BROWN, Judge.
Ray Clifton appeals the trial court's order granting summary judgment in favor of defendant Ruby McCammack. Clifton raises five issues, which we consolidate and restate as whether the court erred in granting summary judgment. We reverse and remand.
In August 2012, Clifton, who was born in 1932, was living with his fifty-one year old son Darryl in Indianapolis, Indiana. Clifton and Darryl were "extremely close," and Darryl cared for Clifton after back surgery in February, 2012. Appellant's Appendix at 36. Around 11:15 a.m. on August 3, 2012, Darryl left the home on his
Clifton arrived at the scene about six or seven minutes after leaving the house and observed "a lot of police cars, a lot of people," and he pulled into a Speedway Gas Station. Id. After exiting the vehicle, he approached a few policemen and observed at a distance of about twenty to twenty-five feet a body covered by a white sheet with shoes "sticking out from under the blanket" and a moped, both of which he recognized as Darryl's, and Clifton "knew it had to be him." Id. at 33. McCammack's car was still situated at the scene where it had collided with Darryl. Clifton spoke with an officer and stated that he believed the decedent was his son, and the officer took him to a nearby Arby's to talk. The officer called for a chaplain on Clifton's behalf, and a woman at Arby's spoke with Clifton and said that she prayed with Darryl following the accident and that Darryl "lived about a minute." Id. at 34. Clifton kept repeating "Why? Why? Why?" Id. He observed an ambulance arrive but did not see Darryl being loaded into the ambulance. After about two hours, Clifton's minister and the minister's wife arrived at the Arby's, and they all went back to Clifton's house.
On May 28, 2013, Clifton filed a complaint for damages against McCammack alleging that she was liable for negligent infliction of emotional distress and the associated damages caused by that distress. On July 19, 2013, McCammack timely filed her answer wherein she admitted negligence causing the death of Darryl, noted that she was without sufficient information to admit or deny allegations regarding Clifton learning of the accident, and denied the allegation that she negligently inflicted emotional distress on Clifton. On September 19, 2013, McCammack served her responses to Clifton's Request for Admissions and Interrogatory in which she admitted negligence for the accident but denied that she caused Clifton emotional distress. On August 22, 2013, Clifton was deposed and testified that he believed when he came upon the scene that Darryl's moped "was right up by the front fender and front wheel, on the driver side" and was "against the car." Id. at 33.
On December 11, 2013, McCammack filed a motion for summary judgment, along with a memorandum of law in support of her motion and designation of evidence, arguing that Clifton's claim for negligent infliction of emotional distress did not meet the requirements of the bystander rule. McCammack designated as Exhibit D her affidavit in which she stated that immediately following the impact the moped remained upright and Darryl's body was leaned against the driver's side door, that shortly thereafter certain witnesses
On January 31, 2014, Clifton timely filed his Brief in Opposition to Defendant's Motion for Summary Judgment, and his own Request for Summary Judgment. On February 28, 2014, McCammack filed her Reply to Plaintiff's Brief in Opposition to her Motion for Summary Judgment and her Response Brief to Plaintiff's Motion for Summary Judgment. She also filed a Motion to Strike Exhibit A-2 of Plaintiff's Designation of Exhibits, consisting of a hand-written vehicle crash witness statement completed by Rhonda L. Thompson. On March 20, 2014, Clifton filed his Motion for Leave to File Supplemental Affidavits, and his Objection to McCammack's Motion to Strike. The supplemental affidavits were of two crash witnesses, including Rhonda Thompson and Richard Clevenger, establishing that Darryl Clifton was alive immediately after the crash. On April 9, 2014, the trial court granted Clifton's motion allowing him to file the two supplemental affidavits and denied McCammack's Motion to Strike.
On April 14, 2014, the court heard oral argument on the motions for summary judgment. On April 15, 2014, the trial court issued its Order Granting McCammack's Motion for Summary Judgment which stated as follows:
Id. at 163.
The issue is whether the court erred in granting summary judgment in favor of McCammack. We review a trial court's order granting summary judgment de novo. Alldredge v. Good Samaritan Home, Inc., 9 N.E.3d 1257, 1259 (Ind. 2014). We apply the same standard as the trial court: summary judgment is appropriate only where the moving party demonstrates there is no genuine issue of material fact and he is entitled to judgment as a matter of law. Id.; see also Ind. Trial Rule 56(C). If the moving party carries his burden, the non-moving party must then demonstrate the existence of a genuine issue of material fact in order to survive summary judgment. Id. Just as the trial court does, we resolve all questions and view all evidence in the light most favorable to the non-moving party, so as to not improperly deny him his day in court. Id. Our review of a summary judgment motion is limited to those materials designated to the trial court. Mangold ex rel. Mangold v. Ind. Dep't of Natural Res., 756 N.E.2d 970, 973 (Ind.2001). In reviewing
The tort for negligent infliction of emotional distress traditionally required that the person claiming emotional injuries may recover damages "only when the distress is accompanied by and results from a physical injury caused by an impact to the person seeking recovery." Shuamber v. Henderson, 579 N.E.2d 452, 454 (Ind. 1991). In Shuamber, however, the Indiana Supreme Court abrogated the traditional "impact rule" and extended the tort to "instances where the distress is the result of a physical injury negligently inflicted on another." Id. at 455. The Shuamber rule, sometimes referred to as the "modified impact rule," allows for negligent infliction of emotional distress claims in such cases:
Id. at 456.
The Indiana Supreme Court again extended the scope of who may bring a claim for negligent infliction of emotional distress in Groves v. Taylor, 729 N.E.2d 569 (Ind.2000). In Groves, the Court noted that "it is undisputed that the plaintiff did not suffer the kind of direct impact required by Shuamber to recover as a bystander for emotional distress." Groves, 729 N.E.2d at 572. The Court explained that "[t]he value of requiring `direct impact' is that it provides clear and unambiguous evidence that the plaintiff was so directly involved in the incident giving rise to the emotional trauma that it is unlikely that the claim is merely spurious," but that "there may well be circumstances where, while the plaintiff does not sustain a direct impact, the plaintiff is sufficiently directly involved in the incident giving rise to the emotional trauma that we are able to distinguish legitimate claims from the mere spurious." Id. The Court discussed and adopted the reasoning of a case from the Wisconsin Supreme Court, Bowen v. Lumbermens Mut. Cas. Co., 183 Wis.2d 627, 517 N.W.2d 432 (1994), which observed that negligent infliction of emotional distress claims have historically raised two concerns: "(1) establishing the authenticity of the claim and (2) ensuring fairness of the financial burden placed upon a defendant whose conduct was negligent." Id. (quoting Bowen, 517 N.W.2d at 443). The Wisconsin Court identified three factors which "taken together, help assure that the claim in this case is genuine [and] that allowing recovery is not likely to place an unreasonable burden upon the defendant," id. (quoting Bowen, 517 N.W.2d at 444), and which the Groves Court formulated as follows:
Id. at 572-573. The Court declared, in what is known as the "bystander rule," that:
Id. at 573.
The Court next discussed the bystander rule in Smith v. Toney, 862 N.E.2d 656 (Ind.2007). The Smith case came to the Court as a certified question from the United States District Court for the Southern District of Indiana in which the Court was asked to address the following:
862 N.E.2d at 657.
In Smith, Eli Welch and his fiancee Amy Smith fell asleep watching television at the home of Smith and her parents, and at approximately 3:30 a.m. Smith awoke and told Welch he needed to go home. Id. at 658. Welch told Smith that he would call her when he arrived at his house and left, and Smith fell back to sleep. Id. As Welch was driving home, his car collided with a tractor-trailer. Id. An emergency response team was dispatched to the scene of the accident at 3:53 a.m., and Welch was declared a fatality at 4:05 a.m. Id. Welch's body was extricated from his vehicle between 5:50 and 5:55 a.m., was immediately placed in a body bag, and was then moved
Around 5:30 a.m., Smith awoke and realized that Welch had not called her. Id. She called Welch's home and cell phone but received no response. Id. She left her house at approximately 6:00 a.m., drove the route Welch normally took to his house, and came upon the scene of the accident. Id. She remembered seeing Welch's "smashed up" vehicle and police officers standing by. Id. She slowed her car as she drove by the scene, but she did not stop or speak to anyone. Id. Smith called Welch's sister's house at 6:14 a.m., which, according to her, was immediately placed after she came upon the accident scene, and spoke with Welch's brother-in-law. Id. Smith had no present recollection of seeing any part of Welch's body when she came upon the scene of the accident, but she testified that Welch's brother-in-law told her that during their phone conversation she told him that she saw Welch's hand. Id. Smith drove from the scene to Welch's sister house, where she learned of Welch's death before 7:07 a.m. Id.
On appeal, the Court began by concluding that "both the relationship and proximity requirements under Groves are issues of law." Id. The Court observed in doing so that this conclusion was consistent with the Wisconsin Supreme Court's pronouncements in Bowen. Id. at 659-660. The Court proceeded to address "the questions of (1) whether a fiancee is an `analogous' relationship as that term is used in Groves and (2) whether `soon after the death of a loved one' is a matter of time alone or also of circumstances." Id. at 660. Regarding the first question, the Court declined to find the relationship of two people engaged to be married as a relationship "`analogous to a spouse' under Groves," observing that marriage affords "a bright line and is often adopted by the legislature in defining permissible tort recovery" and "avoids the need to explore the intimate details of a relationship that a claimant asserts is `analogous' to marriage," and also limits "defendants' liability... to ... the array of persons to whom a negligent defendant is potentially liable." Id. at 660-662.
The Court proceeded to address whether the proximity requirement of the bystander rule — whether a plaintiff "came on the scene soon after the death of a loved one — is a matter of time alone or also of circumstances." Id. at 662. The Court concluded that the proximity requirement was indeed both a matter of time and circumstances, noting that the Groves court "essentially followed Bowen in adopting" the bystander rule, that Bowen "expressed the limitations as permitting recovery only by claimants who witnessed the accident or experienced the `gruesome aftermath' of the accident `minutes' after the accident occurred with the victim at the scene," and that Bowen "explained that drawing a line was necessary because witnessing such an incident was `distinct' from learning of a victim's death or injury indirectly." Id. (quoting Bowen, 517 N.W.2d at 445). The Court concluded as follows:
Id. at 662-663.
Clifton begins by noting that limitations on bystander claims "are designed to allow legitimate claims, while preventing illegitimate and spurious claims." Appellant's Brief at 9. Clifton discusses Blackwell v. Dykes Funeral Homes, Inc., 771 N.E.2d 692 (Ind.Ct.App.2002), reh'g denied, trans. denied, and argues that the rule of that case "stressed that the relevant inquiry is whether the evidence indicates a legitimate claim that is not spurious" when it allowed emotional distress damages despite the plaintiffs not meeting the three-part bystander test. Id. at 11 (discussing Blackwell, 771 N.E.2d at 693-694, 697).
Clifton argues that his bystander claim is "legitimate" and that the "evidence shows he suffered severe emotional distress from learning of his son's death, and finding him dead in the street, when [he] came upon the scene of a traffic collision." Id. He argues that his claim is within the bystander rule as espoused in Groves, Blackwell, and Ryan, He asserts that he "had sufficient `direct involvement' in Darryl's death" under Groves when "[h]e came on the scene ... 23 minutes after his death." Id. at 15. He maintains that "[t]he evidence is undisputed that [he] did not know, at any time before he came on the crash scene, that his son was involved in this fatal crash" and that he was only "worried about his son after seeing a television news bulletin." Id. He argues that he "did not know where his son was going when he left home" and "did not know whether he was involved in a crash, much less killed, at the time that [he] drove to the crash scene." Id. at 15-16 n. 4. Clifton further argues that his claim "meets the dicta requirements of Smith v. Toney because the crash scene was essentially unchanged when its gruesome aftermath was viewed by Clifton" and "[t]o argue otherwise is to elevate form over substance...."
McCammack argues that "Clifton is asking the court to expand the scope of the bystander rule to allow recovery for negligent infliction of emotional distress without witnessing either the accident itself or any of the injuries or resulting death." Appellee's Brief at 9. She notes that the Indiana Supreme Court in Smith stated that "bystander claims are `not meant to compensate every emotional trauma. Rather they are limited to those that arise from the shock of experiencing the traumatic event.'" Id. at 12 (quoting Smith, 862 N.E.2d at 663). She cites to the following text from Bowen as follows:
Bowen, 517 N.W.2d at 444-445.
McCammack asserts that "Clifton cannot prove the essential element of fortuity... because he did not witness the accident
In his reply brief, Clifton argues that McCammack misstates certain facts in her brief, including that: (1) "Clifton `believed'... Darryl `was involved'" where his deposition testimony "makes clear that while [he] worried that his son might have been a victim ... he did not know him to be involved ... until [he] arrived at the crash scene" and accordingly "did not learn of Darryl's death through `indirect means;'" (2) his deposition and affidavit testimony states that the moped "was right up next to McCammack's automobile at the time he arrived on the scene," which was corroborated by Rhonda Thompson in her affidavit, and that this evidentiary conflict must be resolved in his favor; and (3) the timeframe in which the events occurred. Reply Brief at 2-3. He also argues that McCammack's reading of Smith v. Toney is incorrect in that it characterizes the relevant portion as the holding, but in fact that portion "was not necessary to the determination of the case and constitutes non-binding obiter dictum." Id. at 3. He further asserts that McCammack "admits there is `no dispute that actual, legitimate grief occurred'" and thus "[t]he public policy underlying the law on bystander claims is well served by allowing [his] claim...." Id. at 5. Finally, Clifton argues that the rule in Johnson is inapplicable because the plaintiff in that case "knew his mother had died and had already seen her dead body, before exposing himself to the removal of her body." Id. at 6.
The Court in Smith held in answering the first certified question that "both the relationship and proximity requirements under Groves are issues of law." 862 N.E.2d at 658. Thus, whether Clifton's claim for damages may proceed under the bystander rule is for the court to decide. Also, to the extent that Clifton invites this court to not apply the applicable language in Smith concerning the Court's analysis of the second certified question to the instant facts, suggesting that such discussion was "obiter dictum," we decline his invitation.
As noted above, it is undisputed that the relationship between Clifton and decedent Darryl satisfies the bystander rule's relationship requirement and that McCammack
Again, Smith discussed the bystander rule's proximity requirement and noted that it was a matter of both time and circumstances and cited to Bowen for the proposition that the rule limits recovery to "claimants who witnessed the accident or experienced the `gruesome aftermath' of the accident `minutes' after the accident occurred with the victim at the scene," which "was `distinct' from learning of a victim's death or injury indirectly." 862 N.E.2d at 662 (quoting Bowen, 517 N.W.2d at 445). The court stated specifically:
Id. at 663. Thus, under Smith, analyzing the proximity requirement of the bystander rule when the claimant comes on the scene "soon after the death of a loved one" involves two prongs which are: (1) temporal; and (2) circumstantial.
First, regarding the temporal prong, the question is whether, when Clifton arrived at the scene of the crash, it was "essentially as it was at the time of the incident, [and that Darryl was] in essentially the same condition as immediately following the incident." Id. The parties' arguments regarding the temporal prong relate to whether the time that elapsed between the accident and Clifton's arrival was a matter of minutes after the accident occurred, and whether the crash scene had been altered to the point that Clifton did not view the gruesome aftermath.
The accident between Darryl and McCammack occurred at approximately 11:28 a.m. The affidavits of Rhonda Thompson and Richard Clevenger state that Darryl did not die immediately after the crash and that he was "making gurgling sounds." Appellant's Appendix at 152. Clifton was told by a woman at the scene that she prayed with Darryl following the accident and that he "lived about a minute." Id. at 34. Darryl's death certificate notes the time of death as 11:43 a.m. Clifton saw the news report at around noon and left his home "as quick as [he] could" to drive to the scene. Id. at 32. The drive took approximately six or seven minutes. Thus, Clifton arrived at the scene approximately forty minutes following the accident and approximately twenty-five minutes after Darryl passed away. We believe this time period satisfies the time prong of Clifton's bystander claim.
Regarding the state of the crash scene when Clifton arrived, the designated evidence reveals that there were "a lot of police cars, a lot of people." Id. He observed Darryl's moped and Darryl's body, which was covered by a blanket, at a distance of approximately twenty to twenty-five feet. Darryl's shoes, which he recognized immediately, were "sticking out from under the blanket." Id. at 33. Based on the shoes and the moped, Clifton "knew it had to be [Darryl]." Id. Clifton did not arrive in time to view certain witnesses move Clifton's body from against McCammack's vehicle and administer CPR. He testified in his deposition that he believed when he came upon the scene Darryl's moped "was right up by the front fender
Second, the circumstantial prong requires the court to analyze the circumstances by which the claimant came upon the scene. These facts present the specific question of whether Clifton was "informed of the incident before coming upon the scene," Smith, 862 N.E.2d at 663, based on the news report he viewed and the inferences he made. As noted above, the news reported "a motorbike fatality in the 3300 block of Kentucky Avenue." Id. at 32. It did not report the name of the victim, nor did it include any photos or video footage of the crash scene. The news report gave Clifton a "very bad feeling" because he "knew Darryl had just left on his motorbike" and Kentucky Avenue was "the route he always took to go in town," and Clifton "definitely was upset." Id. Clifton then made the decision to leave his home to seek the location of the accident and to investigate if Darryl was involved in it.
Again, as noted in Smith, the policy underlying the bystander rule is to allow claims where the plaintiff sustains emotional injuries arising "from the shock of experiencing the traumatic event." 862 N.E.2d at 663. The Bowen Court deemed this line to be "necessary because witnessing such an incident was `distinct' from learning of a victim's death or injury indirectly." Id. at 662 (quoting Bowen, 517 N.W.2d at 445). We find that although Clifton was worried that his son may have been involved in the crash and left his home based upon such concern, he did not have knowledge that Darryl was in fact the person involved in the accident prior to arriving at the scene. Upon learning that Darryl was the victim, Clifton informed an officer that he believed the victim was his son, the officer took Clifton to a nearby Arby's to talk, and at the Arby's Clifton kept repeating "Why? Why? Why?" Id. at 33. Thus, we find that Clifton suffered emotional trauma from the "shock of experiencing the traumatic event" at the crash scene. Smith, 862 N.E.2d at 663. Cf. Johnson, 971 N.E.2d at 153-155, 161-162 (holding that plaintiff was not entitled to damages for negligent infliction of emotional distress where the plaintiff knew of his mother's death and left the apartment where they lived but later returned to the apartment, at which time he sustained his claimed emotional injuries under the bystander rule).
Finally, we find this court's decision in Ryan consistent with our conclusion that Clifton's claim satisfies the bystander rule. In Ryan, Tonia Ryan was pregnant with a baby fathered by her husband Kevin, and during her pregnancy her doctor, Dr. Brown, recorded her blood pressure at several of her appointments. 827 N.E.2d at 115. During her thirty-fourth week of pregnancy, Tonia phoned Dr. Brown's office to "report her concern about having noticed decreased fetal movement over the previous two days," and she and Kevin met
On appeal, this court reversed the trial court's grant of summary judgment regarding the Ryans' negligent infliction of emotional distress claims. Id. at 118, 124. Regarding Tonia, the court held that she "can satisfy Shuamber's modified impact rule."
As in Ryan, here Clifton came on the scene soon after Darryl's death. He witnessed
For the foregoing reasons, we reverse the trial court's grant of summary judgment in favor of McCammack, grant summary judgment in favor of Clifton, and remand for a trial on damages.
Reversed and remanded.
BAILEY, J., and MAY, J., concur.