JANE MAGNUS-STINSON, District Judge.
Plaintiff Christopher Baker initiated this putative class action while an inmate at the Henry County Jail (the "
The original Complaint in this case was filed by Plaintiffs Hannah Heinrich, Alton Taylor, III, Kimberly Mullins, James Kent, and Mr. Baker. [
In the meantime, Defendants — Sheriff Richard McCorkle, Henry County Commissioners, Henry County Council, and several individual Henry County Commissioners and Council members — moved for summary judgment on Plaintiffs' claims. [
The Court held a hearing on March 7, 2017, the parameters of which were established by Pavey v. Conley, 544 F.3d 739 (7th Cir. 2008). [
Having resolved the exhaustion issue as to Mr. Baker, his Motion for Class Certification, [
In his Motion to Reconsider Ruling Dismissing Named Plaintiffs, Mr. Baker argues that because the Court found after the Pavey hearing that "it was not necessary to file a grievance in order to exhaust administrative remedies regarding overcrowding or issues directly caused by overcrowding," the Court should reconsider its decision to dismiss the claims of the other four original Plaintiffs — Ms. Heinrich, Mr. Taylor, Ms. Mullins, and Mr. Kent — to the extent those claims addressed overcrowding in the Jail or issues directly caused by overcrowding. [
In their response, Defendants argue that Plaintiffs have set the pace of the proceeding, and that any argument that Defendants did not comply with discovery requests is without merit because Plaintiffs' counsel did not request inmate packets and there has not yet been a Rule 26(f) conference, no case management plan has been formulated, and there is no deadline for initial disclosures. [
Mr. Baker did not file a reply brief.
"Motions to reconsider `are not replays of the main event.'" Dominguez v. Lynch, 612 Fed. Appx. 388, 390 (7th Cir. 2015) (quoting Khan v. Holder, 766 F.3d 689, 696 (7th Cir. 2014)). A motion to reconsider is only appropriate where the Court has misunderstood a party, where the Court has made a decision outside the adversarial issues presented to the court by the parties, where the Court has made an error of apprehension (not of reasoning), where a significant change in the law has occurred, or where significant new facts have been discovered. Bank of Waunakee v. Rochester Cheese Sales, Inc., 906 F.2d 1185, 1191 (7th Cir. 1990) (citation omitted). Because such problems "rarely arise," a motion to reconsider "should be equally rare." Id. at 1191.
Putting aside the issue of whether Mr. Baker can even raise the issue of reconsideration on behalf of the dismissed Plaintiffs, the Court finds that he has not presented any basis for reconsideration under the circumstances. Mr. Baker asks the Court to reconsider a ruling without setting forth any of the grounds that make reconsideration appropriate. Mr. Baker does not argue that the Court misunderstood a party, that the Court made a decision outside of the adversarial issues presented by the parties, that the Court has made an error of apprehension, or that a significant change in the law or the facts has occurred. His only basis for his motion is that the Court later found it was not necessary to file a grievance related to overcrowding, but he admits that the dismissed Plaintiffs did not raise that argument in response to Defendants' Motion for Summary Judgment. Mr. Baker seeks another bite at the apple, by relying on an argument that was not raised until after the dismissed Plaintiffs had been dismissed. In fact, the dismissed Plaintiffs waived that argument by failing to raise it, United States v. Turcotte, 405 F.3d 515, 536 (7th Cir. 2005) ("unsupported and undeveloped arguments are waived"), and cannot now rely on that argument in support of their Motion for Reconsideration.
The Court recognizes that Mr. Baker's counsel is passionate about the claims alleged in this action, and also recognizes that Defendants concede that the Jail is overcrowded. But this does not mean that Mr. Baker does not need to comply with procedural requirements. See, e.g., Stott v. I.R.S., 2014 WL 7338789, *1 (W.D. Wis. 2014) (procedural rules "are like the written rules of a game that insure that everyone is playing by the same rules"); Kovilic Const. Co., Inc. v. Missbrenner, 106 F.3d 768, 770 (7th Cir. 1997) ("procedural rules are important and...infractions of those rules should not be tolerated by the courts. Otherwise, the rules themselves will not be taken seriously, and eventually they may exist in name only, honored in the breach"). There are consequences to not raising an argument in response to a motion, and Ms. Heinrich, Mr. Taylor, Ms. Mullins, and Mr. Kent must face those consequences. Mr. Baker's Motion to Reconsider Ruling Dismissing Named Plaintiffs, [
Before the Court discusses Defendants' Motion for Partial Summary Judgment, it will consider Mr. Baker's Motion to Delay Ruling on Summary Judgment Until Defendants Respond to Requests for Production. [
In response, Defendants state that they provided a response to the First Request for Production on February 7, 2017, with a flash drive that contained copies of over 5,400 pages of documents. [
Mr. Baker did not file a reply.
Fed. R. Civ. P. 56(d) provides that "[i]f a nonmovant shows by affidavit or declaration that, for specified reasons, it cannot present facts essential to justify its opposition, the court may...defer considering the motion or deny it...." This is yet another example of Mr. Baker haphazardly filing a motion without even attempting to make the showing required by the rules. Mr. Baker does not show how the requested material relates in any way to Defendants' Motion for Partial Summary Judgment. His motion contains barely one page of substance, and he does not support the motion with an affidavit or declaration. Additionally, it appears that the issues Mr. Baker raised in his motion have been resolved — Defendants indicated in their response that they did, in fact, respond to both Requests for Production and provided over 9,500 pages of copies of documents that fell within the requested information. [See
Defendants have moved for summary judgment on Mr. Baker's claims for injunctive and declaratory relief. [
In response, Mr. Baker appears to concede that his individual claims for injunctive and declaratory relief are moot, but argues that the claims of the putative class members are not moot and also that Mr. Kent should be substituted as the Named Plaintiff. [
On reply, Defendants argue that this case is not "capable of repetition, yet evading review" as required for an exception to the mootness doctrine to apply, because Mr. Baker was incarcerated for at least 120 days before he filed the lawsuit, his damages claim would still be pending so his claim is not "evading review," and he cannot show that he will again be subjected to the same conditions of confinement because he has been released from the Jail. [
Article III of the Constitution grants federal courts jurisdiction over "cases and controversies[,]" and the standing doctrine is the tool used to identify which cases and controversies the federal judicial process can appropriately resolve. Whitmore v. Arkansas, 495 U.S. 149, 154-55 (1990). Standing is "the threshold question in every federal case, determining the power of the court to entertain the suit." Warth v. Seldin, 422 U.S. 490, 498 (1975). "[T]he `irreducible constitutional minimum' of standing consists of three elements. The plaintiff must have (1) suffered an injury in fact, (2) that is fairly traceable to the challenged conduct of the defendant, and (3) that is likely to be redressed by a favorable judicial decision." Spokeo, Inc. v. Robins, 136 S.Ct. 1540, 1547 (2016) (internal citations omitted).
This Court's jurisdiction depends on "an actual controversy [that] must be extant at all stages of review, not merely at the time the complaint is filed." Arizonans for Official English v. Arizona, 520 U.S. 43, 67 (1997). Thus, if the controversy defined by a legal claim is no longer live, or the parties lack a legally cognizable interest in the outcome, the claim is moot, and the court must dismiss for want of jurisdiction. See City of Erie v. Pap's A.M., 529 U.S. 277, 287 (2000); North Carolina v. Rice, 404 U.S. 244, 246 (1971) (per curiam) ("Mootness is a jurisdictional question because the Court `is not empowered to decide moot questions or abstract propositions';...our impotence `to review moot cases derives from the requirement of Article III of the Constitution under which the exercise of judicial power depends upon the existence of a case or controversy'") (internal citations omitted).
The parties appear to agree that Mr. Baker's individual claims for declaratory and injunctive relief are moot because he is no longer an inmate at the Jail. Mr. Baker's only response to Defendants' argument that his claims are moot is that the claims of the putative class members for declaratory and injunctive relief should move forward with another class representative (Mr. Kent). Mr. Baker very briefly discusses exceptions to the mootness doctrine, which allow class claims to move forward even when the named plaintiff's individual claims have become moot. The United States Supreme Court analyzed this issue in Gerstein v. Pugh, 420 U.S. 103 (1975):
Id. at 110, n.11.
The Seventh Circuit Court of Appeals, following the reasoning of Gerstein, found that a case brought by an inmate of a county jail relating to jail conditions did not become moot when the inmate was released from custody due to the "inherently transitory" exception to the mootness doctrine. Olson v. Brown, 594 F.3d 577, 583 (7th Cir. 2010). The Seventh Circuit found that the exception applied to circumstances where: "(1) it is uncertain that a claim will remain live for any individual who could be named as a plaintiff long enough for a court to certify the class, and (2) there will be a constant class of persons suffering the deprivation complained of in the complaint." Id. (citing Gerstein, 420 U.S. at 110, n.11). The Olson court found that plaintiff's claims met both of those requirements because "the length of incarceration in a county jail generally cannot be determined at the outset and is subject to a number of unpredictable factors, thereby making it inherently transitory," and "there will be a constant class of persons suffering the deprivation." Id.
Defendants here discuss the "capable of repetition, yet evading review" exception to the mootness doctrine in their motion and reply brief. [See
Olson, 594 F.3d at 583.
The Court finds that the declaratory and injunctive relief claims in this litigation are of the type encompassed within the "inherently transitory" doctrine. As to the first requirement, it is uncertain whether the claims will remain live for the length of any one inmate's incarceration. See Olson, 594 F.2d at 110, n.11 ("the length of incarceration in a county jail generally cannot be determined at the outset and is subject to a number of unpredictable factors, thereby making it inherently transitory"). Second, while there may be changes afoot that could help alleviate overcrowding, the record has not been established regarding when those changes might occur. On the current record, it appears that a constant class of persons will suffer the same deprivation Mr. Baker alleges he suffered while a Jail inmate. Accordingly, while Mr. Baker's individual claims for declaratory and injunctive relief are moot, the class claims are not and class certification will "relate back" to the filing of the Complaint. See Olson, 594 F.3d at 581 (noting "[t]here may be cases in which the controversy involving the named plaintiff is such that it becomes moot as to them before the district court can reasonably be expected to rule on a certification motion.
Mr. Baker has also filed a Motion for Leave to Substitute Proposed Class Representative. [
Because the Court has already found that the putative class claims did not become moot when Mr. Baker was released from the Jail, Mr. Baker's Motion for Leave to Substitute Proposed Class Representative, [
Mr. Baker seeks certification of the following class:
[
The Court must find that the putative class satisfies the four prerequisites set forth in Fed. R. Civ. P. 23(a). If the putative class does satisfy these prerequisites, the Court must additionally find that it satisfies the requirements set forth in Fed. R. Civ. P. 23(b), which vary depending on which of three different types of classes is proposed. It is the plaintiff's burden to prove first that an identifiable class exists that merits certification under Rule 23(a). Oshana v. Coca-Cola Co., 472 F.3d 506, 513 (7th Cir. 2006). The four prerequisites under Rule 23(a) are: "(1) [that] the class is so numerous that joinder of all its members is impracticable; (2) [that] there are questions of law or fact common to the class; (3) [that] the claims or defenses of the representative parties are typical of the claims or defenses of the class; and (4) [that] the representative parties will fairly and adequately protect the interests of the class." Fed. R. Civ. P. 23(a). Class certification is not appropriate unless the named plaintiff establishes all four prerequisites. Gen. Tel. Co. of the Southwest v. Falcon, 457 U.S. 147, 156 (1982). Additionally, the plaintiff must show that one of the prerequisites of Rule 23(b) is met. Here, Mr. Baker relies upon Rule 23(b)(2), which requires that Defendants have "acted or refused to act on grounds that apply generally to the class, so that final injunctive relief or corresponding declaratory relief is appropriate respecting the class as a whole." Fed. R. Civ. P. 23(b)(2).
Mr. Baker argues that the putative class meets the four prerequisites of Rule 23(a). [
First, the class is so numerous that joinder of all members is impracticable. See Fed. R. Civ. P. 23(a)(1). Mr. Baker asserts that "there are over one hundred individuals in the care and custody of Henry County, Indiana," [
Second, there are questions of law or fact common to the class. See Fed. R. Civ. P. 23(a)(2). These common questions include: (a) whether Defendants are constitutionally required to provide a jail that is not overcrowded; (b) whether Defendants have systemically violated that mandate; (c) if Defendants are in violation of their duties, what efforts are required to remedy their constitutional violations; (d) whether the class members are entitled to declaratory judgment; and (e) whether the class members are entitled to preliminary and permanent injunctive relief.
Third, Mr. Baker's claims are typical of the class claims. See Fed. R. Civ. P. 23(a)(3). Mr. Baker was an inmate at the Jail, and faced the same conditions as the putative class members. Mr. Baker's claims at the time he filed the Motion for Class Certification, and the claims of the putative class members, are all based on the same legal theories.
Fourth, Mr. Baker and his counsel claim that they will fairly represent the class. See Fed. R. Civ. P. 23(a)(4). Despite the Court's earlier concerns about the quality of some of the briefs already filed, the Court has no basis to find that Mr. Baker's counsel will not pursue the class's interests, and notes that counsel has experience litigating these types of cases. The Court does expect, however, that counsel will adhere to the Court's warnings about compliance with applicable rules and procedures. As to the adequacy of Mr. Baker as a class representative, the Court notes that the parties have not addressed how, or if, Mr. Baker's release from the Jail might affect his ability to be an adequate class representative. The Court has already found that Mr. Baker's individual claims for declaratory and injunctive relief are moot, but that the class claims are not. In other words, the mootness of Mr. Baker's individual claims does not prevent him from pursuing claims on behalf of the class under the circumstances present here. But there is no information before the Court regarding Mr. Baker's commitment to serving as the class representative, now that he has been released. Cf. Richardson v. Monroe County Sheriff, 2008 WL 3084766, *5 (S.D. Ind. 2008) (finding that inmate who had been released from prison was still an adequate class representative where he "submitted his affidavit, stating that he is still in contact with his attorney and plans to `make [him]self available, as necessary, for any depositions or court hearings in this matter'" and "further states that `[he] ha[s] friends in the [prison] and [is] aware of the current situation there'"). The absence of argument is understandable and is no fault of the parties, given that the Motion for Class Certification was fully briefed before Mr. Baker was released from the Jail. However, the Court cannot conclude on the record before it that Mr. Baker will fairly represent the class, as required by Rule 23(a)(4).
Finally, Mr. Baker has alleged that Defendants have "acted or refused to act on grounds that apply generally to the class, so that final injunctive relief or corresponding declaratory relief is appropriate respecting the class as a whole." Fed. R. Civ. P. 23(b)(2). The claims against Defendants center on an alleged systematic failure to maintain adequate conditions for all Jail inmates.
In sum, while Mr. Baker has satisfied the requirements of Fed. R. Civ. P. 23(a)(1), (a)(2), (3), and (b)(2), the Court cannot conclude that he has satisfied the requirements of Rule 23(a)(4). Due to the procedural posture of this case, and the fact that Mr. Baker was released from the Jail after the Motion for Class Certification was briefed, the Court takes the Motion for Class Certification, [
Mr. Baker requests that the Court "set a hearing as soon as possible on the matter of injunctive relief, and either grant Plaintiff's Motion for Class Certification or set a hearing on the matter, again as soon as possible, and grant all other just and proper relief." [
First, the Court has already discussed Mr. Baker's Motion for Class Certification above, so
Finally, the Court considers a miscellaneous motion filed by Mr. Baker, in which he argues that under the circumstances of this case, "because of the different responsibilities of the Henry County Council, Henry County Commissioners, and Henry County Sheriff, they may not have consistent or compatible interests in the outcome of the litigation." [
In response, Defendants argue that "[since] the plaintiffs in this action are neither current clients nor former clients of the attorneys they seek to disqualify and in fact have no present nor former relationship whatsoever with the attorneys, they lack standing to raise any alleged conflicts of interest[ ]." [
"The standards for disqualification of an attorney derive from two sources: Indiana's Rules of Professional Conduct and federal common law." Leathermon v. Grandview Mem. Gardens, Inc., 2010 WL 1381893, *8 (S.D. Ind. 2010). Indiana Rule of Professional Conduct 1.7 provides that a lawyer shall not represent a client if "the representation of one client will be directly adverse to another client." Ind. R. Prof. Conduct 1.7(a)(1). Rule 1.7 also prohibits an attorney from representing a client where "there is a significant risk that the representation of one or more clients will be materially limited by the lawyer's responsibilities to another client, a former client or a third person or by a personal interest of the lawyer." Ind. R. Prof. Conduct 1.7(a)(2). But even when a conflict exists, a lawyer can represent a client if "(1) the lawyer reasonably believes that the lawyer will be able to provide competent and diligent representation to each affected client; (2) the representation is not prohibited by law; (3) the representation does not involve the assertion of a claim by one client against another client represented by the lawyer in the same litigation or other proceeding before a tribunal; and (4) each affected client gives informed consent, confirmed in writing." Ind. R. Prof. Conduct 1.7(b). The moving party "bears the burden of proving that an actual conflict of interest in violation of Rule 1.7 exists, rather than merely a potential one." v. Hausmann-McNally, S.C., 992 F.Supp.2d 885, 890 (S.D. Ind. 2014) (citing Philips Medical Systems Int'l B.V. v. Bruetman, 8 F.3d 600, 606 (7th Cir. 1993)).
Notably, Mr. Baker does not cite to any case law whatsoever in his motion. He does not set forth the standard for determining when there is a conflict of interest, nor make any attempt to apply the facts here to the law. The Court finds that Mr. Baker's motion fails for two reasons. First, Mr. Baker does not have standing to raise the conflict issue. Generally, "only a current or former client has standing to seek disqualification of an attorney from a matter pending before a court." Mills, 992 F.Supp.2d at 891. This is because Rule 1.7 is "designed to protect the interests of those harmed by conflicting representations rather than serve as a weapon in the arsenal of a party opponent...." Id. Some district courts have recognized that an opposing party may seek disqualification "where the conflict of interest was sufficiently grave to undermine the court's inherent interest in preserving `the fair or efficient administration of justice,'" Id. (quoting Emmis Operating Co. v. CBS Radio, Inc., 480 F.Supp.2d 1111, 1116 (S.D. Ind. 2007)), but Mr. Baker does not argue that the circumstances here fit into that narrow exception.
Second, even if Mr. Baker had standing, he does not set forth any authority providing him with a right to a hearing that he believes may provide him with evidence of a conflict — and the Court is not aware of any such authority.
The Court
For the foregoing reasons: