RUDY LOZANO, District Judge.
This matter is before the Court on the Third Motion for Default Judgment, filed by Plaintiff Mark Charcalla, on November 12, 2014 (DE# 22); the Motion to Dismiss Plaintiff's Amended Petition for a Writ of Mandamus for Failure to State a Claim on Which Relief Can Be Granted and for Insufficient Service of Process, filed by Defendant Director of Civil Rights Division of the Department of Justice on January 20, 2015 (DE# 28); and the Motion for Summary Judgment for a Writ of Mandamus filed by Plaintiff on February 6, 2015 (DE #32). For the reasons set forth below, Plaintiff's Third Motion for Default Judgment (DE # 22) is
On January 21, 2014, Plaintiff Mark Charcalla ("Charcalla") filed a pro se complaint entitled, "Petition for Writ of Mandamus" against Defendant Director of Civil Affairs of the Department of Justice ("DOJ"). (DE# 1.) In April 2014, Charcalla moved for default judgement. Magistrate Judge Cosbey denied this motion because Charcalla's service of the United States was improper under Federal Rules of Procedure Rule 4(i)(1). (DE# 7.) Charcalla served another summons on the United States, and in July 2014, filed a second motion for default. Magistrate Judge Cosbey denied this motion because Charcalla failed to serve the Attorney General as required by Rule 4(i)(1). (DE# 11.)
On August 20, 2014, Charcalla filed an amended pro se complaint entitled, "Amended Petition for a Writ of Mandamus" ("Amended Petition"), seeking a writ of mandamus compelling the DOJ to authorize a United States district attorney to act as Charcalla's attorney in his claim against his former employer for benefits under the Veterans Reemployment Rights Act of 1974 ("VRRA"). (DE# 15.) Charcalla served the Amended Petition and summons on a United States district attorney, the Attorney General, and Molly Moran, the former Acting Assistant Attorney General of the DOJ's Civil Rights Division. (DE## 18-21.)
On November 12, 2014, Charcalla filed his Third Motion for Default Judgment. (DE# 22.) Five days later, an Assistant United States Attorney filed a notice of appearance on behalf of the DOJ, and an unopposed motion to extend the time to file a response to the Amended Petition. (DE## 23, 24.) Magistrate Judge Cosbey granted this motion for an extension, noting that the DOJ's counsel "represents that plaintiff does not object," and ordered the DOJ to file responses to Charcalla's Amended Petition and Third Motion for Default Judgment by January 13, 2015. (DE# 25.) Magistrate Judge Cosbey granted the DOJ's second unopposed motion to extend the time to file a response to the Amended Petition to January 20, 2015, noting the DOJ's representation that Charcalla had no objection. (DE# 27.)
On January 20, 2015, the DOJ filed a motion to dismiss the Amended Petition for failure to state a claim and for insufficient service of process. (DE# 28.) Charcalla filed his response to the DOJ's motion on February 6, 2015. (DE# 31.) On the same day, Charcalla filed a one-sentence motion for summary judgment. (DE# 32.) The DOJ filed its reply to its motion to dismiss on March 3, 2015. (DE# 35.) The DOJ did not respond to Charcalla's motion for default judgment or summary judgement motion.
The Amended Petition alleges the following relevant facts: Charcalla is a "service connected disabled veteran" seeking benefits authorized under the VRRA. (DE# 15 at 1.) Upon returning from military duty, Charcalla was reemployed by his former employer under the VRRA, but was laid off after nine weeks.
The Amended Petition asserts that "courts may issue all writs necessary and appropriate in aid of their respective jurisdictions and agreeable to usages and principals of law," (id. at 2 (citing 28 U.S.C. § 1651(a)), and that the Administrative Procedure Act allows a court to set aside an agency action or policy. (Id. at 4.) The Amended Petition seeks a writ of mandamus compelling the DOJ to authorize a United States district attorney to represent him in his claim against his former employer. (Id. at 1, 4, 6.)
In his third motion for default judgment, Charcalla contends that he is entitled to a default judgment against the DOJ. A party seeking affirmative relief is entitled to a default judgment in its favor when the party from which relief is sought fails to plead or otherwise defend. Fed. R. Civ. P. 55(a).
Here, the DOJ filed two unopposed motions for extensions of time in which to respond to the Amended Petition. Charcalla had no objection to either motion. Magistrate Judge Cosbey granted the DOJ's motions, and the DOJ filed its motion to dismiss within the extended deadline. Therefore, Charcalla's third motion for default judgment is
The DOJ's motion to dismiss argues that Charcalla's Amended Petition: (1) suffers from insufficient service of process under Federal Rules of Civil Procedure Rule 12(b)(5); and (2) fails to state a claim upon which relief can be granted under Rule 12(b)(6). The Court will address these issues in turn.
Federal Rules of Civil Procedure Rule 4(i) provides that to serve a United States agency, "a party must serve the United States and also send a copy of the summons and of the complaint by registered mail to the agency." Fed. R. Civ. P. 4(i)(2). To properly serve the United States, a party must:
Fed. R. Civ. P. 4(i)(1). The DOJ asserts that Charcalla failed to satisfy Rule 4 because he personally served the summons and Amended Petition on the Attorney General and the former Acting Assistant Attorney General of the DOJ's Civil Rights Division. (DE# 29 at 2, 5.) However, the record indicates that Charcalla served these documents by certified mail. (DE## 19, 20.) Service in this manner is authorized by Rules 4(i)(1)(B) and 4(i)(2). According to the certified mail receipts, the Attorney General and the DOJ received the summons on August 28, 2014, and September 3, 2014, respectively. (Id.) In addition, a nonparty personally served the summons on the United States district attorney in Fort Wayne, Indiana, on August 28, 2014. (DE# 18.) Service in this manner is authorized by Rule 4(i)(1)(A). Therefore, Charcalla's service on of process was effective under Rule 4.
Rule 12(b)(6) of the Federal Rules of Civil Procedure allows a complaint to be dismissed if it fails to "state a claim upon which relief can be granted." Allegations other than fraud and mistake are governed by the pleading standard outlined in Federal Rules of Civil Procedure Rule 8(a), which requires a "short and plain statement" that the pleader is entitled to relief.
In order to survive a Rule 12(b)(6) motion, the complaint "must contain sufficient factual matter, accepted as true, to `state a claim to relief that is plausible on its face'." Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L. Ed. 2d 868 (2009) (quoting Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570, 127 S.Ct. 1955, 167 L. Ed. 2d 929 (2007)). All well-pleaded facts must be accepted as true, and all reasonable inferences from those facts must be resolved in the plaintiff's favor. Pugh v. Tribune Co., 521 F.3d 686, 692 (7th Cir. 2008). "In evaluating the sufficiency of a complaint, `the court may also consider documents attached to the pleading without converting the motion into one for summary judgment.'" Runnion ex rel. Runnion v. Girl Scouts of Greater Chicago and Nw. Ind., 786 F.3d 510, 528, n.8 (7th Cir. 2015) (quoting Wigod v. Wells Fargo Bank, N.A., 673 F.3d 547, 556 (7th Cir. 2012)); see Fed. R. Civ. P. 10(c) ("A copy of a written instrument that is an exhibit to a pleading is a part of the pleading for all purposes.")). Plaintiffs may plead themselves out of court if the complaint includes allegations that show they cannot possibly be entitled to the relief sought. McCready v. eBay, Inc., 453 F.3d 882, 888 (7th Cir. 2006).
The Court notes that Charcalla is appearing pro se in this matter. Generally, although "pro se litigants are masters of their own complaints" and "[d]istrict judges have no obligation to act as counsel or paralegal to pro se litigants," Myles v. United States, 416 F.3d 551, 552 (7th Cir. 2005), a document filed pro se is to be liberally construed, and "a pro se complaint, however inartfully pleaded, must be held to less stringent standards than formal pleadings drafted by lawyers." Erickson v. Pardus, 551 U.S. 89, 94, 127 S.Ct. 2197, 167 L. Ed. 2d 1081 (2007) (citation omitted). However, "on a motion to dismiss, courts are not bound to accept as true a legal conclusion couched as a factual allegation." Twombly, 550 U.S. at 555 (citation omitted).
The DOJ asserts that Charcalla's Amended Petition fails to state a claim for relief under Rule 12(b)(6) because Charcalla's claims are (1) barred by sovereign immunity, and (2) not covered by the Administrative Procedure Act.
The DOJ argues that the Amended Petition is barred by sovereign immunity. "Sovereign immunity, when it exists, cuts off a plaintiff's ability to sue the government." Michigan v. U.S. Army Corps of Eng'rs, 758 F.3d 892, 900 (7th Cir. 2014). A waiver of sovereign immunity cannot be implied but must be unequivocally expressed in statutory text, and any such waiver must be strictly construed in the government's favor. Abdulqader v. United States, 596 Fed. Appx. 515, 516 (7th Cir. 2015) (citing United States v. Mitchell, 445 U.S. 535, 538, 100 S.Ct. 1349, 63 L. Ed. 2d 607 (1980) and Lane v. Pena, 518 U.S. 187, 192, 116 S.Ct. 2092, 135 L. Ed. 2d 486 (1996)). The DOJ maintains that USERRA does not waive sovereign immunity as to the DOJ's representation decisions.
USERRA is "the latest in a series laws protecting veterans' employment and reemployment rights," replacing its immediate predecessor, the VRRA. 20 C.F.R. § 1002.2. "USERRA encourages military service by granting service members rights with respect to civilian employment that are not available to similarly situated, nonmilitary employees." Crews v. City of Mt. Vernon, 567 F.3d 860, 867 (7th Cir. 2009). When Congress enacted USERRA in 1994, it "emphasized USERRA's continuity with the VRRA and its intention to clarify and strengthen that law." 20 C.F.R. § 1002.2; see Middleton v. City of Chicago, 578 F.3d 655, 659 (7th Cir. 2009) ("USERRA established additional rights and liabilities that did not exist under the VRRA.").
The DOJ maintains that no provision of USERRA waives the United States' sovereign immunity for claims challenging its USERRA representation decisions. Cf. 38 U.S.C. § 4324 (authorizing litigation against a Federal executive agency in its capacity as an employer). In response, Charcalla does not argue that USERRA waives sovereign immunity. Rather, he insists that USERRA's predecessor, the VRRA, applies to his claims.
While the Seventh Circuit has not addressed this issue under either statute, courts in other circuits have refused to extend the United States' waiver of sovereign immunity under USERRA beyond its waiver as an employer. In Wood v. Dep't of Labor, No. 09-61222-CV, 2009 WL 4667087 (S.D. Fla. Dec. 9, 2009), a veteran challenged the Department of Labor's decision to refer his USERRA complaint against an employer to a state agency. Id. at *1. The veteran insisted that the Department had an obligation under USERRA to assist him in his complaint against the employer, and asked the Court to order the Department to provide him with a lawyer to pursue those claims. Id. The court held that USERRA did not contain an explicit waiver of sovereign immunity, noting that "§ 4324 only authorizes litigation against the federal government in its capacity as an employer." Id. at *1-*2. After addressing other issues, the court dismissed the case with prejudice. See id. at *2; see also Jones v. New York City Hous. Auth., No. 05-Civ-8104, 2006 WL 1096804, at *3 (S.D.N.Y. Apr. 25, 2006) (finding no waiver of sovereign immunity under USERRA where a veteran sued "a federal agency to force the United States to ensure that an employer complies with federal and local law"). This Court agrees that USERRA does not unequivocally waive sovereign immunity as to the government's representation decisions.
While Charcalla asserts that the VRRA, rather than USERRA, applies to his claims, he does not cite any provision of the VRRA that waives sovereign immunity as to the government's representation decisions. The Court was unable to locate any unequivocal waiver of sovereign immunity as to representation decisions in either the text of the VRRA, or case law addressing the VRRA. Strictly construing USERRA in the government's favor, the Court concludes that the United States did not waive sovereign immunity as to its representation decisions under the VRRA.
The DOJ also argues that Charcalla's claim should be dismissed because the Administrative Procedure Act ("APA") does not cover the DOJ's representation decisions under USERRA. The APA provides that a reviewing court shall "compel agency action unlawfully withheld or unreasonably delayed." 5 U.S.C. § 706(1). However, the APA does not apply where "agency action is committed to agency discretion by law." 5 U.S.C. § 701(a)(2). The DOJ maintains that because its decision to represent a veteran is discretionary under USERRA, it is not reviewable under the APA.
In Heckler v. Chaney, 470 U.S. 821, 105 S.Ct. 1649, 84 L. Ed. 2 714 (1985), the Supreme Court addressed circumstances in which judicial review of agency inaction is appropriate. There, the Court addressed whether the Food and Drug Administration's ("FDA") decision not to undertake an enforcement proceeding against the use of certain drugs was subject to judicial review. The Court held that, under 5 U.S.C. § 701(a)(2), even when Congress has not affirmatively precluded judicial oversight, "review is not to be had if the statute is drawn so that a court would have no meaningful standard against which to judge the agency's exercise of discretion." Id. at 830. Since the statute conferring power on the FDA to prohibit the unlawful misbranding or misuse of drugs provided no substantive standards on which a court could base its review, the Supreme Court found that enforcement actions were committed to the complete discretion of the FDA.
The Supreme Court has emphasized that 5 U.S.C. § 701(a)(2) requires careful examination of the statute upon which the claim of agency illegality is based. See Webster v. Doe, 486 U.S. 592, 600, 108 S.Ct. 2047, 100 L. Ed. 2d 632 (1988) (citing Heckler, 470 U.S. 821). Here, the DOJ relies upon USERRA's enforcement provision, which states in part:
38 U.S.C. § 4323(a)(1) (2008). The DOJ maintains that its decision not to represent Charcalla was made pursuant to this provision, and was discretionary. Charcalla does not contest that the DOJ's decision to represent a veteran under USERRA is discretionary and not reviewable. See Wood, 2009 WL 4667087, at *2 (noting plaintiff "correctly conceded that the Attorney General's decision to appoint counsel [under 38 U.S.C. § 4323] is discretionary and not subject to the Court's review.").
Charcalla insists that the VRRA, rather than USERRA, applies to his claim against the DOJ. See Maher v. City of Chicago, 406 F.Supp.2d 1006, 1012 (N.D. Ill. 2006) (USERRA applies only to causes of action that accrued "on or after the first day after the sixty-day period beginning on October 13, 1994," and is not applied retroactively). In deciding whether to apply the VRRA or USERRA, courts consider when the veteran's claims arose. See, e.g., Watters v. Tilden Min. Co., L.C., 409 Fed. Appx. 812, 815 (6th Cir. 2010) (applying VRAA in effect when veteran's reemployment was initiated in 1988); Maher, 406 F. Supp. 2d at 1012 (finding that "[s]ince the amended complaint claims spans the period from February 1991 through March 1998, some claims fall under VRRA, and some fall under USERRA."). While Charcalla maintains that his claims against his former employer and the DOJ arise under the VRRA, this issue is far from clear. Charcalla cites correspondence from the Department of Labor stating that his claim against his former employer falls under the VRRA because his "performance of military service occurred 1982 thru 1985." (DE# 31 at 11.) However, the Amended Petition alleges that the DOJ refused to represent Charcalla in "a USERAA claim" in 2009. (DE# 15 at 2, 7.) Because the Court concludes that representation decisions are discretionary and unreviewable under both the VRRA and USERRA, it need not decide which statute applies to Charcalla's claim against the DOJ.
The VRRA's enforcement provision stated in part:
38 U.S.C. § 2022 (1984) (emphasis added). Charcalla insists that the word "shall" in this sentence indicates a lack of discretion in representing veterans.
The Seventh Circuit has looked beyond a provision's use of the term "shall" to determine whether agency discretion precludes review under 5 U.S.C. § 701(a)(2). In Andrews v. Consolidated Rail Corporation, 831 F.2d 678 (7th Cir. 1987), the plaintiff challenged the Department of Labor's decision not to prosecute a discrimination claim under section 503 of the Rehabilitation Act of 1973. The Seventh Circuit considered the language of section 503, which provided that "[t]he Department [of Labor] shall promptly investigate such complaint and shall take such action thereon as the facts and circumstances warrant. . . ." Id. at 686 (emphasis added). Regardless of the fact that this provision included the term "shall," the Seventh Circuit concluded that the Department's decision "was clearly within its discretion under 5 U.S.C. § 701(a)(2)" and not reviewable. Id. at 687. The Court explained that "Congress in enacting [section 503] neither set substantive priorities nor otherwise limited the Department of Labor's discretion in choosing which claims to prosecute." Id. at 686. It also noted that the regulation's language "[i]f the Director decides not to initiate . . ." supported the conclusion that the Department was within its discretion in deciding when and when not to pursue enforcement actions. Id.
Focusing on the term "shall," Charcalla ignores other text in the VRRA enforcement provision indicating agency discretion. The VRRA provision began by focusing on a veteran's ability to pursue a claim against an employer in federal court, stating in relevant part that, "[i]f any employer . . . fails or refuses to comply with [the VRRA], . . . upon the filing of a motion, petition, or other appropriate pleading by the person entitled to the benefits of such provisions," the district court has the power to require the employer to comply with such provisions. 8 U.S.C. § 2022 (1974) (emphasis added).
USERRA's enforcement provision states that if "reasonably satisfied" as to the merit of the veteran's claim, the Attorney General "may" appear on behalf of a veteran. 38 U.S.C. § 4323(a)(1). This language clearly indicates the Attorney General's discretion in deciding whether to represent a veteran. See The USERRA Manual § 8:2 ("Government-assisted court actions are possible, but not an automatic right, for persons who believe a private employer, state, or local government has violated their rights under USERRA."); The USERRA Manual Appendix C, USSERA Regulations, § 1002.292(b) ("If the Attorney General determines that the individual's complaint does not have merit, the Attorney General may decline to represent him or her."). The provision also states that if the Attorney General decides not to represent a veteran, he or she may file an action against an employer. See 38 U.S.C. § 4323(a)(3)(2008) ("A person may commence an action for relief with respect to a complaint against . . . a private employer if the person . . . (C) has been refused representation by the Attorney General with respect to the complaint under such paragraph."). As in Andrews, this language supports the conclusion that the Attorney General's representation decision is discretionary.
Courts have refused to review the DOJ's decision not to represent a party under other federal statutes. See, e.g., Falkowski v. E.E.O.C., 764 F.2d 907, 911 (D.C. Cir. 1985) ("DOJ's decision not to provide [plaintiff] with counsel was within the agency's unreviewable discretion" under 28 U.S.C. § 517); Turner v. Schultz, 187 F.Supp.2d 1288, 1294 (D. Colo. 2002) (noting permissive language of 28 U.S.C. § 517, and that the "DOJ has enjoyed a lengthy history of discretionary authority in representation decisions"). In doing so, they relied upon the superiority of the DOJ as a decision maker on the questions at issue, and the absence of any congressional pronouncements cabining the agency's discretion. See Falkowski, 764 F.2d at 911; Turner, 187 F. Supp. 2d at 1294 (noting the statute "is drawn so that a court would have no meaningful standard against which to judge the agency's exercise of discretion"). Here, neither the VRRA nor USERRA provisions indicate congressional intent to limit agency discretion, or offer any meaningful standard against which to judge the exercise of discretion in deciding whether to represent a party. See Heckler, 470 U.S. at 830. The VRAA and USERRA provide "no basis for a reviewing court to properly assess a representation decision, short of cross-examining the Attorney General on his views" on the merits of a veteran's claims. Turner, 187 F. Supp. 2d at 1296 (citing Webster, 486 U.S. at 600). As such, the Court holds that representation decisions under the enforcement provisions of the VRRA and USERRA are not reviewable. Because a challenge to an unreviewable agency decision necessarily fails to state a claim for relief, DeLuca v. Lariva, 586 Fed. Appx. 239, 241 (7th Cir. 2014), the DOJ's Motion to Dismiss is
Charcalla's motion for summary judgment states in its entirety: "Pursuant to Fed. R. Civ. P[.] 56(a), plaintiff moves for summary judgment to issue a writ of mandamus to the Director of Civil Rights Division DOJ based on supporting arguments for the Amended Petition for a Writ of Mandamus." (DE# 32 at 1.) Charcalla did not submit any brief or other pleading in support of this motion, and the DOJ did not respond to the motion.
Northern District of Indiana Local Rule 7-1 requires a moving party to file a supporting brief with any motion under Rule 56. N.D. Ind. L.R. 7-1(b)(3). Local Rule 56-1 requires the moving party to include a section labeled "Statement of Material Facts" in the brief or brief's appendix, identifying the facts that the party contends are not genuinely disputed. N.D. Ind. L.R. 56-1(a). "The obligations set forth by a court's local rules are not mere formalities." Zuppardi v. Wal-Mart Stores, Inc., 770 F.3d 644, 648 (7th Cir. 2014). While Charcalla is a pro se plaintiff, his pro se status does not relieve him from complying with procedural rules. See Anderson v. Hardman, 241 F.3d 544, 545 (7th Cir. 2001) (explaining that pro se litigants must still comply with procedural rules); Bordelon v. Chicago Sch. Reform Bd. of Trustees, 233 F.3d 524, 527 (7th Cir. 2000) (upholding strict compliance with local rules governing summary judgment given "the important function served by local rules that structure the summary judgment process"). Charcalla's single sentence motion for summary judgment fails to satisfy Local Rules 7-1 and 56-1. See Williams v. Gene B. Glick Co., Inc., 501 Fed. Appx. 543, 545 (7th Cir. 2013) (affirming summary judgment where pro se plaintiff "failed to submit any evidence to support these claims at summary judgment") (emphasis in original). Charcalla's motion for summary judgment is
For the reasons set forth above, the Third Motion for Default Judgment (DE# 22) is
38 U.S.C. § 2022 (1984).