BROWN, Judge.
Patricia Terkosky appeals from the trial court's order affirming the decision of the Indiana Department of Education (the "IDOE") to suspend her teaching license for two years. She raises one issue which we revise and restate as whether the court erred in denying her petition for judicial review. We affirm.
Terkosky was a licensed teacher, holding licenses in Indiana to teach students who were mildly mentally handicapped and/or learning disabled and students with severe disabilities. On March 10, 2010, Dr. Tony Bennett, the State Superintendent of Public Instruction (the "Superintendent"), issued a Recommendation for Licensure Action (the "Recommendation") against Terkosky in which he recommended that her license be revoked based upon immorality and misconduct in office. The Recommendation consisted of a form which stated: "Pursuant to IC 20-28-5-7,
On June 15, 2010, a hearing before an Administrative Law Judge (the "ALJ") with the IDOE was held, and witnesses were sworn and testimony was heard. On September 13, 2010, the ALJ issued its order (the "ALJ's Order"), and, rather than ordering that Terkosky's teaching licenses be revoked, the ALJ ordered her teaching licenses be suspended for a period of two years. Specifically, after reciting the procedural history consistent with the foregoing, the ALJ's Order rendered the following Findings of Fact:
Appellant's Appendix at 131-134.
The ALJ's Order proceeded to state its Conclusions of Law which began by noting that the IDOE had both personal and subject matter jurisdiction and that "[a]ny Finding of Fact deemed to be a Conclusion of Law is hereby denominated as such. Any Conclusion of Law deemed to be a Finding of Fact is hereby denominated as such." Id. at 134. The order recited Ind. Code § 20-28-5-7, noted that the authority granted by that statute was repeated at 515 Ind. Admin. Code 9-1-18, and observed that "[t]here are no Indiana cases interpreting IC 20-28-5-7 or defining what constitutes immorality or misconduct for purposes of teacher license revocation." Id at 135. The order then noted that "Indiana courts have considered the term `immorality' and generally have determined conduct to be immoral if the conduct is offensive to the morals of the community and has a negative impact on the teacher's students," and cited to the case of Fiscus v. Bd. of Sch. Trs., 509 N.E.2d 1137 (Ind.Ct.App.1987), reh'g denied, trans. denied, which adopted a definition of immorality as follows: "not essentially confined to a deviation [from sex] morality; it may be such a course of conduct as offends the morals of the community and is a bad example to the youth whose ideals a teacher is supposed to foster and elevate." Id. (citing Fiscus, 509 N.E.2d at 1141 (quoting Horosko v. Mount Pleasant Twp. Sch. Dist., 335 Pa. 369, 6 A.2d 866, 868 (1939), cert. denied, 308 U.S. 553, 60 S.Ct. 101, 84 L.Ed. 465 (1939))). The order next observed that this definition "is not significantly different from the definition of `misconduct'" provided by the American Heritage Dictionary "as `behavior not conforming to prevailing standards of law; impropriety.'" Id. The ALJ's Order also observed that "[t]he generally accepted definition of `misconduct in office,' is `any unlawful behavior by a public officer in relations to the duties of his office, willful in character.'" Id. (quoting BLACK'S LAW DICTIONARY 901 (5th ed. 1979)).
The ALJ's Order then discussed what it termed "an influential case in this arena" from the California Supreme Court, which found "that the terms `immoral' and `unprofessional' are subject to such broad definition to be of little help" and identified seven factors to be "considered when attempting to determine whether a teacher's conduct constitutes unfitness to teach...." Id. (citing Morrison v. State Bd. of Educ., 1 Cal.3d 214, 82 Cal.Rptr. 175, 461 P.2d 375 (1969)). The order noted that the "Indiana Administrative Code repeats substantially the same factors noted in Morrison
Id. at 137. The ALJ ordered that Terkosky's teaching licenses be suspended for two years from the date of the order.
On October 12, 2010, Terkosky filed a petition for judicial review in the Marion County Superior Court, and on December 6, 2010, the IDOE filed its answer to Terkosky's petition.
On March 12, 2012, the court made the following entry on the Chronological Case Summary ("CCS"): "Court approves order on judicial review. The court affirms the administrative law judge's decision." Id. at 4. On April 10, 2012, Terkosky filed a motion to correct error, and on April 18, 2012, the court granted the motion in part, noting that it was vacating its earlier order and would issue a new order with findings of fact and conclusions of law pursuant to Ind. Trial Rule 52. The court also requested that the parties submit proposed findings and conclusions. On May 9, 2012, the IDOE submitted proposed findings and conclusions, and on November 20, 2012, the court approved the IDOE's proposed findings and conclusions as its final order in which it affirmed the ALJ's Order.
The issue is whether the court erred in affirming the decision of the ALJ. Judicial review of an administrative decision is limited under the Administrative Orders and Procedures Act ("AOPA"). Huffman v. Office of Envtl. Adjudication, 811 N.E.2d 806, 809 (Ind.2004). Agency action subject to AOPA will be reversed only if the court "determines that a person seeking judicial relief has been prejudiced by an agency action that is: (1) arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law; (2) contrary to constitutional right, power, privilege, or immunity; (3) in excess of statutory jurisdiction, authority, or limitations, or short of statutory right; (4) without
A trial court and an appellate court both review the decision of an administrative agency with the same standard of review. See St. Charles Tower, Inc. v. Bd. of Zoning Appeals of Evansville-Vanderburgh Cnty., 873 N.E.2d 598, 600 (Ind. 2007). In reviewing the decision of an administrative agency, we defer to the agency's expertise and will not reverse simply because we may have reached a different result. Filter Specialists, Inc. v. Brooks, 906 N.E.2d 835, 844 (Ind.2009). "The burden of demonstrating the invalidity of agency action is on the party to the judicial review proceeding asserting invalidity." Ind.Code § 4-21.5-5-14(a). "Review of an agency's decision is largely confined to the agency record, and the court may not substitute its judgment for that of the agency." Bd. of Comm'rs of LaPorte Cnty. v. Great Lakes Transfer, LLC, 888 N.E.2d 784, 788-789 (Ind.Ct.App.2008) (internal quotations omitted). We give deference to an administrative agency's findings of fact, if supported by substantial evidence, but review questions of law de novo. Id. (citing Huffman, 811 N.E.2d at 809). On review, we do not reweigh the evidence. Davidson v. City of Elkhart, 696 N.E.2d 58, 61 (Ind.Ct.App.1998). trans. denied.
As noted above, on judicial review, the reviewing court is bound by an agency's findings of fact if those findings are supported by substantial evidence. Ind. Civil Rights Comm'n v. S. Ind. Gas & Elec. Co., 648 N.E.2d 674, 679 (Ind.Ct.App. 1995), trans. denied. Indiana courts have defined substantial evidence as something "more than a scintilla, but something less than a preponderance of the evidence." State v. Carmel Healthcare Mgmt. Inc., 660 N.E.2d 1379, 1384 (Ind.Ct.App.1996), trans. denied; see also Ind. Family and Soc. Servs. Admin. v. Pickett, 903 N.E.2d 171, 177 (Ind.Ct.App.2009) ("Substantial evidence means such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.") (internal quotations omitted), aff'd and clarified on reh'g. Only if the agency action is unsupported by substantial evidence or is contrary to law may it be reversed. Lutheran Hosp. of Ind., Inc. v. Ind. Dep't of Pub. Welfare, 597 N.E.2d 1301, 1304 (Ind.Ct. App.1992). trans. denied.
Also, an administrative decision is arbitrary and capricious only when it is willful and unreasonable, without consideration or in disregard of the facts and circumstances of the case, or without some basis which could lead a reasonable person to the same conclusion. Indianapolis Downs, LLC v. Ind. Horse Racing Comm'n, 827 N.E.2d 162, 170 (Ind.Ct.App. 2005).
This case requires this court to interpret Ind.Code § 20-28-5-7. "The first step in interpreting a statute is to determine whether the Legislature has spoken clearly and unambiguously on the point in question." City of Carmel v. Steele, 865 N.E.2d 612, 618 (Ind.2007). When a statute is clear and unambiguous, we need not apply any rules of construction other than to require that words and phrases be taken in their plain, ordinary, and usual sense. Id. Clear and unambiguous statutes leave no room for judicial construction. Id. However, when a statute is susceptible to more than one interpretation it is deemed ambiguous and, thus, open to judicial construction. Id. When faced with an ambiguous statute, we apply other well-established rules of statutory construction. Id. One such rule is that our
Also, "although an agency's interpretation of a statute is entitled to great weight, courts rather than administrative agencies must resolve questions of statutory construction." Ind. Civil Rights Comm'n v. Alder, 714 N.E.2d 632, 636 (Ind.1999); see also S. Newton Sch. Corp. Bd. of Sch. Trs. v. S. Newton Classroom Teachers Ass'n, 762 N.E.2d 115, 118 (Ind. Ct.App.2001) ("An interpretation of a statute by an administrative agency charged with the duty of enforcing the statute is entitled to great weight, unless this interpretation would be inconsistent with the statute itself.") (quoting Weiss v. Ind. Family & Soc. Servs. Admin., Div. of Disability, Aging & Rehabilitative Servs., 741 N.E.2d 398, 406 (Ind.Ct.App.2000), (quoting LTV Steel Co. v. Griffin, 730 N.E.2d 1251, 1257 (Ind.2000) (citations omitted)), trans. denied), trans. denied. "If an agency misconstrues a statute, there is no reasonable basis for the agency's ultimate action," and the reviewing court is "required to reverse the agency's action as being arbitrary and capricious." S. Newton Sch. Corp. Bd. of Sch. Trs., 762 N.E.2d at 118.
Further, the Indiana Supreme Court has explained:
Med. Licensing Bd. of Ind. v. Provisor, 669 N.E.2d 406, 410 (Ind.1996) (citing Fla. Power & Light Co. v. Lorion, 470 U.S. 729, 744, 105 S.Ct. 1598, 1607, 84 L.Ed.2d 643 (1985)).
The relevant statute in this matter, Ind. Code § 20-28-5-7, governs the revocation and suspension of teaching licenses and provides:
Ind.Code §§ 4-21.5-3 governs adjudicative proceedings under the AOPA. To the extent that the issues presented in this case implicate the AOPA and specifically Chapter 3, the following from Ind. Code § 4-21.5-3-27 provides:
Ind.Code § 4-21.5-3-27.
In her brief, Terkosky raises a number of arguments, including: (A) the court erred in concluding that the ALJ possessed the authority to impose a sanction not authorized by the State Superintendent's written recommendation; and (B) the court erred in finding that the ALJ's Order complied with Section 7 for a number of reasons. We address each of Terkosky's arguments separately.
First, Terkosky challenges the ALJ's authority to impose the lesser sanction of suspension, arguing that the ALJ's Order "was based on an erroneous interpretation" of Section 7 in that, although the Superintendent recommended only that her licenses be revoked for immorality and misconduct in office, the ALJ instead imposed a two-year suspension of her licenses. Appellant's Brief at 14. Terkosky notes that the ALJ in her order asserted the authority to "impose a suspension rather than a revocation when the totality of the evidence tips the balance in favor of a lesser sanction," but the ALJ "did not cite to any authority" in making this assertion. Id. (emphasis omitted). Terkosky
Terkosky argues that the IDOE has produced a form for superintendents to use in order to take action against teaching licenses and notes that "[t]he form provides check boxes for `[s]uspend the license for one year,' `[s]uspend the license for two years,' `[r]evoke the license,' and `[t]ake no action at this time.'" Id. She states that the Superintendent checks one or more of these boxes to indicate his recommendation based on the alleged conduct. She also notes that the form similarly provides check boxes corresponding with the four statutory reasons for suspension or revocation of a teaching license, as well as a fifth box indicating that the alleged action does not satisfy the requirements of the statute, and that the superintendent selects one or more of the reasons as the basis for his recommendation. Terkosky surmises that the IDOE, in creating such a form, "establishes that [it] interprets the statute to mean that (i) it may only impose those sanctions that are specifically recommended by the Superintendent and (ii) it does not have discretion to impose a different sanction." Id. at 16. She also contends that the ALJ's interpretation renders "the statutory requirement of the Superintendent's recommendation of licensure action pointless" because the legislature "would not have required the Superintendent to recommend action if the [IDOE] is free to take whatever action it deems appropriate in its discretion." Id.
Terkosky finally argues that the court erred in relying upon the case of Fort Wayne Educ. Ass'n v. Fort Wayne Cnty. Schs., 753 N.E.2d 672 (Ind.Ct.App.2001), for the proposition that the ALJ "had sweeping authority to determine what type of action to take" because that case "concerned an arbitration conducted pursuant to a collective bargaining agreement, which is a procedure wholly different from a proceeding before an administrative agency" and accordingly "has no application here...." Id. at 17. She states that the court's reliance on Ind.Code § 20-28-5-3 in finding that the IDOE has "sweeping authority" is erroneous because that statute "states the department shall determine the details of licensing `not provided in this chapter'" and Section 7 "is part of the chapter and specifies the details regarding suspension and revocation including the requirement of the [S]uperintendent's recommendation." Id. Her position is that the ALJ's interpretation of the statute was erroneous, the ultimate finding of suspension has no reasonable basis, and the Order must be overturned as arbitrary and capricious.
The IDOE posits that Terkosky's interpretation of Section 7 ignores the plain language of the statute and the roles of the Superintendent and the IDOE. Its position is that there is no mandatory language in the statute that requires it to adopt the exact recommendation of the Superintendent, and this Court should not read language into the statute. The IDOE also argues that "the statute uses the term `may' which ordinarily implies a permissive condition and a grant of discretion" and "only where the word `shall' is used that the language is construed as mandatory...." Appellee's Brief at 9. The IDOE contends that Terkosky's arguments ignore the dual roles of the IDOE and Superintendent, Ind.Code § 20-28-5-3 which provides that "the `department shall determine
In her reply brief, Terkosky posits that the discretion allowed by the word `may' in the statute is the discretion to decide whether the facts found by the IDOE may support the sanction recommended by the Superintendent, and "[i]f the word `shall' were used, then the IDOE would be required to impose the recommended sanction...." Appellant's Reply Brief at 3.
Again, Section 7 provides that "[o]n the written recommendation of the state superintendent, the department may suspend or revoke a license...." Our interpretation of this clause is the same as that of the IDOE: Section 7 assigns to the Superintendent the role of initiating proceedings against a teaching license, and it assigns to the IDOE the role of determining the action to take against the license.
Indeed, we find that accepting Terkosky's interpretation of Section 7 that the IDOE, and by extension the ALJ, is limited by which field is selected on the recommendation form filed by the Superintendent, and that in this instance the ALJ was given the choice between the most severe punishment, revocation, or no punishment, would be illogical. The legislature has ceded to the IDOE the authority to enforce licensure standards and to determine the details of licensing, see Ind.Code § 20-28-5-3, and therefore we do not believe it would have intended for Section 7 to be interpreted in such a fashion as to award the power to determine the action to take against a teaching license to the Superintendent, with the IDOE having only the power to determine whether the Superintendent's recommended action was warranted. Cf. Fort Wayne Educ. Ass'n, 753 N.E.2d at 675-676 (internal quotations omitted) (noting that language in the Indiana Uniform Arbitration Act that a court may vacate an arbitration award because "the arbitrators exceeded their powers and the award can not be corrected without affecting the merits of the decision upon the controversy submitted" is "to be narrowly construed" because it "does not attempt to limit the discretion and powers of a neutral arbitrator to whom a controversy has been duly submitted").
Terkosky asserts that the ALJ's Order failed to comply with Section 7, arguing that, (1) the order does not contain specific findings of basic facts and merely narrates the testimony heard at the hearing; (2) the order does not conclude that her conduct constituted immorality or misconduct in office and instead applied Morrison; and (3) regardless of the test used by the ALJ, the ALJ's Order is not supported by substantial evidence.
Terkosky argues that Section 7 requires compliance with Ind.Code § 4-21.5-3-27(b) and -27(c) "which in turn requires that `[f]indings of ultimate fact must be accompanied by a concise statement of underlying basic facts of record to support the findings.'" Appellant's Brief at 19. She also notes that "the Indiana Administrative Code provides that an agency's order must include findings of basic fact and the reasons therefore, specifying applicable rules and regulations and relevant evidence that bears on the ALJ's determination of what the facts are." Id. (citing 405 Ind. Admin. Code § 1.1-1-6(b)). She asserts that "findings which simply recite what the testimony was or what evidentiary documents contained are defective," and she argues that this is precisely what the ALJ's Order did. Id. at 20. Specifically, she points to examples in the ALJ's Order including Finding 7 which noted that "Smith testified that a little later she observed redness on one of M.N.'s arms" and that Smith changed her testimony between her deposition and the hearing, but the ALJ did not identify which testimony she found most credible. Id. Terkosky also notes the ALJ's findings regarding her own testimony in which the ALJ in her order noted that Terkosky "does not recall placing a student between an easel/chart paper stand and the chalkboard," and another point reciting that another witness who was an assistant in the room never observed any such incident. Id. Terkosky contends that indeed the order does not determine or conclude that the incident happened. Finally, she asserts that this deficiency is highlighted by the trial court's order, specifically pointing to the fact that it states that she slapped a disabled child in the face, but that the ALJ's Order "recited the testimony and specified that no one saw a `slap'" and "the ALJ did not determine that any slap in the face or elsewhere had actually occurred." Id. at 21.
The IDOE agrees with Terkosky that it is a correct statement of Indiana law that mere recitations of witnesses' testimony are not true findings of fact, but maintains that the inclusion of such statements are not harmful error and are considered "mere surplusage" if they are not essential to the ALJ's conclusions. Appellee's Brief at 13. The IDOE states that there are only a few instances in which the ALJ gave a direct recitation of witness testimony and that even without these few instances, the ALJ's order is sufficient to determine what facts she relied on to come to the decision that action was warranted. The IDOE also posits that "even if this Court finds the findings of fact are deficient, the remedy is not reversal, but remand." Id. at 14.
In her reply, Terkosky discusses "the arm-touching incident" and notes that the ALJ's Order indicates that Smith changed her testimony between her deposition and the hearing, but never states which testimony the ALJ found most credible. She asserts that the ALJ did not make a finding of redness or that the incident caused a bruise, and notes that the IDOE cites to the hearing transcript rather than the ALJ's Order for the proposition that she grabbed M.N. roughly and "sat her down hard." Appellant's Reply Brief at 5 (quoting Appellee's Brief at 19). She also notes that the deficiencies of the ALJ's Order are highlighted by the trial court's findings, pointing specifically to the finding that she "slapped a disabled child in the face" but the ALJ "specified that no one saw a `slap.'" Id. at 6.
In Perez v. U.S. Steel Corp., 426 N.E.2d 29, 33 (Ind.1981), the Indiana Supreme Court reviewed an appeal from an administrative proceeding in which the plaintiff
The Court went on to note that "[t]he findings must be specific enough to provide the reader with an understanding of the Board's reasons, based on the evidence, for its finding of ultimate fact," but also emphasized that "statements to the effect that `the evidence revealed such and such ...,' that `Mr. Jones testified so and so ...,' or that `the Industrial Board finds Dr. Smith testified so and so ...,' are not findings of basic fact in the spirit of the requirement." Id. at 33. The Court further stated that "[t]he inclusion of statements of that nature is not harmful error, but rather mere surplusage." Id.
Here, Terkosky highlights Finding 7 which states:
Appellant's Appendix at 132-133 (emphasis added).
Finally, to the extent that the ALJ's Order recites the crux of what Terkosky testified to and that Terkosky suggests, based thereon, that the ALJ did not "determine or conclude" that certain incidents happened, we note that the balance of the ALJ's findings appear to recite what the ALJ found to have happened, and Findings 17-19 merely recite Terkosky's testimony, specifically her memory (or lack thereof) of the events, and are present to memorialize Terkosky's version of them. Such findings, although perhaps surplusage, do not cast doubt on whether the ALJ in her order found that the incidents in question occurred. We therefore conclude that the Findings of Fact contained in the ALJ's Order were satisfactory.
First, Terkosky notes that Section 7 "mandates a finding that a teacher's conduct constitutes, inter alia, `immorality' or `misconduct in office' before a suspension or revocation determination can be rendered" and "[n]owhere in the Order does the ALJ conclude that Terkosky's alleged conduct" constitutes either immorality or misconduct in office. Appellant's Brief at 21. Terkosky therefore suggests that "the ALJ's Order is defective because it does not adequately resolve the factual issues necessary to the determination of the ultimate fact ... nor does it make an ultimate finding of fact, i.e., whether [she] committed conduct that constitutes `immorality' or `misconduct in office.'" Id.
Terkosky also argues that, rather than attempting to apply Section 7 utilizing applicable Indiana case law, the ALJ erroneously applied Morrison. She suggests an alternative framework by which to analyze whether her conduct was immoral or constituted misconduct in office. First, regarding immorality, she highlights this court's adoption in Fiscus of a definition set forth by the Pennsylvania Supreme Court. As noted below, the ALJ similarly noted the definition provided in Fiscus before discussing Morrison, in which the California Supreme Court identified certain factors to properly determine whether conduct was "immoral" or "unprofessional," and that the definition of what was "immoral" was somewhat amorphous. Terkosky also argues that "teachers are entitled to use reasonable force to maintain classroom order" and that "it would be contradictory to condemn as `immoral' conduct that enjoys qualified immunity," and she cites to certain criminal cases for this proposition. Appellant's Brief at 27, 29; see State v. Fettig, 884 N.E.2d 341, 346 (Ind.Ct.App.2008) (discussing "longstanding precedents" and noting that "they demonstrate the ability of the judiciary to determine whether a teacher has acted within the bounds of her authority to discipline when striking a student," and affirming the trial court's dismissal of a battery
Regarding "misconduct in office," Terkosky notes that IDOE ALJs "have employed the plain meaning" of the phrase "misconduct in office," specifically using "the dictionary definition of `misconduct,'" and suggests the definition "as `behavior not conforming to prevailing standards of law; impropriety.'" Appellant's Brief at 30 (quoting In re Matter of Barocas, 0912-RV-006 (Ind. Dep't Educ. May 3, 2010)). She maintains that although Indiana case law has not addressed the phrase "misconduct in office" as it relates to the revocation of a teaching license, courts have contemplated the phrase in other contexts, and she cites to Med. Licensing Bd. v. Ward, 449 N.E.2d 1129 (Ind.Ct.App.1983), in which this court reviewed a decision by the trial court to reverse the Medical Licensing Board of Indiana's decision to revoke Dr. Ward's license to practice chiropractic, in which the Board had determined that he "had engaged in `willful or wanton misconduct'" in violation of a specific statute. She also cites to Matter of Edwards, 694 N.E.2d 701, 718-719 (Ind.1998), which held that a lawyer engaged in misconduct by providing legal services in exchange for sexual favors. Id. at 31. She points to a definition of misconduct found in Black's Law Dictionary, noting that "[t]he generally accepted definition of `misconduct in office' is any unlawful behavior by a public officer in relation to the duties of his office, willful in character." Id. at 31-32 (quoting BLACK'S LAW DICTIONARY 901 (5th ed. 1979)).
Terkosky next argues that the ALJ's observation regarding the similarity between the Morrison factors to those in the Indiana Administrative Code is immaterial because 515 Ind. Admin. Code § 9-1-18(h) enumerates factors to be "used at reinstatement hearings when determining whether a teacher is fit to hold a license, or at fitness hearings when a teacher's initial application for licensure has been denied" and "[d]etermination of whether a teacher is fit to hold a teaching license is different from the determination of whether a teacher's conduct constitutes immorality or misconduct in office." Id. at 34-35. She contends that the seventh factor contained in 515 Ind. Admin. Code § 9-1-18(h) examines the extent to which the teacher has been rehabilitated which "is wholly irrelevant in a revocation proceeding," and "[a]ccordingly, it is clear the factors listed in the administrative regulations were not intended to be used in initial revocation hearings, but only in reinstatement and fitness hearings." Id. at 35. She maintains that "[i]nstead of conducting a factor analysis under Morrison, the ALJ should have examined Indiana law as it relates to the meaning of the
The IDOE argues that the ALJ's Order was not arbitrary and capricious, an abuse of discretion, or otherwise not in accordance with law, noting that it "stated that Terkosky's conduct in the various incidents showed a lack of good judgment and that it had adversely impacted one of the children involved," that it "recognized [her] conduct had a negative effect on the assistants who worked in her room," and that it recognized her "licenses were for special education and considered the fact that the students involved were elementary-age special needs students [to be] an aggravating factor in evaluating the conduct." Appellee's Brief 15. Specifically, the IDOE observes the ALJ's analysis under Morrison, noting that "[b]etween the findings, the reasoning and the conclusions ... the ALJ's findings and reasoning are extremely clear" and that "[t]here are no magic words that the ALJ must use to convey her findings and conclusions." Id. at 16.
The IDOE also argues that while Terkosky claims the use of the factors in Morrison is inappropriate, she fails to demonstrate why consideration of them is not persuasive or is contrary to Indiana law. It asserts that, to the extent the seventh factor listed in 515 Ind. Admin. Code § 9-1-18(h) is inapplicable to the instant case, that does not diminish the other factors as considerations to determine whether a suspension or revocation of a license is appropriate. The IDOE states that Terkosky ignores the fact that such factors are merely "factors to be considered," that there is no requirement that all of the factors be met for the ALJ to reach a conclusion, and that "the ALJ did not ignore Indiana law in considering these factors[;] she used [them] to assist in making her determination as to the action, if any, required to be taken regarding Terkosky's teaching license." Id. at 22. The IDOE highlights that the exact format or type of evidence that is used to support the finding is irrelevant and that "[a]s long as there is evidence in the record upon which to make the finding, the format or type of that evidence does not matter." Id. at 25.
We note Conclusion 5 of the ALJ's Order, in which she discusses the relevant law she is to apply:
Appellant's Appendix at 135. The ALJ went on to discuss Morrison, noting that "[c]ourts in other jurisdictions have addressed
In Morrison, the conduct at issue resulting in the revocation of petitioner Morrison's "life diplomas" involved a homosexual relationship between Morrison and another teacher in the public school system. 82 Cal.Rptr. 175, 461 P.2d at 377-379. The California Supreme Court examined Section 13202 of the California Education Code, which "authorizes revocation of life diplomas for `immoral conduct,' `unprofessional conduct,' and `acts involving moral turpitude,'" each of which had been alleged by the Board of Education and warranted revocation. 82 Cal.Rptr. 175, 461 P.2d at 378-379. The court began its analysis by observing that such terms were of a "general" nature and applied "against the holders of a variety of certificates, licenses and government jobs other than teaching," and it had "not attempted to formulate explicit definitions of those terms which would apply to all the statutes in which they are used" and instead "have given those terms more precise meaning by referring in each case to the particular profession or the specific governmental position to which they were applicable." Id. 82 Cal.Rptr. 175, 461 P.2d at 379. In a footnote, the court observed the "redundancy" of the terms "immoral conduct," "unprofessional conduct," and "moral turpitude," noting that they "substantially overlap one another" and "cover much the same conduct as `evident unfitness for service,' which is also a ground for revocation of certificates under section 13202." Id., 82 Cal.Rptr. 175, 461 P.2d at 379 n. 9.
The court examined past cases and suggested that they "give content to language which otherwise would be too sweeping to be meaningful" before noting that "[t]erms such as `immoral or unprofessional conduct' or `moral turpitude' stretch over so wide a range that they embrace an unlimited area of conduct." Id., 82 Cal.Rptr. 175, 461 P.2d at 382. It also observed: "That the meaning of `immoral,' `unprofessional,' and `moral turpitude' must depend upon, and thus relate to, the occupation involved finds further confirmation in the fact that those terms are used in a wide variety of contexts." Id., 82 Cal.Rptr. 175, 461 P.2d at 385. After noting such different contexts, including "technicians, bioanalysts and trainees employed in clinical laboratories," "physicians," "pharmacists," and "employment agency officials," the court stated: "Surely the Legislature did not intend that identical standards of probity should apply to more than half a million professionals and government employees in widely varying fields without regard to their differing duties, responsibilities, and degree of contact with the public." Id. (footnote omitted). The court concluded "that the Board of Education cannot abstractly characterize the conduct in this case as `immoral,' `unprofessional,' or `involving moral turpitude' within the meaning of section 13202 of the Education Code unless that conduct indicates that the petitioner is unfit to teach," id., 82 Cal.Rptr. 175, 461 P.2d at 386, and it identified eight factors which "are relevant to the extent that they assist the board in determining a teacher's fitness to teach, i.e., in determining whether the teacher's future classroom performance and overall impact on his students are likely to meet the board's standards." Those factors are:
Id., 82 Cal.Rptr. 175, 461 P.2d at 386-387.
Here, again the ALJ's Order in Conclusion 5 began by observing that Indiana cases have not interpreted or defined "what constitutes immorality or misconduct for the purposes of license revocation" and discussed Fiscus v. Bd. of Sch. Trs., in which this court adopted a definition of immorality set forth by the Pennsylvania Supreme Court, as well as a dictionary definition of "misconduct," before applying Morrison. Appellant's Appendix at 135. Although the ALJ did not specifically conclude that Terkosky's conduct was either immoral or constituted misconduct in office, we find it clear that the ALJ utilized the Morrison factors in order to determine whether Terkosky's conduct constituted the same, and that the application of Morrison was proper in this regard.
Moreover, the ALJ also recognized the similarity between the Morrison factors and the factors provided by 515 Ind. Admin. Code § 9-1-18(h), which is the mechanism the IDOE applies in considering whether to reinstate a teaching license, as reason for applying Morrison to this case. We observe that 515 Ind. Admin. Code § 9-1-18(h) lists the following factors:
Thus, the only substantive difference between the Morrison factors and those listed in 515 Ind. Admin. Code § 9-1-18(h) is that, in place of the seventh factor in the Indiana Administrative Code, evidence of
Having determined that the ALJ's reliance upon the Morrison factors was proper, we last review whether the ALJ's findings are supported by substantial evidence, i.e., whether the evidence was adequate to support the conclusion that Terkosky's conduct constituted immorality or misconduct in office. Terkosky argues that even if analysis under Morrison and 515 Ind. Admin.Code § 9-1-18(h) is appropriate, "there is not sufficient evidence in the administrative record to support a finding of immorality or misconduct under the Morrison analysis." Appellant's Brief at 36. She notes that the ALJ's findings "indicate that some of the Morrison factors favor [her], and many of the factors are ambiguous at best." Id. Specifically, she suggests that the first and seventh factors favor her, the third, fourth, fifth, and sixth factors are ambiguous, and the eighth factor is "inapposite." Id. at 37-39.
The IDOE argues that the ALJ correctly concluded that Terkosky's conduct in the various incidents showed a lack of good judgment, adversely impacted one of the children, and had a negative effect on the assistants who worked in her room. The IDOE highlights that the March 3, 2010 incidents were not remote. It notes that the ALJ recognized that Terkosky's licenses were for special education and that the students were elementary-age special needs students, which "was an aggravating factor in evaluating the conduct." Appellee's Brief at 15. The ALJ also noted in mitigation Terkosky's "expressed motivation to keep one child from choking on an eraser...." Id. The IDOE asserts that, "[w]ith respect to praiseworthiness or blameworthiness, the ALJ considered the professed intent to help the one child but balanced it against the frustration that seemed to motivate Terkosky's actions." Id. The IDOE notes that the ALJ concluded that the likelihood of recurrence was low because Terkosky was no longer employed as a teacher, and the ALJ "found there would be no chilling effect on teachers' exercise of constitutional rights." Id. Finally, the IDOE contends that Terkosky's arguments are merely an invitation for this court to reweigh the evidence.
The ALJ's Order applied the Morrison factors as follows:
Appellant's Appendix at 136. Based upon this analysis, the ALJ concluded that a suspension of Terkosky's teaching licenses for two years was warranted, noting that "the most serious aggravating factor is that all students involved ... are young special needs students," but that there were "extenuating factors present under the Morrison analysis" which cut against revocation. Id. at 137.
We find that Terkosky's arguments amount to an invitation to reweigh the evidence, which we may not do. However, to the extent that the ALJ in this case failed to specifically identify whether Terkosky's actions were problematic under either the "immorality" or "misconduct in office" prongs of Section 7, we discuss the definitions of each term and apply them to the incidents at issue. First, as noted by both the ALJ and the parties in their briefs, this court has addressed "what constitutes immorality by a teacher" in Fiscus, which recognized an "oft-cited" definition provided by the Pennsylvania Supreme Court in Horosko, as "not essentially confined to a deviation from sex morality; it may be such a course of conduct as offends the morals of the community and is a bad example to the youth whose
Specifically, in Fiscus the court examined the cancellation of a teacher's contract on the basis of immorality for "the single utterance of an obscenity during a 5th-grade art class...."
The court noted that the record revealed the teacher "had an unblemished record in her 12 years of experience," and it acknowledged that it had "grave misgivings regarding the justice of this matter" regarding its belief that this incident had occurred the way it had been interpreted by the school board, but it ruled that under the relevant standard of review "we may not weigh the evidence nor adjudge the credibility of the witnesses, even if we might have drawn a different conclusion. The issue is simply whether the School Board believed the students or the teacher. It believed the students, and we hold the evidence is sufficient." Id. at 1138, 1140-1141 (citation omitted). The court ultimately affirmed the cancellation of Fiscus's contract, citing to a number of out-of-state cases upholding the cancellation of a teacher's contract "because of the in-school use of offensive language" and holding that "[g]iven the above holdings, and the facts that the phrase was uttered during class but not for educational purposes, we do not believe the School Board abused its discretion in concluding that Fiscus's conduct constituted immorality." Id. at 1142.
Regarding misconduct in office, we observe that neither this court nor the Indiana Supreme Court has addressed the definition as squarely as is the case with immorality. However, we have recognized as instructive a case holding that' "[m]isconduct' justifying suspension or revocation of a professional license includes acts done in persistent disregard of the law, those which are malum in se ..., and those which offend generally accepted standards of conduct within the profession, thereby jeopardizing the interests of the profession and the public it serves." Ward, 449 N.E.2d at 1139 (quoting Richardson v. Fla. State Bd. of Dentistry, 326 So.2d 231, 233 (Fla.Dist.Ct.App.1976)). This definition notes multiple ways in which misconduct in office may be present, from committing criminal acts, to acts which are inherently immoral (or malum in se), to acts posing an affront to a certain profession's generally accepted standards of conduct.
Although the incident involving M.F. in which Terkosky "popped" M.F. in the
The incidents involving M.N. similarly do not entail a student safety issue. Indeed, the ALJ's findings indicate that M.N. may have suffered bruising on her arm due to Terkosky's handling of her, grabbing her, and placing her firmly in her chair. The assistants in Terkosky's classroom on that same day appeared to hear Terkosky "smack" M.N., and that although neither assistant Baker or Smith saw what occurred, upon hearing the smacking sound "Baker turned to observe M.N. with her hands up to her face, crying. Smith, who was in a curtained changing area with a student, observed M.N[.] crying, hands to her face, when she exited the changing area several minutes later. Baker observed [Terkosky's] demeanor as `a little frustrated.'" Appellant's Appendix at 132. Terkosky's arguments ignore this incident.
We also note that even with regard to the incident involving M.F., in which Terkosky "popped" M.F. in the mouth to supposedly remove an eraser, there was a disciplinary element present in her actions as Terkosky ordered M.F. to ride the second bus home which was a form of punishment. Also Patterson, an assistant in Terkosky's classroom, heard Terkosky state that "now M.F. can see how mean [Terkosky] really can be," although it was unclear whether Terkosky was referencing the "pop" on the mouth or making M.F. ride the second bus. Id. at 133. Patterson did not observe any sign that M.F. was choking and she did not see M.F. spit out an eraser.
In addition to disciplining M.F. by making her ride the second bus, Terkosky's acts all involved becoming physical with her students. Such acts, especially when viewed together, were found to have offended generally accepted standards of conduct of teachers and accordingly constituted misconduct in office.
For the foregoing reasons, we affirm the trial court's denial of Terkosky's petition for judicial review and affirming the decision of the IDOE to suspend Terkosky's teaching license for two years.
Affirmed.
BAKER, J., and BRADFORD, J., concur.