On Petition to Transfer from the Indiana Court of Appeals, No. 25A03-1003-CR-155
DAVID, Justice.
At a bench trial, the defendant made a relevance objection when the State elicited testimony on the length of the defendant's suspended sentence for a prior crime. We hold, under the facts of this case, that the length of the defendant's suspended sentence was both relevant and admissible. We also reaffirm the limitation on the judicial-temperance presumption, as stated in Fletcher v. State, 264 Ind. 132, 340 N.E.2d 771 (1976).
In June 2008, a group of people, including Joshua Konopasek and Mitchell Green, gathered for a party at a house in Rochester, Indiana. At some point, Green wore Konopasek's sunglasses and continued to wear them on his head throughout the night. Several hours later, Green prepared to leave while still in possession of the sunglasses. As Green walked through the door, Konopasek shoved him from behind. Green fell to the ground outside, and Konopasek stood over Green and said, "You wanna take my sh**?" He then stomped on Green's head, which broke Green's jaw and rendered Green unconscious.
The State charged Konopasek with battery causing serious bodily injury. At the bench trial, the State presented witnesses implicating Konopasek. Konopasek took the stand in his own defense and recounted the incident differently. He claimed that after he confronted Green about the sunglasses, Green pushed him first. Konopasek also contended that although he shoved Green, he was not responsible for Green's injuries. The facts of the case were highly controverted.
On direct examination, Konopasek's attorney elicited testimony from Konopasek regarding his probationary status. On cross-examination, the State further inquired into Konopasek's probation, and defense counsel objected that the inquiry was not relevant to the case. The trial court overruled the objection.
The trial court found Konopasek guilty as charged and subsequently sentenced him to eight years with six years suspended and credit for time served.
Konopasek appealed, arguing that (1) there was insufficient evidence to convict him of battery causing serious bodily injury; (2) there was insufficient evidence to disprove his self-defense claim; and (3) the trial court abused its discretion when admitting evidence elicited by the State regarding Konopasek's probation. The Court of Appeals agreed with the trial court and found sufficient evidence to support the conviction and disprove the self-defense claim. Konopasek v. State, 934 N.E.2d 762, 765 (Ind.Ct.App.2010). The Court of Appeals then found that the trial court should not have admitted the evidence in question but concluded the error was harmless. Id. at 766. Specifically, the Court of Appeals held that Konopasek did not overcome the judicial-temperance presumption—the presumption that in a bench trial the judge will disregard inadmissible and irrelevant evidence. Id. at 767. Konopasek sought transfer.
We granted transfer (1) to address the admissibility of the evidence in question and (2) to reaffirm Fletcher v. State, 264 Ind. 132, 340 N.E.2d 771 (1976), as it relates to the judicial-temperance presumption. We summarily affirm the decision of the Court of Appeals on the remaining issues. Ind. Appellate Rule 58(A)(2).
Konopasek argues that the trial court abused its discretion in admitting evidence elicited by the State regarding his probation. The Court of Appeals decided the evidence was inadmissible but ultimately found harmless error. Konopasek, 934 N.E.2d at 766. For the reasons explained below, we find that the trial court did not abuse its discretion because the evidence was relevant and admissible.
On direct examination, defense counsel elicited testimony from Konopasek about the days immediately following the incident:
On cross-examination, the State further inquired into Konopasek's probation:
Before the defendant answered, the following colloquy took place:
Before deciding whether the State's elicited testimony regarding Konopasek's probation is admissible, we address two threshold issues. First, we determine to what admission of evidence Konopasek directed his objection. Second, we determine
"Failure to object to the admission of evidence at trial normally results in waiver and precludes appellate review unless its admission constitutes fundamental error."
Furthermore, a defendant may not argue one ground for an objection to the admission of evidence at trial and then raise new grounds on appeal. Gill v. State, 730 N.E.2d 709, 711 (Ind.2000). This ensures that a trial judge is fully alerted to the legal issue being raised.
Indiana Evidence Rule 401 provides a liberal standard for relevancy, and we review a trial court's ruling on relevance for an abuse of discretion. Id. Relevant evidence is "evidence having any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence." Ind. Evidence Rule 401. Indiana Evidence Rule 616 explicitly makes "evidence of bias, prejudice, or interest of the witness for or against any party" relevant and
On direct examination, Konopasek testified to his probationary status in an effort to support his credibility. By stating that he was forthright about the incident with his probation officer, Konopasek wanted to leave the impression that he was an honest individual. The State further inquired into Konopasek's probation to show a different effect Konopasek's probation could have on his credibility: because Konopasek was facing significant revocation time, he had an interest to falsify his testimony and claim self-defense. This was a classic "he said—he said" case, and evidence impeaching Konopasek was significantly relevant.
We further find that the probative value of the evidence was not outweighed by unfair prejudice. See Evid. R. 403. In cases where trial testimonies are the bulk of the evidence, credibility is a key factor. As a result, impeachment evidence can be highly probative. As a probationer, Konopasek knew he faced significant jail time if convicted of this subsequent offense and thus had an interest in lying. Furthermore, this testimony is not unfairly prejudicial. Arguably, this same evidence could work in Konopasek's favor. The fact that Konopasek faced significant revocation time could support a theory that Konopasek would not have risked violating his probation by committing a subsequent crime. In short, the probative value of the testimony was not outweighed by the danger of unfair prejudice.
"We generally presume that in a proceeding tried to the bench a court renders its decisions solely on the basis of relevant and probative evidence." Coleman v. State, 558 N.E.2d 1059, 1062 (Ind. 1990). This longstanding principle has been termed the judicial-temperance presumption. The judicial-temperance presumption, although broad, is not without limits.
In Fletcher v. State, 264 Ind. 132, 340 N.E.2d 771 (1976), the defendant made a specific objection to the admission of a prior conviction at a bench trial. The trial court overruled the objection. The defendant appealed, arguing that the trial court should not have admitted the evidence. Id. at 134, 340 N.E.2d at 773. The Court of Appeals did not review defendant's argument on the merits, finding the judicial-temperance presumption controlling. Id. On review, this Court set parameters on the judicial-temperance presumption in cases where a defendant makes a specific objection to the admission of evidence: "It is a curious ratiocinative process which presumes that the trial court will disregard that which it holds admissible over specific objection." Id. Accordingly, this Court did not apply the presumption, continued to analyze the defendant's argument, and ultimately determined the conviction was admissible for impeachment purposes. Id. at 137, 340 N.E.2d at 774-75.
We do not need to apply the judicial-temperance presumption to Konopasek's case because the evidence in question was relevant and admissible. However, because we believe the Court of Appeals engaged the judicial-temperance presumption
Because the Court of Appeals found the evidence of Konopasek's probation inadmissible, it then analyzed whether the error in admitting the evidence was harmless. Konopasek, 934 N.E.2d at 766. The Court of Appeals found that Konopasek had not overcome the judicial-temperance presumption and concluded the trial court disregarded the inadmissible evidence when rendering its decision. Id. at 766-67. In reaching that conclusion, the court distinguished Konopasek's case from a prior Court of Appeals decision in which the judicial-temperance presumption had been overcome. Id. (relying on Shanks v. State, 640 N.E.2d 734 (Ind.Ct.App.1994)). The court relied on the following language from the Shanks opinion: "[W]e hold that where heretofore admissible evidence becomes inadmissible, the presumption does not apply." Id. at 767 (emphasis and internal quotation marks omitted) (quoting Shanks, 640 N.E.2d at 738). Because Konopasek's case did not involve evidence that was admissible at the time of trial but later become inadmissible due to a change in the law, the Court of Appeals "decline[d] to extend the Shanks holding beyond the unique situation before that panel." Id. We do not find the Shanks holding to be this narrow.
Shanks involved the admission of depraved-sexual-instinct evidence at a bench trial of a defendant charged with child molesting. 640 N.E.2d at 735. The State sought to introduce evidence of defendant's prior uncharged acts of molestation. Id. At the time of the bench trial, the evidence was admissible under the depraved-sexual-instinct exception—an exception to the general rule that evidence of prior bad acts is inadmissible to show action in conformity with a particular character trait. Id. at 736-37. Despite the exception, the defendant made a specific objection to the admission. The trial court overruled the objection, stating it was admitting the evidence under the exception. Id. at 737. The defendant was ultimately convicted. While the defendant's appeal was pending, this Court decided Lannan v. State, 600 N.E.2d 1334 (Ind.1992), which abolished the depraved-sexual-instinct exception and rendered the evidence in question inadmissible. The Court of Appeals in Shanks found three reasons the judicial-temperance presumption was overcome: (1) the trial court expressly stated a prohibited purpose for admitting the evidence; (2) the type of evidence was admissible at the time of trial but was held inadmissible while defendant's appeal was pending; and (3) the trial court admitted the evidence over a specific objection. 640 N.E.2d at 737-739. The Court of Appeals then engaged in harmless-error analysis,
The Shanks court enumerated three different reasons—including the one stated in Fletcher—for rejecting the judicial-temperance presumption. Although the Shanks opinion questioned the viability of the Fletcher limitation, it recognized that Fletcher is still good law. Shanks, 640 N.E.2d at 739. But in Konopasek's case, once the Court of Appeals found the evidence in question inadmissible, it did not address whether Konopasek's objection at trial defeated the judicial-temperance presumption under the Fletcher limitation.
On appeal, when a defendant challenges the admissibility of evidence at a bench trial and the evidence in fact was inadmissible, the judicial-temperance presumption comes into play. One way a defendant can overcome the presumption is by showing the trial court admitted the evidence over a specific objection, as in Fletcher. If a defendant does overcome the presumption, the reviewing court then engages in full harmless-error analysis: the error is harmless if the "reviewing court is satisfied that the conviction is supported by substantial independent evidence of guilt so that there is no substantial likelihood that the challenged evidence contributed to the conviction." Meadows v. State, 785 N.E.2d 1112, 1122 (Ind.Ct. App.2003). If a defendant cannot overcome the presumption, a reviewing court presumes the trial court disregarded the improper evidence and accordingly finds the error harmless. In short, an analysis of the presumption may either trigger or circumvent full harmless-error analysis. Of course, there may be situations where the error is so obviously harmless that a reviewing court need not first discuss the admissibility of the evidence and the judicial-temperance presumption. See Altman v. State, 466 N.E.2d 716, 719 (Ind.1984) (finding the admission of evidence over a specific objection clearly harmless when the defendant was found not guilty on the relevant count).
We reaffirm the Fletcher limitation on the judicial-temperance presumption. We summarily affirm the decision of the Court of Appeals finding sufficient evidence to support Konopasek's conviction and to disprove his self-defense claim. App. R. 58(A)(2). We conclude that the trial court properly admitted the evidence in question and affirm Konopasek's conviction and sentence.
SHEPARD, C.J., and DICKSON, SULLIVAN, and RUCKER, JJ, concur.