WILLIAM C. LEE, District Judge.
Presently before the Court is Defendant United Steelworkers Local 12273's ("the Union's") "Motion in Limine Regarding the Scope of Damages" [DE 108] filed on September 20, 2011. Plaintiff, Yolanda Young-Smith ("Young-Smith") responded on October 18, 2011 [DE 109] to which the Union replied on November 1, 2011 [DE 112]. Thereafter, the parties sought leave to file a sur-response [DE 115] and sur-reply [DE 116] and briefing was complete on November 28, 2011. For the following reasons, the Defendant's Motion in Limine will be GRANTED in PART and DENIED in PART.
"A motion in limine is a request for guidance by the court regarding an evidentiary question." Wilson v. Williams, 182 F.3d 562, 570 (7th Cir.1999) (citation omitted). "Federal district courts have the power to exclude evidence in limine pursuant to their authority to manage trials." Dartey v. Ford Motor Co., 104 F.Supp.2d 1017, 1020 (N.D.Ind.2000) (citation omitted). "[A]s the term `in limine' suggests, a court's decision on such evidence is preliminary in nature and subject to change." Id.; see United States v. Connelly, 874 F.2d 412, 416 (7th Cir.1989) (emphasizing that an order either granting or denying a motion in limine is "a preliminary decision ... subject to change based upon the court's exposure to the evidence at trial"). Indeed, the Seventh Circuit Court of Appeals has noted that "a ruling [in limine] is subject to change when the case unfolds, particularly if the actual testimony differs from what was contained in the proffer." Connelly, 874 F.2d at 416 ("[E]ven if nothing unexpected happens at trial, the district judge is free, in the exercise of sound judicial discretion, to alter a previous in limine ruling."). Thus, a ruling on a motion in limine is not necessarily the final determination on the admissibility of the evidence discussed in the motion. See Wilson, 182 F.3d at 570-71. Instead, an order on a motion in limine is essentially an advisory opinion, "merely speculative in effect." Id. (citing Luce v. United States, 469 U.S. 38, 41, 105 S.Ct. 460, 83 L.Ed.2d 443 (1984)).
Young-Smith is a black female and a former employee of Defendant Bayer Health Care, LLC ("Bayer"). After her discharge from Bayer, Young-Smith sued both Bayer and the Union contending that her discharge by Bayer violated Title VII and that the Union discriminated against her on the basis of race in several ways. On January 2, 2010, Young-Smith dismissed her claims against Bayer. Thus, the claims against the Union are the sole claims remaining in this case.
With respect to the Union, Young-Smith alleges two distinct claims. First, she argues that the manner in which the Union pursued her grievance relating to the discharge was discriminatory thereby violating the terms of the Collective Bargaining Agreement. Second, she argues that the Union engaged in a policy or practice of refusing to file race-based grievances on behalf of employees when asked to do so. See Goodman v. Lukens Steel Co., 482 U.S. 656 (1987) (finding Union in violation of section 1981 when it violates the CBA by refusing to file race-based grievances).
On March 3, 2011, the undersigned granted, in part, and denied, in part, the Union's Motion for Summary Judgment on these claims. More specifically, the Court held that on the basis of the record presented "no reasonable jury could conclude that the Union discriminated against Young-Smith in the manner in which it processed her grievance [related to her discharge]." [DE 94, p. 20]. However, the Court also concluded that Young-Smith had "established a genuine issue of material fact related to her contention that the Union failed to process her grievance requests based upon race discrimination." [DE 94, at p. 25].
In support of its motion, the Union asserts that based upon the undersigned's summary judgment rulings, Young-Smith's economic damages are limited to any loss of pay she suffered as a result of the alleged failure to file race discrimination grievances on her behalf.
In response, Young-Smith asserts that if the Union had filed race discrimination grievances prior to her discharge when she had asked, she might have avoided discharge. Thus, she asserts the jury is entitled to weigh whether she lost an opportunity to retain her employment thereby entitling her to backpay. Likewise, she asserts that she is entitled to all the damages that are the natural and probable consequence of the Union's conduct, including emotional distress damages and punitive damages.
Young-Smith's remaining claim against the Union sounds under 42 U.S.C. § 1981, which provides that "[a]ll persons within the jurisdiction shall have the same right in every State and Territory to make and enforce contracts ... as is enjoyed by white citizens." 42 U.S.C. § 1981(a). For section 1981(a) purposes, "the term `make and enforce contracts' includes the making, performance, modification, and termination of contracts, and the enjoyment of all benefits, privileges, terms, and conditions of the contractual relationship." 42 U.S.C. § 1981(b). Thus, she asserts that the Union has discriminated against her in the manner in which it performs its contract by refusing to file race-based grievances on behalf of black employees and that she, in particular, has requested the Union to file such grievances on her behalf only to be refused at every turn. See Goodman, 482 U.S. 656 (holding union liable under section 1981 for following a deliberate policy of never including claims of racial discrimination in its grievances while pursuing thousands of other grievances).
In pursuing her section 1981 claim, the undersigned concluded in the summary judgment determination that Young-Smith created a genuine issue of fact with evidence that she specifically requested the Union to file certain race-based grievances and it refused.
Section 1981 permits a plaintiff to recover compensatory damages resulting from the discriminatory conduct. A plaintiff may recover emotional damages as a result of a violation and punitive damages are available when a plaintiff demonstrates that the defendant engaged in intentional discrimination "with malice or with reckless indifference to the federally protected rights of an aggrieved individual." 42 U.S.C. § 1981a(b)(1); E.E.O.C. v. Management Hospitality of Racine, Inc. 2012 WL 37112, 12 (7
Here, plaintiff argues she is entitled to lost pay, emotional distress damages, and punitive damages for the Union's refusal to address her race-based concerns through the grievance process in 2004-2005, and in 2006 prior to her discharge. As part of her argument, she asserts that if the jury finds discrimination by the Union she is entitled to damages related to her "lost chance" of continued employment had her race-based arguments been successful during the arbitration in avoiding her discharge. Young-Smith further argues that she should be entitled to present any and all evidence, dating back as far as 2000, that she asked the Union to file race-based grievances and it refused so as to establish her Goodman claim.
As noted above, this Court has already held as a matter of law that the Union did not discriminate against Young-Smith in the manner in which it conducted itself during her discharge arbitration. The Union offered legitimate non-discriminatory reasons for its actions at the discharge arbitration and the undersigned concluded that Young-Smith "presented no evidence to rebut the legitimate non-discriminatory reasons proffered by the Union for its actions." [DE 94 at p. 20]. The Union did, in fact, argue that Bayer utilized different standards in assessing the discipline, i.e., the termination, to be doled out to both the plaintiff and the other individual involved in the incident leading to her discharge, although it stopped short of alleging racial discrimination in part, because it asserted that it would have had a higher burden of proof under the terms of the CBA. The differential treatment argument failed at the arbitration and the arbitrator upheld Young-Smith's termination based on her inappropriate workplace conduct.
The lost chance doctrine has been recognized in this circuit in discriminatory promotion cases, Alexander v. City of Milwaukee, 474 F.3d 437, 449 (7
As set out above, this court has foreclosed Young-Smith's discrimination claim against the Union related to its conduct during her discharge arbitration. Yet, what Young-Smith seeks to do by virtue of the lost chance doctrine is to resurrect that claim by putting her discharge (and the issue of backpay) before the jury. In essence, she seeks to have the jury speculate on the "possibility" that her discharge by Bayer was discriminatory and the Union's failure to file race based grievances in the past influenced Bayer's discriminatory behavior. This is an attempt to make an end run around this Court's summary judgment ruling and, as such, is foreclosed.
Moreover, even if the Court opted not to foreclose the argument based on its previous ruling, the lost chance doctrine is simply unavailable to Young-Smith based upon the facts of this case. Every case applying the lost chance doctrine in the Seventh Circuit has done so from the perspective of a discriminatory promotion type claim. See Doll v. Brown, 75 F.3d 1200, 1206-1207 (7
Having reviewed the above cases, the court concludes the lost chance doctrine is inapplicable to the facts of the present case. To allow Young-Smith to argue that she is entitled to backpay for her discharge would essentially turn her claim that the Union discriminated against black union members by refusing to file race based grievances into a discharge case. Moreover, under the precedent above, Young-Smith would have to present evidence so that the jury could assess the probability that she would have retained her employment had the Union not only argued race-based discrimination by the employer but successfully argued it. This is not something that can be easily confined to calculation as it can in promotion or hiring type cases where there are often entrance tests, performance tests, performance reviews, etc. which provide some indication to the jury that the plaintiff would have received the promotion absent discrimination. See Alexander, 474 F.3d at 450 (noting that the 7
At trial, the jury will be instructed that it is to award damages for the Union's conduct only if it finds from a preponderance of the evidence that the Union's conduct caused damage to the plaintiff. Plaintiff, for instance, may be entitled to emotional distress damages from the Union if she prevails on her contention that the Union refused to process claims of race discrimination throughout her employment. Simply put, the Union can be held liable for the damages it may have caused to Young-Smith, emotional or otherwise, occasioned by its refusal to address her race-based discrimination claims throughout her employment at Bayer. Young-Smith cannot recover back pay for her discharge from the Union. Thus, the Union's Motion in Limine is GRANTED as to Young-Smith's claim for "lost chance" damages or for back pay due to her discharge.
Young-Smith is entitled, however, to argue to the jury that the Union's conduct created other damages for which she may be compensated, such as emotional distress damages and punitive damages. As Young-Smith has presented it, she has a long history of requesting the Union to pursue claims of race discrimination by Bayer that resulted in some adverse action (short of discharge) to her. Young-Smith may certainly argue that the Union's constant and continuous refusal to file race-based grievances against Bayer to remedy discrimination suffered by its members resulted in emotional distress to her. Likewise, to the extent she can prove that the Union's failure to file race-based grievances was intentional discrimination with malice or with reckless indifference to her federally protected rights she may seek a punitive damages instruction.
In her briefs, Young-Smith raises a second issue as to which requests she made to the Union to file a race based grievance she is permitted to present to the jury. In this court's summary judgment order, the undersigned specifically refused to consider vague allegations by Young-Smith that she requested the Union to file race discrimination grievances on her behalf in early 2000 through 2004. Specifically, the undersigned held:
DE 94, pp. 22-23. Given the above ruling, this Court has already determined that Young-Smith may not present any evidence of incidents occurring prior to 2004 in which she contends that she requested the Union to file race-based grievances on her behalf and it refused. Thus, to the extent, that the Union's Motion in Limine seeks to prohibit Young-Smith from presenting testimony or evidence of requests she asserts she made for the Union to file race-based grievances prior to 2004, the Motion in Limine is GRANTED.
However, the undersigned DENIES the Motion in Limine to the extent that Young-Smith seeks to argue that she requested that the Union file a race-based grievance relating to her discharge and it refused to pursue this avenue of relief. Young-Smith may present this evidence to establish the Union's practice of not raising race-based issues of its members when requested to do so. As was noted in the summary judgment opinion, there was insufficient evidence to establish that the Union's handling of the discharge arbitration as a whole was discriminatory. But, the record is clear that Young-Smith asked the Union to file a race-based grievance and it declined to do so. This evidence is relevant
Based on the foregoing, the Defendant's Motion in Limine is GRANTED in part and DENIED in part, consistent with the discussion above.