ROBB, Judge.
While working as a Pike Township firefighter, David Hatter was injured when the cap on a fire truck's rear intake pipe was propelled off the pipe by pressurized air and the cap struck Hatter in the face. Hatter and his wife Kristina brought this products liability action against Pierce Manufacturing, Inc. ("Pierce"), the manufacturer of the fire truck. Following a jury trial and verdict in favor of Pierce, Hatter appeals.
In 1994, the Pike Township Fire Department ("PTFD") ordered two fire trucks from Pierce, including the one at issue in this case, Engine 113. A PTFD procurement committee, led by firefighter Rickey McKinney, submitted forty-eight pages of specifications to Pierce through the dealer, Midwest Fire and Safety Company, Inc. ("Midwest"). When the trucks were finished in 1995, McKinney and other firefighters traveled to Pierce's manufacturing facility, where they inspected the trucks and were satisfied that all the specifications were met. PTFD, not Pierce, trained its firefighters in the use of the trucks.
Engine 113 was a pumper truck with two large-diameter horizontal intake pipes, one opening at the front and one opening at the rear of the truck, with each opening connectable by a hose to a fire hydrant. The opening of the rear intake pipe, known as the rear intake port, was located about five feet above the ground, at head height. Inside the fire truck, the front and rear intake pipes were connected as a single,
Hatter alleged the following aspects of the piping design rendered Engine 113 unreasonably dangerous. Because the front and rear intake pipes were connected, when a pressurized hydrant was connected to the front intake port, pressurized water would not only flow through the front intake pipe to the reservoir, it would also travel backwards through the rear intake pipe as far as it was able to go. With the front butterfly valve opened, pressurized water would flow past the T-connection and into the rear intake pipe until it reached the rear butterfly valve, where it would remain under pressure as long as the pressurized hydrant was connected to the front intake. So long as the rear butterfly valve remained closed, the fifteen feet of pipe between the rear butterfly valve and the rear intake port would be filled with air at atmospheric pressure. If, however, the rear butterfly valve were inadvertently opened, the laws of physics would require the pressure on either side of the valve to immediately equalize. As a result, the air in the rear intake pipe would be compressed to the same pressure as the water pressure from the hydrant connected to the front intake. If the rear butterfly valve were then closed, the pressurized air between the rear butterfly valve and the rear intake port would remain trapped under pressure, even after the fire truck was disconnected from the hydrant. After the incident, PTFD firefighter David Estes determined that this mechanism caused Engine 113's rear intake pipe to become, in effect, a pressurized air cannon.
The rear intake pipe could have been harmlessly depressurized in two ways: opening the rear butterfly valve, or opening an "air bleed" valve located inside the rear intake pipe aft of the rear butterfly valve. Transcript at 298. The parties disputed at trial whether such a depressurization should have been accomplished during Engine 113's weekly inspection done two days before the incident. The protocol for such inspections called for operation of the rear air bleed, and the PTFD log book for Engine 113 showed no activity between the Monday inspection and the Wednesday incident that could have resulted in pressurization during that intervening time. Hatter argued, however, that because the activities routinely recorded in the log book did not include all instances of using an intake pipe to fill Engine 113's tank, the pressurization may well have occurred at some point following the Monday inspection. However, the parties agreed there was no protocol for an inspection aimed specifically at ascertaining the pressurization of the rear intake pipe. Rather, Pierce concedes "[d]eposition and trial testimony established that no one had ever heard of an inlet pipe becoming pressurized." Appellee's Brief at 10.
It was also undisputed that the injury-causing potential of pressurization of the rear intake pipe would differ based on whether the cap on the rear intake port was a threaded cap or a quick-release cap.
On September 19, 2001, Hatter was on duty and responded to a fire call. Initially rookie firefighter Amanda Burt attempted to remove the quick-release cap in order to connect the rear intake port to a hydrant. Having difficulty doing so, Burt found Hatter, who also could not remove the cap through manual strength. Hatter then found firefighter Neil Dorbecker, who was the engineer operating Engine 113 that day. Dorbecker grabbed two spanner wrenches, which are designed to fit around and remove a quick-release cap, and went with Hatter to the back of the truck. As Dorbecker loosened the cap, Burt, who was standing next to Hatter, heard a "loud boom." Id. at 352. Hatter was struck in the face by the quick-release cap and "flew back about 10 feet and fell to the ground." Id. Hatter suffered fractured facial bones and was taken by ambulance to the hospital.
PTFD investigated the incident through firefighter Estes, who testified he did some of the maintenance on Engine 113 himself and prior to the incident "spent many hours under the truck looking at how it's plumbed and how different things work." Id. at 268. Estes was unaware prior to the incident of the possibility of pressurization of the rear intake pipe. However, evidence was presented at trial that firefighters' difficulty in removing a quick-release cap may be a sign that the pipe beneath the cap is pressurized. Immediately after the incident, Estes was able to visualize "the plumbing of the rear inlet" and hypothesize that pressurized water from a hydrant could compress the air in the rear fifteen feet of pipe, such that "if that valve got closed—and it's got a cap on it and it's got a tight valve—that pressure's not going anywhere until someone relieves it." Id. at 279. PTFD's Deputy Chief, Don Blackwell, prepared a post-incident report that recommended at least three ways to prevent injuries like Hatter's in the future: additional training, attaching a safety cable to the quick-release cap, and placing a "warning tag" near the quick-release cap. Id. at 786.
In 2003, Hatter sued Pierce, alleging products liability theories of defective design and failure to warn. Pierce asserted defenses attributing fault to PTFD, Dorbecker, and Angus Fire as non-parties. The case proceeded to an eight-day jury trial held June 22 to July 1, 2009.
During voir dire by Hatter's counsel, three prospective jurors—Ms. Lantry, Mr. Lisher, and Ms. Holt—stated they would
As part of its final jury instructions, the trial court gave two of Pierce's tendered instructions over Hatter's objection, specifically, a sophisticated intermediary instruction and a safe workplace instruction, as set forth in detail below. The jury returned a verdict finding Pierce "was not at fault." Appellant's Appendix at 24. Accordingly, the trial court entered judgment in favor of Pierce and against Hatter, who now appeals.
The grant or denial of a challenge for cause rests within the trial court's sound discretion, and we will reverse the trial court's decision only when it is "illogical or arbitrary." Lindsey v. State, 916 N.E.2d 230, 236 (Ind.Ct.App. 2009), trans. denied. "We afford substantial deference to trial judges regarding this decision because they see the jurors firsthand and are in a much better position to assess a juror's ability to serve without bias and reach a decision based on the law." Id.
Pierce raises the threshold issue of whether Hatter's claim the trial court erred by denying two for-cause challenges is properly preserved, citing the exhaustion rule of Merritt v. Evansville-Vanderburgh Sch. Corp., 765 N.E.2d 1232 (Ind. 2002). There our supreme court held "a claim of error arising from denial of a challenge for cause is waived unless the appellant used any remaining peremptory challenges to remove the challenged juror or jurors." Id. at 1235. To preserve review of any error, the appellant bears the burden of "demonstrating that at the time she challenged the jurors for cause, she had exhausted her peremptory challenges." Id. (emphasis and quotation omitted). "Eventual use of all peremptory challenges is therefore not enough to satisfy the exhaustion requirement." Id. The rationale for the exhaustion rule is: "Where a trial court may have erred in denying a party's challenge for cause, and the party can cure such error by peremptorily removing the apparently biased venireperson, the party should do so in order to ensure a fair trial and an efficient resolution of the case." Id. (quotation and alteration omitted).
Here, the trial court denied four of Hatter's challenges for cause. On two of
As such, Hatter's decision to forego using his final peremptory on Holt or Pennington was a failure to comply with the exhaustion rule as to one of those jurors. In other words, even though Hatter did not have enough peremptory strikes to remove both Holt and Pennington, he could have prevented the seating of one or the other. Therefore, Hatter can prevail on his claim of error in the trial court's denial of his for-cause challenges only by showing both were erroneously denied. See Woods v. State, 134 Ind. 35, 33 N.E. 901, 902, 904 (1893) (stating that, where appellant exhausted all peremptory challenges but one, "if any number of these jurors above one were incompetent . . . it will constitute material error," and later concluding trial court "erred in overruling appellant's challenge to at least two of [the challenged jurors]") (emphasis added); cf. Merritt, 765 N.E.2d at 1238 (holding no claim of error preserved where appellant could have, but did not, use peremptory strikes to remove both allegedly incompetent jurors when the for-cause challenges were denied). For the reasons explained below, we conclude Hatter has not made such a showing.
Hatter contends both Holt and Pennington were unable to decide the case fairly and impartially, and therefore the trial court abused its discretion by not removing them for cause. The Jury Rule regarding for-cause challenges states:
Ind. Jury Rule 17(a). Recently in Ward v. State, 908 N.E.2d 595 (Ind.2009), cert. denied, ___ U.S. ___, 130 S.Ct. 2060, 176 L.Ed.2d 417 (2010), our supreme court noted that a juror's "predisposition," initially expressed during voir dire, to favor one side of a case does not necessarily mean the juror is incapable of impartiality. Id. at 597. "It is sufficient if the juror can lay aside his impression or opinion and render a verdict based on the evidence presented in court." Id. (quotation omitted).
The challenged juror in Ward initially stated he was inclined to impose the death penalty based on the hypothetical facts as he understood them, but upon further questioning affirmed he had not yet made up his mind and would reach a decision based on the law and all the facts presented. The trial court admonished the juror that the law required him to keep an open mind, consider all sentencing options as the court instructed, and remember the State had the burden of proving aggravating circumstances. The juror stated he understood and would follow that admonishment. Under these facts and circumstances, the supreme court held the trial court did not act illogically or arbitrarily by permitting the juror to serve. Id. at 599; see also Dye v. State, 717 N.E.2d 5, 18 (Ind.1999) (no error in failing to exclude jurors when trial court's questioning "revealed that these prospective jurors understood that both the law and their oath were contrary to their view favoring an automatic recommendation of death and agreed that they would follow the law and their oath"), cert. denied, 531 U.S. 957, 121 S.Ct. 379, 148 L.Ed.2d 292 (2000), post-conviction relief aff'd in State v. Dye, 784 N.E.2d 469 (Ind.2003); Timberlake v. State, 690 N.E.2d 243, 262 (Ind.1997) (holding no error in failing to exclude juror who initially stated she would prefer to hear defendant testify, might have difficulty considering mitigation, and might be biased against someone who committed murder, but also stated she would follow the law as instructed and could consider some mitigating circumstances), cert. denied, 525 U.S. 1073, 119 S.Ct. 808, 142 L.Ed.2d 668 (1999); Jackson v. State, 597 N.E.2d 950, 961 (Ind.1992) (holding no error in failing to exclude jurors who initially said defendant should have to testify, but upon further questioning by defense counsel or instruction by trial court, said they could apply the law as instructed), cert. denied, 507 U.S. 976, 113 S.Ct. 1424, 122 L.Ed.2d 793 (1993).
Turning to the facts before us, we conclude that even if the trial court erred by denying Hatter's challenge to juror Pennington, it did not abuse its discretion by seating Holt on the jury. Hatter challenged Holt for cause because she initially stated she would have difficulty following an instruction requiring Pierce's liability to be determined by a preponderance of the evidence rather than ninety-nine to one-hundred percent certainty. Thus, Holt showed a predisposition to favor the defense. Yet when questioned by defense counsel regarding her responses, Holt stated unequivocally that she could follow the court's instructions regarding the applicable law. Hatter argues the question and response were not specific enough, contending the only way to rehabilitate Holt would have been to question her specifically about the preponderance standard
In sum, because Hatter failed to fully comply with the exhaustion rule as required to preserve independent claims of error in the seating of either Holt or Pennington, his only available claim is that the trial court erred by seating both. This claim fails because regardless of any error in seating Pennington, the trial court did not abuse its discretion by seating Holt.
In reviewing a trial court's decision to give a jury instruction, we consider whether the instruction correctly states the law, is supported by evidence in the record, and is covered in substance by other instructions. Willis v. Westerfield, 839 N.E.2d 1179, 1189 (Ind.2006). The trial court has discretion in instructing the jury and will be reversed on the latter two issues only for an abuse of discretion. Id. In determining whether sufficient evidence exists to support an instruction, we "look only to that evidence most favorable to the appellee and any reasonable inferences to be drawn therefrom." Simmons v. Erie Ins. Exchange, 891 N.E.2d 1059, 1064 (Ind.Ct.App.2008) (quotation omitted); cf. Aldana v. School City of E. Chicago, 769 N.E.2d 1201, 1206 (Ind.Ct.App.2002) (noting the quantum of evidence necessary for giving an instruction is "deliberately set at a relatively low level" to ensure parties' rights "to have the trier of fact determine factual disputes thus preserving the constitutional rights to a trial by jury") (quotation omitted), trans. denied.
Hatter argues the trial court abused its discretion by giving the following sophisticated intermediary instruction:
A manufacturer has no duty to warn an ultimate user of a product's potential danger when the manufacturer sells a product to a sophisticated user.
A sophisticated user is defined as a knowledgeable intermediary who already knows of the dangers posed by the product. The sophisticated user must have knowledge at least equal to the knowledge of the manufacturer and the manufacturer must be able to rely reasonably on the sophisticated user to warn the ultimate consumer. Reliance
Appellant's App. at 27.
Hatter does not dispute that the instruction given correctly states the law. Cf. Natural Gas Odorizing, Inc. v. Downs, 685 N.E.2d 155, 163-64 (Ind.Ct. App.1997) (explaining the elements of the sophisticated intermediary doctrine), trans. denied. Yet Hatter argues the sophisticated intermediary instruction was unsupported by the evidence at trial and therefore inapplicable. The sophisticated intermediary doctrine provides a defense to a manufacturer's duty to warn and is applicable only if the intermediary—in this case, PTFD as the intermediary between Pierce and Hatter—knew or should have known of the product's dangers. See id. at 164 ("[F]or the exception to apply, the intermediary must have knowledge or sophistication equal to that of the manufacturer or supplier, and the manufacturer must be able to rely reasonably on the intermediary to warn the ultimate consumer. Reliance is only reasonable if the intermediary knows or should know of the product's dangers.").
However, evidence presented at trial established the following, from the totality of which the jury could reasonably have inferred PTFD should have known of the danger arising from the combination of Engine 113's plumbing design with a quick-release cap. First, even though Pierce did not provide any drawings of the interior plumbing configuration, which was not part of PTFD's specifications submitted to Pierce, firefighter Estes knew that configuration well enough to accurately hypothesize the cause of Hatter's injury immediately after it occurred. Second, PTFD's firefighters were aware that pipes on fire trucks can become pressurized. See tr. at 304 (Estes's testimony regarding his experience as a firefighter in removing caps that contain "pressurized air or water"). Third, PTFD unilaterally decided to install, and did itself install, the quick-release cap on Engine 113. Fourth, the firefighters' difficulty in removing the quick-release cap was a potential sign that the rear intake pipe had become pressurized.
Hatter argues that a different conclusion is pointed to by other facts: PTFD had no actual knowledge, before the incident, that Engine 113's rear intake pipe could become pressurized; because Pierce also did not know of this specific danger, it provided no warnings to PTFD, and there is no indication that information of it was available in the public domain; and there were reasons other than pressure, such as corrosion or a period of disuse, why a quick-release cap could be difficult to remove. However, the question of whether the sophisticated intermediary defense applies in a given case is ordinarily a question of fact reserved for the jury,
Because the evidence in this case does not lead unerringly to a single conclusion, there was a genuine question of fact for the jury to determine whether PTFD should have known, based on its other knowledge, that the combination of Engine 113's plumbing design with a quick-release cap posed a danger to a firefighter such as Hatter. Cf. Smock Materials Handling Co., Inc. v. Kerr, 719 N.E.2d 396, 400, 403-04 (Ind.Ct.App.1999) (concluding evidence did not support sophisticated intermediary instruction where design change that contributed to accident was made solely by manufacturer and unknown to employer, such that there was no reasonable inference employer or employees should have known of resulting danger). To the extent PTFD should have known of the danger, the jury could have found it highly feasible for PTFD to warn Hatter, its employee, but much less feasible for Pierce to warn Hatter, because Pierce dealt with PTFD through the regional dealer, Midwest, and PTFD—not Pierce—trained the firefighters in the use of the truck. For these reasons, the trial court's instruction, which permitted but did not require the jury to find PTFD was a sophisticated intermediary with respect to Engine 113, was supported by sufficient evidence. Stated differently, to the extent the evidence was conflicting as to the applicability of the sophisticated intermediary defense, the jury was properly instructed on a defense having some support in the evidence. Therefore, the trial court did not abuse its discretion by giving the sophisticated intermediary instruction.
Hatter argues the trial court abused its discretion by giving the safe workplace instruction as follows:
Appellant's App. at 31. Specifically, Hatter argues the instruction misstated the law and confused the jury by implying that, as a matter of law, PTFD and not
The text of the instruction, read as a whole, shows it was a permissive allocation of fault instruction. The final sentence uses permissive, not mandatory, language to state, "if you find . . . [PTFD] breached its duty to provide David Hatter with a safe working environment . . . then you may allocate fault to [PTFD]." Id. (emphasis added). Further, the second sentence of the instruction indicates it is a question of fact for the jury to decide whether PTFD's duty encompasses the injury in this case, by stating "[i]f [PTFD] knew or should have known that David Hatter . . . would risk injury from the normal use of the apparatus . . . then his employer had a duty to use reasonable care to avoid that harm." Id. (emphasis added). Hatter specifically contends that two sentences in between the foregoing made improper factual findings by stating that "[PTFD] was in the best position to protect David Hatter from being injured. . . ." and "Pierce was entitled to rely on [PTFD] to fulfill that duty to protect its employees." Id. However, read in context, these sentences refer to PTFD's duty to safeguard against risks inherent in "the normal use of the apparatus," not a purported duty on the part of PTFD to reverse-engineer a defective design. That is, PTFD's duty is specified as relating, not to latent defects in the fire truck, but to PTFD's undisputed "control over the work place in which David Hatter and his co-workers used the apparatus, over the manner in which the apparatus was used, over the instruction and training of personnel . . . and over the equipment and techniques to be used in connection with the apparatus." Id. Only if the jury found PTFD was at fault with respect to such factors did the safe workplace instruction permit, but not require, it to allocate fault to PTFD.
In addition, Hatter argues the safe workplace instruction is not a correct statement of the law with respect to products liability principles or Indiana's safe workplace statute. We disagree. In Hoffman v. E.W. Bliss Co., 448 N.E.2d 277 (Ind.1983), the supreme court held the following instructions, taken together, correctly stated the law regarding a product manufacturer's duty to warn:
The manufacturer of a press, such as the defendant E.W. Bliss Company, is entitled to assume that the company using its press will adequately safeguard the press for the operation for which it is being used and will instruct its employees in the operation of the press and the need to employ the safety devices provided.
Id. at 281-82 (emphasis added). The supreme court explained that a manufacturer may not escape liability for a defectively manufactured or designed product simply by selling the product to an intermediary such as an employer. Id. at 282. However, that does not make the manufacturer an absolute guarantor that the product will be used in a safe manner. See id. at 283 ("[T]he manufacturer has a duty to warn of potential dangers associated with the use of the product that is otherwise free from latent design or manufacturing defects
Thus, the safe workplace instruction did not misstate the law by referring to PTFD's duty to take reasonable safety precautions in its use of the fire truck. In addition, the instruction was supported by the following evidence of a nexus between PTFD's manner of equipping and using the fire truck and Hatter's injury: 1) PTFD's replacement of the threaded cap with the quick-release cap, which Hatter's experts conceded was a necessary step in the chain of events leading to Hatter's injury; 2) PTFD's failure to attach a safety cable to the quick-release cap, which PTFD recommended as a precautionary measure in its post-incident report; and 3) PTFD's alleged negligence in performing the fire truck's weekly inspection, which if properly done could have released any pressure in the rear intake pipe via the air bleed.
As shown by the parties' arguments and our review of the record, this was a complex case with factual issues vigorously contested at trial. While we are not without sympathy for Hatter's arguments, our review of whether sufficient evidence exists to support a jury instruction requires deference to the trial court's weighing of the evidence in its exercise of discretion. See Simmons, 891 N.E.2d at 1064. Based on all the evidence presented at trial, we conclude the trial court did not err by giving the sophisticated intermediary instruction or the safe workplace instruction.
A trial court's decision to admit or exclude evidence is reviewed for an abuse of discretion. Dorman v. Osmose, Inc., 873 N.E.2d 1102, 1108 (Ind.Ct.App. 2007), trans. denied. An abuse of discretion occurs where the decision is clearly against the logic and effect of the facts and circumstances before the court or the reasonable, probable, and actual deductions to be drawn therefrom. Id.
Hatter argues the trial court abused its discretion by making the following ruling, during direct testimony by Hatter's expert Rosenhan:
Tr. at 739-40. However, the trial court allowed Hatter to present other testimony regarding safer alternative designs. For example, earlier in the trial, Hatter's expert Dr. Miller testified the pressurization hazard could have been minimized by placing "some kind of a pressure relief valve at the location where the fireman would be— something he could reach to and activate to make sure that there wasn't pressure in the line." Id. at 89. Dr. Miller confirmed on cross-examination that placing an additional air bleed at the rear of the truck "would be a good safety feature." Id. at 103.
Although evidence of safer alternative designs was relevant to Hatter's case, a trial court has discretion to exclude relevant evidence if its probative value is substantially outweighed by considerations of needless presentation of cumulative evidence. See Ind. Evidence Rule 403. In making an offer to prove in response to Pierce's initial foundation objection, Hatter merely stated that evidence regarding pressure release valves was relevant to the question of safer alternative designs. Yet Hatter's other expert had already testified that such valves would have been a safer alternative design. Therefore, the trial court acted within its discretion to exclude further testimony as needlessly cumulative of what had already been presented.
Hatter argues the trial court erred by denying his request to re-call firefighter Estes as a rebuttal witness, in that Estes would have "complete[d] the impeachment of the defense expert" by testifying that certain tests done by the expert were performed under conditions— vacuum rather than pressure, and involving a leak—leading to an invalid result. Appellants' Brief at 34. Pierce introduced those tests to counter Estes's testimony that it took "[p]robably less than a quarter turn," tr. at 303, to open the rear butterfly valve an appreciable amount, which supported Hatter's contention that inadvertent opening of the valve, and thus unexpected pressurization of the rear intake pipe, was not unlikely. In ruling to exclude Estes's proposed rebuttal testimony, the trial court noted the jury already "ha[d] . . . in front of them" the issue of testing and the trial had already taken up more than five days. Id. at 1059-60.
Rebuttal evidence is that which tends to explain, contradict, or disprove an adversary's evidence. White v. White, 655 N.E.2d 523, 529 (Ind.Ct.App. 1995). "The scope of rebuttal is a matter left to the discretion of the trial court." Baker v. State, 483 N.E.2d 736, 737 (Ind. 1985). In reviewing a trial court's decision to exclude rebuttal evidence on relevance grounds, our supreme court has stated that "denying the opportunity to present evidence on peripheral matters in rebuttal
Hatter contends the trial court erred by allowing the jury to allocate fault to two of the three non-parties named by Pierce: Angus Fire and firefighter Dorbecker.
As to Angus Fire, the evidence most favorable to Pierce as nonmovant indicates Angus Fire was the manufacturer of the quick-release cap that struck Hatter, and the cap was not equipped with any pressure release valve or safety cable. After the incident, PTFD replaced the cap with a different quick-release cap, also manufactured by Angus Fire, that had a pressure release valve, and additionally recommended attaching a safety cable. As to Dorbecker, the evidence most favorable to Pierce is that the firefighters' difficulty in removing the quick-release cap was potentially a sign the pipe was pressurized, and therefore Dorbecker should have taken precautions when removing it. Because the jury could reasonably have concluded, even if it had found PTFD to be at fault, that Angus Fire and Dorbecker also bore some percentage of fault for Hatter's injury, the denial of Hatter's motion for judgment on the evidence as to these non-parties was proper.
Hatter argues the trial court abused its discretion by granting Pierce's motion, mid-trial, to dismiss Kristina's loss of consortium claim as a sanction for a discovery violation. As Hatter acknowledges, because consortium claims are derivative in nature, Watters v. Dinn, 666 N.E.2d 433, 438 (Ind.Ct.App.1996), this issue was rendered moot by the jury's finding in favor of Pierce on the issue of liability. Accordingly, because Hatter has shown no reversible error in the judgment in favor of Pierce, we need not address this issue.
Hatter failed to exhaust one of his peremptory challenges and has not shown
Affirmed.
FRIEDLANDER, J., and KIRSCH, J., concur.