RUSH, Chief Justice.
Angela Martin and Brian Brothers co-hosted a house party. As it wound down, Brothers and two guests — Jerry Chambers and Paul Michalik — got into a fistfight.
Chambers's bankruptcy trustee and Michalik's estate sued Martin, claiming, in part, that she negligently caused Michalik's injuries and that she furnished alcohol in violation of Indiana's Dram Shop Act. Martin filed a motion for summary judgment, which the trial court granted.
Applying principles of premises liability law, we first hold that summary judgment was improper on the negligence claim. As a landowner, Martin owed her invitee Michalik a duty to exercise reasonable care for his protection while he was on her premises. This Court has, on several occasions, decided how this general landowner-invitee duty applies in various circumstances — with foreseeability being the determinative question. Bearing that in mind, we conclude that although Martin had no duty to protect Michalik from the unforeseeable fistfight, she did have a duty to protect him from the foreseeable exacerbation of an injury occurring in her home. Whether she breached this duty by going back to bed instead of taking some affirmative action, like dialing 911, is a question of fact. We therefore reverse summary judgment on the negligence claim.
Summary judgment was proper, however, on the Dram Shop Act claim. Under Indiana's Dram Shop Act, a person does not "furnish" alcohol by providing it to someone who already possesses it. And here, because Martin and Brothers jointly paid for and possessed the same beer, Martin could not furnish it to Brothers. We thus affirm summary judgment on that claim.
During the early morning hours of May 9, 2010, police found Paul Michalik dead on Angela Martin's front lawn.
Around six o'clock the prior evening, people began arriving at Martin's house for a party. Martin owned the home, and her then-boyfriend (now-husband) Brian Brothers had lived there on and off since 2006. Together, Martin and Brothers planned the party and invited friends, family, and co-workers. About fifty people attended, including Jerry Chambers and his significant other, Michalik. Although Martin did not know Chambers, he was a co-worker of Brothers and had been "personally invited" to the party. And while neither Martin nor Brothers had met Michalik, the understanding was that spouses, boyfriends, and girlfriends were "inadvertently invited."
In preparation for the gathering, Brothers ordered a keg of beer, picked it up, and set it up in the garage. Brothers paid for the keg with a debit card he and Martin used for household expenses. Although the card was associated with a bank account solely in Martin's name, Brothers contributed by cashing his paychecks and giving most of his income to Martin to deposit in the account. The two regularly pooled their income to pay bills and other expenditures even though Martin made significantly more money than Brothers.
For the most part, party guests served themselves from the keg. But, at one point, a group playing poker in the basement asked Martin to fill an empty pitcher. Martin went upstairs, filled the pitcher from the keg, and brought it back to the basement, where she set it on the poker table. It is "possible" that Brothers was playing poker at the time.
Over the course of the night, Brothers had "[m]aybe a couple shots, three, four beers." Martin did not monitor Brothers's drinking, even though she knew he was on
Around 2:00 a.m., the party was winding down, and about ten guests remained. Martin told Brothers goodnight and headed to bed. According to Martin, Brothers was just "being normal," and it was not obvious to her that he had "a buzz going."
The last guests began to leave about 3:30 a.m., and Brothers went down to the basement to tell Chambers and Michalik it was time to go. A fistfight then ensued between the three of them. Shortly after, Brothers woke up Martin and told her that Chambers and Michalik had attacked him and that he fought back. Brothers asked Martin to help get Chambers and Michalik to leave.
Martin obliged. She got up, walked down to the basement, and saw Michalik lying motionless on the basement floor with his eyes closed. Martin did not see any injuries to Michalik's face but did notice Chambers had blood on his. She asked if Michalik was okay, and Chambers and Brothers checked Michalik's pulse and confirmed he was breathing. Martin was not concerned and did not call the police or dial 911, assuming that Michalik was "just passed out from drinking too much or something." But she did tell Chambers that "if he's concerned, if he thinks there's a chance [Michalik has alcohol poisoning], to take him to the hospital and get him checked out."
Martin went back to her room, and Chambers and Brothers carried Michalik upstairs. When Brothers came to bed, Martin asked him whether Chambers and Michalik had left. Brothers said "no," and Martin told Brothers to make sure he helped Chambers get Michalik in the car. Soon after, police arrived, found Michalik dead outside the home, and arrested Brothers. Ultimately, Brothers's OWI probation was revoked because authorities found alcohol in his system, and he was sentenced to a period of incarceration.
The personal representative of Michalik's estate and Chambers's bankruptcy trustee filed a complaint against Martin and Brothers. They claimed Martin was liable based on two theories — that Martin negligently caused Michalik's injuries and that Martin caused Michalik's and Chambers's injuries by "furnishing" alcohol to a visibly intoxicated Brothers, who assaulted those victims. Martin filed a motion for summary judgment on both claims, which the trial court granted. The trial court reasoned that Martin was not negligent because Indiana did not recognize a social host's duty to render aid to a social guest and because Martin could not "furnish" beer to Brothers, as the couple exercised joint control over the keg.
On appeal, the Court of Appeals reversed, concluding summary judgment was improper because (1) Martin, as a social host, owed Michalik a duty to render aid and questions of fact remained as to whether she breached that duty and (2) questions of fact existed as to whether Martin "furnished" Brothers with beer from the keg. Rogers v. Martin, 48 N.E.3d 318, 323-25 (Ind.Ct.App.2015). Martin filed a petition to transfer, which we granted, thereby vacating the Court of
We review summary judgment using the same standard as the trial court: summary judgment is appropriate only when the designated evidence shows no genuine issue of material fact and the moving party is entitled to judgment as a matter of law. Ind. Trial Rule 56(C); Hughley v. State, 15 N.E.3d 1000, 1003 (Ind.2014). And where the challenge to summary judgment raises questions of law, we review them de novo. Ballard v. Lewis, 8 N.E.3d 190, 193 (Ind.2014).
Here, both challenges raise questions of law. First, we review de novo whether Martin owed Michalik a duty. See Estate of Heck ex rel. Heck v. Stoffer, 786 N.E.2d 265, 268 (Ind.2003) (reviewing existence of duty de novo). Second, we review de novo whether Martin "furnished" Brothers alcohol within the meaning of Indiana's Dram Shop Act. See Gardiner v. State, 928 N.E.2d 194, 196 (Ind.2010) (reviewing matter of statutory interpretation de novo).
Plaintiffs seek to hold Martin liable under two distinct theories — premises liability and Dram Shop Act liability. Michalik's estate first claims that Indiana should recognize a social host's duty to render aid to a social guest and that Martin breached this duty after finding Michalik lying on her basement floor. But this contention fails to recognize established premises liability principles.
Under Indiana premises liability law, the duty a landowner owes to an invitee is well established: a landowner must exercise reasonable care for the invitee's protection while the invitee is on the premises. Because this general duty has been articulated, the Court need not judicially determine the existence of a separate duty today. Rather, we look to foreseeability as the critical inquiry in deciding whether the landowner — invitee "duty to protect" extends to a particular scenario. Ultimately, as explained below, we determine that Martin was not liable, as a matter of law, for any failure on her part to protect Michalik from an unforeseeable fistfight. However, a question of fact remains on whether Martin's later action (or inaction) after discovering Michalik on her basement floor breached her duty to protect him from the foreseeable exacerbation of an injury occurring in her home.
Plaintiffs then rely on the Indiana Dram Shop Act. They claim that Martin "furnished" alcohol to Brothers, who, in turn, injured Chambers and Michalik. But a plain-meaning analysis of the Dram Shop Act reveals that "furnishing" alcohol requires a transfer of possession. And here, because Brothers and Martin jointly possessed the keg that contained the alcohol in question, Martin could not have transferred possession of, or "furnished," the alcohol to Brothers.
To prevail on a claim of negligence, Michalik's estate must show that (1) Martin owed a duty to Michalik; (2) Martin breached that duty by allowing her conduct to fall below the applicable standard of care; and (3) Martin's breach of duty proximately caused a compensable injury to Michalik. Kroger Co. v. Plonski, 930 N.E.2d 1, 6 (Ind.2010).
It is well settled that absent a duty, there can be no breach. Peters v. Forster, 804 N.E.2d 736, 738 (Ind.2004). And whether a duty exists is a question of law for the court to decide. Id. But a judicial determination of the existence of a duty is unnecessary where the element of duty has "already been declared or otherwise articulated." N. Ind. Pub. Serv. Co. v. Sharp, 790 N.E.2d 462, 465 (Ind.2003).
Here, Michalik's estate alleged that Martin was negligent because she failed to "render aid" to Michalik after finding him injured on her basement floor. The Court of Appeals determined that a social host's duty to render aid to a social guest had not been recognized in Indiana and, thus, employed the three-part balancing test announced in Webb v. Jarvis, 575 N.E.2d 992, 995 (Ind.1991), to determine whether such a duty existed. Rogers, 48 N.E.3d at 323-25. After considering the three Webb factors — the relationship between the parties, the reasonable foreseeability of harm to the injured person, and public policy concerns — the Court of Appeals determined that Martin owed a duty to render aid to Michalik. Id. at 324. More specifically, the Court of Appeals pronounced that a social host has a duty to render assistance in her home to an injured social guest regardless of the cause of injury. Id. And because questions of fact remained on whether Martin breached that duty, the Court of Appeals held the trial court's grant of summary judgment was inappropriate. Id. at 325.
Although we agree that summary judgment on the negligence claim was improper, we reach that conclusion for a different reason. The duty governing Martin's conduct — the duty to exercise reasonable care for an invitee's protection while the invitee is on the premises — is already firmly grounded in premises liability law. Over the years, the application of this broadly stated landowner — invitee duty to particular situations has depended on one critical element: foreseeability.
But before we employ a foreseeability analysis in this case, we must step back and examine how the landowner-invitee duty has progressed over time. Today we acknowledge that inconsistencies in Indiana case law have generated confusion over this issue, and we provide a workable framework for the future.
Twenty-five years ago, this Court decided Indiana's seminal premises liability case: Burrell v. Meads, 569 N.E.2d 637 (Ind.1991). Burrell addressed "the question of what duty an Indiana landowner or occupier owes to his social guests to protect
Id. at 639-40. On one hand, the Burrell opinion seemed to declare that the landowner-invitee duty was confined only to situations where section 343 would apply. But other portions of the opinion defined the landowner-invitee duty more broadly. At one point, the duty is described as one "of reasonable care for the protection of... guests' safety." Id. at 639. And at another, we declared that "a landowner should exercise reasonable care for the safety of [social] guests." Id. at 643. Likewise, Burrell's three companion cases expressed the landowner-invitee duty broadly, albeit with varying language. See LeLoup v. LeLoup, 569 N.E.2d 648, 649 (Ind.1991) (referring to "the duty an Indiana landowner or occupier owes to his social guests to protect them from physical harm while they are on his premises"); Risk v. Schilling, 569 N.E.2d 646, 647 (Ind.1991) (stating that a landowner owes an invitee "a duty of reasonable care for protection of his safety"); Parks v. Parks, 569 N.E.2d 644, 645 (Ind.1991) (framing the duty as one "of reasonable care for [the] protection of [a social guest's] safety").
Understandably, post-Burrell cases have expressed the landowner-invitee duty in different ways. Some cases have stated the duty in its broad formulation. E.g., Winfrey v. NLMP, Inc., 963 N.E.2d 609, 612 (Ind.Ct.App.2012) (citing Burrell and stating that "a landowner owes an invitee a duty to exercise reasonable care for the invitee's protection while the invitee is on the landowner's premises"); Rider v. McCamment, 938 N.E.2d 262, 267 (Ind.Ct. App.2010) ("A landowner owes the highest duty of care to an invitee, that duty being to exercise reasonable care for the invitee's protection while she is on the premises."). Other cases, citing Burrell, have phrased the landowner-invitee duty in a more limited fashion, arguably restricting it to the parameters set forth in Restatement (Second) of Torts section 343. E.g., Christmas v. Kindred Nursing Ctrs. Ltd. P'ship, 952 N.E.2d 872, 880 (Ind.Ct.App. 2011) ("Our Indiana Supreme Court has adopted Restatement (Second) of Torts Section 343, which defines the scope of the duty a landowner owes to an invitee on its property...."); Duffy v. Ben Dee, Inc., 651 N.E.2d 320, 322 (Ind.Ct.App.1995) (stating that "[i]n order for premises liability theory to apply ... each of the three following elements must be present" and then referencing section 343).
These varying expressions of the landowner-invitee duty are not necessarily inconsistent. When a physical injury occurs as a result of a condition on the land, the
Cases decided before and after Burrell recognize that both harmful conditions and harmful activities on land may implicate a landowner's duty. E.g., Ross v. Lowe, 619 N.E.2d 911, 915 (Ind.1993) ("The [landowner-invitee] duty extends not only to harm caused by a condition of the land, but also to activities being conducted on the land...."); Martin v. Shea, 463 N.E.2d 1092, 1095 (Ind.1984) ("[N]o Indiana cases... distinguish dangerous activities on the premises from dangerous conditions...."); Harris v. Traini, 759 N.E.2d 215, 223 (Ind.Ct.App.2001) ("The duty of reasonable care extends not only to harm caused by a condition on the land but also to activities being conducted on the land."). But while the landowner — invitee duty applicable to dangerous conditions on the land has fixed parameters (i.e., the elements of Restatement (Second) of Torts section 343), the contours of the landowner — invitee duty regarding dangerous activities on the premises have not been drawn as clearly.
This lack of well-defined limits has led to inconsistencies in how courts extend the landowner — invitee "duty to protect" to situations that do not involve a condition of the land. For example, in a case decided shortly after Burrell, the Court of Appeals addressed whether a landowner had a duty to protect an invitee from a third party's act on the landowner's premises. Kinsey v. Bray, 596 N.E.2d 938, 940-41 (Ind.Ct. App.1992), trans. denied. Confining the landowner — invitee duty "to risks arising out of the condition of the actor's land or chattels," Kinsey undertook a full Webb v. Jarvis analysis to determine "whether the law will recognize a duty" in this particular situation. Id. at 940-43 (citing Webb, 575 N.E.2d at 995, 997). After balancing the relationship between the parties, the foreseeability of harm, and public policy concerns, the Kinsey court announced that "[a] possessor of land must exercise reasonable care for the protection of social guests or invitees from acts of third parties which are reasonably foreseeable." Id. at 944.
More recent case law, though, has acknowledged that balancing all of the Webb factors in landowner — invitee cases is not necessary. In Delta Tau Delta v. Johnson, 712 N.E.2d 968, 971 (Ind.1999), this Court addressed "whether and to what extent landowners owe any duty to protect their invitees from the criminal acts of third parties." In explaining the role Webb played in making this determination, we said,
Delta Tau Delta, 712 N.E.2d at 971 n. 4. In other words, Delta Tau Delta recognized that although landlords owe invitees a well-established "duty to protect," courts must look at one critical element before extending that duty to cases where an invitee's injury occurs not due to a dangerous condition of the land but due to some harmful activity on the premises. That element is foreseeability. Id. at 971.
This Court reaffirmed foreseeability's preeminent role within the landowner-invitee duty determination in Kroger Co. v. Plonski, 930 N.E.2d 1 (Ind.2010). In Plonski, we acknowledged that when there is a well-settled duty, a court's "inquiry is focused on whether a discreet element of the duty has been satisfied." Id. at 7. That inquiry — reasonably foreseeable harm — is "a question of law ... determined by the court." Id. (internal citation omitted). In other words, our case law has established that foreseeability becomes the determinative question as to whether a court will extend the landowner — invitee "duty to protect" to a situation that does not involve a condition of the land.
This inquiry simply acknowledges that the landowner-invitee "duty to protect" is not limitless, because some harms are so unforeseeable that a landowner has no duty to protect an invitee against them. In fact, this foreseeability component within the landowner-invitee duty is already explicit within Restatement (Second) of Torts section 343 — that section subjects landowners to a duty only if the risk of harm due to a dangerous condition of the land was foreseeable. In other words, including foreseeability as an element of duty in other types of landowner-invitee cases ensures that these particular premises liability cases are analyzed in a consistent fashion — or at least as consistent as the infinite permutations of human behavior permit. And it recognizes that courts must have a gatekeeping function available to them so that landowners do not become "the insurers of their invitees' safety." Delta Tau Delta, 712 N.E.2d at 971.
At this point, we have endeavored to clarify two important legal concepts in the area of premises liability law — that the landowner-invitee "duty to protect" generally applies to dangerous activities on the land and that a court must analyze the foreseeability of harm before extending this duty to a particular situation. But we still must address one additional point before moving on to the specifics of this case — and that is how the foreseeability analysis is actually performed.
Landowner-invitee cases involving dangerous activities on the premises have
This divergence is understandable. Because foreseeability is a component of both duty and proximate cause, our courts have grappled with whether foreseeability in one context differs from foreseeability in the other. Compare Goldsberry, 672 N.E.2d at 479 ("By logical deduction, the foreseeability component of the duty analysis must be something different than the foreseeability component of proximate cause. More precisely, it must be a lesser inquiry...."), with State v. Cornelius, 637 N.E.2d 195, 198 (Ind.Ct.App.1994), trans. denied ("Imposition of a duty is limited to those instances where a reasonably foreseeable victim is injured by a reasonably foreseeable harm. Thus, part of the inquiry into the existence of a duty is concerned with exactly the same factors as is the inquiry into proximate cause." (quoting Webb, 575 N.E.2d at 997)). Because two wholly different tests have emerged for foreseeability in the context of duty, we must provide clarity for practitioners and courts alike.
Thus, today, we chart a definitive path: When foreseeability is part of the duty analysis, as in landowner-invitee cases, it is evaluated in a different manner than foreseeability in the context of proximate cause. Specifically, in the duty arena, foreseeability is a general threshold determination that involves an evaluation of (1) the broad type of plaintiff and (2) the broad type of harm. In other words, this foreseeability analysis should focus on the general class of persons of which the plaintiff was a member and whether the harm suffered was of a kind normally to be expected — without addressing the specific facts of the occurrence. Goodwin v. Yeakle's Sports Bar and Grill, Inc., No. 27S02-1510-CT-627, 62 N.E.3d 384, 388-89, 2016 WL 6573824 (Ind. Oct. 26, 2016) (evaluating why this is the appropriate framework in determining foreseeability in the duty context). We believe this analysis comports with the idea that "the courts will find a duty where, in general, reasonable persons would recognize it and agree that it exists." Gariup Constr. Co., Inc. v. Foster, 519 N.E.2d 1224, 1227 (Ind.1988) (quoting Prosser & Keeton on Torts § 53, at 357-59 (5th ed.1984)). Bearing that framework in mind, we turn to the case at hand.
Because Michalik was Martin's social guest, the landowner-invitee "duty to protect" generally applied throughout the party.
We have repeatedly stated that a landowner has a duty to take reasonable precautions to protect invitees from foreseeable criminal attacks. E.g., Plonski, 930 N.E.2d at 7. And in this case, we assume, without deciding, that Brothers's conduct in engaging in a fistfight with Chambers and Michalik constituted a criminal act. As stated above, whether this duty applies to Martin's conduct, as a matter of law, requires us to evaluate the broad type of plaintiff and harm involved, without considering the specific facts of the case. In other words, the inquiry is not whether Martin could have foreseen that Brothers would get into a brawl with Chambers and Michalik. Rather, we look at whether a duty should be imposed on Martin, as a homeowner, to take precautions to prevent a co-host from fighting with and injuring a house-party guest. Although house parties can often set the stage for raucous behavior, we do not believe that hosts of parties routinely physically fight guests whom they have invited. Ultimately, it is not reasonably foreseeable for a homeowner to expect this general harm to befall a house-party guest; rather, to require a homeowner to take precautions to avoid this unpredictable situation would essentially make the homeowner an insurer for all social guests' safety. Accordingly, Martin had no duty to take reasonable precautions to protect Michalik from Brothers's conduct.
As a second basis for holding Martin liable, plaintiffs argue Martin "furnished" alcohol to Brothers in violation of Indiana's Dram Shop Act, codified at Indiana Code section 7.1-5-10-15.5. The Act imposes civil liability for "furnishing" alcohol to visibly intoxicated people who, in turn, cause injury. Outback Steakhouse of Florida, Inc. v. Markley, 856 N.E.2d 65, 74 (Ind.2006). The parties' dispute boils down to statutory interpretation — the plain meaning of "furnish." Martin argues two people who possess the same alcohol cannot "furnish" it to each other, while plaintiffs argue they can.
The Court of Appeals agreed with plaintiffs, finding a genuine issue of material fact existed as to whether Martin furnished beer to Brothers by placing a pitcher on the poker table. We, however, agree with Martin, and hold that Martin and Brothers jointly possessed the alcohol and thus could not furnish it to each other.
When interpreting a statute, "our primary goal is to ascertain the legislature's intent." Jackson v. State, 50 N.E.3d 767, 772 (Ind.2016). To discern that intent, we give effect to the plain meaning of the statute's words. Id. When those words are clear and unambiguous, we simply apply their plain meaning, without resorting to other canons of statutory construction. Id.
We thus begin — and end — our analysis with Indiana's modem Dram Shop Act, enacted in 1986, which clearly and unambiguously defines "furnish" in its opening section:
I.C. § 7.1-5-10-15.5 (2016). Although the statute defines "furnish" using relatively broad words — such as "sell" and "provide" — those words involve a transfer of possession. To "sell" something, one must transfer possession. To "exchange" or "provide" something, the same holds true. In other words, one cannot "sell" or "provide" property if the recipient already possesses it. Likewise, if two or more people own the same property, they cannot sell or provide it to each other: they already jointly possess it.
The transfer of possession requirement is not unique to the plain meaning of the 1986 version of the Act. It existed in previous versions as well. For example, Indiana's original Act, passed in 1853, imposed liability only on those who "retail[]" liquor. 1853 Laws of Indiana 88. Likewise, the 1875 version imposed liability only on those who "sell, barter, or give away" liquor, and the 1917 version only on those who "furnish[]" it. 1875 Laws of Indiana Spec. Sess. 59; 1917 Ind. Acts 30. The modem Act did nothing to alter that longstanding transfer requirement. Instead, the Act cemented it — and Indiana courts took notice.
Indeed, several decades of case law have affirmed the modern Act's plain-meaning transfer requirement. See, e.g., Gentry v. Day, 22 N.E.3d 710, 714-15 (Ind.Ct.App. 2014); Rauck v. Hawn, 564 N.E.2d 334, 337 (Ind.Ct.App.1990); Lather v. Berg, 519 N.E.2d 755, 763 (Ind.Ct.App.1988). For example, in Lather, two teenage boys, Berg and Murphy, enlisted an adult to buy them whiskey. 519 N.E.2d at 757. The boys shared the bottle and, at the end of the evening, Murphy drove drunk and slammed into a patrol car, killing the officer. Id. at 757-58. The court held Berg did not "furnish" alcohol to Murphy for two reasons. First, the boys "acquired possession of the liquor simultaneously." Id. at 763. And second, even though Berg poured Murphy's first glass of whiskey, the boys "exercised joint control over [the bottle] throughout the evening." Id. at 757, 763. In short, the two boys jointly possessed the alcohol and thus could not "furnish" it to each other. No transfer of possession took place.
A transfer of possession did take place, however, in Rauck, and the Court of Appeals correctly found a genuine issue of material fact as to whether the defendant "furnish[ed]" alcohol. 564 N.E.2d at 339. There, a teenager, Rauck, paid a stranger to buy him a fifth of whiskey. Id. at 337-38. Rauck decided to share that whiskey with a friend who had not contributed any money, and, tragically, the friend later drove into a tree, injuring his passenger. Id. at 336, 338. The Court of Appeals allowed the passenger's claim against Rauck to go to trial, holding Rauck might well have "furnish[ed]" whiskey because he "paid for it himself, and exercised possession and control over it before offering it" to his friend. Id. at 338.
Here, like the boys in Lather and unlike the friends in Rauck, Martin and Brothers jointly possessed the same alcohol, and thus could not "furnish" it to each other. The undisputed facts show no transfer of possession. Brothers ordered the keg, picked it up, and paid for it using a bank account containing commingled funds. Brothers and Martin therefore jointly bought the beer and "acquired possession of the [alcohol] simultaneously." 519 N.E.2d at 763. We accordingly hold as a matter of law that Martin did not — and could not — "furnish" to Brothers what he already possessed.
We find that summary judgment was improper on the negligence claim as there remains a question of fact as to whether Martin breached the landowner-invitee "duty to protect" owed to Michalik. However, summary judgment was appropriate on plaintiffs' Dram Shop Act claim because the plain meaning of "furnish" within the Act requires that Martin have transferred possession of the alcohol to Brothers, which she could not do, as they jointly possessed the beer in question. Accordingly, we affirm summary judgment in part and reverse in part.
RUCKER, DAVID, MASSA, and SLAUGHTER, JJ., concur.