JOHN W. LUNGSTRUM, District Judge.
Plaintiff seeks review of a decision of the Acting Commissioner of Social Security (hereinafter Commissioner) denying Disability Insurance benefits (DIB) under sections 216(i) and 223 of the Social Security Act. 42 U.S.C. §§ 416(i) and 423 (hereinafter the Act). Finding error in the Administrative Law Judge's (ALJ) determination that Plaintiff does not have a severe impairment or combination of impairments, the court ORDERS that the decision shall be REVERSED and that judgment shall be entered pursuant to the fourth sentence of 42 U.S.C. § 405(g) REMANDING the case for further proceedings consistent with this decision.
Plaintiff applied for DIB, alleging disability beginning January 3, 2012. (R. 19, 130). Plaintiff exhausted proceedings before the Commissioner, and now seeks judicial review of the final decision denying benefits. Plaintiff argues that the ALJ erred at step two of her decision in finding no severe impairment, and failed to provide a proper credibility analysis.
The court's review is guided by the Act.
The court may "neither reweigh the evidence nor substitute [its] judgment for that of the agency."
The Commissioner uses the familiar five-step sequential process to evaluate a claim for disability. 20 C.F.R. § 404.1520;
The Commissioner next evaluates steps four and five of the sequential process— determining at step four whether, in light of the RFC assessed, claimant can perform her past relevant work; and at step five whether, when also considering the vocational factors of age, education, and work experience, claimant is able to perform other work in the economy.
The court finds that remand is necessary because the ALJ erred at step two in finding that Plaintiff does not have a severe impairment or combination of impairments. Because the court need not consider the propriety of the ALJ's credibility determination to find that she erred at step two, it will not. Plaintiff may make her arguments regarding credibility on remand.
Plaintiff points out that the burden to show an impairment is severe within the meaning of the Act is
The Commissioner argues Plaintiff did not meet her burden to demonstrate that she is disabled. (Comm'r Br. 10-11). She asserts that "the administrative record in this case firmly supports the ALJ's decision that Plaintiff did not have a `severe' impairment or combination of impairments."
A step two determination is based on medical factors alone, and not on vocational factors such as age, education, or work experience.
20 C.F.R. § 404.1520(c).
An impairment is not considered severe if it does not significantly limit Plaintiff's physical or mental ability to do basic work activities—the abilities and aptitudes necessary to do most jobs—such as walking, standing, sitting, lifting, carrying, seeing, speaking, understanding simple instructions, responding appropriately to usual work situations, and dealing with changes in a routine work setting. 20 C.F.R. § 404.1521. The Tenth Circuit has interpreted the regulations and determined that to establish a "severe" impairment or combination of impairments at step two of the sequential evaluation process, a plaintiff must make only a "
The Secretary of Health and Human Services issued Social Security Ruling (SSR) 85-28 "[t]o clarify the policy for determining when a person's impairment(s) may be found `not severe' and, thus, the basis for a finding of `not disabled' in the sequential evaluation of disability." 1983-1991 West's Soc. Sec. Reporting Serv., Rulings 390 (1992); 1985 WL 56856 (Jan. 1, 1985). In that ruling, the Secretary cautioned that "A claim may be denied at step two only if the evidence shows that the individual's impairments . . . are not medically severe. . . . If such a finding is not clearly established by medical evidence, however, adjudication must continue through the sequential evaluation process."
The ALJ determined at step two of the sequential evaluation process that Plaintiff does not have any impairment or combination of impairments that significantly limits her ability to perform basic work activities. Therefore, she determined that Plaintiff does not have a severe impairment or combination of impairments within the meaning of the Act, and denied her application at step two of the evaluation process without applying the remaining steps.
In reaching that conclusion, the ALJ accorded little weight to the medical opinion of Plaintiff's treating neurologist, Dr. Berman, because Dr. Berman "failed to note in his progress reports any difficulty speaking or a reason to limit the claimant's sitting, performing postural activities[,] or environmental limitations." (R. 25). On the other hand, she accorded substantial weight to Dr. Kindling's opinion because it "is more consistent with the overall record."
(R. 24) (emphases added).
The court finds that the record evidence does not support these findings to the extent that a "non-severe" finding is "clearly established by medical evidence" within the meaning of SSR 85-28.
The ALJ appeals to record evidence of "mild benign essential blepharospasms" in finding that Plaintiff's impairments are not severe, and to be sure, certain medical records refer to such mild blepharospasms. However, Dr. Berman's most recent treatment note, dated March 3, 2013 refers to "frequent bilateral blepharospasm." (R. 338). Moreover, the ALJ acknowledged that Plaintiff "does not drive because she had a spasm and smashed the car into the house." (R. 24). The records reveal that the "spasm" to which the ALJ refers was an eyelid spasm. (R. 327). Dr. Berman's treatment note from December 6, 2011 reveals that Plaintiff experiences forced eye closures, and states that "[f]orcing eyes open causes irritation." (R. 274). Dr. Berman opined that Plaintiff's seeing is limited, and stated that "Blepharospasm can cause functional blindness due to involuntary forced eye closure." (R. 316). This is clearly record evidence of more than a minimal affect on the basic work activity of seeing. Therefore Plaintiff's blepharospasms constitute a severe impairment within the meaning of the Act.
Further, the evidence does not support the ALJ's finding that a "more recent scan of the brain showed some atrophy." (R. 24). That finding originated in the ALJ's summary of Dr. Gamboa's treatment notes dated October 7, 2011, wherein the ALJ stated that an "MRI obtained on that date noted some atrophy with minimal ischemia." (R. 23) (citing Ex. 4F). However, the MRI report of Plaintiff's brain included in Dr. Gamboa's treatment notes for October 7, 2011 states: "[e]xtensive atrophy is present," and "[c]hronic findings of atrophy . . . are noted." (R. 249). The report also contains an "impression" section relating "[f]indings as noted above with chronic changes of atrophy."
Moreover, the ALJ's finding that Plaintiff's "spasms have been adequately controlled with medical management" (R. 24), is not supported by the record evidence, particularly Dr. Berman's March 3, 2013 report of his examination of Plaintiff, which showed "hypertrophy and dystonic muscle spasms" of her trapezius muscles bilaterally; "tense cervical paraspinous muscles bilaterally;" "frequent bilateral blepharospasm;" and "hypertrophy of the right SCM." (R. 338). Once again, while the court and the ALJ are without expertise to know the severity of, or limitations revealed by, these examination findings, it would appear that the ALJ chose to finesse rather than to confront the potential for a severe impairment within the meaning of the Act and the regulations.
Apparently, the ALJ chose to finesse the evidence potentially suggesting that Plaintiff's impairments are severe within the meaning of the Act and the regulations because Dr. Kindling opined that Plaintiff's impairments are not severe, and she accorded substantial weight to that opinion, but little weight to Dr. Berman's opinion suggesting otherwise. Her sole basis for according Dr. Kindling's opinion substantial weight was that it was more consistent with the overall record. But, as the court's discussion above reveals, Dr. Kindling's opinion is not consistent with the record evidence regarding blepharospasms, and at least potentially it is not consistent with the evidence regarding brain atrophy and medical management of Plaintiff's impairments. The ALJ did not address these inconsistencies. Moreover, although the ALJ discounted Dr. Berman's opinion because it was not supported by his progress notes, she did not recognize, or at least did not address, Dr. Berman's notations of muscle hypertrophy, frequent bilateral blepharospasms, or that forcing Plaintiff's eyelids open caused irritation.
As discussed herein, the medical evidence by no means clearly establishes that Plaintiff's impairments do not have more than a minimal effect on her ability to perform the basic work activities of seeing, and sitting (at least). As noted above, SSR 85-28 requires that in such a case "adjudication must continue through the sequential evaluation process." 1983-1991 West's Soc. Sec. Reporting Serv., Rulings 393 (1992); 1985 WL 56856, *3. The Ruling cautions: