BOWER, J.
The State of Iowa appeals the court's denial of its motion for summary judgment finding material issues exist concerning the liability of the State, under the doctrine of respondeat superior, for the sexual relationship between University of Iowa psychiatrist Dr. Sergio Paradiso and his former patient Sonni Giudicessi. Limiting our inquiry on the intent of Paradiso, we find Paradiso's acts were "so far removed" from the scope of his employment the State cannot be held liable. We find the district court erred in finding the existence of a general issue of material fact. We reverse and remand.
Sonni Giudicessi was a patient at the University of Iowa Hospitals and Clinics (UIHC) Eating Disorder Program on three occasions from 2008 through 2009. She received inpatient and out-patient treatment for anorexia nervosa-restricting
Giudicessi was discharged from the program in early December 2009. In February 2010, Giudicessi contacted Paradiso through an internet social network. Paradiso responded by sending Giudicessi an email, through his private email account, congratulating her on her new job and inquiring about her current residence. The two corresponded further, and eventually met in person on March 3, 2010, when Giudicessi told Paradiso to stop at a bar for an event she planned on attending. Paradiso complied and met her at the bar, and spent most of the evening with her. Paradiso arranged the next meeting for March 10 to take place in Grinnell. At that meeting, Paradiso told Giudicessi details about his personal life, including information about his son who was recently diagnosed with multiple sclerosis. At the end of the meeting, Paradiso stated he did not think meeting again was a good idea. He later told Giudicessi they could be friends and talk over the telephone and by email. Paradiso emphasized to Giudicessi they could not be seen together in public or tell anyone about their relationship, including her new psychiatrist in Des Moines.
The two began talking over the telephone every day. Paradiso mentioned moving to Italy where they could live together. The two met in Iowa City on March 19 at Paradiso's house. As they drank a bottle of wine, Paradiso again mentioned he could not do "this," and he talked about leaving the country. Paradiso and Giudicessi slept together, but did not have sex. The next day, Paradiso attempted to have sex with Giudicessi. Giudicessi refused his advances. Paradiso went on to share personal details concerning the end of his relationship with a former girlfriend and the fact he missed having sex. The two continued to talk and arranged another meeting in Grinnell on March 29.
A sexual relationship began on March 29, 2010, and ended in June.
Paradiso worked in the psychiatry department at UIHC as a staff doctor from 1997 through his departure in July 2010. UIHC psychiatry resident doctors are trained it is inappropriate to have sexual relationships with their patients. Dr. Winokur, the department head of psychiatry, distributes a list of commandments to all residents and fellows in the department. The first commandment is: "Thou shalt not sleep with any UI Psychiatry Hospital patient unless it be thy spouse." The American Psychiatric Association Code of Ethics prohibits relations between current and former patients. UIHC and University of Iowa policies prohibit sexual harassment.
During their three-month relationship, Paradiso mentioned to Giudicessi on multiple occasions he could get in trouble for seeing her outside the clinical setting. He
On July 22, 2011, Giudicessi filed an anonymous petition at law and jury demand against the State of Iowa, UIHC, and Paradiso. The claims against the State and UIHC included: medical negligence under a respondeat superior theory; negligent hiring, supervision, and retention of Dr. Paradiso; and breach of contract. On October 28, the court entered an order requiring Giudicessi to file an amended petition including her name and dismissing the UIHC. She complied and filed an amended petition. The State filed an answer to the amended petition, affirmative defenses, and jury demand on December 12, 2011. The State filed a motion for summary judgment on April 23, 2013. The court found issues of material fact in existence and denied the State's motion. The State filed a motion to enlarge and amend the summary judgment ruling, which the court also denied. The State then filed an interlocutory appeal with our supreme court. The interlocutory appeal was granted and assigned to this court.
On appeal, the State claims: there are no genuine issues of material fact concerning the State's liability under the theory of respondeat superior, the court erred in considering Giudicessi's belief of continued treatment by Paradiso after her discharge a fact issue, the court erred in considering the theory of transference a fact issue, and the court erred in considering the foreseeability of a psychiatrist-patient sexual relationship a fact issue.
We review rulings on motions for summary judgment for the correction of errors at law. City of Cedar Rapids v. James Props., Inc., 701 N.W.2d 673, 675 (Iowa 2005). "Summary judgment is appropriate only when the entire record demonstrates that no genuine issue of material fact exists and the moving party is entitled to judgment as a matter of law." Stevens v. Iowa Newspapers, Inc., 728 N.W.2d 823, 827 (Iowa 2007). We examine the record in the light most favorable to the nonmoving party and draw all legitimate inferences the evidence bears in order to establish the existence of questions of fact. Mason v. Vision Iowa Bd., 700 N.W.2d 349, 353 (Iowa 2005). "A party resisting a motion for summary judgment cannot rely on the mere assertions in [her] pleadings but must come forward with evidence to demonstrate that a genuine issue of fact is presented." Stevens, 728 N.W.2d at 827.
Giudicessi claims issues of material fact exist concerning whether or not the State is liable, under the doctrine of respondeat superior, for its psychiatrist-employee's sexual relationship with a former patient.
Our supreme court provided an extensive discussion of the doctrine of respondeat superior:
Godar v. Edwards, 588 N.W.2d 701, 705-06 (Iowa 1999).
In Godar, heard on appeal from a directed verdict motion, our supreme court found a curriculum counselor acted outside the scope of his employment when he allegedly abused a special needs student. Id. at 706. The court reasoned the abuse was not "of the same general nature" as authorized by the school in connection with his role as curriculum counselor. Id. at 706-07. The court also noted even though the abuse occurred on school property, the school was not automatically liable for the abuse. Id. The court found no evidence to support the fact the alleged abuse was "expected, foreseeable, or sanctioned by the school district." Id. at 707. "We do not believe that sexual abuse by a teacher is a `normal' risk associated with the objectives of educating students such that it should be a risk that should be borne by the school district." Id.
Similarly, in Riniker v. Wilson, an employee claimed respondeat superior liability against an employer for the abuse of the employee's wife where the employee's job security was used as blackmail. 623 N.W.2d 220, 232 (Iowa Ct.App.2000). We held alleged sexual abuse by one employee of another employee's wife was not committed in the scope of his employment, because the alleged acts were a "substantial deviation from his duties ... and were not necessary to accomplish the purpose of employment." Riniker, 623 N.W.2d at 232. Echoing Godar, we also reasoned that just because the acts occurred on company property, the company was not automatically liable for the acts. Id. We concluded the acts were so far removed from the employee's job duties the company could not be held liable. Id.
In Weems v. Federated Mutual Insurance Company, the Northern District of Iowa, while ruling on a motion for summary judgment, found the assault of an employee by a supervisor generated a genuine issue of material fact. 220 F.Supp.2d 979, 994 (N.D.Iowa 2002). The assault occurred when the employee confronted a supervisor about a hostile work environment claim. Id. at 992. The employee's act of recording the conversation angered the supervisor, and the supervisor attempted to forcibly remove the recording device from the employee. Id. at 992-93. The court found the supervisor's act could fall within the scope of his employment, due to the fact the role of supervisor could "encompass potentially heated interactions" with his subordinates. Id. at 993.
Although Iowa jurisprudence has addressed respondeat superior in multiple circumstances, our case law has yet to address the applicability of this doctrine on
In Block v. Gomez, the Wisconsin Court of Appeals evaluated a respondeat superior claim in the context of a sexual relationship between a counselor and a patient. 201 Wis.2d 795, 549 N.W.2d 783, 785 (Ct. App.1996). The sexual relationship began two months into the counseling relationship. Id. The relationship occurred both in and out of the clinical setting; eventually the patient moved in with the counselor. Id. Ultimately, the counseling and sexual relationship ended. Id.
The patient filed suit against the counselor and the clinic alleging the counselor was acting within the scope of his employment and therefore the clinic was liable under respondeat superior. Id. The patient presented expert testimony demonstrating, pursuant to transference phenomenon, it was impossible to separate the sexual and the therapeutic relationship. Id. at 785-86. The counselor testified he had received training on transference. Id. at 785. The counselor's supervisor testified the clinic's employee manual forbade sexual relationships with patients, and it was against ethical guidelines. Id. The court found the counselor was acting for his own personal interest, and not the interest of or service to the clinic, when he initiated the sexual relationship with the patient. Id. at 788. "We reject [the patient's] contention that the `transference phenomenon' makes [the counselor's] sexual relationship with [the patient] inseparable from his therapeutic relationship with [the patient] for purposes of the Clinic's vicarious liability. `Therapist-patient sex arises not out of the transference, which is essential to the therapy, but the intentional abuse of the transference.'" Id. (citation omitted). The court reasoned the therapist's intent "must be considered when determining whether the conduct was in the scope of the employment." Id. Though, "if the employee fully steps aside from conducting the employer's business to procure a predominantly personal benefit, the conduct falls outside the scope of employment." Id.
Here, the sexual relationship between Paradiso and Giudicessi began four months after her discharge from any treatment by the UIHC. Paradiso knew the relationship was wrong, as did Giudicessi. Paradiso also knew his actions were far outside the scope of his employment duties with UIHC. He actively tried to keep the relationship a secret, as did Giudicessi. There is no evidence in the record showing Paradiso represented to Giudicessi the sexual relationship was a continuation of their prior counseling relationship. Paradiso pursued the relationship for his own personal interest and not the interests of UIHC. While it is possible Giudicessi thought the sexual relationship was a continuation of the counseling relationship, our inquiry focuses on the intent of the employee, Paradiso, and whether or not he was acting within the scope of his employment. Godar, 588 N.W.2d at 705-06. Paradiso's acts were "so far removed" from his employment duties the State could not be held liable. Riniker, 623 N.W.2d at 232; see also Sandman v. Hagan, 261 Iowa 560, 154 N.W.2d 113, 118 (1967) ("[T]he question as to whether the [employee's] act which departs markedly from the employer's business is still within the scope of employment may well be for the court."). The record shows Paradiso knew the relationship was inappropriate, but continued to pursue the relationship for his own gratification. His acts deviated from the scope of his employment with the UIHC. We find the court erred in finding a genuine issue of material fact
Since we have limited our inquiry only to the intent of the employee and the scope of his employment, for the reasons stated above, we find no issues of material fact exist concerning Giudicessi's belief of continued treatment by Paradiso after her discharge or the transference theory, or the foreseeability of a psychiatrist and patient sexual relationship.
The district court erred in denying the State's motion for summary judgment and finding the existence of material issues of fact.