TANYA WALTON PRATT, District Judge.
Plaintiff Lamont D. Johnson ("Johnson") requests judicial review of the final decision of the Commissioner of the Social Security Administration (the "Commissioner"), denying his application for Supplemental Security Income ("SSI") under Title XVI of the Social Security Act (the "Act"). For the following reasons, the Court
On April 1, 2013, Johnson filed an application for SSI, alleging a disability onset beginning June 1, 2007. The initial claim was denied on June 3, 2013, and again on reconsideration on August 21, 2013. (
Johnson was born in 1980 and was 26 years old at the time of his alleged disability onset. He was 33 years old at the time of the ALJ's decision and is now 37 years old. Johnson attended school through the tenth or eleventh grade (
In April 2008, Johnson sustained a gunshot injury to his left elbow. (
In his initial application for benefits, Johnson claimed disability as the result of the gunshot injury, the dog bite injury, and illiteracy. (
Johnson underwent psychological examinations as well. During one such examination, with Dr. Herbert Henry ("Dr. Henry") in January 2007, he reported he was unable to work because his inability to read, spell, and write kept him from filling out job applications. Id. at 109. Education records indicate that Johnson attended special education classes and performed below grade level while in school. (
At the hearing before the ALJ, Dr. Mark Farber, an independent medical expert, testified that Johnson had left arm pain and limitations due to his gunshot wound but no medically determinable physical impairments. (
In addition, impartial psychological expert Dr. James Brooks ("Dr. Brooks") testified at the hearing. Dr. Brooks found that, at the time of the hearing, Johnson's mental impairments included borderline intellectual functioning, depressive disorder, and anti-social disorder. Id. at 47. Dr. Brooks concluded that Johnson had mild limitations in his ability to maintain concentration, persistence, and pace. Id. As a result, Dr. Brooks concluded that Johnson was able to perform simple, repetitive tasks and have occasional contact with others. Id. at 47-48.
The ALJ first determined that Johnson met the insured status requirement of the Act through December 31, 2017. The ALJ then began the five-step analysis. At step one, the ALJ found that Johnson had not been involved in substantial gainful activity since April 1, 2013, the application date. (
The ALJ then determined that, while Johnson had no past relevant work, he had a residual functional capacity ("RFC") to perform medium work in the form of simple and repetitive tasks, with superficial or occasional interaction with others and allowance for oral and demonstrative instructions. Id. at 26. At step five, the ALJ determined that Johnson was not disabled because there are jobs that exist in significant numbers in the national economy that Johnson could perform, considering his age, education, work experience, and RFC. These jobs include dishwasher, hospital cleaner, and janitor. Id. at 32. Therefore, the ALJ denied Johnson's application for SSI because he was found to be not disabled.
Under the Act, a claimant may be entitled to SSI only after he establishes that he is disabled. Disability is defined as the "inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months." 42 U.S.C. § 423(d)(1)(A). In order to be found disabled, a claimant must demonstrate that his physical or mental limitations prevent him from doing not only his previous work but any other kind of gainful employment which exists in the national economy, considering his age, education, and work experience. 42 U.S.C. § 423(d)(2)(A).
The Commissioner employs a five-step sequential analysis to determine whether a claimant is disabled. At step one, if the claimant is engaged in substantial gainful activity, he is not disabled despite his medical condition and other factors. 20 C.F.R. § 416.920(a)(4)(i). At step two, if the claimant does not have a "severe" impairment that meets the durational requirement, he is not disabled. 20 C.F.R. § 416.920(a)(4)(ii). A severe impairment is one that "significantly limits [a claimant's] physical or mental ability to do basic work activities." 20 C.F.R. § 404.1520(c). At step three, the Commissioner determines whether the claimant's impairment or combination of impairments meets or medically equals any impairment that appears in the Listing of Impairments, 20 C.F.R. Part 404, Subpart P, Appendix 1, and whether the impairment meets the twelve month duration requirement; if so, the claimant is deemed disabled. 20 C.F.R. § 416.920(a)(4)(iii).
If the claimant's impairments do not meet or medically equal one of the impairments on the Listing of Impairments, then his residual functional capacity will be assessed and used for the fourth and fifth steps. Residual functional capacity is the "maximum that a claimant can still do despite his mental and physical limitations." Craft v. Astrue, 539 F.3d 668, 675-76 (7th Cir. 2008) (citing 20 C.F.R. § 404.1545(a)(1); SSR 96-8p). At step four, if the claimant is able to perform his past relevant work, he is not disabled. 20 C.F.R. § 416.920(a)(4)(iv). At the fifth and final step, it must be determined whether the claimant can perform any other work in the relevant economy, given his RFC and considering his age, education, and past work experience. 20 C.F.R. § 404.1520(a)(4)(v). The claimant is not disabled if he can perform any other work in the relevant economy.
The combined effect of all the impairments of the claimant shall be considered throughout the disability determination process. 42 U.S.C. § 423(d)(2)(B). The burden of proof is on the claimant for the first four steps; it then shifts to the Commissioner for the fifth step. Young v. Sec'y of Health & Human Servs., 957 F.2d 386, 389 (7th Cir. 1992).
Section 405(g) of the Act gives the court "power to enter, upon the pleadings and transcript of the record, a judgment affirming, modifying, or reversing the decision of the Commissioner of Social Security, with or without remanding the cause for a rehearing." 42 U.S.C. § 405(g). In reviewing the ALJ's decision, this Court must uphold the ALJ's findings of fact if the findings are supported by substantial evidence and no error of law occurred. Dixon v. Massanari, 270 F.3d 1171, 1176 (7th Cir. 2001). "Substantial evidence means such relevant evidence as a reasonable mind might accept as adequate to support a conclusion." Id. Further, this Court may not reweigh the evidence or substitute its judgment for that of the ALJ. Overman v. Astrue, 546 F.3d 456, 462 (7th Cir. 2008). While the Court reviews the ALJ's decision deferentially, the Court cannot uphold the ALJ's decision if the decision "fails to mention highly pertinent evidence, . . . or that because of contradictions or missing premises fails to build a logical bridge between the facts of the case and the outcome." Parker v. Astrue, 597 F.3d 920, 921 (7th Cir. 2010) (citations omitted).
The ALJ "need not evaluate in writing every piece of testimony and evidence submitted." Carlson v. Shalala, 999 F.2d 180, 181 (7th Cir. 1993). However, the "ALJ's decision must be based upon consideration of all the relevant evidence." Herron v. Shalala, 19 F.3d 329, 333 (7th Cir. 1994). The ALJ is required to articulate only a minimal, but legitimate, justification for his acceptance or rejection of specific evidence of disability. Scheck v. Barnhart, 357 F.3d 697, 700 (7th Cir. 2004).
In his request for judicial review, Johnson asserts three bases for remanding this case to the ALJ for further consideration.
Listing 12.05, which covers intellectual disabilities, provides:
Listing 12.05. Thus, in order for an individual to meet any listing under 12.05, he or she must demonstrate subaverage general intellectual functioning, have deficits in adaptive functioning that first manifested before the age of 22, and meet the requirements of one of four subsections. Subsection (C) specifically requires a claimant to have "[a] valid verbal, performance, or full scale IQ of 60 through 70 and a physical or other mental impairment imposing an additional and significant work-related limitation of function[.]" Listing 12.05. Subsection (D), alternatively, requires a claimant to demonstrate —
Listing 12.05.
At the outset, the Court notes that Johnson claims to meet a listing under 12.05(C). He takes issue with the Commissioner's decision, which he argues addresses only 12.05(D). (
In this case, the ALJ found that Johnson did not meet any listing under 12.05, including 12.05(C), because "the evidence fails to demonstrate the required deficits in adaptive functioning." The ALJ explained this decision, reasoning that Johnson "is able to care for his personal hygiene, prepare simple meals, and go grocery shopping" and "has a history of unskilled work." (
Johnson contends that the ALJ's reasoning did not meet the standards for limitations in adaptive functioning set forth by the American Psychiatric Association's Diagnostic and Statistical Manual of Mental Disorders, Text Revision ("DSM-IV-TR"). He argues that the ALJ "improperly played doctor" and made "a medical judgment beyond his [] own ken." (
The Seventh Circuit, recognizes that the key term in the introductory paragraph of 12.05 is "deficits in adaptive functioning," which it defined as one's "inability to cope with the challenges of ordinary everyday life." Novy v. Astrue, 497 F.3d 708, 710 (7th Cir. 2007). The claimant in Novy had an IQ of 69 and a diagnosis of "mental retardation," but because she could cope with the challenges of ordinary life, she was not found disabled. Id. In analyzing whether adaptive deficits exist, an ALJ is not required to use a specific measurement method. Charette v. Astrue, 508 F. App'x 551, 553 (7th Cir. 2013). In Charette, the claimant argued that because the ALJ did not adhere to the same DSM-IV-TR standards that Johnson cites, the ALJ erred in denying him benefits. The Charette court affirmed the ALJ's decision, stating that "[b]ecause the ALJ examined [the claimant's] ability to cope with the challenges of daily life, she applied the correct legal standard." Id. (holding that ALJ's failure to use DSM-IV-TR method to measure adaptive functioning was not error).
Johnson also argues that the ALJ did not sufficiently consider (or understand) the opinions of Dr. Henry and Dr. Hankee on the ground that their diagnoses of Johnson's mental retardation satisfy the 12.05 umbrella requirement. (
In this case, the ALJ applied the correct standard by examining whether Johnson exhibited any deficits in adaptive functioning. The ALJ looked to Johnson's ability to cope with everyday challenges and enumerated specific examples in support of his decision. While Johnson may not agree with the ALJ's determination, substantial evidence exists to support the ALJ's conclusion. Thus, Johnson's argument for remand on this basis falls short.
When posing a hypothetical question to a VE, an ALJ must fully disclose all of a claimant's limitations—including those involving concentration, persistence, and pace. O'Connor-Spinner v. Astrue, 627 F.3d 614, 619 (7th Cir. 2010). The Seventh Circuit has maintained "no per se requirement that this specific terminology (`concentration, persistence and pace') be used in the hypothetical in all cases." O'Connor-Spinner, 627 F.3d at 619. In fact, where a psychological expert or medical source of record "translated [his] findings into a specific RFC assessment" that did not mention concentration, persistence, or pace, the ALJ "reasonably relied upon his opinion in formulating the hypothetical to present to [the VE]." Johansen v. Barnhart, 314 F.3d 283, 289 (7th Cir. 2002).
While the ALJ in this case did not specifically enumerate Johnson's limitations in terms of concentration, persistence, and pace to the VE, the ALJ's hypothetical questions were adequate because they directly reflected the RFC that accounted for those limitations, as assessed by the psychological expert's testimony ("PE"). At the end of his testimony, the PE concluded, "In terms of the mental residual functional capacity assessment form, as I looked at this record overall, I think there would be the ability to do simple repetitive tasks." (
The Commissioner regards a limited education as "ability in reasoning, arithmetic, and language skills, but not enough to allow a person with these educational qualifications to do most of the more complex job duties needed in semi-skilled or skilled jobs." 20 C.F.R. § 404.1564(b)(3). It is generally considered that a formal education ending between the 7th and 11th grades constitutes a limited education. Id. If no other evidence exists to contradict a claimant's numerical grade level, that grade level will be used to determine a claimant's educational abilities. Id.
In this case, the ALJ determined that Johnson had a limited education solely because he completed the tenth grade. (
Johnson's argument for remand however, is unavailing. Where an erroneous education level determination has no bearing on the outcome of a case, the error is harmless. Sibley v. Shalala, 863 F.Supp. 801, 805-06 (N.D. Ill. 1994) ("The level of plaintiff's education—whether high school or anything less than high school—is of no consequence when his age and [work] capacity . . . are factored into the analysis."). Johnson concedes that "[t]his argument standing alone does not warrant granting Mr. Johnson judicial relief." (
For the reasons set forth above, the final decision of the Commissioner is