DICKSON, Chief Justice.
Asserting violation of three provisions of the Indiana Constitution, the plaintiffs challenge Indiana's statutory program for providing vouchers to eligible parents for their use in sending their children to private schools. Finding that the challengers have not satisfied the high burden required to invalidate a statute on constitutional grounds, we affirm the trial court's judgment upholding the constitutionality of the statutory voucher program.
As a preliminary matter, we emphasize that the issues before this Court do not include the public policy merits of the school voucher program. Whether the Indiana program is wise educational or public policy is not a consideration germane to the narrow issues of Indiana constitutional law that are before us. Our individual policy preferences are not relevant. In the absence of a constitutional violation, the desirability and efficacy of school choice are matters to be resolved through the political process.
This is an appeal from a summary judgment denying relief in an action brought by several Indiana taxpayers (collectively "plaintiffs") against the Governor,
The plaintiffs contend that the voucher-program statute is unconstitutional
Embry v. O'Bannon, 798 N.E.2d 157, 160 (Ind.2003) (quoting City Chapel Evangelical Free Inc. v. City of South Bend, 744 N.E.2d 443, 447 (Ind.2001)); accord Nagy v. Evansville-Vanderburgh Sch. Corp., 844 N.E.2d 481, 484 (2006).
"In reviewing an appeal of a motion for summary judgment ruling, we apply the same standard applicable to the trial court." Presbytery of Ohio Valley, Inc. v. OPC, Inc., 973 N.E.2d 1099, 1110 (Ind.2012) (citing Wilson v. Isaacs, 929 N.E.2d 200, 202 (Ind.2010)). Review is limited to those facts designated to the trial court, Ind. Trial Rule 56(H), and summary judgment shall be granted where the designated evidence "shows that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law." T.R. 56(C). "All facts and reasonable inferences drawn from those facts are construed in favor of the non-moving party." Mangold ex rel. Mangold v. Ind. Dep't of Natural Res., 756 N.E.2d 970, 973 (Ind.2001). When faced with competing motions for summary judgment, our analysis is unchanged and "we consider each motion separately construing the facts most favorably to the non-moving party in each instance." Presbytery of Ohio Valley, 973 N.E.2d at 1110 (quoting Sees v. Bank One, Ind., N.A., 839 N.E.2d 154, 160 (Ind.2005)) (internal quotation marks omitted). The issues presented by the parties' motions are issues of law, not fact, and our review is limited accordingly.
The parties' designated evidence reveals the following relevant facts. The school
Participation in the school voucher program is entirely voluntary with respect to eligible students and their families. In order to participate, in addition to the eligibility requirements, students and schools must submit an application to the Indiana Department of Education ("Department"). See 512 Ind. Admin. Code 4-1-2, -3, available at http://www.in.gov/ legislative/iac/T05120/A00040.PDF; see also Ind.Code § 20-51-4-7 (requiring the Department to adopt rules to implement the voucher program). The fact that a student's family might meet the statutory eligibility qualifications does not require them to participate in the voucher program and to select a program-eligible school. The parents of an eligible student are thus free to select any program-eligible school
The plaintiffs contend that Article 8, Section 1, by directing the General Assembly "to provide, by law, for a general and uniform system of Common Schools," prohibits the legislature from providing for the education of Indiana schoolchildren by any other means. In this respect, the plaintiffs argue that the specific directive for a system of public schools supersedes the other directive of Article 8, Section 1.
As we have previously stated, Article 8, Section 1 ("Education Clause"), articulates two distinct duties of the General Assembly with respect to education in Indiana.
Ind. Const. art. 8, § 1 (emphasis added). The framers use of the conjunction "and" plainly suggests that the phrases are separate and distinct. That is, the Education Clause is logically read in this way: "it shall be the duty of the General Assembly to encourage ...; and [it shall be the duty of the General Assembly] to provide...."
This view is reinforced by a comparison of the present language to that used in Indiana's first Constitution from 1816. The first section of the education provision of the 1816 Constitution ends with the following directive:
Ind. Const. of 1816, art. IX, § 1. This language bears a substantial similarity to the first duty articulated in the Education Clause of the 1851 Constitution
As to the history and purpose of Article 8, we are guided by our previous reviews of the topic in Nagy, 844 N.E.2d at 485-89, and Bonner, 907 N.E.2d at 521-22. The history leading up to the 18501851 Constitutional Convention and the debates at the Convention itself reveal that the framers sought to establish "a uniform statewide system of public schools that would be supported by taxation." Nagy, 844 N.E.2d at 489; see also Martha McCarthy and Ran Zhang, The Uncertain Promise of Free Public Schooling, in The History of Indiana Law 213, 215 (David J. Bodenhamer and Hon. Randall T. Shepard eds., 2006) ("The [1816] constitutional directive that the General Assembly provide for a general system of education `as soon as circumstances will permit' was so flexible that there was little significant progress toward providing for such a system."). The General Assembly has carried out this mandate by enacting "a body of law directed at providing a general and uniform system of public schools. It is detailed, comprehensive, and includes among other things provisions for revenue and funding sources, curriculum requirements, and an assortment of special programs and projects." Nagy, 844 N.E.2d at 491 (citing Indiana Code Titles 20 and 21). Under the school voucher program, this public school system remains in place.
The plaintiffs nevertheless contend that by "enacting a program that could divert to private schools as many as 60% of Indiana's schoolchildren ... the General Assembly has departed from the mandate of a `general and uniform system of Common Schools.'" Appellants' Br. at 31. However, that a significant number of students may be eligible for the voucher program
In challenging the voucher program under Article 8, Section 1, the plaintiffs rely heavily on the Florida Supreme Court's decision in Bush v. Holmes, 919 So.2d 392 (Fla.2006), in which the court found that the Florida Opportunity Scholarship Program, a program similar to Indiana's school voucher program, violated Article IX, Section 1(a), of the Florida Constitution.
The Florida Supreme Court distinguished its education article from the education article found in the Wisconsin Constitution, under which a similar challenge to a similar program had been brought.
Like the Wisconsin Constitution, the Indiana Constitution contains no analogous "adequate provision" clause. And while the in pari materia reading of the second and third sentences of Florida's education article led the Florida Supreme Court to determine that the second sentence acted as a mandate and the third acted as a restriction, as noted above, we understand the imperatives of Article 8, Section 1, of the Indiana Constitution as imposing two distinct duties on the General Assembly. See Bonner, 907 N.E.2d at 520. Thus, the second duty of Article 8, Section 1, "to provide, by law, for a general and uniform system of Common Schools," even when applied in pari materia, cannot be read as a restriction on the first duty of the General Assembly to "encourage, by all suitable means, moral, intellectual, scientific, and agricultural improvement." Because both the language and the method of analysis of Florida's constitution differ from those of Indiana, we are not persuaded by any attempt to analogize the two education articles.
The plaintiffs further argue that the voucher program does not "comply with the additional mandates of [the Education Clause] that the schools be `uniform,' `equally open to all,' and `without charge.'" Appellants' Br. at 34. However, as discussed above, the Education Clause directs the legislature generally to encourage improvement in education in Indiana, and this imperative is broader than and in addition to the duty to provide for a system of common schools. Each may be accomplished without reference to the other. Considering that the voucher-program statute does not alter the structure or components of the public school system, see generally Ind.Code §§ 20-51-4-1 to -11, it appears to fall under the first imperative ("to encourage") and not the second ("to provide"). The General Assembly's "specific task with performance standards (`general and uniform,' `tuition without charge,' and `equally open to all')," Bonner,
We conclude that plaintiffs have not established that the school voucher program conflicts with Article 8, Section 1, of the Indiana Constitution, and summary judgment for the defendants was thus proper as to this issue.
The plaintiffs assert that the school voucher program violates Article 1, Section 4,
We have previously held that the religious liberty protections in the Indiana Constitution "were not intended merely to mirror the federal First Amendment." City Chapel, 744 N.E.2d at 446.
Id. at 445-46 (footnote omitted). For the most part, these separate provisions, including Section 4, were adapted from the 1816 Constitution. With respect to Section 4, we are guided by our examination in City Chapel, where we found that "there is little from the convention debates to amplify our understanding of the language of Section 4." Id. at 448. And thus the text of Section 4 is "our primary source for discerning the common understanding of the framers and ratifiers." Id.
The plaintiffs' argument under Section 4 focuses on the framers' text declaring that "no person shall be compelled to ... support, any place of worship, or to maintain any ministry, against his consent." Ind. Const. art. 1, § 4 (emphasis added). The word "support," the plaintiffs contend, "includes the compelled payment of taxes that are used for religious purposes," whether the tax is a specific directive (e.g., forced contributions to a religious entity or a direct tax specifically earmarked for religious purposes), or general tax revenues used to "support" religious entities. Appellants' Br. at 16; see also id. at 16-17 n. 14 (responding to the trial court's ruling).
This argument improperly expands the language of Section 4 and conflates it with that of Section 6. The former explicitly prohibits a person from being "compelled to attend, erect, or support" a place of worship or a ministry against his consent.
We hold that Indiana's school voucher program does not violate Article 1, Section 4, of the Indiana Constitution, and that summary judgment for the defendants was thus proper as to this issue.
The plaintiffs also assert that the school voucher program violates Article 1, Section 6, of the Indiana Constitution, which provides: "No money shall be drawn from the treasury, for the benefit of any religious or theological institution." Ind. Const. art. 1, § 6. In assessing whether the program violates this clause, two issues are potentially implicated: (A) whether the program involves government expenditures for benefits of the type prohibited by Section 6, and (B) whether the eligible schools at which the parents can use the vouchers are "religious or theological institution[s]" as envisioned by Section 6. For the reasons set forth below, we hold that the school voucher program independently satisfies each of these two concerns, and thus for each reason does not run afoul of Section 6.
We first find it inconceivable that the framers and ratifiers intended to expansively prohibit any and all government expenditures from which a religious or theological institution derives a benefit — for example, fire and police protection, municipal water and sewage service, sidewalks and streets, and the like. Certainly religious or theological institutions may derive relatively substantial benefits from such municipal services. But the primary beneficiary is the public, both the public affiliated with the religious or theological institution, and the general public. Any benefit to religious or theological institutions in the above examples, though potentially substantial, is ancillary and indirect. We hold today that the proper test for examining whether a government expenditure violates Article 1, Section 6, is not whether a religious or theological institution substantially benefits from the expenditure, but whether the expenditure directly benefits such an institution. To hold otherwise would put at constitutional risk every government expenditure incidentally, albeit substantially, benefiting any religious or theological institution. Such interpretation would be inconsistent with our obligation to presume that legislative enactments are constitutional and, if possible, to construe statutes in a manner that renders them constitutional. Section 6 prohibits government expenditures that directly benefit any religious or theological institution. Ancillary indirect benefits to such institutions do not render improper those government expenditures that are otherwise permissible.
As to this "benefits" issue, the plaintiffs contend that the program is unconstitutional under the reasoning of Embry v. O'Bannon, 798 N.E.2d at 160-67 (plurality), in which we reviewed a Section 6 challenge to the use of public funds for programs in parochial schools. In Embry, four Indiana taxpayers brought suit challenging the Indiana dual-enrollment program. Id. at 158. The dual-enrollment program permitted "nonpublic school students enrolled in at least one specific class in the public school corporation to be counted in the [public school] corporation's ADM [(Average Daily Membership)]." Id. at 159. This provided the participating public school corporations with additional funding (proportional to the increase in ADM) and provided "various secular instructional services to private school students, on the premises of the private school, ... [including] fitness and health, art, foreign language, study skills, verbal skills, music, and computer technology (including internet services)." Id. at 158-59. The plaintiffs in Embry contended that the dual-enrollment program "results in money being drawn from the state treasury to benefit parochial schools" in contravention of Article 1, Section 6, of the Indiana Constitution.
The holding in Embry was unanimous in concluding that the dual-enrollment program did not violate Section 6. Id. at 167 (three justices concurred in result).
We now recognize, however, that our language and holding in Embry was less than plain, and the division of our votes and separate opinions somewhat inconclusive. We thus take this opportunity to revisit and resolve the issue. Our use of the phrase "substantial benefits" in Embry was not intended, as the plaintiffs here appear to have understood it, to denote a measurable line after which any benefit to a religious or theological institution becomes unconstitutional. See id. at 167 (plurality) ("[T]he dual-enrollment programs permitted in Indiana do not confer substantial benefits upon any religious or theological institution...."). Such is neither conducive to judicial application nor a workable guide for the legislature. Rather than a quantifiable sum, "substantial benefit" was used in the context of determining the primary or direct beneficiary under the program at issue.
The plaintiffs assert that "the absence of any requirement that participating schools segregate the public funds they receive... necessarily will directly fund the religious activities that take place in these schools," and that the voucher program "substantially" benefits these schools financially and by "promot[ing] these schools' religious mission" by adding to their enrollment students who otherwise would not be able to afford the tuition. Appellants' Br. at 2021. We disagree because the principal actors and direct beneficiaries under the voucher program are neither the State nor program-eligible schools, but lower-income Indiana families with school-age children.
The direct beneficiaries under the voucher program are the families of eligible
The plaintiffs respond that the notion that the "State is simply giving away tax revenues to citizens who are free to make their own decisions about how to use those funds" is a "pretense" and "grossly misleading." Id. at 27. They contend that the parents of program-eligible students "have no discretion" because the funds may only be used for tuition at program-eligible schools. Id. But the schools eligible under the program are not limited to religious schools. The parents are not limited to choosing religious schools. Nor are the parents required to participate in the voucher program, but may keep their children in a public or charter school. We find that the only direct beneficiaries of the school voucher program are the participating parents and their children, and not religious schools. The program does not contravene Section 6 by impermissibly providing direct benefits to religious institutions.
In Embry, the lead opinion began to explore whether the framers and ratifiers of Indiana's 1851 Constitution intended the phrase "religious or theological institution[s]" to include schools and educational institutions. See Embry, 798 N.E.2d at 161-64 (plurality). In reviewing the proceedings at the Constitutional Convention and the context of its contemporaneous history, however, we did find that to the extent that primary and secondary education was available to Indiana children, it was predominantly provided by private or religious entities. Id. at 162 (quoting Donald F. Carmony, Indiana 18161850: The Pioneer Era 393 (1998)) ("By 184550, it is estimated that `less than half of the youth between ages five and twenty-one attended such schools for as much as three months in a year' and `[n]umerous of these schools were private or denominational schools, recognized and in part financed from taxes
We are also mindful that in 1851, when Indiana's framers and ratifiers adopted Section 6, they were crafting the sole limits upon state government with respect to religion. The U.S. Constitution was not a factor. The First Amendment had not yet been extended to apply to state government. See Barron v. Mayor of Baltimore, 32 U.S. (7 Pet.) 243, 250, 8 L.Ed. 672, 675 (1833) ("These amendments demanded security against the apprehended encroachments of the general government — not against those of the local governments. In compliance with a sentiment thus generally expressed, to quiet fears thus extensively entertained, amendments were proposed by the required majority in Congress, and adopted by the States. These amendments contain no expression indicating an intention to apply them to the State governments. This court cannot so apply them.").
In light of the prevailing social, cultural, and legal circumstances when Indiana's Constitution was enacted, we understand Section 6 as not intended to prohibit government support of primary and secondary education which at the time included a substantial religious component. This interpretation is consistent with the presumption of constitutionality which we apply when reviewing a claim of statutory unconstitutionality.
For these reasons, we hold that the phrase "religious or theological institution[s]" in Section 6 of the Indiana Constitution was not intended to, nor does it now, apply to preclude government expenditures for functions, programs, and institutions providing primary and secondary education.
Thus, we separately and independently find as to each of the two issues that the school voucher program does not contravene Section 6. First, the voucher program expenditures do not directly benefit religious schools but rather directly benefit lower-income families with school-children by providing an opportunity for such children to attend non-public schools if desired. Second, the prohibition against government expenditures to benefit religious or theological institutions does not apply to institutions and programs providing primary and secondary education. Summary judgment for the defendants was thus proper as to the plaintiffs' Section 6 claims.
We hold that the Indiana school voucher program, the Choice Scholarship Program, is within the legislature's power under Article 8, Section 1, and that the enacted program does not violate either Section 4 or Section 6 of Article 1 of the Indiana
RUCKER, DAVID, MASSA, RUSH, JJ., concur.
Ind. Appellate Rule 56(A) (emphasis omitted).
Id. § 20-51-4-4.