MASSA, Justice.
Indiana Code section 3-11-1.5-3.4 created a Small Precinct Committee in Lake County and directed it to identify precincts with fewer than 500 active voters that may be amenable to consolidation, a measure intended to reduce election costs in a county that is home to over 15% of our state's small precincts. Implementing such a consolidation plan, however, could jeopardize the offices of some precinct committeepersons, who brought suit challenging the Statute. We are asked to decide whether this piece of legislation is contrary to our
The Lake County Board of Elections and Registration is a statutorily created body, unique among Indiana's counties,
In March of 2014, the General Assembly enacted Indiana Code section 3-11-1.5-3.4 (Supp.2015) ("the Statute"), which similarly applies only to Lake County.
To address this disparity, the Statute mandated the creation of another body in Lake County, called a "Small Precinct Committee," consisting of the five Board members plus any other individuals it unanimously appoints. Ind.Code § 3-11-1.5-3.4(c), (d). The Committee was directed to (1) identify the County's small precincts, (2) determine if any adjoining precincts could be combined consistent with precinct boundary law, and (3) estimate the potential savings that would result from consolidation. Ind.Code § 3-11-1.5-3.4(e). Once the Committee's work was complete, the Statute provided that the Board would adopt a proposed order "implementing the findings," which would be filed with the election division and — provided there were no objections — would take effect at the start of 2015. Ind.Code § 3-11-1.5-3.4(f), (g).
As required by the Statute, the Board duly created the Small Precinct Committee in June of 2014; it consisted of the five Board members, along with Director Michelle Fajman and Assistant Director Patrick Gabrione. The Committee determined there were 76 small precincts amenable to consolidation, which would save the county around $43,000 per election, $87,000 per election year, and $435,000 over the next five years. Through the course of its study, the Committee also discovered there were some precincts with more than 1200 voters, in violation of state law and in need of being addressed. Of course, consolidation would mean that some committeepersons could lose their office before their elected term expired.
Before the Board met to act upon the Committee's plan, the Lake County Democratic Central Committee and five Democratic
At the preliminary injunction hearing, without prior notice to the State, Buncich moved to consolidate with the merits of the case. The State objected, stating such a request would be premature, as more statistical analysis may be needed. The trial court reserved a ruling on the motion, wanting to wait and see what evidence would be presented. At the hearing, both sides relied mostly on the same statewide precinct data from July of 2014,
The parties' respective analyses of those numbers, however, tell two very different stories about Lake County. As Buncich points out, nearly all — 89 of 92 — Indiana counties have small precincts, and presumably, all counties could benefit from reduced election costs. Moreover, Lake County is not alone in its proportion of small precincts: in 27 other counties, small precincts account for 33% or more of the total precincts. The State responds by distinguishing Lake County based on its relative size, indicating it makes sense for smaller, more rural counties to have a larger proportion of small precincts "given the nature of population distribution." Tr. at 25. But Lake County is a larger, predominantly urban county with "an inordinate number of [small] precincts given its relatively dense population." App. at 35. More specifically, of the 27 other counties with 33% or more small precincts, all but one have fewer than 40 total precincts; in contrast, Lake County has 520 total precincts, over seven times more than the next highest county in that group.
Buncich also presented evidence at the hearing that the responsibilities of precinct committeepersons include filling vacancies, should they occur, in elected positions. And several precinct committeepersons — who had just been elected in May of 2014 — testified that they are "at risk" of losing their positions, although the parties stipulated that the Board has not yet made a decision on which precincts are to be consolidated and which committeepersons eliminated. Tr. at 39, 42, 46-48, 50.
After taking the matter under advisement, the trial court granted Buncich's
The State filed this direct appeal, over which this Court has jurisdiction pursuant to Indiana Appellate Rule 4(A)(1)(b).
We review the constitutionality of an Indiana statute without deferring to the trial court's ruling. Zoeller v. Sweeney, 19 N.E.3d 749, 751 (Ind.2014). Instead, the statute comes before us afresh, "clothed with the presumption of constitutionality until clearly overcome by a contrary showing." Id. (quoting Boehm v. Town of St. John, 675 N.E.2d 318, 321 (Ind.1996)). We resolve all doubts in favor of the legislature, Id.; thus, if there are multiple interpretations, we will choose the path that upholds the statute. Baldwin v. Reagan, 715 N.E.2d 332, 338 (Ind.1999). It is the party seeking to strike down the statute who bears the burden of proof, and that burden is particularly heavy where, as here, he challenges the statute on its face: the claimant must show "no set of circumstances under which the statute can be constitutionally applied." Id. at 337.
In Indiana, "where a general law can be made applicable, all laws shall be general, and of uniform operation throughout the State." Ind. Const. art. 4, § 23 (emphasis added). The purpose of this provision is to prevent the legislature from providing a benefit to or imposing a burden on one locality and not others, as allowing such practices would encourage logrolling and result in an irregular system of laws. Mun. City of S. Bend v. Kimsey, 781 N.E.2d 683, 685-86 (Ind.2003). Of course, as Article 4, Section 23 implies, while our drafters expressed a preference for general laws, there are cases in which a general law cannot be made applicable statewide. Ind. Gaming Comm'n v. Moseley, 643 N.E.2d 296, 300 (Ind.1994). In instances where a general law would be "inoperative in portions of the state" or "injurious and unjust," a special local law is necessary. Kimsey, 781 N.E.2d at 692 (quoting Gentile v. State, 29 Ind. 409, 411-12 (1868)). Our Constitution thus requires we engage in two analytical steps: first, we determine whether the law is general or special; second, if it is a general law, we determine whether it is generally applied, and if it is a special law, we determine whether it is constitutionally permissible. Williams v. State, 724 N.E.2d 1070, 1085 (Ind.2000). "If the subject matter of an act is not amenable to a general law of uniform operation throughout the State," it is constitutionally permissible. Id. at 1085-86.
Both sides agree the Statute here is special because it is directed to Lake County alone.
We have, on several occasions, found unique circumstances warranting differential legislative treatment. See, e.g., Lake Super. Ct., 820 N.E.2d at 1250-51 (upholding tax reassessment statute based on "the long history of systematic underassessment in parts of Lake County"); Hoovler, 668 N.E.2d at 1233-35 (upholding statute allowing Tippecanoe County to increase certain taxes because it was the only county subject to Superfund liability under federal environmental laws); Moseley, 643 N.E.2d at 301-05 (upholding riverboat gambling statute that provided for voting by city — rather than by county — for Lake County alone because its "waterfront is covered by substantial cities"). But see Alpha Psi Chapter of Pi Kappa Phi Fraternity, Inc. v. Auditor of Monroe Cnty., 849 N.E.2d 1131, 1137-38 (Ind.2006) (striking down statute that allowed certain fraternities to retroactively extend time to file for property tax exemption because nothing separated those fraternities except their failure to timely file); Kimsey, 781 N.E.2d at 694 (striking down annexation statute because neither "the need to preserve rural land around urban areas" nor the need to "prevent[ ] competing cities... from annexing each other's land" was unique). For instance, we upheld a statute providing for additional magistrates to Lake County superior courts, reasoning that as a larger county with a larger docket, it was "ordinary and constitutional" for our legislature to provide such judicial resources, especially since the need was objectively supported by a study comparing caseloads. Williams, 724 N.E.2d at 1086. We also found it significant that the statute was not mandatory; it merely permitted local judges to appoint the magistrates as needed. Id.
The State argues Lake County is sufficiently distinct in that it has an exceptionally high number of small precincts, which impose significant and unnecessary costs on the election system.
Admittedly, statistics — these included — may be pliable, but we are "bound to throw the benefit of the doubt in favor of the constitutionality of the law." Moseley, 643 N.E.2d at 300 (quoting Stocking v. State, 7 Ind. 326, 328-29 (1855)). In doing so, we find the abnormal number of small precincts in Lake County is a defining characteristic that is sufficiently distinctive to justify the Statute.
Our Constitution provides:
Ind. Const. art. 3, § 1. This provision, however, "relates solely to the state government and officers charged with duties under one of the separate departments of the state"; it does not apply to local officers. Baltimore & Ohio R.R. Co. v. Town of Whiting, 161 Ind. 228, 233, 68 N.E. 266, 268 (1903) (emphasis added); see also State v. Monfort, 723 N.E.2d 407, 414 (Ind. 2000) ("[T]he separation of powers doctrine applies only to state government and its officers, not municipal or local governments"); Willsey v. Newlon, 161 Ind.App. 332, 333, 316 N.E.2d 390, 391 (Ind.Ct.App. 1974) ("It has repeatedly been held that the separation of powers doctrine ... has no application at the local level."). Thus, the question here is whether the precinct committeepersons at risk of being eliminated perform a state government function. Buncich contends that they do, because there are "certain official duties which only they can fulfill," such as filling vacancies in state legislative offices and circuit court offices, which "directly impact State positions." Appellee's Br. at 14-15 (citing Ind.Code § 3-13-5-1 (2005); Ind. Code §§ 3-13-6-2, -3).
As one of the committeepersons in this case testified, their "duty is to work their precinct" by registering voters, securing and setting up polling locations, hiring poll workers, and generally "working on behalf of their political party." Tr. at 61. They will also — if the need arises — vote on behalf of their party to fill certain vacancies. But putting someone else in the position to perform a state government function is not the same as performing that function oneself. We agree with the State that the "ability to participate in the caucus to fill a vacancy in an elected office is a political privilege to undertake the most political of acts: choosing elected officials." State's Reply Br. at 2. Indeed, our General Assembly has specifically said that precinct committeepersons hold "political party offices" and "are not considered to be elected offices." Ind.Code § 3-5-2-17. Accordingly, we find precinct committeepersons occupy local political party offices and thus fall outside our constitutional provision with respect to the distribution of state governmental power.
Because Lake County's proportion and number of small precincts is sufficiently exceptional to justify the special application of the Statute, and because the precinct committeepersons are not state officers within the ambit of our separation of powers doctrine, we see no constitutional defect. We reverse the judgment of the trial court.
RUCKER, J., dissents with separate opinion.
RUCKER, J., dissenting.
This Court has long adhered to the rule that "for a special law to be imposed, it must be reasonably related to inherent characteristics of the territory in which it is applied, and apply equally to those who share those characteristics." Mun. City of S. Bend v. Kimsey, 781 N.E.2d 683, 689 (Ind.2003); accord Collins v. Day, 644 N.E.2d 72, 78-79 (Ind.1994). But the Court's opinion today departs from this long-standing requirement instead for an analysis that permits special legislation upon a finding of "unique circumstances" as proffered by the State in defending the challenged legislation. Applying precedent, as we should, I do not believe speculations on what the legislature could have found should substitute for actual findings, reflecting inherent characteristics of the affected class. Therefore, I respectfully dissent from the majority's conclusion that the statute at issue is constitutionally permissible.
Although listed in seemingly generally applicable terms, Indiana Code section 3-11-1.5-3.4 only applies to "a county with a board of elections and registration established under IC 3-6-5.2." Ind.Code § 3-11-1.5-3.4(a). And Chapter 3-6-5.2 "applies to a county having a population of more than four hundred thousand (400,000) but less than seven hundred thousand (700,000)." I.C. § 3-6-5.2-1. Simply put, this statute applies only to Lake County.
The State argues that the legislation "is justified by the abnormally large number of small precincts in [Lake] [C]ounty as compared to all others." Br. of Appellant at 9. The State claims: "This uniquely high number of small precincts likely leads to administrative inefficiencies and the Lake County election board preliminarily estimated that it carried substantial unnecessary financial burdens." Id. at 9-10 (emphasis added). Thus, according to the State: "The General Assembly was justified in enacting special legislation to address this problem that is unique to Lake County." Id. at 10. In like vein, the majority concluded that "Lake County is not sufficiently unique merely because it has small precincts," op. at 143 (emphasis omitted), but that "the abnormal number of small precincts in Lake County is a defining characteristic that is sufficiently distinctive to justify the statute." Id. at 143-44 (emphasis added). I do not share in the majority's view, for two reasons.
First, there is nothing to demonstrate that the legislature made such a determination. Had the legislature in fact determined that the number of small precincts
Second, regarding the record before us I make the following observations. As this Court has previously explained: "Article [4] issues will be simplified if [the specified municipality is identified by name], accompanied by legislative findings as to the facts justifying the legislation's limited territorial application." Kimsey, 781 N.E.2d at 691. It is important to note that the legislature did not identify Lake County in Section 3-11-1.5-3.4, but rather determined that the statute should be applied generally to any county that fits the specified criteria. But here, other than a survey of voter counts, which demonstrates that Lake County had the highest number of Small Precincts in the state as of June 1, 2014, there is nothing to indicate anything inherently characteristic about "a county with a population between four hundred thousand (400,000) and seven hundred thousand (700,000)" to warrant specialized treatment based on the sheer number of Small Precincts. The majority declares: "Because the rest of the counties in the state have significantly fewer small precincts, we decline to second-guess the legislature's decision not to set up a Small Precinct Committee in counties that don't need it." Op. at 143 (footnote omitted). But whether such committees are needed misses the mark. In analyzing whether such special legislation is constitutionally permissible, we must assess whether there are inherent characteristics to justify the legislation not whether our legislature has determined that there are certain "counties that don't need it."
It is true that when examining a challenge to Article 4, Section 23 "courts place the burden upon the challenger to negative every conceivable basis which might have supported the classification." Collins, 644 N.E.2d at 80
We have declared the test for a constitutionally permissible special law as follows, "for a special law to be imposed, it must be reasonably related to inherent characteristics of the territory in which it is applied, and apply equally to those who share those characteristics."
There is nothing in the record before us that establishes that low voter counts are an inherent characteristic of "a county with a board of elections and registration" "having a population of more than four hundred thousand (400,000) or less than seven hundred thousand (700,000)" generally speaking or that this is an ongoing and systematic problem plaguing only Lake County specifically. We previously found a statute authorizing a tax exemption to only a few fraternities at Indiana University to be unconstitutional special legislation in part because "there [wa]s nothing supporting the contention that `education cost[s were] a problem unique to Indiana University students living in Monroe County [nor was there] evidence to suggest that tax years 2000 ... and 2001 ... were unique tax years.'" Pi Kappa Phi Fraternity, 849 N.E.2d at 1138 (quotation omitted). Indeed, the survey in the present case merely reflects one voter counts summary as prepared in 2014, not an ongoing and systematic problem in Lake County as compared to other counties throughout the state. Contrary to the majority view, specialized treatment of the small voter precincts in Lake County is no different than the tax exemption afforded a few fraternities at Indiana University, which we rejected as unconstitutional. Our reasoning in Kimsey has resonance here:
Kimsey, 781 N.E.2d at 694. The same rationale applies in this case. More than half of the voter precincts in over a dozen counties constitute small precincts. And although the State claims on appeal the statute "is justified by Lake County's unique and undesirable status among Indiana counties[,]" Br. of Appellant at 11, there is no direct evidence to support that the legislature determined a county with the highest number of small precincts to be less desirable than the fifteen other
Although not raised by either party, the record reflects the impact today's decision will have on the voting power of those cities affected by the statute's mandatory consolidation.
In sum, the high number of small precincts based on one compilation of voter counts does not constitute the kind of inherent or distinctive characteristics needed to justify the special legislation imposed upon Lake County. And this is especially so considering the impact this legislation will have on voting strength. It is certainly the case "the challenging party must negate every conceivable basis which might have supported the classification [and t]his may be done by presenting evidence establishing the lack of distinct characteristics..." Kimsey, 781 N.E.2d at 694 (internal quotation omitted). Here Buncich has met this burden by establishing that small precincts are a pervasive problem in over two dozen counties throughout the state. Accordingly, I would affirm the trial court's judgment.