JOHN W. LUNGSTRUM, District Judge.
This matter is before the court on Plaintiff's response (Doc. 17) to the court's Order to Show Cause. (Doc. 13).
Plaintiff filed this action on September 19, 2014 seeking judicial review of a decision of the Commissioner of Social Security (hereinafter Commissioner) denying disability insurance benefits (DIB) under sections 216(i), and 223 of the Social Security Act. 42 U.S.C. §§ 416(i) and 423 (hereinafter the Act). (Doc. 1). The court granted Plaintiff's motion to proceed
In accordance with District of Kansas Local Rule 83.7.1, the Commissioner timely answered and filed the transcript of the record below on November 25, 2014. (Doc. 8). On January 5, 2015, Plaintiff filed a motion to extend the time to file his Social Security Brief until February 5, 2015, which the court granted that same day. (Docs. 9, 10). On February 5, 2015, Plaintiff filed a second motion for extension of time, seeking to extend the time to file his Social Security Brief until March 5, 2015. (Doc. 11). On the same day, the court granted Plaintiff's motion in a text entry Order on the Docket Sheet. (Doc. 12). The court informed Plaintiff that "[n]o further extensions w[ould] be granted without a showing of good cause."
On Friday, March 20, 2015, Plaintiff filed a "Motion for Extension of Time" to respond to the court's show cause order, seeking three additional days through Monday, March 23, 2015 to file his response to the show cause order. (Doc. 14). The court granted Plaintiff's motion (Doc. 15), and thereafter Plaintiff filed a "Motion for Leave to File Plaintiff's Brief Out of Time" (Doc. 16) with his Social Security Brief attached, and "Plaintiff's Response to the Court's Show Cause Order" on Monday night. (Doc. 17).
In the motion to file Plaintiff's Social Security Brief out of time, Plaintiff's counsel asserts that "Plaintiff's Counsel's efforts have been slowed by recurrent symptoms (concentration, memory, etc.) from Counsel's brain surgery," and that the voluminous record (1850 pages) "required numerous hours to study and thoroughly analyze the many issues involved herein." (Doc. 16). The court notes that the Answer was filed on November 25, 2014, and in accordance with Local Rule 83.7.1(d) Plaintiff's Brief was due forty-five days thereafter, on January 9, 2015. After the two extensions requested by Plaintiff, the Brief was due fifty-five days later, on March 5, 2015. The Brief was presented to the court for filing eighteen days later, on March 23, 2015, after a total of 118 days for counsel to read, study, and analyze the record, and prepare the Brief.
The court recognizes that in his two motions for extension of time to file Plaintiff's Brief, counsel also explained that he needed the additional time because of the "large volume of Briefs that Counsel has for cases pending in the District Courts of Missouri and Kansas, of which several are due within the same time period." (Docs. 9, 11). However, Counsel did not quantify this "large volume of Briefs," or the "several" briefs which were due during the applicable time period, and the court notes that during the relevant time period at issue here, January 9, 2015 through March 23, 2015, counsel had
The court notes that while counsel has shown good cause for further extension of time, his explanation for
Yet, counsel unilaterally decided not to attempt to justify such an extension of time. He decided he would simply file Plaintiff's Brief out of time, and (apparently) seek belated permission to do so. However, Local Rule 6.1(a) states, "Parties must file the motion [for an extension of time] before the specified time expires. Absent a showing of excusable neglect, the court will not grant extension after the specified time expires." D. Kan. R. 6.1(a). The applicable Rule of Civil Procedure states that "the court may, for good cause, extend the time: . . . (B) on motion made after the time has expired if the party failed to act because of excusable neglect." Fed. R. Civ. P. 6(b)(1)(B). Counsel unilaterally chose not to obey those rules in this case. Because counsel in this instance has played fast and loose with his client's interests, and because the interests of justice require it, the court will not enforce that rule to Plaintiff's detriment. However, counsel should not assume that the court will always be so solicitous of his errors.
Other than showing cause why further extension of time was necessary to complete Plaintiff's Brief, counsel provides no argument why this case should not be dismissed for failure to prosecute or for failure to obey the orders of this court. "A district court undoubtedly has discretion to sanction a party for failing to prosecute or defend a case, or for failing to comply with local or federal procedural rules."
Turning to the first factor, the Commissioner has suffered some prejudice by Plaintiff's failure to actively prosecute this case. The Commissioner has invested time and effort into researching and preparing an answer in this case and into preparing the administrative record and converting it into a format which is compatible with filing in the court's electronic case filing system. Moreover, the Commissioner was required to utilize resources to monitor and review each of the court's orders and Plaintiff's motions and determine whether any action on her part was necessary or appropriate in the circumstances.
The second factor also somewhat supports dismissal of this action. The manner in which Plaintiff has prosecuted this case (or, perhaps more accurately, not prosecuted this case) has risen to the level of interfering with the judicial process. The court has invested time and effort into shepherding this case through the briefing process laid out in Local Rule 83.7.1, without success. Plaintiff's responses so far indicate that he will provide what counsel wants to provide when counsel wants to provide it.
This leads to consideration of the third factor, which focuses on the plaintiff's culpability. The third factor less heavily weighs in favor of dismissal. As is more fully laid out above, Plaintiff has failed to prepare and file a Social Security Brief since the Commissioner filed his answer and the administrative record on November 25, 2014. Only after the court's Order to Show Cause did Plaintiff actually respond to any of the deadlines or orders issued by the court. And, as noted above his response did not address all of the concerns noted in the court's order. However, although Plaintiff is culpable for the actions (or inaction) of his attorney, it is clear as discussed above that the fault rests with counsel and not with Plaintiff specifically.
The fourth factor is also satisfied. The court's latest "Order to Show Cause" specifically warned Plaintiff that the court was considering dismissal of his case, and expected an explanation why that action should not be taken. (Doc. 13).
Finally, the court considers the efficacy of lesser sanctions. Here, counsel has finally presented Plaintiff's Brief, and the court believes lesser sanctions will be effective in securing the "just, speedy, and inexpensive determination" of this action. Fed. R. Civ. P. 1. In this case only, the court will impose the sanction that no further extensions of time will be given for Plaintiff to perform any act or file any pleading except with a showing of good cause. In that showing, the court expects that Plaintiff will demonstrate
After consideration of the five
As noted above, counsel has engaged in a pattern of similar conduct in prior cases. It will no longer be tolerated. Counsel is hereby put on notice that his dilatory actions, failure to follow the orders and rules of the court, and delay in this or other cases in the future will subject him, personally, to monetary sanctions for such attorney misconduct pursuant to the court's inherent power to control its docket, and to supervise the attorneys who practice before it.