ERIC F. MELGREN, District Judge.
Plaintiff Kwame Hill brings several claims, arising out of a medical incident in the El Dorado Correctional Facility ("EDCF"), against seven Defendants. All Defendants seek dismissal of the claims on the basis of res judicata. Because the Court finds that res judicata is applicable, and for the reasons stated in more detail below, the Court grants Defendants' motions (Docs. 21, 24, and 41).
In May of 2015, Plaintiff Kwame Hill filed a lawsuit in Butler County against six Defendants. These included: Correct Care Solutions, Corizon Health, Inc., Dr. C.G. Harrod, Deanna Morris, HCP Nickelson, and James Heimgartner (Warden at EDCF), in his official and individual capacity. Plaintiff is incarcerated in the EDCF. He asserted in his state court lawsuit claims for "medical malpractice and gross negligence, which violates the Kansas Constitution State of Kansas — Kansas Bill of Rights." He referenced "§ 1 — equal rights, § 3 —right of peaceable assembly; petition, § 5 — trial by jury, and § 18 justice without delay for injuries suffered in person."
He asserted that he was prescribed Coumadin, a blood thinner, to address a blood clot. He was prescribed this medicine from July 2013 through March 2014 and claims that he was not properly monitored. In March 2014, he began having severe pains in his abdomen. He alleges that over the next week, despite urinating and vomiting blood, his medical need was ignored by medical professionals in the prison. He asserted that over a two-day period in the EDCF infirmary, his pain was excruciating and he did not eat because of the pain. After passing out, on or around March 16, 2014, Plaintiff was taken to the hospital where he was diagnosed with "acute renal failure and gastrointestinal bleed."
In his state law petition, Plaintiff asserted that the medical professionals committed medical malpractice and were negligent in their duties. He also alleged that Corizon had a policy to delay and deny proper medical treatment. In addition, he contended that Warden James Heimgartner and Kansas Department of Corrections ("KDOC") failed to adequately monitor and audit the performance of Corizon Health and its medical staff. He asserted that the warden and KDOC should have known of these problems and were deliberately indifferent to the serious health care needs of the prisoners. Plaintiff requested monetary, declaratory, and injunctive relief.
Approximately eight months after Plaintiff's initial petition, Plaintiff filed an "amended complaint" in state court. He did not allege significantly different facts. Instead, he stated that the amended complaint was about the "same basic events in the original" and that "all facts relate back to the original complaint and petition" but that he changed his legal claims to "medical malpractice and gross negligence."
On March 11, 2016,
The underlying factual basis for his claims is that Plaintiff was prescribed Coumadin, a blood thinner, for a blood clot in his leg in August 2013. He was on this medication until March 2014. Dr. Harrod allegedly increased the dosage over this seven-month period but did not monitor the medicine. On March 7, 2014, Plaintiff began to feel ill and experienced "severe or excruciating pain." He went to sick call, and APRN Nickelson and LPN Morris saw him. He alleges that they failed to give him adequate medical care and failed to diagnose his condition. Plaintiff was severely ill for the next two days and went back to sick call on March 10. Nickelson and Morris again saw him but failed to send him to the emergency room or hospital. On March 12, Plaintiff vomited blood in his cell and urinated blood. An officer called Corizon Health staff, and Morris told the officer to have Plaintiff urinate in a cup but staff never showed up for the cup. On March 13, Morris had Plaintiff taken to the infirmary in a wheelchair. Corizon Health staff, including Dr. Harrod, Nickelson, Morris, and RN Einerson, implemented "the policy and custom to delay and deny [sending] sick and ill convicts to the emergency room and hospital."
During the seven days that Plaintiff was severely ill, he could not eat because of the excruciating pain and he missed several meals. Watson, team manager in charge of security staff officers in EDCF, informed Plaintiff that if he continued his refusal to eat, Plaintiff would be placed on "hunger strike status." Watson allegedly ignored Plaintiff's medical need.
On March 15, Plaintiff was sent to the emergency room in El Dorado and was given a catheterization. He was then sent to St. Francis Hospital Via Christi in Wichita, Kansas. He was in the intensive care unit for three days and was diagnosed with severe anemia hemoperitoneum. Plaintiff lost several units of blood, almost bled to death, and his internal organs were damaged. After Plaintiff's stay in the ICU, he was released to a private hospital room for three more days.
From June 2014 through April 2015, Plaintiff attended sick call because of "pain in his penis" and Corizon Health staff drug their feet in sending Plaintiff to follow-up appointments. After March 2014, Defendants Corizon Health or Einerson failed to send Plaintiff to see outside specialists.
Plaintiff alleges that Dr. Harrod is liable for the failure to send Plaintiff to the emergency room and Dr. Harrod's conduct constitutes deliberate indifference. He alleges that Defendants Nickelson and Morris knew of the substantial risk of serious harm posed by Plaintiff's illness. Plaintiff also states that Defendant Watson knew Plaintiff was severely ill. In addition, he contends that Defendant Einerson failed to answer Plaintiff's grievance in a timely manner and she helped implement Corizon Health's custom and policy to delay and deny sending Plaintiff to specialists. Finally, Plaintiff alleges that Defendant Corizon Health's medical staff violated his constitutional rights by ignoring Plaintiff's severe medical needs.
Plaintiff seeks three million dollars in compensatory and punitive damages from both Corizon Health and KDOC. He also seeks damages of $250,000 from every other named Defendant. In addition, he seeks a declaratory judgment, injunctive relief and costs.
After Plaintiff filed his Complaint, the Court ordered KDOC to prepare a Martinez Report
All Defendants, through three different motions, now seek dismissal of Plaintiff's claims.
There are currently three motions before the Court, and all seek dismissal of Plaintiff's action on the basis of res judicata.
Generally, a court may take judicial notice of pleadings in prior cases without converting a motion to one for summary judgment.
Here, the Martinez report directed the Court to Plaintiff's state court lawsuit and several filings in that state court lawsuit. Plaintiff does not dispute that he filed a state court lawsuit or that these documents are from that lawsuit. Indeed, the Court can take judicial notice of these public records from the state court lawsuit.
All Defendants assert that res judicata bars Plaintiff's claims. Res judicata can include both claim preclusion or issue preclusion.
With regard to claim preclusion, the term "claim" has been "defined in factual terms so that the same factual `transactions' or `series of connected transactions' is one claim, regardless of the number of substantive legal theories that may be available to the plaintiff based on those facts."
"Grounding a second suit on a different substantive legal theory is insufficient by itself to create a new claim for purposes of res judicata when the factors listed above indicate that the two causes of action should have been brought together."
In Plaintiff's first state court lawsuit, he brought claims entitled "medical malpractice and gross negligence, which violated the Kansas Constitution." In Plaintiff's current federal lawsuit, he asserts claims for cruel and unusual punishment under the Eighth Amendment and a violation under the Fourteenth Amendment. Although Plaintiff's claims are labeled differently, his theories are based on the same grouping of operative facts. Plaintiff asserts that he was prescribed Coumadin, a blood thinner, to address a blood clot. He claims that he was not properly monitored from July 2013 through March 2014 through health professionals and individuals at EDCF. Plaintiff asserts that Corizon Health (and their staff members) and KDOC (and its employees) have a policy to delay and deny proper medical treatment. In March 2014, Plaintiff became very ill and ultimately ended up being hospitalized for up to a week. He argues that his hospitalization and subsequent injuries were due to Defendants' failure to properly monitor him and/or purposeful delay in providing medical treatment. The two suits share a common nucleus of operative facts and substantially overlap in time, witnesses, and proof. Thus, elements one and three have been met because Plaintiff did bring the same claims (although entitled differently) in each suit.
The next res judicata element to consider is whether the parties are the same in this lawsuit and the former. Defendants Corizon Health, Morris, Nickelson, and Harrod were specifically named in this lawsuit and the previous state court suit. KDOC was also a defendant in the previous lawsuit, but its inclusion in both lawsuits requires a bit more discussion. In Plaintiff's original state court petition, he named James Heimgartner, Warden of EDCF, as a defendant. He sued Heimgartner in his individual and official capacity.
Plaintiff includes two additional defendants in this case. For purposes of res judicata, the parties are the same "when they are in privity with one another."
Plaintiff includes Jarred Watson, Unit Team Manager of Administrative Segregation in EDCF, as a defendant. He states that Watson was acting under the color of state law. Thus, he is suing him in his official capacity and as noted above, this suit is in all respects a suit against the entity, KDOC. Because KDOC was a defendant in the previous lawsuit, by virtue of naming Heimgartner in his official capacity or by specifically naming KDOC in the amended complaint, there is an identity of the parties with respect to Watson.
Plaintiff also includes Mary Einerson, RN Director of Nursing for Corizon Health, as an additional defendant. He claims that Einerson, as supervisor of Corizon, had the ability to offer training and states that such authority occurred because of the contract between Corizon and KDOC.
The last element of res judicata requires a final judgment on the merits of the prior action. The Butler County district court dismissed Plaintiff's previous action for being factually deficient and for failure to state a claim. Pursuant to K.S.A. § 60-241(b), "[u]nless the dismissal order states otherwise, a dismissal under this paragraph and any dismissal not under this section, except one for lack of jurisdiction, improper venue or failure to join a party . . . operates as an adjudication on the merits."
In sum, all elements of res judicata have been met. There is (1) the same cause of action or claim; (2) the same parties; (3) the claims in the current case were or could have been raised in the prior action; and (4) a final judgment on the merits of the prior action. Accordingly, Plaintiff's claims are barred by res judicata.