VAIDIK, Chief Judge.
Charged with possession of methamphetamine and other offenses, Susan Sturdivant told the trial court — at multiple pretrial hearings over the course of fourteen months — that she wanted to waive her right to counsel and represent herself. The court allowed her to do so, and a jury convicted her on all charges. Now represented by an attorney, Sturdivant claims that she is mentally ill and that the trial court should have denied her request for self-representation under Indiana v. Edwards, 554 U.S. 164, 128 S.Ct. 2379, 171 L.Ed.2d 345 (2008), which recognized the authority of trial courts to insist upon representation by counsel for those defendants who "suffer from severe mental illness to the point where they are not competent to conduct trial proceedings by themselves." Because the trial court was in the best position to judge Sturdivant's competency and there is no evidence that Sturdivant was suffering from "severe mental illness," we affirm the trial court's decision to allow her to conduct her own defense.
Early one morning in August 2014, a Delphi police officer stopped Sturdivant's pickup after Sturdivant twice failed to use a turn signal. Other officers arrived at the scene, and Sturdivant's behavior — "yelling and screaming," "talking extremely fast," "licking her lips constantly," "fidgeting a lot," 10/27/15 Tr. p. 27-30 — led to a dog sniff of her pickup. The dog alerted to the presence of drugs, and the officers found marijuana and a clear baggie containing a white powdery substance that tested positive for methamphetamine. An officer then obtained a warrant to test Sturdivant's blood, which revealed the presence of methamphetamine. Sturdivant was charged with possession of methamphetamine, possession of marijuana, operating while intoxicated, and operating with a controlled substance in her body.
At the initial hearing on August 25, 2014, Sturdivant and the other defendants present were advised as follows with regard to the right to counsel:
8/25/14 Tr. p. 4-5. Later, as the court discussed Sturdivant's specific charges and potential penalties with her, Sturdivant said, "The Constitution of the citizens rights state a person cannot pass or bridge any law to violate a person's constitutional right. It's wrote on eight and a half by eleven, a legal documentation, it's eight and a half by fourteen, to the clerk...." Id. at 12. Nonetheless, Sturdivant eventually stated that she understood the charges against her. The court then asked, "[D]id you want to be represented by a lawyer?" Id. at 18. Sturdivant responded, "No I do not." Id.
At a pretrial conference held in October 2014, the trial court noted its concern with Sturdivant's self-representation:
10/8/14 Tr. p. 4. The court also addressed various discovery and scheduling issues with Sturdivant.
The next pretrial conference was held on March 26, 2015, five days before Sturdivant's trial was to begin. The trial court began by explaining to Sturdivant how jury trials typically proceed, including jury selection, preliminary instructions, opening statements, examination and cross-examination of witnesses, exhibits, the defendant's decision whether to testify, closing arguments, final instructions, the ultimate burden of proof on the State, and jury deliberations. After Sturdivant indicated her understanding of the process, the court stated, "It sounds simple now but it's not." 3/26/15 Tr. p. 9. Sturdivant replied, "I know it's not." Id. Nonetheless, the court revisited the right to counsel, and Sturdivant agreed to the appointment of an attorney:
Id. at 10. The court appointed an attorney, who then requested and was granted a continuance of the trial.
When the parties returned to court for a pretrial conference on June 26, 2015, Sturdivant's attorney filed a motion to withdraw from the appointment, citing a "breakdown in communication." 6/26/15 Tr. p. 4. When Sturdivant agreed and indicated her desire to go forward without an attorney, the court gave her the same right-to-counsel advisement it had given her at the initial hearing, adding:
Id. at 5-6. Sturdivant said that she understood the advantages of having counsel but that she nonetheless wanted to represent herself.
At a pretrial conference on September 17, 2015, the court and the parties discussed preliminary jury instructions and various discovery issues, the State's witness list, jury selection, and opening statements. In objecting to the jury instructions, Sturdivant asserted that "you can't use State laws to run your courtroom," that "state laws are prohibited I believe by a couple of the amendments, of the Bill of Rights," and that "Indiana can't have a constitution." 9/17/15 Tr. p. 5, 7. The court later asked Sturdivant if she wanted standby counsel. When Sturdivant declined, the court sought to clarify the role of standby counsel: "Are you sure? Because I'd like to[;] they won't have to sit there and do anything other than just be there for questions." Id. at 18. Sturdivant insisted that she wanted to proceed without counsel.
The final pretrial conference was held on October 26, 2015, the day before trial. The prosecutor, at Sturdivant's request, summarized the expected testimony of each of the State's witnesses. The court also discussed various evidentiary matters with Sturdivant and returned to the issue of counsel:
10/26/15 Tr. p. 12-13. The court gave Sturdivant the same right-to-counsel advisements that it had given her previously, and Sturdivant confirmed that she understood her rights and that she still wished to proceed without counsel or standby counsel. Sturdivant then asked, "If I'm found guilty, am I going to be executed?" Id. at 15. The court told her that she would not be and explained to her once again the charges she was facing. Before
On the morning of trial, the court repeated the right-to-counsel advisements a final time, and Sturdivant indicated her understanding. Sturdivant then objected to the entire proceeding based on "Mayberry vs. Madison" (presumably a reference to the United States Supreme Court's 1803 decision in Marbury v. Madison) and argued that "judicial immunity [is] unconstitutional." 10/27/15 Tr. p. 9-10. The court rejected these claims, and the trial proceeded as scheduled. Sturdivant lodged several invalid objections to the State's evidence, asked many puzzling questions of witnesses, made certain damaging mistakes and admissions in front of the jury, and pressed various flawed legal theories. At one point, Sturdivant informed a testifying officer that "treason is punishable by death." Id. at 57. The jury found Sturdivant guilty on all counts. In sentencing Sturdivant, the trial court stated its belief that "there may be some undiagnosed mental illness" and found this to be a mitigating circumstance. 11/23/15 Tr. p. 15.
Sturdivant now appeals.
Sturdivant contends that the trial court should not have allowed her to represent herself, despite the fact that she had a constitutional right to do so and the fact that she explicitly and repeatedly expressed her desire to exercise that right. She notes that a prerequisite to self-representation is a knowing, intelligent, and voluntary waiver of a closely related right — the right to be represented by an attorney — and she argues that her waiver of that right in this case was not knowing and intelligent (she concedes that it was voluntary). Unlike most defendants who make such a claim, Sturdivant does not challenge the adequacy of the trial court's advisements regarding the dangers of self-representation and the benefits of counsel. See, e.g., United States v. Moya-Gomez, 860 F.2d 706, 733 (7th Cir.1988) ("When the district court permits the defendant to proceed pro se, the appeal, like the one presently before this court, inevitably will focus on whether the court adequately informed him of the dangers and disadvantages of self-representation."), reh'g denied. Nor does she deny that she consistently indicated to the trial court that she understood its advisements. Instead, she asserts that she also made "bizarre statements" and "incorrect and unusual legal arguments" that should have led the trial court to conclude that she was too mentally ill to represent herself and therefore wholly incapable of making a knowing and intelligent waiver — regardless of the clarity of the court's advisements and her acknowledgements in response. Appellant's Reply Br. p. 11.
Sturdivant's argument highlights a conflict that confronts trial courts whenever defendants announce an intention to represent themselves. We have recognized "the tension between the right to counsel and the right of self-representation, and the difficult position in which this places the trial court." Dowell v. State, 557 N.E.2d 1063, 1066 (Ind.Ct.App.1990), trans. denied. "Because these rights are reciprocal, to assert one necessitates a waiver of the other." Id. "If the trial court allows the defendant to proceed pro se, it may have denied the defendant the right to counsel, and if the trial court appoints counsel, it may have violated the defendant's right to proceed pro se." Id. As such, no matter what decision the trial court ultimately makes — whether to honor the defendant's request to represent herself or to deny it — the defendant is likely to appeal if convicted. Moya-Gomez, 860 F.2d at 732-33.
Faretta v. California, 422 U.S. 806, 834, 95 S.Ct. 2525, 45 L.Ed.2d 562 (1975) (citation omitted).
That said, the right of self-representation, like most constitutional rights, is not absolute. In Indiana v. Edwards, the Supreme Court held that a trial court can insist upon representation by counsel for those defendants who "suffer from severe mental illness to the point where they are not competent to conduct trial proceedings by themselves." 554 U.S. 164, 178, 128 S.Ct. 2379, 171 L.Ed.2d 345 (2008). Sturdivant argues that her statements and overall performance in representing herself should have led the trial court to conclude that she belonged in this category of defendants and to appoint an attorney against her wishes.
In making this argument, Sturdivant faces an uphill battle. On remand from Indiana v. Edwards, the Indiana Supreme Court held that determining whether a particular defendant is too mentally ill to conduct her own defense involves "a fact-sensitive evaluation of the defendant's capabilities that the trial court is best-situated to make." Edwards v. State, 902 N.E.2d 821, 824 (Ind.2009); see also Jackson v. State, 868 N.E.2d 494, 503 (Ind. 2007) (explaining that trial court "is in the best position to assess whether a defendant has knowingly and intelligently waived counsel"). As such, we will overturn a trial court's decision in this regard only if it is clearly erroneous — if it is "unsupported by the facts and circumstances before the trial court together with any reasonable inferences to be drawn therefrom." Edwards v. State, 902 N.E.2d at 824.
Sturdivant contends that the trial court should have found her to be severely mentally ill for purposes of Indiana v. Edwards based on her "bizarre statements as well as incorrect and unusual legal arguments" before and during trial, including those noted above: "The Constitution of the citizens rights state a person cannot pass or bridge any law to violate a person's constitutional right. It's wrote on eight and a half by eleven, a legal documentation, it's eight and a half by fourteen, to the clerk," 8/25/14 Tr. p. 12; "you can't use State laws to run your courtroom," "state laws are prohibited I believe by a couple of the amendments, of the Bill of Rights," and "Indiana can't have a constitution," 9/17/15 Tr. p. 5, 7; "If I'm found guilty, am I going to be executed?" 10/26/15 Tr. p. 15; objecting to the proceeding based on
While some of Sturdivant's statements were undeniably strange, and she clearly lacked the legal skills of an experienced criminal defense attorney, this is not the stuff of "severe mental illness" under Indiana v. Edwards. In that case, in which the trial court's insistence on representation by counsel was ultimately affirmed by the Indiana Supreme Court, the evidence showed:
Edwards v. State, 902 N.E.2d at 827. Here, there was no such evidence before the trial court. Most notably, there is no evidence Sturdivant has ever been evaluated by a mental-health professional, let alone diagnosed with a mental illness. And to the extent that there were some indicators of mental illness, they certainly were not sufficient to outweigh Sturdivant's explicit and repeated requests to waive counsel and represent herself.
Sturdivant also argues that even if her odd statements and legal arguments did not demonstrate severe mental illness that rendered her incompetent to represent herself, they were sufficient to prompt a further inquiry by the trial court — especially in light of the fact that the trial court itself later expressed its belief that "there may be some undiagnosed mental illness." 11/23/15 Tr. p. 15. She contends that the trial court would have learned that she was court-ordered to undergo psychiatric evaluations in two previous criminal cases — at the State's request in the first case, at her own attorney's request in the second — and that this additional information would have caused the trial court to insist on representation by counsel in this case.
We agree that, under the circumstances, some further probing by the trial court would have been appropriate. See Dowell, 557 N.E.2d at 1067 (explaining that trial court should inquire into defendant's mental capacity "if there is any question as to the defendant's mental state"). However, even assuming that the trial court would have discovered the existence of the prior court orders, we cannot agree that knowledge of those orders would have led the trial court to find Sturdivant incompetent to represent herself. First, those orders were issued in late 2005 and early 2006, more than eight years
We stress once again that trial courts are in the best position to assess the competency of criminal defendants and the knowingness and intelligence of waivers of the right to counsel and that we can only reverse a trial court's determination if it was clearly erroneous. See Edwards v. State, 902 N.E.2d at 824; Jackson, 868 N.E.2d at 503. Here, the trial court had numerous opportunities to converse with and observe Sturdivant during more than a year of pretrial hearings. Sturdivant does not direct us to any facts that the trial court knew or could have discovered that would have supported a finding of severe mental illness. Therefore, we cannot say that the trial court's decision to allow Sturdivant to represent herself was clearly erroneous.
Affirmed.
BAKER, J., and NAJAM, J., concur.