ANDREW P. RODOVICH, Magistrate Judge.
This matter is before the court on the Motion for Adverse Inference Based upon Spoliation of Evidence [DE 56], Motion to Bar Opinion Testimony from Donald Hess [DE 58], and the Motion to Bar Opinion Testimony from Stan Smith [DE 60] filed by the defendant, James R. Barrett Jr., on February 27, 2015. For the following reasons, the Motion for Adverse Inference Based upon Spoliation of Evidence [DE 56] is
On July 29, 2013, the plaintiff, Rosie Passmore, filed a state court complaint against the defendants for the wrongful death of her husband, Willie Passmore. On August 23, 2013, the defendant, James R. Barrett Jr., removed this case to federal court. Passmore has alleged that Barrett negligently ran over and killed Willie Passmore while Willie Passmore was working at Boss Truck Shop in Gary, Indiana. On June 23, 2014, this court granted a motion to intervene filed by Creative Risk Solutions, as subrogee of Bosselman, Inc.
Bosselman was doing business as Boss Truck Shop and employed Willie Passmore. Bosselman retained surveillance video of Boss Truck Shop, which it kept on a thirty day loop. Therefore, it retained the video for thirty days before discarding the video. After Willie Passmore's death, Bosselman's representatives met with an OSHA investigator. The investigator indicated what portions of the video he needed Bosselman to preserve for his investigation. Bosselman preserved a portion of the surveillance video that showed Barrett walking to his truck from the shop lobby, Barrett pulling the truck out of the bay, and the truck running over Willie Passmore. However, Bosselman did not preserve video from the time Barrett arrived at the truck shop to the time he walked out of the lobby. Barrett has claimed that the missing video would have shown Willie Passmore telling Barrett to pull his truck out of the bay shortly before Barrett went into the shop lobby.
On January 26, 2015, Passmore disclosed an unsigned expert report of Donald Hess. On March 2, 2015, Passmore supplied Barrett with a signed copy of Hess' report. Hess' report offered the following opinions:
Hess has held a commercial driver's license since 1971 that allowed him to drive single, double, and triple tractor trailers and hazardous materials. From 1994 to 2013, he was the Director of Transportation and Public Safety Programs for John Wood Community College in Quincy, Illinois. As the program's director, Hess designed, organized, and implemented the Truck Driver Training Program. Additionally, he taught students the driving skills necessary to obtain a commercial driver's license. Furthermore, Hess has consulted on over 100 cases as an expert witness in truck litigation since 1997.
Hess admitted that he did not use science, physics, or calculations to form his opinions in this case. Additionally, he stated that he did not take any photographs or measurements of the scene and was not certified in and had not performed an accident reconstruction. Furthermore, Hess could not conclude that the outcome would have been different had Barrett followed the procedures outlined in Hess' report.
On November 27, 2013, Passmore disclosed Stanley Smith, PhD. as an expert witness in response to Barrett's interrogatory number 25. Additionally, she disclosed a forty-four page report signed by Smith that calculated her financial loss of support from Willie Passmore's death. Smith's report calculated four categories of losses:
On January 26, 2015, Passmore provided Barrett with an amended expert witness disclosure that did not include Smith. On February 13, 2015, Passmore emailed Barrett another copy of Smith's report that she disclosed previously and asked whether Barrett intended to depose Smith. On March 2, 2015, Passmore emailed Barrett a letter enclosing Smith's curriculum vitae and his Rule 26 litigation history.
Barrett has requested the court to allow an adverse inference based upon the spoliation of surveillance video from the date of the accident. Neither party has challenged that state law governs spoliation in a diversity action. See
Spoliation of evidence occurs when there is an "`intentional destruction, mutilation, alteration, or concealment of evidence.'"
Bosselman, Inc. d/b/a Boss Truck Shop, Willie Passmore's employer, maintained video surveillance of the truck shop. Bosselman maintained surveillance tapes on a thirty day loop. Therefore, after thirty days, it discarded the surveillance tapes. Bosselman preserved video of the accident, but did not preserve video before Barrett walked from the shop's lobby to his tractor. Barrett has claimed that Willie Passmore told him to get his mileage and to pull the truck forward before Barrett entered the lobby. Barrett has relied on that conversation to argue that he did not breach a duty to Willie Passmore and that he was not the proximate cause of Willie Passmore's death.
On May 9, 2014, Creative Risk Solutions, as subrogee of Bosselman, requested leave to intervene in this action, which this court granted. Creative Risk Solutions indicated that it paid two-thirds of Willie Passmore's average weekly wage to his dependents pursuant to Bosselman's workers' compensation insurance policy. Furthermore, it noted that it was entitled to reimbursement of sums paid to Willie Passmore's dependents following a satisfaction of judgment or settlement resolving this matter. Therefore, Creative Risk Solutions' interests align with Passmore's. Because Creative Risk Solutions, as subrogee of Bosselman, became a party to this action and Bosselman had exclusive possession of the surveillance video, Barrett has requested the court to allow an adverse inference against Passmore and Creative Risk Solutions for the missing surveillance video before Barrett entered the lobby.
Passmore has argued that the court should not draw an adverse inference against her, but against Barrett, because the missing video would show that Willie Passmore and Barrett did not speak. However, Barrett correctly noted that the court may draw an adverse inference only against the party with possession of the missing evidence. Therefore, because Barrett did not have possession of the evidence, the court cannot allow an adverse inference against him. Passmore also has argued that there was no evidence that Bosselman intentionally destroyed the video to defeat Barrett's claims. However, Indiana law does not require the destruction in an attempt to defeat a party's claims, only that the destroying party intentionally destroyed the evidence.
The court finds that Bosselman intentionally destroyed the surveillance video by failing to preserve the video before Barrett entered the lobby. Therefore, the court could allow an adverse inference against Passmore and Creative Risk Solutions. However, the court may exclude relevant evidence if its probative value is substantially outweighed by the danger of unfair prejudice.
Barrett also has requested the court to bar opinion testimony from two of Passmore's expert witnesses, Donald Hess and Stan Smith. The admissibility of expert evidence is governed by Federal Rule of Evidence 702,
Under
In light of
To satisfy the reliability requirement, the expert must be qualified in the relevant field, and his opinion must be based on sound methodology.
The expert testimony must "fit the issue to which the expert is testifying."
Once evidence is deemed reliable, it still must be excluded if it is not relevant, which under Rule 702 means that it is not likely "to assist the trier of fact to understand the evidence or determine a fact in issue. . . ."
First, Barrett has argued that the court should bar Donald Hess' testimony because it was not disclosed properly and timely pursuant to Rule 26(a)(2). On January 27, 2015, Barrett filed a motion to strike Passmore's expert disclosure of Donald Hess because it was not filed timely. When Barrett filed the pending motion to bar Donald Hess' testimony, the motion to strike remained pending. Therefore, Barrett has reiterated his argument that Hess' opinion was not disclosed timely. However, on March 10, 2015, this court found that Passmore disclosed Hess' opinion timely and denied the motion to strike the expert disclosure. Therefore, the court will not address the argument that Hess' opinion was not disclosed timely.
Barrett also has argued that Passmore did not disclose Hess' opinion properly because Hess did not prepare and sign the written report. Passmore has indicated that Barrett did not allege any prejudice from the report lacking a signature. Furthermore, Passmore provided Barrett a signed copy of Hess' report on March 2, 2015, thirty-five days after the initial disclosure. The court finds that Passmore's initial unsigned disclosure of Hess' report was harmless because Barrett has not identified any prejudice as a result of any Rule 26(a)(2) violation. See
Next, Barrett also has argued that the court should bar Hess' opinions because they do not meet the requirements of Rule 702. Passmore has indicated that Hess would testify to the following opinions:
Barrett has argued that Hess' opinions improperly instruct the jury on legal conclusions because they conclude that he failed to exercise ordinary care. He has correctly claimed that the judge should instruct the jury on the applicable principles of law, not an expert witness. However, Passmore has stated that Hess' opinions were offered to show the standard of care for a commercial truck driver. Although Hess' written report concluded that Barrett failed to exercise ordinary care, Hess can testify regarding the standard of care for a commercial truck driver. The court does not find that Hess' opinions improperly instruct the jury on legal conclusions because he may testify to the standard of care for a commercial truck driver without discussing legal terms such as ordinary care. Therefore, Hess cannot testify that Barrett failed to exercise ordinary care, but he can explain the procedures a commercial truck driver should follow.
Barrett also has claimed that Hess was not qualified to offer expert testimony regarding ordinary care because Hess was not a lawyer, did not attend law school, and has never practiced law. As discussed above, Hess cannot testify that Barrett failed to exercise ordinary care, but he can testify regarding the standard of care for a commercial truck driver. Additionally, Hess is qualified to testify to the standard of care for a commercial truck driver. He has held a commercial driver's license since 1971 that allowed him to drive single, double, and triple tractor trailers and to pull hazardous materials. Moreover, Hess was the Director of Transportation and Public Safety Programs for John Wood Community College in Quincy, Illinois where he designed, organized, and implemented the Truck Driver Training Program. As the program's director, Hess taught students the driving skills necessary to obtain a commercial driver's license. Furthermore, he has consulted in over 100 cases as an expert witness in the field of truck litigation since 1997.
Additionally, Barrett has argued that Hess' opinions were not reliable because he did not use science, physics, or calculations to form his opinions and because Hess could not say whether the outcome would have been different if Barrett had followed his opinions. Hess' opinions regarding the standard of care for a commercial truck driver do not require science, physics, or calculations. Rather, he can base his opinions on his knowledge and experience as a commercial truck driver and truck driving instructor. Although Hess cannot conclude that the outcome would have been different had Barret followed his opinions, that does not indicate that Hess' opinions are unreliable. Rather, that goes to the weight of Hess' testimony, which the jury will determine.
Last, Barrett has argued that Hess' opinions were not relevant because they do not make a fact more or less probable. Barrett has claimed that Hess' opinions were not relevant because Hess could not conclude that the outcome would have been different if Barrett had followed his opinions. However, evidence is relevant if it will help the jury to understand the evidence or to determine a fact in issue. Hess' testimony is relevant because it will assist the jury in deciding the proper conduct for a commercial truck driver. Therefore, the Motion to Bar Opinion Testimony from Donald Hess [DE 58] is
Barrett also has requested the court to bar opinion testimony from Passmore's expert Stan Smith. First, Barrett has argued that Passmore did not disclose Smith's opinions properly or timely. On November 27, 2013, Passmore disclosed Smith as an expert and provided Barrett with Smith's signed report. However, Barrett has argued that Passmore's January 26, 2015 expert disclosure, which this court has ruled was timely, did not list Smith and therefore, he believed that Passmore had abandoned Smith as an expert. Furthermore, Barrett noted that Passmore did not disclose Smith's curriculum vitae or Rule 26 litigation history by the discovery deadline. Passmore provided Smith's curriculum vitae and litigation history on March 2, 2015, thirty-five days after the deadline. Additionally, she indicated that she emailed Barrett's counsel on February 13, 2015, eighteen days after the deadline, to enclose an additional copy of Smith's report.
The court finds that Passmore disclosed Smith timely. Although her January 26, 2015 disclosure did not list Smith, Passmore had disclosed Smith and provided his signed report on November 27, 2013. Additionally, Barrett has not demonstrated any prejudice from the fact that Passmore provided Smith's curriculum vitae and litigation history thirty-five days after the deadline.
Barrett also has argued that the court should bar Smith's opinions because the listed categories of damages are not permitted under Indiana's Wrongful Death Statute, IND. CODE § 34-23-1-1. Specifically, he has claimed that the categories listed as: loss of household/family services; loss of value of life; and loss of society or relationship were not permitted under IND. CODE § 34-23-1-1. Passmore has agreed to limit Smith's testimony to: loss of wages and employee benefits and loss of household/family housekeeping and house management services. Passmore has argued that both of those categories are recoverable under Indiana's Wrongful Death Statute. The court agrees that Indiana's Wrongful Death Statute does not bar those types of damages. See
In his motion to bar Smith's opinions, Barrett also has argued that Smith's testimony on hedonic damages and damages beyond those permitted by Indiana law did not meet the requirements of Rule 702. Therefore, in response, Passmore agreed to limit Smith's testimony to the loss of wages and benefits and the loss of household/family housekeeping and house management services, damages that this court has found are recoverable under Indiana's Wrongful Death Statute. In reply, Barrett argued, for the first time, that those categories also failed to meet the requirements of Rule 702. Specifically, Barrett has argued that Smith's testimony was unreliable because he did not cite peer-reviewed publications indicating that his methods had gained general acceptance within the field of economics.
It is well established that an argument first raised in a reply brief is waived.
Furthermore, Smith relied on Willie Passmore's tax returns, Passmore's Amended Complaint, an interview with Passmore, and information from the case. Additionally, Smith cited sources for the values and rates he used in his formulas and calculations. Moreover, he cited peer-reviewed publications for the methodologies he used. Therefore, the court finds Smith's testimony reliable under Rule 702.
Although not challenged by Barrett, the court also finds Smith qualified to provide expert testimony on Passmore's damages and that Smith's testimony is relevant. Smith has a Ph.D. in economics from the University of Chicago, taught a class on economic damages in litigation at DePaul University from 1990 to 1994, and has worked as a consultant and expert on economics and finance since 1985. Additionally, he has published many articles on economics and testified as an expert witness on damages in many cases. Furthermore, his testimony will assist the jury in determining any damages for Passmore. Therefore, the Motion to Bar Opinion Testimony from Stan Smith [DE 60] is
Barrett has indicated that he did not retain a damages expert because he believed that Passmore's failure to include Smith on her January 26, 2015 disclosure meant she had abandoned Smith's testimony. However, Barrett has not requested an extension to retain a damages expert based on that argument. Because the court has not barred Smith's testimony, Barrett may file a motion requesting an extension to retain a damages expert.
For the foregoing reasons, the Motion for Adverse Inference Based upon Spoliation of Evidence [DE 56] is