SHEPARD, Chief Justice.
Jeffery Cain was convicted of murder and robbery and sentenced to life without the possibility of parole. He appeals both his conviction and his sentence, claiming a co-defendant's testimony was improperly admitted at the guilt phase of his trial and that the prosecutor made inappropriate arguments during the sentencing phase. We affirm.
In early May 2009, Cain was unemployed and living in Florida when he met Matthu Sanders. Sanders convinced Cain that there were job opportunities in Indiana, and the two of them traveled by motorcycle to Orland, Indiana. At some point, either during the trip or after arrival, Cain's motorcycle broke down and he was left without money or transportation, unable to return to Florida on his own.
In Indiana, Cain and Sanders stayed at the mobile home of Matthew Nelson, a long-time family friend of Sanders. Cain was also introduced by Sanders to a childhood friend, Clinton Daniel Hess. Hess had a long-standing dispute with one Raymond Morrow, to whom Hess owed $4000. Morrow owned and operated a flea market in DeKalb County.
On the afternoon of May 15, 2009, Morrow was found dead in his flea market. He had been shot three times: once in the back, once in the chest, and once in the head. The lock of his cash register had also been shot and the contents scattered about. Another bullet was found nearby, having passed through several clocks on a shelf. Morrow's wallet had been taken, along with several money bags from the cash drawer and some collectible coins. A Ruger Super Red Hawk and a Meriden revolver were missing from a display, as was a 9mm pistol that Morrow was known to carry in a holster on his hip.
Detective Mark Heffelfinger of the Indiana State Police began to investigate Morrow's murder, but after several days he had few leads. Then, on May 18, 2009, police in DeKalb County conducted an unrelated controlled buy of methamphetamine from Sanders. The buy took place at Nelson's trailer. After Sanders was
Detective Heffelfinger confirmed that the Super Red Hawk found at Nelson's mobile home was the missing weapon, and ballistics tests later identified the .44-.40 Vaquero as the gun that killed Morrow and shot the cash register and clocks. Subsequent interviews with Sanders, Nelson, Hess, and others implicated Cain as Morrow's murderer. (Tr. at 302-06.) Detective Heffelfinger obtained an arrest warrant for Cain—who was now back in Florida—and traveled to Florida, where local police assisted in arresting Cain on May 23, 2009.
Detective Heffelfinger interviewed Cain three times, starting that same day. (Tr. at 307, 311-12.) During these interviews, Cain confessed to killing Morrow and robbing the flea market. (Tr. at 492-97.)
The State charged Cain with felony murder
At Cain's trial, Detective Heffelfinger, Nelson, and Cain testified. Hess was also permitted to testify, over Cain's objection. The jury found Cain guilty on all three counts and, following a separate sentencing phase, found the first charged aggravator beyond a reasonable doubt but not the second. It further found that the aggravating circumstances outweighed any mitigating circumstances and recommended life without parole. The trial court imposed this sentence to run concurrently with a twenty-year sentence for the armed robbery.
Cain appeals directly to this Court. First, he argues that Hess's testimony should have been excluded. Second, he claims the prosecutor made prejudicial statements during her closing argument at the sentencing phase of his trial. (Appellant's Br. at 5, 15-16.)
The sentence of life without parole is "an alternative punishment applicable only to death penalty eligible convictions." Ajabu v. State, 693 N.E.2d 921, 938 (Ind.1998). As such, the procedure for sentencing a defendant to life without parole must comport with the same statutory guidelines as the death penalty. Ind.Code § 35-50-2-9; Cooper v. State, 854 N.E.2d 831 (Ind.2006). Following a finding of guilt by the jury, the court reconvenes the same jury to determine an appropriate penalty. Cooper, 854 N.E.2d at 838. The jury may recommend a sentence of life in prison without parole only if the State proves the existence of one or more statutory aggravating factors beyond a reasonable doubt and, further, that any existing
We have mandatory and exclusive jurisdiction over a criminal appeal where the sentence is life without parole. Ind. Appellate Rule 4(A)(1)(a). However, our standard rules of appellate review apply just as they do in death penalty cases. See Matheney v. State, 583 N.E.2d 1202 (Ind.1992).
Up until the first day of trial, Hess had refused to testify by asserting his Fifth Amendment right against self-incrimination. After the first day of trial, however, the State re-entered plea negotiations with Hess and secured his testimony in exchange for a drastically lower charge in his own case. Cain claims this caused him unfair surprise and deprived him of a fair trial.
We begin by noting that this is not a circumstance in which the prosecutor failed entirely to disclose material and mitigating evidence, and thus Cain's claim does not raise the specter of a Brady violation. Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963); cf. Goodner v. State, 714 N.E.2d 638, 642 (Ind.1999). Cain's claim bears some resemblance to a discovery violation, though the State had long listed Hess and the other conspirators as witnesses against Cain. We will for sake of argument apply the same analysis.
Trial courts have broad latitude with respect to matters of this sort and their rulings receive great deference on appeal. Williams v. State, 714 N.E.2d 644 (Ind.1999). The primary factors that a trial court should consider when addressing a discovery violation are "whether the breach was intentional or in bad faith and whether substantial prejudice has resulted." Wiseheart v. State, 491 N.E.2d 985, 988 (Ind.1986). We will affirm a trial court's rulings absent "clear error and resulting prejudice." Williams, 714 N.E.2d at 649.
The preferred remedy for a discovery violation is a continuance. Warren v. State, 725 N.E.2d 828, 832 (Ind.2000).
As a starting point, there is no evidence that the prosecutor engaged in deliberate or reprehensible conduct in obtaining Hess's testimony.
Prior to Cain's trial, the prosecutor had secured agreements with Nelson and Sanders in exchange for their testimony.
At that point, the prosecutor knew she would have to offer a better deal to either Sanders or Hess because she believed Nelson's testimony alone might be insufficient. However, Sanders's plea was not formally withdrawn by the court until the first day of Cain's trial,
We also conclude that Cain has failed to show evidence of unfair surprise or substantial unfair prejudice resulting from Hess's decision to testify.
After all, the information charging Cain with felony murder listed Sanders, Nelson, and Hess as witnesses for the State. (App. at 9.) The three co-defendants were also listed as prospective witnesses on preliminary discovery served on Cain's counsel on June 26, 2009. (State's Ex. 25.) Hess provided three statements to Detective Heffelfinger, transcripts of which had been served upon defense counsel well before trial. (State's Ex. 26A-C; Tr. at 552.)
Hess agreed to plead guilty at about eight p.m. on the evening of Cain's first day of trial. The State met with Cain's counsel that same night and provided him a copy of Hess's plea agreement. In that regard, "[t]here is no error when the State provides a defendant evidence as soon as the State is in possession of requested evidence."
As for prejudice, Hess's testimony undoubtedly helped the prosecution's case. As the prosecutor acknowledged, "If I didn't think it's damaging, I wouldn't be presenting it in trial." (Tr. at 555.) At most, however, Hess's testimony helped fill in the back-story of the case or confirmed things that Nelson had already corroborated. And, as Judge Kevin Wallace noted, "In the hands of a good attorney all evidence cuts both ways." (Tr. at 567.) Thus, on cross-examination Cain's counsel asked questions of Hess about his favorable plea agreement and his prior access to the statements of his co-defendants, questions aimed at undermining Hess's credibility as a witness.
Hess's testimony was neither the smoking gun in this case nor "a devastating blow to Cain's defense." (Appellant's Br. at 23.) To the extent that either of those were present, they were provided by Cain's own confession: "I'm the one that did it."
Under these circumstances, the trial court was well within its discretion to deny Cain's motion to exclude Hess's testimony.
Cain's second claim is that the prosecutor's closing argument during the sentencing phase of his trial was improper. (Appellant's Br. at 25-28.)
Cain neither objected nor requested an admonishment, nor moved for a mistrial. He may obtain review and relief only if his claim qualifies as fundamental error, meaning a "clearly blatant violation[] of basic and elementary principles," that if left uncorrected "would deny a defendant fundamental due process." Warriner v. State, 435 N.E.2d 562, 563 (Ind. 1982). There must be "an undeniable and substantial potential for harm." Benson v. State, 762 N.E.2d 748, 756 (Ind.2002). Such was not the case here.
Cain challenges a portion of the prosecutor's closing argument in which she mentions term-of-years sentences and how they are impacted by policies that reduce sentences when prisoners at the Department of Corrections participate in education and other programs:
(Tr. at 766.)
In the penalty phase of a case in which life without parole is sought, the jury's process is strictly limited by Section 35-50-2-9. The Code assigns jurors the task of determining whether the alleged aggravating circumstances are proven and authorizes them to recommend life if they find that those circumstances outweigh any potential mitigating circumstances. Ind. Code § 35-50-2-9; Cooper, 854 N.E.2d at 840. It is misconduct for a prosecutor to ask the jury to return a recommendation of life without parole for anything other than the weighing test of Section 35-50-2-9. Cooper, 854 N.E.2d at 841.
The prosecutor was correct that there are multiple grounds for sentencing credit available to offenders serving fixed terms. See, e.g., Ind.Code § 35-50-6-3.3 (2008 & Supp.2010). Indiana's prison population ballooned by over forty percent between 2000 and 2008, and projects to increase by another twenty-one percent between 2010 and 2017.
Accordingly, we affirm Cain's conviction and sentence.
DICKSON, SULLIVAN, RUCKER, and DAVID, JJ., concur.
Cain then testified that he only confessed out of fear of the death penalty and that Sanders had provided him the details of the crime scene, murder weapon, and stolen goods, and also instructed him on what to say and when. (Tr. at 648-50, 656-62, 670, 678-79.) The jury's dim view of this version of the story is reflected in their questions to Cain: "If you thought there was a video of the flea market and you were innocent, why wouldn't you have said the video will prove I'm innocent?" (Tr. at 683.) "If Mr. Sanders instructed you on the story to tell Detective Heffelfinger, why did you change your story about Sanders being with you the day of the killing?" (Tr. at 685.) "Why would Mr. Sanders ask you to tell a story that involved him being there the day of the crime?" (Tr. at 686.) "How could Matt Sanders grill you on such intricate details on Friday night when you said he was stoned?" (Tr. at 685.)