU Response, including that Plaintiff saw Dr. Siddiqui on 10/2/2017 for chronic neck pain and a left ring finger fracture. The Grievance Officer recommended the grievance be found moot as offender was receiving medical treatment. On October 19, 2017, the CAO concurred. On November 16, 2017, the ARB remanded the grievance back to the Menard Grievance Office to review additional claims set forth by Bentz against staff regarding sexual harassment. On December 19, 2017, a revised Grievance Officer's Report was issued addressing the sexual harassment claims against staff. The revised Report once again recommended the grievance be found moot. On December 21, 2017, the CAO concurred. On January 2, 2018, the ARB reviewed the revised report regarding the claims of staff conduct and recommended the grievance be denied.
Defendants acknowledge this grievance exhausted Plaintiff's administrative remedies as to Defendant Shah because he grieved Shah failed to treat his neck injury during the September 2, 2017 visit. Defendants assert, however, even though Plaintiff also named Moldenhauer and Wexford within the grievance, he failed to grieve the conduct at issue in this case. Defendants assert Plaintiff's reference to Moldenhauer and Wexford only grieved treatment of his broken finger.
On December 21, 2017, the Grievance Officer issued a Report determining the issues raised regarding treatment of Plaintiff's right hand, broken finger, and neck pain were previously address in grievance #136-9-17 (September 2, 2017). The Officer noted Plaintiff had been seen by medical staff and treated as the medical professionals felt necessary. The Grievance Officer recommended the grievance be found moot. On January 3, 2018, the CAO concurred. On January 25, 2018, the ARB denied the grievance determining the issues were appropriately addressed by facility Administration.
Defendants assert this grievance is insufficient to exhaust the claims against them because the ARB did not receive Plaintiff's appeal until 15 days after Plaintiff filed his initial Complaint in this case, which was filed on January 4, 2018. Additionally, Defendants argue Plaintiff did not name or describe McGlorn, Trost, or Pollion.
On January 30, 2018, the CAO found an emergency was not substantiated. Plaintiff submitted the grievance in the normal manner and the counselor responded to the grievance on March 12, 2018. The Grievance Officer found the grievance moot on May 29, 2018, and the CAO concurred in the response on May 31, 2018. The ARB issued its determination on Plaintiff's appeal of the decision on June 21, 2018, with the concurrence of the IDOC Director.
Defendants assert this grievance is insufficient to exhaust the claims against them because Plaintiff failed to receive a final determination from the ARB prior to filing suit.
Defendants assert this grievance is insufficient to exhaust the claims against them because Plaintiff failed to receive a final determination from the ARB prior to filing suit.
The Court did not review any grievance filed after May 24, 2018, the date Plaintiff filed his signed Amended Complaint (Doc. 24).
After a careful review of the arguments and evidence set forth in the parties' briefs regarding the issue of exhaustion, the Court determined that an evidentiary hearing pursuant to Pavey v. Conley, 544 F.3d 739 (7th Cir. 2008) is not necessary.
Summary judgment is appropriate only if the moving party can demonstrate "that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." FED. R. CIV. P. 56(a); Celotex Corp. v. Catrett, 477 U.S. 317, 322(1986); see also Ruffin-Thompkins v. Experian Information Solutions, Inc., 422 F.3d 603, 607 (7th Cir. 2005). The moving party bears the initial burden of demonstrating the lack of any genuine issue of material fact. Celotex, 477 U.S. at 323. Once a properly supported motion for summary judgment is made, the adverse party "must set forth specific facts showing there is a genuine issue for trial." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 250 (1986). A genuine issue of material fact exists when "the evidence is such that a reasonable jury could return a verdict for the nonmoving party." Estate of Simpson v. Gorbett, 863 F.3d 740, 745 (7th Cir. 2017) (quoting Anderson, 477 U.S. at 248). In determining a summary judgment motion, the Court views the facts in the light most favorable to, and draws all reasonable inferences in favor of, the nonmoving party. Apex Digital, Inc. v. Sears, Roebuck & Co., 735 F.3d 962, 965 (7th Cir. 2013) (citation omitted).
Pursuant to 42 U.S.C. § 1997e(a), inmates are required to exhaust available administrative remedies prior to filing lawsuits in federal court. "[A] prisoner who does not properly take each step within the administrative process has failed to exhaust state remedies." Pozo v. McCaughtry, 286 F.3d 1022, 1024 (7th Cir. 2002). "[A] suit filed by a prisoner before administrative remedies have been exhausted must be dismissed; the district court lacks discretion to resolve the claim on the merits, even if the prisoner exhausts intra-prison remedies before judgment." Perez v. Wisconsin Dep't of Corr., 182 F.3d 532, 535 (7th Cir. 1999). "[A]ll dismissals under § 1997e(a) should be without prejudice." Ford v. Johnson, 362 F.3d 395, 401 (7th Cir. 2004).
An inmate in the custody of the Illinois Department of Corrections must first submit a written grievance within 60 days after the discovery of the incident, occurrence or problem, to his or her institutional counselor, unless certain discrete issues are being grieved. 20 ILL. ADMIN. CODE § 504.810(a). If the complaint is not resolved through a counselor, the grievance is considered by a Grievance Officer who must render a written recommendation to the Chief Administrative Officer — usually the Warden — within two months of receipt, "when reasonably feasible under the circumstances." Id. §504.830(e). The CAO then advises the inmate of a decision on the grievance. Id.
An inmate may appeal the decision of the Chief Administrative Officer in writing within 30 days to the Administrative Review Board for a final decision. Id. § 504.850(a); see also Dole v. Chandler, 438 F.3d 804, 806-07 (7th Cir. 2006). The ARB will submit a written report of its findings and recommendations to the Director who shall review the same and make a final determination within 6 months of receipt of the appeal. 20 ILL. ADMIN. CODE § 504.850(d) and (e).
An inmate may request that a grievance be handled as an emergency by forwarding it directly to the Chief Administrative Officer. Id. § 504.840. If it is determined that there exists a substantial risk of imminent personal injury or other serious or irreparable harm, the grievance is handled on an emergency basis, which allows for expedited processing of the grievance by responding directly to the offender. Id. Inmates may further submit certain types of grievances directly to the Administrative Review Board, including grievances related to protective custody, psychotropic medication, and certain issues relating to facilities other than the inmate's currently assigned facility. Id. at § 504.870.
Based on the evidence in the record, it is recommended that the Court find Plaintiff failed to exhaust his administrative remedies as to Defendants Trost, McGlorn, and Pollion prior to filing this lawsuit.
The grievance filed by Plaintiff on October 2, 2014 failed to mention or describe Defendants or their alleged actions at issue in this case. The grievances filed on June 15, 2016 and June 30, 2016 were not timely appealed and, therefore, did not serve to fully exhaust Plaintiff's administrative remedies. The grievance filed on August 11, 2017 alleged denial of medical care for a broken finger, a claim that is not the subject of this suit.
Defendants concede Plaintiff's September 2, 2017 grievance fully exhausted his administrative remedies against Dr. Shah for failing to treat his neck injury and chronic pain. The September 2, 2017 grievance mentioned N.P. Moldenhauer and Wexford but did not address their alleged actions at issue in this case. The October 10, 2017 grievance, however, was also fully exhausted and alleged Defendants Wexford Health Services, N.P. Moldenhauer, and Dr. Siddiqui failed to treat Plaintiff's neck injury and chronic pain. Defendants assert the October 10, 2017 grievance was not fully exhausted by Plaintiff until after Plaintiff filed suit on January 4, 2018. However, Plaintiff's claims against Defendants as set forth in the initial Complaint filed on January 4, 2018 were dismissed without prejudice for failure to state a claim. Plaintiff did not proceed on the current claims until the filing of his signed Amended Complaint filed on May 24, 2018. Plaintiff fully exhausted the October 10, 2017 grievance when he received the ARB's final determination issued on January 25, 2018 and the content of the grievance was sufficient to put IDOC on notice of Plaintiff's issues with Defendants Wexford, Siddiqui, and Moldenhauer and their alleged failure to treat his neck injury and chronic pain.
The grievances filed by Plaintiff on January 26, 2018 and March 16, 2018 were not fully exhausted until after the date Plaintiff filed his Amended Complaint.
Based on the foregoing, it is
If the Court adopts this Report and Recommendation, the remaining claims will be as follows:
Pursuant to 28 U.S.C. § 636(b)(1) and SDIL-LR 73.1(b), the parties shall have fourteen (14) days after service of this Report and Recommendation to file written objection thereto. The failure to file a timely objection may result in the waiver of the right to challenge this Report and Recommendation before either the District Court or the Court of Appeals. See, e.g., Snyder v. Nolen, 380 F.3d 279, 284 (7th Cir. 2004).
PURSUANT to Title 28 U.S.C. §636(b) and Rule 73.1(b) of the Local Rules of Practice in the United States District Court for the Southern District of Illinois, any party may serve and file written OBJECTIONS to this Report and Recommendation/Proposed Findings of Fact and Conclusions of Law within fourteen days of service.
Failure to file such OBJECTIONS shall result in a waiver of the right to appeal all issues, both factual and legal, which are addressed in the Report and Recommendation/Proposed Findings of Fact and Conclusions of Law. Video Views, Inc. v. Studio 21, Ltd. and Joseph Sclafani, 797 F.2d 538 (7th Cir. 1986).