KATHRYN H. VRATIL, District Judge.
Under 42 U.S.C. §§ 1983 and 1988, Tracy Keith brings suit against Topeka Correctional Facility ("TCF") employees Roger Werholtz, Richard Koerner, William Cummings, Joseph P. Essman, Mark Robertson and Ananstacio Gallardo. Plaintiff brings individual capacity claims against all defendants, alleging violation of the Eighth Amendment. Specifically, plaintiff alleges that on October 2, 2007, while she was incarcerated at TCF, Gallardo forced her to have sex. She alleges that prior to that date, the other defendants created and allowed a custom/policy/practice/culture of sexual misconduct at TCF which put plaintiff and other inmates at substantial risk of harm, failed to take reasonable measures to abate the culture of sexual misconduct and were deliberately indifferent to this substantial risk of harm.
This matter is before the Court on the
In ruling on a motion to dismiss under Rule 12(b)(6), Fed. R. Civ. P., the Court assumes as true all well-pleaded factual allegations and determines whether they plausibly give rise to an entitlement of relief.
The Court need not accept as true those allegations which state only legal conclusions.
While ordinarily the statute of limitations is an affirmative defense, the issue may be resolved on a Rule 12(b)(6) motion to dismiss where the application of the limitations period is apparent on the face of the complaint.
Qualified immunity shields government officials from individual capacity liability for performing discretionary acts so long as their conduct does not violate clearly-established statutory or constitutional rights about which a reasonable person would know.
To analyze a qualified immunity defense in a motion to dismiss, the Court considers whether plaintiff has alleged facts which make out a violation of a constitutional right, and whether the right at issue was clearly established at the time of defendants' alleged misconduct.
Viewed in the light most favorable to plaintiff, the complaint and record evidence are as follows:
From November 16, 2006 through May 18, 2010, plaintiff was an inmate of the Kansas Department of Corrections ("KDOC") at TCF. During some or all of this period, defendants worked at TCF: Werholtz as Secretary of Corrections, Koerner as Warden, Cummings as Deputy Warden, Robertson as Captain, Essman as shift supervisor and Gallardo as an instructor and maintenance worker.
Keith participated in the plumbing/maintenance program at TCF and Gallardo was her instructor. On October 2, 2007, Gallardo forced plaintiff to have sex with him. Afterward, he smuggled morning-after pills to her and tried to give her the abortion pill RU486, but plaintiff became pregnant. In mid-November of 2007, another inmate told guards about Keith's pregnancy, and on December 19, 2007, a state victim services liaison drove Keith to the Johnson County Planned Parenthood Clinic, where she had an abortion.
Gallardo stopped coming to work at TCF in early November of 2007 and his wife found out about his conduct a few weeks later. Gallardo was later charged in Shawnee County, Kansas and on June 19, 2008, he pleaded guilty to unlawful sexual relations and two counts of trafficking in contraband in a correctional institution. While employed at TCF, Gallardo had sex with as many as six other female prisoners and threatened to harm anyone who "broke their code of silence." In October of 2007, Gallardo had sex with an inmate V.S. in the TCF maintenance building. The TCF chief investigator interviewed her and afterward, she was told not to talk to anyone about it and sent to maximum security for approximately 30 days.
In June of 2005, another TCF inmate filed a lawsuit (Case No. 05-cv-3397-JTM-DWB) alleging that male officers, including Essman, strip-searched her. Essman testified by affidavit that during the strip-search he watched while another office (Van Dyke) cut off the inmate's clothing because it was necessary to prevent the inmate from harming herself. The Martinez Investigative Report in that case indicates that after the incident, the warden (Koerner) clarified the policy to require that only female officers should forcibly remove an inmate's clothing unless a true emergency situation exists. The suit was dismissed on summary judgment. Plaintiff alleges that Essman hired Van Dyke and shared some of Van Dyke's attitudes toward sexual conduct.
On October 3, 2009, the Topeka Capital-Journal published an article entitled "Women's prison: Sex trade." The reporter interviewed plaintiff at the prison and the article quotes plaintiff as she discusses Gallardo and specific details about the sexual assault which occurred on October 2, 2007. In the article, Werholtz acknowledged that inmates and prison staff enter into consensual relationships. In the 2010 Performance Audit, he admitted that that prison staff had made the wrong choices. He also said that studies in Kansas show that veteran prison employees are just as likely to be caught up in bad activities as young and inexperienced staff members, and that there were likely things going on that prison staff did not know about.
Koerner treated corrections officers involved in disciplinary cases differently and his definition of "undue familiarity" changed on a whim. In 2003, he dismissed a sergeant after four warnings for engaging in undue familiarity with the same female inmate. In 2007, Koerner suspended an officer for 10 days after his third instance of undue familiarity with an inmate. Koerner allowed another corrections officer to resign after being accused of unlawful sexual relations with a female inmate. As warden of TCF, Koerner is responsible for its overall management, including disciplinary action of staff. The Performance Audit indicates that "conditions were ripe for staff misconduct" in the vocational program involving Gallardo and that Koerner knew of issues with the program but did not make changes necessary to remedy them until after Keith became pregnant. Koerner knows that employees try to avoid detection when they grope inmates during the pat-down process.
Plaintiff alleges that in 2001, an inmate took semi-nude photographs of herself and gave them to Robertson because the inmate wanted to start a relationship with him. He confiscated the photographs but did not report the contraband within 48 hours as policy required and was fired. He was later reinstated. In 2006, he became involved in a relationship with an inmate who exposed herself to him and handled his genital area.
Plaintiff generally alleges that Koerner, Cummings, Essman, Roberson, and Werholtz all managed staff and inmates and were responsible for hiring, firing, discipline, training and supervising corrections officers and other staff. She alleges that these defendants knew about numerous cases of undue familiarity and sexual misconduct at TCF. For example, she alleges that between June of 2003 and August of 2005, someone at TCF sent Form 9s to TCF administration reporting a relationship between a corrections officer and an inmate. The officer was not disciplined but the inmate was placed into administrative segregation for more than 70 days. She also alleges that another corrections officer (Van Dyke) regularly bragged about his sexual conduct with inmates, fellow officers, and nurses and fathered an inmate's child. In 2003, a TCF store keeper specialist was suspended for 7 days and eventually terminated after taking inappropriate photographs of inmates. She also alleges that these defendants all knew that heavy magnets were affixed to security cameras to try to distort video images.
Plaintiff alleges that during her incarceration, she was prevented from accessing the courts because (1) KDOC employees repeatedly instructed her not to speak with anyone or disclose anything about "the events at issue;" (2) Gallardo threatened to kill anyone responsible for disclosing the details described in the complaint such that his wife would learn about them; and (3) TCF had an overall atmosphere of intimidation while plaintiff was incarcerated.
The complaint alleges that K.S.A. § 60-515(a) tolled the statute of limitations until May 18, 2010, when plaintiff was released from prison because during her incarceration she could not access the courts.
Defendants argue that K.S.A. § 60-515(a) does not apply because plaintiff has not sufficiently alleged that she could not access the courts during her incarceration. Specifically, defendants argue that the allegations which form the basis of plaintiff's tolling argument are conclusory and contradicted by other factual allegations within the complaint. Defendants argue that plaintiff's claims, which accrued on October 2, 2007, should thus be dismissed because she filed her complaint more than two years later. K.S.A. § 60-513(a)(4). Finally, defendants argue that Kansas courts do not recognize duress as a basis for tolling the limitations period.
Plaintiff notes that no court has analyzed K.S.A. § 60-515(a) under similar facts, provides some additional affidavit testimony to supplement the allegations in her complaint and argues that whether she sufficiently pleads facts which support tolling is a question of fact which the Court cannot appropriately resolve on a motion to dismiss. Plaintiff is correct that the cases which interpret and apply K.S.A. § 60-515(a) do not involve facts similar to the facts upon which she bases her tolling argument. Plaintiff bears the burden to assert facts in the complaint which justify applying the tolling provisions of K.S.A. § 60-515(a), just like a plaintiff who alleges a constitutional violation bears the burden to allege facts which state a plausible claim.
Prisoners have a longstanding constitutional right of access to the courts.
To overcome the defense of qualified immunity, plaintiff must allege facts which show how each named defendant, either through personal participation or in the promulgation of a policy, violated a clearly established constitutional right.
Here, plaintiff sufficiently alleges that Gallardo personally violated her constitutional rights: sexual assaults constitute a violation under the Eighth Amendment.
In
Here, the Court finds that plaintiff has alleged facts sufficient to state a plausible claim against defendant Koerner, who was responsible for managing TCF and knew about multiple instances of sexual misconduct at TCF over a period of years, inconsistently disciplined corrections officers who engaged in prohibited sexual conduct with inmates and thus purportedly tolerated at least an informal policy which permitted sexual contact between prison staff and inmates.
Plaintiff makes no specific allegations about Cummings, and the Court thus dismisses plaintiff's claims against him. And while the complaint does make some individualized allegations against Essman, Robertson and Werholtz, the allegations contain no affirmative link with Gallardo's conduct. The Court thus dismisses plaintiff's claims against Werholtz, Essman, and Robertson.
Plaintiff's claims against defendants Gallardo and Koerner remain in the case.
K.S.A. § 60-513(a)(4).
K.S.A. § 60-515(a).