KATHRYN H. VRATIL, District Judge.
James L. Brooks filed this suit pro se on May 26, 2015 in the District Court of Johnson County, Kansas, asserting federal and state law claims against the City of Overland Park, Kansas, Overland Park Municipal Judge Cindi Cornwell, Overland Park Prosecutor Laine Barnard and Overland Park employees Brian Taylor and Kimberly Hendershot.
This matter comes before the Court on
To survive a motion to dismiss under Rule 12(b)(6), Fed. R. Civ. P., a complaint must contain sufficient factual matter, accepted as true, to state a claim for relief that is plausible on its face.
Although the Court must assume that the factual allegations in the complaint are true, it is "not bound to accept as true a legal conclusion couched as a factual allegation."
When evaluating a motion to dismiss under Rule 12(b)(6), the Court may consider not only the complaint itself, but also attached exhibits and documents incorporated into the complaint by reference.
The Court affords a pro se plaintiff some leniency and must liberally construe the complaint.
Rather than recount the disjointed state court petition in detail, the Court has attempted to distill the relevant facts, as follows, and otherwise incorporates the entire petition by reference.
The state court petition alleges the following facts:
On June 9, 2014, Brian Taylor, an Overland Park Community Codes Officer, filed two citations against Brooks in Overland Park Municipal Court. The citations charged a total of five code violations regarding property in Overland Park, Kansas. Municipal Prosecutor Laine Barnard prosecuted the case and Municipal Judge Cindi Cornwell presided over the trial. Plaintiff challenged the citations, alleging that ownership and title were in dispute and that the citations were defective because they did not allege an intent to violate the law and did not name an injured party.
Judge Cornwell found plaintiff guilty of all five citations. Judge Cornwell ruled that Brooks had "absolute liability" for the violations and that the prosecutor did not need to prove criminal intent. Judge Cornwell set an appeal bond. Overland Park employee Kimberly Hendershot filed a "Notice of Lis Pendens" in the office of the Johnson County Register of Deeds.
Plaintiff alleges that the City's process of collecting fines for code violations constitutes extortion and racketeering, that the "community codes pay special attention to rental properties" and that the City legal department and City Council have created a "foreign jurisdiction." Doc. #1-1 at 13-14.
The petition sets out seven separate counts and seeks various forms of relief including a temporary restraining order and permanent injunction against the City and more than $75,000 in damages.
Count One and portions of Counts Five and Six appear to allege under Section 1983 that defendants violated plaintiff's Fifth and Fourteenth Amendment rights to due process and protection against double jeopardy. Specifically, Count One alleges that the City had a policy of issuing defective complaints, that Taylor filed defective code complaints against plaintiff and that Judge Cornwell refused to dismiss the defective complaints. Count One asserts that the City, Taylor and Judge Cornwell violated his right to due process under the Fifth and Fourteenth Amendments.
Against the individual defendants in their official and individual capacities, plaintiff asserts damage claims under Section 1983.
The Supreme Court has recognized that "[t]here is no longer a need to bring official-capacity actions against local government officials [because] local government units can be sued directly for damages and injunctive or declaratory relief."
The City asserts that the Court must dismiss the Section 1983 claims against it because plaintiff has not alleged facts which set out a constitutional violation or a City policy which violated his constitutional rights. To create liability against a local governmental body under Section 1983, plaintiff must show (1) a constitutional or statutory violation and (2) an official policy or custom which was the moving force behind the violation.
As noted, Count One alleges that the City had a policy of issuing defective complaints in violation of plaintiff's right to due process under the Fifth and Fourteenth Amendments. Plaintiff has not alleged facts to support a finding that the complaints were defective. Thus, the complaint does not allege a violation of plaintiff's constitutional right to due process. The Court therefore finds that plaintiff's claim against the City in Count One is dismissed with prejudice.
Count Five alleges that Taylor filed code complaints which prior prosecutors had dismissed, that City Prosecutor Barnard "jumped jurisdiction" by prosecuting the complaints, and that Hendershot filed notices of lis pendens based on the complaints. Count Five asserts that Taylor, Barnard and Hendershot thus violated plaintiff's Fifth and Fourteenth Amendment right to due process and protection against double jeopardy. Plaintiff does not allege that the individual plaintiffs acted under a City policy. Moreover, plaintiff alleges only that Barnard's predecessors had dismissed prior code complaints and that Barnard, Taylor and Hendershot were involved in prosecution and processing the complaints at issue in this case. Plaintiff does not assert that he was tried on the prior complaints; therefore he has not alleged violation of his Fifth Amendment protection against double jeopardy as incorporated through the Fourteenth Amendment. The Court therefore finds that his claim against the City in Count Five is dismissed.
Count Six alleges that Judge Cornwell violated plaintiff's due process rights under the
Fifth and Fourteenth Amendments when she found that Code violations are based on "absolute liability." Plaintiff has not articulated how Judge Cornwell's statement violated his constitutional rights. The Court therefore finds that his claim against the City in Count Six is dismissed.
The individual defendants assert that they are entitled to dismissal of plaintiff's Section 1983 claims against them. Judge Cornwell asserts that she is entitled to absolute judicial immunity, and Barnard asserts that he is entitled to prosecutorial immunity. Taylor and Hendershot assert that they are entitled to qualified immunity because the state court petition does not adequately allege a constitutional violation.
In Count Six, plaintiff asserts that Judge Cornwell violated his constitutional rights when she stated that "there is absolute liability" for City Code violations. Judicial immunity protects a judge from liability for official judicial acts, unless committed in the clear absence of all jurisdiction.
The Court determines whether a judge has performed a "judicial" act or acted "in the clear absence of jurisdiction" by looking to (1) "the nature of the act itself,
In Count Five, plaintiff alleges that Barnard violated his Fifth Amendment protection against double jeopardy. Prosecutors are absolutely immune for activities intimately associated with the judicial phase of the criminal process.
So long as their conduct does not violate "clearly established statutory or constitutional rights of which a reasonable person would have known," government officials sued in their individual capacities are entitled to qualified immunity from suit and liability for civil damages for performing discretionary functions.
Here, plaintiff's petition does not articulate a constitutional violation. Although he refers to the United States Constitution, he does not assert facts showing that his rights have been violated. The Court therefore finds that Taylor is entitled to qualified immunity on the Section 1983 claims against him in Counts One and Five. Likewise, Hendershot is entitled to qualified immunity on the Section 1983 claim against her in Count Six.
Count Two alleges "fraud in the factum and fraud in the inducement." Defendants assert that this count does not articulate a claim. In part, plaintiff appears to reassert the issue of an appeal bond which the Kansas Court of Appeals decided in
Count Three alleges that the City, through its Legal Department and City Council, has created a "foreign jurisdiction." This claim is largely unintelligible. The Kansas Court of Appeals has rejected a similar claim which plaintiff made in an earlier case.
Liberally construed, Count Four appears to allege a RICO claim arising out of the operation of the Municipal Court. Plaintiff claims that the City "has created a collection process for the purpose on all sides (going in, coming out and side issues) of creating extortion and racketeering." Doc. #1-1, ¶52.
To state a RICO claim under 18 U.S.C. § 1962(c), plaintiff must set forth four elements: (1) participation in conduct, (2) of an enterprise, (3) through a pattern (4) of racketeering activity.
Racketeering activity is frequently described as a "predicate act" or "predicate acts" which consist of federal and state crimes identified in 18 U.S.C. § 1961(1). Defendants correctly point out that the petition does not identify any necessary predicate acts. The Court therefore dismisses Count Four for failure to state a claim.
Count Five asserts a state court claim for malicious prosecution. To show malicious prosecution, plaintiff must prove the following elements: (1) defendant instituted the proceeding about which the complaint is made; (2) defendant did so without probable cause; (3) defendant acted with malice; (4) the complained-of proceeding terminated in plaintiff's favor and (5) plaintiff sustained damages.
Plaintiff asserts that Judge Cornwell's statement during trial that he had "absolute liability" without proof of criminal intent violated his rights under Articles 3 and 12 of the Kansas Constitution and the Seventeenth Amendment to the Kansas Bill of Rights. Even if plaintiff could articulate such a claim, Judge Cornwell enjoys absolute judicial immunity as set forth above. The Court dismisses the state court claim in Count Six.
Plaintiff asserts that the City's ordinances "pay special attention to rental properties and leave normal house-holders alone," and constitute "extortion." Doc. #1-1, ¶ 68. Defendants correctly point out that Count Seven does not articulate a cause of action. The Court therefore dismisses Count Seven for failure to state a claim.