K. GARY SEBELIUS, Magistrate Judge.
This matter comes before the court upon Respondent CEC Entertainment, Inc.'s Motion to Compel the Production of Documents to Respondent's First Request for Production of Documents Directed to Petitioners (ECF No. 41). Petitioners Magnetar Global Event Driven Master Fund, Ltd., Spectrum Opportunities Master Fund, Ltd., Magnetar Capital Master Fund, and Ltd., Blackwell Partners LLC. (collectively "petitioners") bring this stock appraisal action under K.S.A. 17-6712 to obtain a judicial determination of the fair value of their shares of CEC following the merger between CEC and an affiliate of Apollo Global Management LLC. For the reasons stated below, respondent's motion to compel is granted in part and denied without prejudice in part.
Respondent originally moved for an order compelling petitioners to respond to certain document production requests falling into three categories: (1) petitioners' views and analyses concerning the valuation of CEC, the merger, and the merger consideration; (2) petitioners' investment strategy relating to CEC and this action, as well as their actual transactions in CEC stock; and (3) petitioners' strategies relating to appraisal litigation and past appraisal filings. Although this action is brought under a Kansas statute, both sides acknowledge that Kansas courts often look to Delaware case law on appraisal and corporate law issues because the Kansas Corporation Code is modeled after the Delaware Code.
Petitioners have also sought leave to file a surreply, which sets out the issues that remain in dispute. Those include: (1) whether petitioners must produce all documents regarding investment strategies relating to appraisal rights and appraisal litigation in other cases beyond the case at bar, including documents from custodians who may only have had a role in those other cases; and (2) whether petitioners must produce documents regarding appraisal litigation in cases other than this one.
The court also overrules some of petitioners' general objections and all of petitioners' conditional responses contained in Petitioners' Objections and Responses to Respondent's First Set of Discovery Requests (ECF No. 42-4). This district "has on several occasions disapproved of the practice of asserting a general objection `to the extent' it may apply to particular requests for discovery."
Petitioners' General Objections Nos. 1, 2, and 12-14 are sufficiently specific to enable respondent to know how the objections apply to the requests, definitions, and instructions. Petitioners' General Objections Nos. 3-11 are not. These general objections contain language objecting to requests, definitions, and instructions "to the extent they seek" certain information. They are insufficient to put respondent on notice about which specific requests for production or what language contained in the definitions and instructions is objectionable. The court has previously ruled that these types of objections are worthless,
The court is equally disapproving of conditional responses, which occur when "a party asserts objections, but then provides a response `subject to' or `without waiving' the stated objections."
Petitioners argue that because their conditional responses specify what documents they will produce, these responses are somehow permissible. This is incorrect. While in some instances, petitioners specify certain information they will produce, their responses largely amount to statements that they will produce responsive, non-privileged documents and will provide a privilege log listing any withheld documents. This response does not make clear whether petitioners are only withholding privileged documents or whether they are withholding other responsive documents based on the other asserted objections. These are the same scenarios addressed in Sprint Communications Co., in which Judge O'Hara found the responding party had waived its discovery objections and in Pro Fit Management v. Lady of America Franchise Corp., in which Magistrate Judge David J. Waxse addressed a similar situation involving responses subject to an attorney-client privilege objection in which the responding party had taken the additional step of providing a privilege log. Judge Waxse, recognizing the potential for confusion, ordered the responding party to amend its responses to certain document requests to make clear whether it was withholding any documents on the ground of privilege and to specifically identify those documents by Bates number on the privilege log.
Petitioners' responses along with the promised privilege log should provide respondent with sufficient information to evaluate the privilege objection. The remainder of the objections raised in the conditional responses, however, provide respondent with no information to evaluate whether petitioners have withheld documents subject to those objections. They are impermissible and are deemed waived. This includes Request Nos. 3, 5-7, 11, 12, 14-18, and 20. If petitioners have withheld documents responsive to these requests based on any objection other than attorney-client privilege, they shall produce these documents to respondent within fourteen (14) calendar days from the date of this order. The motion to compel is granted as to these requests.
The court appreciates that petitioners have reconsidered certain relevance objections in light of a Delaware opinion issued after respondent filed its motion to compel. Although petitioners' response brief mention three specific requests for production by number, their response brief largely focuses on certain categories of information rather than listing the request or requests at issue. Indeed, respondent apparently misunderstood petitioners' position because petitioners felt a need to file a surreply clarifying which issues remain unresolved, to which respondent filed a response stating that it does not object to the surreply. The surreply, however, does not specify the numbers of the requests for production still in dispute or the numbers of the requests for production to which petitioners no longer object.
Moreover, like respondent, the court is confused by portions petitioners' response brief. For example, petitioners discuss documents relating to petitioners' investment strategy—what the court presumes pertains to Request No. 2. After nearly a page of argument about why the information sought is not relevant, petitioners conclude by stating that in the interest of compromise, they "will produce non-privileged documents sufficient to identify their investment strategy regarding statutory appraisal rights or appraisal litigation."
Petitioners go on to discuss documents concerning past appraisal actions—information that pertains to Request No. 6. Petitioners' arguments largely focus on the relevance of the requested material.
Rather than attempt to guess which document requests or portions of document requests are still at issue, the court will deny without prejudice the remainder of respondent's motion to compel. The parties are ordered to confer within seven (7) calendar days from the date of this order about the remaining discovery requests still in dispute. Respondent may file a renewed motion to compel within fourteen (14) calendar days from the date of this order. Any motion and accompanying memorandum must specify to which discovery requests respondent seeks to compel responses. Petitioners' response brief must also address its specific objections to specific discovery requests. Failure to do so will result in a finding that petitioners have failed to support their objections, and respondent's motion to compel will be granted. No further briefing shall be allowed.
Accordingly,