MAY, Judge.
S.H. and S.C. (collectively, "Parents") appeal a trial court order granting the State's petition to compel their testimony by providing use immunity. Parents argue a prosecutor may not grant use immunity when there is no grand jury proceeding and the persons whose testimony is sought have not been charged with a crime.
We affirm.
On September 27, 2010, S.C. gave birth at her home. When the child's father, S.H., returned home, he found S.C. bleeding and took her and the infant to a hospital. The medical staff noted the baby showed signs of injury in the form of multiple puncture wounds. Police officers spoke with Parents and others, who offered differing accounts of the circumstances of the birth and the cause of the wounds. The police then searched Parents' apartment.
The prosecutor petitioned for subpoenas compelling Parents' testimony about the circumstances surrounding the birth, and they were issued. The parents asked the trial court to quash the subpoenas on the ground they violated Parents' constitutional privileges against self-incrimination.
The trial court granted the motions to quash and then the State asked the court to grant use immunity and compel Parents to testify. The parents objected on the same ground, but the trial court granted use immunity
The parents contend a prosecutor cannot circumvent the privilege against self-incrimination during a pre-charge investigation by granting use immunity. They argue the prosecutor has authority to compel testimony via use immunity in only two circumstances: (1) when there is a grand jury investigation; or (2) after charges have been filed. Because the prosecutor can compel testimony in grand jury proceedings by granting use immunity, the State argues the prosecutor has the same authority when conducting a pre-charge investigation without a grand jury. As a prosecutor's ability to investigate and accumulate evidence is coextensive with that of a grand jury, we agree with the State.
The trial court phrased the issue before it as "[w]hether a prosecutor investigating a crime precharge and without a grand jury has the same authority to grant use immunity as a prosecutor using a grand jury?"
(Citation omitted) (emphasis added).
The parents correctly note the language of the statute governing use immunity, Ind.Code § 35-34-2-8, addresses such immunity only when there is a grand jury:
(Emphasis added.) The trial court acknowledged that portion of the statute, but determined
(App. at 45.)
We decline to adopt the trial court's position that a prosecutor's authority to offer use immunity is "implicit in the office of the prosecutor itself." (Id.) We stated otherwise in Brune v. Marshall, 169 Ind.App. 637, 640, 350 N.E.2d 661, 663 (1976):
In Brune, we were unable to find statutory authority for a pre-charging deferral program to be initiated and/or operated by a prosecuting attorney as an alternative to prosecution, and we therefore concluded the prosecutor was acting beyond the scope of his authority when he established such a program and charged Brune a fee for participating in it. Id. at 641, 350 N.E.2d at 663.
Only two Indiana Code chapters appear to address a prosecutor's authority to offer use immunity. Ind.Code §§ 35-37-3-1 through 3 provide for a grant of use immunity on a prosecutor's request, if a witness, in any hearing or trial occurring after an indictment or information has been filed, refuses to answer any question or produce any item.
The State relies on Indiana Bell to support the premise that because "the investigatory powers of the prosecutor now parallel those of the grand jury" and a prosecutor "has the same ability to accumulate evidence as the grand jury," 274 Ind. at 135, 409 N.E.2d at 1091, the prosecutor must necessarily have the same authority to offer use immunity as is available in grand jury proceedings. Interpreting the statutes as Parents suggest, the State argues, would lead to the absurd result that prosecutors would have fewer investigative tools before deciding whether to bring charges than they have after charges are filed.
The parents argue the trial court applied Indiana Bell too broadly, because of the inherent differences between the grand jury system and the charging information process, and because of the type of information sought in that case. Indiana Bell involved a subpoena duces tecum, which compels production of documents or other materials in a person's possession and does not implicate one's privilege against self-incrimination, whereas this case involves a subpoena ad testificandum, which compels a person to appear as a witness and testify. Such a subpoena does implicate that privilege, especially where, as here, the subpoena is served on the person who is the subject of a criminal investigation.
The Indiana Bell subpoena was issued on a third party who was neither a suspect nor a witness. It therefore did not raise any concerns about self-incrimination. The parents argue Indiana Bell should be "considered in the context of the case in which it was decided," (Br. of the Appellants at 15), so its holding should be restated as "prosecutors share the same investigatory powers as grand juries do when it comes to serving subpoenas duces tecum on persons who were neither suspects nor witnesses to the crime." (Id. at 15-16.)
The parents note a grand jury "remains under the supervision of the court which convenes it," State ex rel. Pollard v. Criminal Court of Marion County, Div. One, 263 Ind. 236, 247, 329 N.E.2d 573, 582 (1975), and its proceedings are governed by a detailed set of statutes, see Ind.Code ch. 35-34-2. See Oman v. State, 737 N.E.2d 1131, 1138 (Ind.2000) ("indirect judicial oversight is an inherent part of all grand jury proceedings, which by their
While Parents' argument is persuasive, we cannot reconcile the result they advocate with our Indiana Supreme Court's statement that a prosecutor has the same ability to accumulate evidence as does a grand jury. We must agree with the State that the legislature's explicit reference to grand jury proceedings in Ind. Code § 35-34-2-8 cannot be read to restrict the right of a prosecutor to seek use immunity when prosecution is initiated by means of an information rather than an indictment. Nor could the legislature have intended that prosecutors have fewer investigative tools before deciding to bring charges than they do after charges are brought. We accordingly affirm the trial court.
Affirmed.
BAKER, J., and BROWN, J., concur.
Ind.Code § 35-37-3-1:
Ind.Code § 35-37-3-2:
Ind.Code § 35-37-3-3: