ERIC F. MELGREN, District Judge.
Plaintiff Lydia Jean Matchie ("Plaintiff") seeks review of a final decision by the Commissioner of Social Security ("Commissioner") denying her application for disability insurance benefits and supplemental security income benefits. Plaintiff claims that the Commissioner failed to assess the appropriate weight to Plaintiff's treating physician's opinions, and erred in determining a Residual Functioning Capacity ("RFC") that is not supported by the substantial evidence of record. Because the Court finds the Commissioner's decision was not supported by substantial evidence, the Court reverses and remands the case to the Commissioner.
Plaintiff provides extensive detail with regard to her impairment, which she states began as cognitive impairments. She states that they first began with her enrollment in special education classes when she was in the 5th grade. In 8th grade, she was diagnosed with Borderline Intellectual Functioning. She claims that she continued to struggle, and underwent testing in the 11th grade that placed her Verbal IQ score at 70. She dropped out of high school. Later, Plaintiff attempted to get State assistance. She was told that she needed to have her IQ evaluated to receive assistance, but the record does not indicate that she did so.
Plaintiff alleges that her physical impairments began in 2006 and 2007. Dr. Pruiksma appears to have been Plaintiff's primary source of care during the relevant time period. From approximately 2007 to 2009, Plaintiff sought treatment from Dr. Pruiksma for a variety of pains: lower back pain; pain, swelling, and tingling in her hands; bilateral upper extremity pain (pain in both arms); neck pain; and varied muscle pain with trigger points on her back, triceps, rhomboids, shoulders, deltoids, and epicodyles. Dr. Pruiksma ordered testing and prescribed Plaintiff increasing levels of pain medication and treatments, such as Tramadol, Flexeril, Gabapentin, Fentanyl, Ibuprofen, alternating hot and cold, wrist braces, and reduced activity. In the course of his treatment, Dr. Pruiksma diagnosed Plaintiff with mild degenerative changes in her spine, cervical radiculopathy, and fibromyalgia or a type of myofascial pain syndrome. He also referred her to other physicians for additional evaluation.
Plaintiff saw Dr. Schmidt, who worked with her to rehabilitate her upper extremities after bilateral ulnar nerve transposition. She was released from his care on January 17, 2007. Dr. Pruiksma referred Plaintiff to Dr. Sankorrikal for a second opinion on Plaintiff's bilateral upper extremity pain, whom she saw during 2007 and 2008. Dr. Sankoorikal found that Plaintiff might have carpal tunnel syndrome bilaterally, tendinitis of the wrist/triceps, and myofascial pain syndrome in her upper trapezius and intrascapular area.
Plaintiff alleges that she left her job on August 29, 2007, because of the strain on her arms despite wrist splints and medication.
In May of 2008, Plaintiff sought the expertise of Dr. Veloor (a consultive doctor) to evaluate her conditions. Dr. Veloor concluded that Plaintiff had weak bilateral grip strength, possible tendinitis in both wrists and arms, and a limited ability to grip, lift, and carry items frequently.
Following Dr. Veloor's evaluation, a single decision maker ("SDM") for the SSA found that Plaintiff's primary diagnoses was carpal tunnel syndrome with tendinitis, limiting Plaintiff to a sedentary RFC—which involves lifting no more than 10 pounds at a time.
Plaintiff continued to experience pain and varied symptoms, and on November 28, 2008, Dr. Pruiksma completed a statement summarizing Plaintiff's functional abilities. He stated that she was at a sedentary level of functioning and should not perform work that would require repetitive use of her arms, walking, or lifting. On October 25, 2009, he completed a Medical Source Statement-Physical, opining that Plaintiff was limited to a sedentary work environment, could lift no more than 10 pounds occasionally and less than 5 pounds frequently, should not sit or stand for longer than 15 minutes without a break, was limited in her ability to push, pull, and handle, and was subject to other environmental and postural restrictions.
Plaintiff filed her application for benefits on March 17, 2008. The Social Security Administration denied her claims first on May 22, 2008, and again upon reconsideration on July 23, 2008. She appeared for a hearing in from of an administrative law judge ("ALJ"), who denied her applications on December 23, 2009. She requested a review of the hearing on January 13, 2010, and the Appeals Council denied Plaintiff's request for a new hearing on February 23, 2011. Therefore, Plaintiff exhausted all of her administrative remedies before filing this review.
Pursuant to 42 U.S.C. § 405(g), "[t]he findings of the Commissioner of Social Security as to any fact, if supported by substantial evidence, shall be conclusive. . . ." Upon review, the Court must determine whether substantial evidence supports the factual findings and whether the ALJ applied the correct legal standard.
To establish a disability, a claimant must demonstrate a physical or mental impairment that has lasted or can be expected to last for a continuous period of twelve months and an inability to engage in any substantial gainful work existing in the national economy due to the impairment.
The Commissioner uses a five-step sequential process to evaluate whether a claimant is disabled.
In his written decision, the ALJ found the following for steps one through three:
At steps four and five, the ALJ found that "[a]fter careful consideration of the entire record, the undersigned finds that the claimant has the residual functional capacity to perform the full range of light work as defined in 20 CFR 404.1527 and 416.967(b)."
In making his findings, the ALJ went through a detailed description of the evidence presented and the weight he assigned it. The Court will only address the ALJ's consideration of Dr. Pruiksma—Plaintiff's treating physician—because that consideration is dispositive of the Court's inquiry.
Dr. Pruiksma stated that Plaintiff's pain was such that he did not believe she could perform a job that would "take clarity of thought or use of her arms or legs."
The ALJ assigned significant weight to Dr. Pruiksma's diagnoses, but only limited weight to the severity Dr. Pruiksma assigned to Plaintiff's impairments, their debilitating effects, and functional limitations. The ALJ explained that the "amount of pain is merely a subjective allegation of the claimant, and has not been verified by any objective testing by Dr. Pruiksma or found in the objective medical evidence of record."
Plaintiff argues that the ALJ should have assessed controlling weight to all of Dr. Pruiksma's opinion, but that he only assessed controlling weight to portions of the opinion. Because the ALJ did not assess the required controlling weight to Dr. Pruiksma's opinions, Plaintiff contends that the ALJ was required to give good reasons for not doing so. Plaintiff states that the ALJ failed to do so, and therefore did not perform the proper analysis.
An ALJ must give the opinion of a treating physician controlling weight if it is both: (1) "well-supported by medically acceptable clinical and laboratory diagnostic techniques"; and (2) "consistent with other substantial evidence in the record."
After considering the factors, the ALJ must give reasons for the weight he gives the treating source opinion.
In this case, the ALJ did not go through the proper "controlling weight" analysis with respect to Dr. Pruiksma's opinion. The ALJ did not state whether he assessed Dr. Pruiksma's opinion "controlling weight;" however, one could likely presume from the written decision that the ALJ declined to give Dr. Pruiksma's opinion controlling weight, and decided to give part of it significant weight and part of it limited weight instead. Further, he did not actually discuss the factors set forth in 20 C.F.R. § 404.1527 and 416.927. Even assuming it would be sufficient for the ALJ to merely consider the factors (but not discuss that analysis) and then state the weight he gives the opinion, the benefit of the doubt will still not save his decision. The ALJ fails to adequately provide good reasons for the weight he assigned Dr. Pruiksma's opinion—he merely stated that Dr. Pruiksma's evaluation of Plaintiff's pain was based on her subjective complaints that have not been verified by any objective tested or found in the objective medical evidence of record. Substantial evidence does not exist to support such a finding—it appears Dr. Pruiksma did refer Plaintiff for objective testing, and that Dr. Pruiksma and the physicians he referred Plaintiff to relied on that testing to make their findings. An ALJ may not properly discount a treating physician's opinion simply based on the speculation that the opinion is based on a claimant's subjective complaints.