JOHN W. LUNGSTRUM, District Judge.
Plaintiff seeks review of a decision of the Acting Commissioner of Social Security (hereinafter Commissioner) denying Disability Insurance benefits (DIB) and Supplemental Security Income (SSI) benefits under sections 216(i), 223, 1602, and 1614(a)(3)(A) of the Social Security Act. 42 U.S.C. §§ 416(i), 423, 1381a, and 1382c(a)(3)(A) (hereinafter the Act). Finding at most harmless error in the Administrative Law Judge's (ALJ) decision, the court ORDERS that judgment shall be entered pursuant to the fourth sentence of 42 U.S.C. § 405(g) AFFIRMING the Commissioner's final decision.
Plaintiff applied for DIB and SSI benefits, alleging disability beginning June 24, 2012. (R. 12, 164, 168). Plaintiff exhausted proceedings before the Commissioner, and now seeks judicial review of the final decision denying benefits. She argues that the ALJ erred in applying the three phases for evaluating step four of the sequential evaluation process and that the vocational expert (VE) testimony impermissibly conflicts with the Dictionary of Occupational Titles (DOT).
The court's review is guided by the Act.
The court may "neither reweigh the evidence nor substitute [its] judgment for that of the agency."
The Commissioner uses the familiar five-step sequential process to evaluate a claim for disability. 20 C.F.R. §§ 404.1520, 416.920;
The Commissioner then evaluates steps four and five of the sequential process— determining whether, in light of the RFC assessed, claimant can perform her past relevant work; and at step five whether, when also considering the vocational factors of age, education, and work experience, claimant is able to perform other work in the economy.
The court addresses Plaintiff's allegations in the order presented in her Brief, and finds no reversible error.
At step four of the sequential evaluation process, the ALJ is required to make specific findings in three phases.
The Tenth Circuit has explained that an ALJ may rely upon VE testimony in making her findings at phase two and phase three of step four.
Plaintiff acknowledges that the ALJ performed phase one of the step four process when she assessed RFC. She argues, however, that the ALJ erred at both phase two and phase three of the step four process. She argues that the ALJ failed to make adequate, specific, on the record findings regarding the demands of her past relevant work as a security guard in her position at First Response in 2005 to 2007. This is so, she argues, because although she provided evidence regarding her work as a security guard in 1993-95, she did not provide information regarding how she performed the position at First Response, and the 1993 position occurred too long ago to constitute past relevant work. (Pl. Br. 11-12). She argues, based upon this court's decision in
The Commissioner argues that Plaintiff bears the burden at step four, so her argument that the record does not contain sufficient evidence to demonstrate the demands of Plaintiff's past relevant work is misplaced. (Comm'r Br. 4-5). She argues that an ALJ may rely upon the DOT description unless the claimant provides evidence showing otherwise.
The court finds no error in the ALJ's step four determination. As Plaintiff acknowledges, she testified at the hearing (at which the VE also appeared) that in 2005-07 she worked as a security guard for First Response, "a truck company." (R. 33). She testified that she worked "[c]hecking out trucks and coming in and out and walking the grounds."
Here, the ALJ had Plaintiff's testimony that her job as a security guard for a truck company required checking out trucks, coming in and out, and walking the grounds, and the ALJ had the assistance of the VE who reviewed the record, listened to Plaintiff's testimony, and testified herself, (as the ALJ specifically noted) "that a hypothetical individual, like claimant, could perform this job based upon the above found residual functional capacity." (R. 18). Moreover, as the Commissioner points out the ALJ had Plaintiff's Work History Report, in which she reported that she had worked as a security guard in 1993-95, and checked trucks in and out, walked the parking lot and the grounds, did no lifting, and did not use machines, tools, or equipment, or technical knowledge or skills. (R. 224, 228). While the work done in 1995 was not within fifteen years of Plaintiff's alleged onset date and consequently (as Plaintiff points out) does not qualify as past relevant work, the duties listed are remarkably similar to those described in Plaintiff's testimony regarding her work at First Response. Further, the VE listened to Plaintiff's testimony, and based on that testimony and her review of Section E of the record in this case ("Disability Related Development" — including Plaintiff's Work History Report) classified Plaintiff's past relevant work as a security guard as light, semi-skilled, with an SVP of 3. (R. 48-49). Another critical difference between this case and
Plaintiff argues that what is missing in this case is any testimony or other evidence regarding the physical demands of her work for First Response with regard to "stooping, kneeling, crouching, crawling, and exposure to cold environments, all work-related activities the ALJ found restricted." (Pl. Br. 12). Plaintiff is not entirely correct in this assertion. Plaintiff testified that she worked as a security guard for a truck company. Inherent in that testimony are certain implications upon which the VE, and by extension the ALJ might properly (and did) rely in formulating her opinion regarding the demands of Plaintiff's past relevant work. As the Commissioner suggests, the burden of proof is on Plaintiff at step four of the sequential evaluation process, and it is Plaintiff's burden to establish the demands of her past work—at least as those demands differ materially from her testimony or reports, or from the mine run of jobs in the occupation in which her past relevant work appears. Plaintiff did not testify that her past work at First Response required greater stooping, kneeling, crouching, crawling, or exposure to cold environments than an expert would expect in the mine run of security guard jobs for a truck company, and in her Work History Report she reported her security guard job in 1993-95 required no stooping, kneeling, crouching, or crawling. To the extent Plaintiff argues that it was the ALJ's duty to ask more specific questions in that regard, the court notes that Plaintiff was represented by an attorney before the Social Security Administration and at the hearing, and:
Moreover, to the extent that Plaintiff argues that it is error to rely on the job description from 1993-95, the court notes that the Work History Report was completed in September of 2012, and instructed Plaintiff to "List all jobs that you have had in the 15 years before you became unable to work because of your illness, injuries or conditions." (R. 224). The job at First Response from 2005-07 clearly fits within these requirements because it occurred both before her alleged onset date and before she filled out the Work History Report, and it should have been included in the jobs listed in the Work History Report. The court might speculate that the 1993-95 job as a security guard was nearly identical to Plaintiff's job at First Response and that is why she forgot or decided not to include the First Response job in her Work History Report. But, that would be mere speculation, and in any case the court may not (and need not) speculate. For, Plaintiff may not "hide the ball" from the agency and then claim error in the agency's alleged failure to find it. The ALJ made an on-the-record finding regarding the demands of Plaintiff's past relevant work as a security guard, the record evidence supports that finding, and Plaintiff provided no record evidence to suggest that her past relevant work at First Response had demands even as restrictive as the limitations assessed by the ALJ-such as only occasional stooping, kneeling, crouching, or crawling.
Because Plaintiff has not shown that the ALJ erred at phase two in stating the job demands of her past relevant work, her phase three argument (that it is impossible at phase three to determine whether Plaintiff is able to meet the unknown job demands) must also fail. Plaintiff has shown no error in the ALJ's three-phase step four analysis.
Plaintiff claims that the VE testimony (that the security guard job would meet the limitation that Plaintiff can never be in a cold environment for more than one hour before a change in temperature occurs) conflicts with the DOT because the DOT specifies that a security guard position requires exposure to weather (defined as "exposure to outside atmosphere") frequently. (Pl. Br. 13-14) (citing DOT,
As Plaintiff acknowledges in her Brief, when the VE testified that a security guard position requires an individual to "be exposed to cold temperature occasionally," the ALJ responded that the VE "lost me" because "I defined cold for you as one hour at a time before a temperature change." (R. 50);
Based upon the ALJ's clarification, the VE testified that a hypothetical individual with Plaintiff's characteristics would be able to perform the security guard position both as performed by Plaintiff, and as generally performed in accordance with the DOT.
If such an individual is exposed to cold temperature for one hour at a time for two-thirds of a workday, she would spend about six hours of her workday in the cold, and would spend at least two hours, or 120 minutes having a temperature change, constituting approximately 20 minutes at a time for a temperature change, six times throughout the day. This does not show error in either the VE's testimony or the ALJ's findings. The problem with Plaintiff's argument is further compounded when one recognizes that work as defined in the Social Security regulations provides for a lunch break and two other breaks throughout the workday spaced at approximate two-hour intervals during which the worker would also have a temperature change. Plaintiff has not shown a conflict between the VE testimony and the DOT.