HOLLY L. TEETER, District Judge.
Plaintiff Kenneth Williams sued his former employer, Defendant CoreCivic, Inc., for race discrimination and harassment under 42 U.S.C. § 1981, and retaliation under Kansas common law and the False Claims Act. His claims arise from his termination in January 2017.
CoreCivic moves for summary judgment on all claims. Doc. 112. As discussed below, the Court finds that Williams has not demonstrated that the employment actions he complains of were taken because of his race, nor has he demonstrated that he engaged in protected conduct sufficient to state retaliation claims. Further, he has not demonstrated that the stated reason for his termination was a pretext for discrimination or retaliation, or that he was subjected to a racially hostile work environment. Accordingly, the Court grants CoreCivic's motion.
CoreCivic runs the Leavenworth Detention Center ("LDC") in Leavenworth, Kansas. Doc. 119 at 7. Williams, who is African American, worked as a shift supervisor (also referred to as a captain) at the LDC from April 4, 2011, until he was terminated on February 8, 2017. Doc. 111 at 2. As a shift supervisor, Williams reported to the chief of security, who reported to the assistant warden, who in turn reported to the warden. Doc. 119 at 8. The chief of security during the relevant period was Roger Moore, who is white. Id. at 15-16. The assistant warden was Dwight Fondren, who is African American. Id. at 16. In 2016, Linda Thomas became warden at the LDC. Id. Thomas is African American. Id. Before that, the warden was Isaac Johnston, who is also African American. Id.
Williams has worked in the prison setting for 27 years, and, before Thomas became warden, he never filed any complaints for discrimination or retaliation and had an excellent employment record. Doc. 131-2 at 1.
Employee discipline at CoreCivic is documented on Employee Problem Solving Notices ("PSNs"). Doc. 119 at 11. In 2015, Williams received a PSN for allowing two correctional officers under his supervision to exceed a 16-hour work day. Doc. 119 at 18. Chief of Unit Management Kenneth Daugherty issued the 2015 PSN, and Fondren and Johnston approved it. Id. During that time, it was not uncommon for employees to exceed 16 hours in a work shift due to understaffing. Doc. 131-2 at 2. But no other shift supervisor was disciplined for allowing this, other than Williams. Id.
Williams was scheduled to complete some training on September 19-22, 2016. Doc. 119 at 21. On September 22, Williams arrived at work but told trainers that he had to leave for a previously scheduled appointment. Id. Fondren later spoke with Williams about his absence and asked him to provide a doctor's note. Id. at 21-22. Williams later acknowledged that he was aware of the training on those days, and that he never mentioned his doctor's appointment before arriving on September 22 because he intended to attend at least some of the training that day. Id. at 33.
Although a PSN was created around the time Williams missed the training, it was not served or issued to him at the time. Id. at 22-23. On November 8, 2016, Williams filed a grievance regarding the missed September training and alleged that he had been given a PSN in retaliation for various activities. Id. But the PSN for the September 22 absence was not finalized and served by Fondren until January 19, 2017. Id. at 24.
Williams later testified that he filed the November 8 grievance because he had learned that there was an outstanding PSN on his record, and he believed it prevented him from getting a promotion. Id. at 22-23. Williams could not recall the promotion he had missed out on, but it was "maybe" in Phoenix, or at the very least, in the state of Arizona. Id. at 23.
CoreCivic operates the LDC under a contract with the United States Marshals Service ("USMS"), as well as other state and local government agencies. Id. at 9. CoreCivic's contract with the USMS requires CoreCivic to perform in accordance with various standards, including the Performance-Based Detention Standards. Id. at 9-10. One of those standards, A.10.7., sets forth 40 hours of management and supervision training for supervisors in their first year of employment, and 24 hours each year thereafter. Doc. 119 at 12-13; Doc. 113-5 at 6.
Failure to comply with the Performance-Based Detention Standards could result in a reduction of the contract price. Doc. 119 at 10. CoreCivic's contract with the USMS requires CoreCivic to "establish an overall written training program for all employees which incorporates,
The Learning and Development Manager at the LDC is Sandra Elliott. Id. at 21. On October 4, 2016, Elliott sent an email to Williams and another CoreCivic employee stating, "Due to scheduling issues, AW Fondren has directed that you be assigned the 24 hour supervisory training tract instead of attending the SFLL seminar. You can find these courses in LMS under Assigned Curriculums. . . . These classes need to be completed prior to December 1st. Let me know if you need anything." Id. at 36-37 (ellipses in original). This meant that Williams and the other employee would have to complete the 24 hours of supervisory training online instead of attending a training course in person. Williams did not respond to Elliott.
Elliott followed up with Williams on November 21, 2016, stating that "you have not completed any of your Supervisor training tract as notified on October 4th. The deadline to have these completed is December 1st —
On November 30, 2016, Moore emailed Williams and six other supervisors and reminded them that they needed to complete their online supervisor training by December 1. Id. at 38. In response, Williams and Moore had the following exchange:
Doc. 113-26 (CoreCivic Exhibit 37); see also Doc. 119 at 38-40.
On December 28, 2016, Elliott emailed Williams and asked him to complete his required supervisor training before midnight on December 31, 2016, "as required." Doc. 119 at 42. Williams did not respond. Id. at 42-43.
CoreCivic subsequently investigated Williams's failure to complete the supervisor training. Id. at 47. During the investigation, Williams admitted he did not complete the training assigned by Elliott in October 2016. Id. at 48. On February 8, 2017, CoreCivic terminated Williams. Id.
Jason Ellis is the Managing Director of Operations for several CoreCivic facilities. Id. at 25. In September 2016, Williams emailed Ellis to set up a time to talk about staff safety and the facility "not using sound correctional practices." Id. At some point after that email, Williams and Ellis spoke by phone about "a gamut" of issues, including integrity, "unequal treatment of minorities and the diverse staff members," inmate safety, staff safety, discipline, shift assignment, and falsification of documents. Id. at 25-26.
On October 4, 2016, Ellis sent Thomas a list of concerns that had been raised to him, but he never identified Williams as the source of the concerns. Id. at 27-28. Although Ellis never identified Williams as the source of the complaints, Thomas suspected that Williams might have been the one who spoke to Ellis. Id. at 28-29. Williams again emailed Ellis on October 23, alleging retaliation by Thomas and that leadership at the LDC had gone "from bad to worse." Id. at 29. But Williams does not recall if he talked to Ellis again after that second email. Id.
At some point, Williams also discussed "unsafe conditions" at the LDC with someone named Lieutenant Elmer Grayson, though it is not clear where Grayson works or who he is affiliated with. Id. Grayson gave Williams a business card for someone with the Bureau of Prisons. Id. Sometime between September 2016 and December 2016, Williams contacted the BOP employee and spoke about unsafe conditions at the LDC. Id. at 29-30. Thomas was not aware that Williams spoke to anyone from BOP. Id. at 30.
On October 24, 2016, Williams called the CoreCivic Ethics Hotline and complained about an unresolved grievance, denial of a leave request, and the unserved PSN (which was later served in January 2017). Id. at 32. He also alleged that he believed Thomas was retaliating against him for contacting Ellis. Id. Williams's allegations were investigated, but no evidence of retaliation was found. Id. at 33. Specifically, the actions that Williams challenged as retaliatory were determined to be legitimate and warranted management responses. Id. The investigation also concluded that, although Williams had alleged that several supervisors had conspired to retaliate against him, Williams provided no statements or corroborating evidence. Id. at 33-34.
Summary judgment is appropriate if there is "no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). The moving party bears the initial burden of establishing the absence of a genuine issue of fact. Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). The burden then shifts to the nonmovant to demonstrate that genuine issues remain for trial. Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586-87 (1986). To carry this burden, the nonmovant "may not rely merely on . . . its own pleadings." Nahno-Lopez v. Houser, 625 F.3d 1279, 1283 (10th Cir. 2010) (internal quotations and citations omitted). "Rather, it must come forward with facts supported by competent evidence." Id. The inquiry turns on "whether the evidence presents a sufficient disagreement to require submission to a jury or whether it is so one-sided that one party must prevail as a matter of law." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 251-52 (1986). In applying this standard, courts must view the evidence and all reasonable inferences from it in the light most favorable to the nonmovant. Matsushita, 475 U.S. at 587.
Williams has alleged race discrimination and a racially hostile work environment under 42 U.S.C. § 1981, and retaliation under Kansas common law and the False Claims Act. Doc. 111 at 8. The parties dispute whether Williams has preserved a retaliation claim under § 1981. Each of these claims is discussed in turn.
Section 1981 prohibits race discrimination in the workplace. Lounds v. Lincare, Inc., 812 F.3d 1208, 1221 (10th Cir. 2015). The same standards apply in § 1981 cases as in cases brought under other anti-discrimination statues, including the McDonnell Douglas burden-shifting framework. Payan v. United Parcel Serv., 905 F.3d 1162, 1168 (10th Cir. 2018).
Under this framework, Williams must first demonstrate a prima facie case of discrimination by establishing (1) he is a member of a protected class;
The burden then shifts back to the plaintiff to show that the stated reason is merely a pretext for discrimination. Lounds, 812 F.3d at 1221-22. A plaintiff may demonstrate pretext by pointing to facts that a factfinder could rely on to conclude that the stated reason for the adverse employment action is unworthy of belief. Kendrick v. Penske Transp. Servs., Inc., 220 F.3d 1220, 1230 (10th Cir. 2000). This can be done by pointing to "weaknesses, implausibilities, inconsistencies, incoherencies or contradictions" in the stated reason. PVNF, 487 F.3d at 801 (quoting Green v. New Mexico, 420 F.3d 1189, 1196 (10th Cir. 2005)).
Williams bases his race discrimination claim on two employment actions: the 2015 PSN and his termination.
The Court notes that Williams received at least three PSNs during his employment. He received the 2015 PSN for letting workers exceed 16 hours of work in a day. Doc. 119 at 18. He received a PSN for missing the September 22 training, which was allegedly started in September 2016 but not served until January 2017. Id. at 22-24. And he received a PSN on the day of his termination in February regarding an incident involving an inmate. Id. at 34-36. Although Williams argues generally that PSNs are adverse employment actions, he only alleges that one is the product of race discrimination: the 2015 PSN. Id. at 71-72.
An adverse action results in "a significant change in employment status," such as termination, failure to promote, or ineligibility for things like promotions. Aquilino v. Univ. of Kan., 268 F.3d 930, 934 (10th Cir. 2001). What constitutes an adverse employment action is liberally construed in the Tenth Circuit, but the analysis is done on a case-by-case basis considering the unique factors of the particular situation. Id. An adverse employment action is generally one that has a significant impact on an employee's status. See Budenz v. Sprint Spectrum, L.P., 230 F.Supp.2d 1261, 1275 (D. Kan. 2002). This can extend to "decisions that have a demonstrable impact on future employment opportunities," "unjustified evaluations and reports," and "unfavorable letters of reference to prospective employers." Id.
But although an adverse employment action can be an action that harms future employment prospects, it does not extend to "acts that merely have a de minimis impact upon an employee's future job opportunities." Hillig v. Rumsfeld, 381 F.3d 1028, 1033 (10th Cir. 2004) (noting that an employer's action must be materially adverse to an employee's prospects, but that materiality is not dependent on a tangible employment consequence). Although an employee does not have to demonstrate that, but for the action he would have gotten a new job, he must "show a likely effect on future job opportunities." Id. at 1029. De minimis impact is not enough. Id. at 1033. Likewise, "[s]peculative harm does not constitute adverse employment action." Aquilino, 268 F.3d at 936.
Here, CoreCivic has not disputed the general proposition that "PSNs affect an individual's ability to be promoted." Doc. 131-2 at 9.
Additionally, Williams argues that it was the unserved PSN (later served in January 2017) that stopped him from getting a promotion. Doc. 119 at 22-23. But Williams has not put forward any evidence that the
Even if the Court were to consider the 2015 PSN an adverse employment action, the Court still concludes that Williams has not established a prima facie case of discrimination with regard to the 2015 PSN. Williams argues that the 2015 PSN was issued under circumstances that give rise to an inference of discrimination because white employees engaged in the same conduct and were not disciplined. Doc. 119 at 71-72. The Court notes that it is uncontroverted that, around the time Williams was issued the 2015 PSN, it was not uncommon for employees to exceed 16 hours in a work shift due to staffing issues, and that only Williams was disciplined for allowing this. Doc. 131-2 at 2. But that Williams was the only one who was punished for this conduct does not give rise to an inference of
Further, even if white employees engaged in this conduct and were not punished, as Williams alleges, the Court notes that Williams has not come forward with evidence demonstrating that those white employees were similarly situated to him. "Individuals are considered `similarly-situated' when they deal with the same supervisor, are subjected to the same standards governing performance evaluation and discipline, and have engaged in conduct of `comparable seriousness.'" PVNF, 487 F.3d at 801. Williams has not pointed to any evidence that the white employees he identifies were similarly situated to him. Given this, the Court concludes that, even if the 2015 PSN was an adverse employment action, Williams has not demonstrated it was the result of race discrimination.
The parties do not dispute that Williams's termination constitutes an adverse employment action. Therefore, to establish his prima facie case of discrimination based on his termination, Williams must show that the circumstances give rise to an inference of discrimination. Williams argues his termination was the product of discrimination because Moore and Thomas treated African Americans poorly, Quinn referred to Williams as "boy, son, and sonny," and that Elliott made racially derogatory comments towards African Americans and failed to help him complete the online supervisor training. Doc. 119 at 72-73.
This is insufficient to raise an inference of discrimination. First, Quinn was not involved in the decision to terminate Williams, and thus his behavior is irrelevant. The same is true for Elliott. Although she sent the email regarding the training, she did not make the decision to terminate Williams. To the extent she "conducted no special training" for Williams, there is no allegation that Williams ever
Even assuming Williams could establish a prima facie case of discrimination regarding his termination based solely on Moore's and Thomas's alleged reputation for mistreating African Americans, CoreCivic has stated that Williams was fired because he failed to complete the supervisor online training. This is a legitimate, non-discriminatory reason, which shifts the burden back to Williams to establish that reason was merely pretext for discrimination. See Lounds, 812 F.3d at 1221-22. On this point, Williams's claim also fails.
As explained above, pretext requires evidence that the stated reason is unworthy of belief. Kendrick, 220 F.3d at 1230. Courts look for "weaknesses, implausibilities, inconsistencies, incoherencies or contradictions" in the stated reason. PVNF, 487 F.3d at 801. A plaintiff may also show pretext by demonstrating that he "was treated differently from other similarly situated, nonprotected employees who violated work rules of comparable seriousness, provided the similarly situated employee shares the same supervisor, is subject to the same performance standards, and otherwise faces comparable relevant employment circumstances." BCI Coca-Cola, 450 F.3d at 489 (quoting Green, 420 F.3d at 1194) (internal quotations omitted). In a pretext analysis, courts look at the facts as they appear to the person making the decision. Kendrick, 220 F.3d at 1231.
Williams argues that his termination is pretextual for five reasons: (1) the training he failed to complete was not "mandatory;" (2) Elliott removed Williams from a training class and failed to perform one-on-one training sessions with him; (3) his termination was not warranted; (4) the 2015 PSN demonstrates that his supervisors "set out to discriminate against him;" and (5) Moore, Quinn, Elliott, and Thomas treated African Americans poorly or made racially derogatory statements. Doc. 119 at 73-75.
First, Williams argues that the training he failed to complete was not "mandatory." He bases this on the fact that a document titled Performance Based Standards for Adult Local Detention Facilities does not label the supervisor training he failed to complete as "mandatory." Id. at 73-74. Although it is true that document does not label the supervisor training as "mandatory," Williams does not address the undisputed fact that CoreCivic's contract with the USMS uses the Performance Based Standards as minimum training requirements, and that CoreCivic's policy, which Williams signed, specifically required supervisors to complete the 24 hours of supervisor training. See Doc. 131 at 5; Doc. 119 at 12-14. So, although the Performance Based Standards for Adult Local Detention Facilities does not deem the training "mandatory," CoreCivic clearly did. As noted above, whether the reason for termination is pretext is judged by the facts as they appeared to the person who made the decision, not the plaintiff. Kendrick, 220 F.3d at 1231; United States ex rel. Coffman v. City of Leavenworth, 303 F.Supp.3d 1101, 1129 (D. Kan. 2018). Here, it is undisputed that Moore and Elliott both told Williams that he was required to complete the training, and he failed to do so. Even Fondren, who Williams says "confirmed" that the training was not mandatory, testified that it was still "required," even if not "mandatory." Doc. 125 at 71-73.
Second, Williams argues that Elliott removed him from "the training" and then failed to provide "special training" with him to ensure he completed it. But Williams misstates the evidence. It is undisputed that Elliott sent an email to Williams and another employee stating that Fondren had determined they should complete their training through the online program instead of through a course. Doc. 119 at 36-37. Williams has pointed to no facts that Elliott prevented Williams from completing the
Third, Williams argues that CoreCivic has set forth no evidence that terminating him "was warranted." Doc. 119 at 74. But, to the contrary, CoreCivic has stated that he was terminated because he failed to complete the assigned training. Williams's opinion that he should not have been fired as a result does not demonstrate pretext. Williams's disagreement notwithstanding, "[a] company must be allowed to exercise its judgment in determining how severely it will discipline an employee for different types of conduct." Kendrick, 220 F.3d at 1233. Likewise, Williams's argument that Fondren testified that "there's a process" and that employees are not
Fourth, Williams argues that his termination was pretext for discrimination because the 2015 PSN demonstrates that his supervisors "set out to discriminate against him." Doc. 119 at 75. But Williams has not established that the 2015 PSN was discriminatory. And it is undisputed that the 2015 PSN was issued and approved by Daughtry, Fondren, and Johnston—three individuals who were not involved in the decision to terminate Williams. See id. at 18. Accordingly, the 2015 PSN in no way demonstrates that Williams's termination over a year later for different conduct was pretext for discrimination.
Fifth, Williams again argues that Moore, Quinn, Elliott, and Thomas either had a history of treating African Americans poorly, or else made racially derogatory statements. But as discussed above, these arguments are vague and conclusory and do not otherwise demonstrate that the stated reason for Williams's termination is unworthy of belief.
Accordingly, Williams has not come forward with any evidence of pretext. CoreCivic is therefore entitled to summary judgment on Williams's claim of race discrimination under § 1981.
Section 1981 also permits a plaintiff to bring a claim for a racially hostile work environment. Lounds, 812 F.3d at 1221. To establish a hostile work environment, a plaintiff must show (1) he is a member of a protected class, (2) he was subjected to harassment, (3) the harassment was based on race, and (4) the severity or pervasiveness of the harassment altered a term, condition, or privilege of employment and created an abusive working environment. Id. at 1222; see also Payan, 905 F.3d at 1170. "[T]o avoid summary judgment at the prima facie stage, a plaintiff must present evidence that creates a genuine dispute of material fact as to whether `the workplace is permeated with discriminatory intimidation, ridicule, and insult[] that is sufficiently severe or pervasive to alter the conditions of the victim's employment.'" Lounds, 812 F.3d at 1222 (quoting Hall v. U.S. Dep't of Labor, 476 F.3d 847, 851 (10th Cir. 2007)).
Anti-discrimination laws do "not establish a general civility code for the workplace." Id. (quoting Hernandez v. Valley View Hosp. Ass'n, 684 F.3d 950, 957 (10th Cir. 2012)). Accordingly, the work environment must be both objectively and subjectively hostile. Id. at 1222-23; Payan, 905 F.3d at 1171. "[I]t is not enough that a particular plaintiff deems the work environment hostile; it must also be of the character that it would be deemed hostile by a reasonable employee under the same or similar circumstances." Lounds, 812 F.3d at 1222.
Williams argues he was subjected to a racially hostile work environment in the following ways: (1) he was issued the 2015 PSN while other white employees were not disciplined for similar conduct; (2) Moore treated African Americans "poorly"; (3) Quinn referred to Williams as "boy, son, and sonny," even though Williams was almost 60 years old; (4) Williams reported discriminatory conduct by Moore and Quinn but his complaints were not investigated; (5) Elliott made racially derogatory comments about African Americans and did not conduct special training for Williams; (6) Thomas treated white employees more favorably than African American employees; and (7) Williams was blamed and disciplined for a fight between inmates, made to do his training online, and then fired for not completing it. Doc. 119 at 78-80.
Based on this, Williams has failed to establish a prima facie case of hostile work environment because he has failed to point to evidence of racial harassment so severe or pervasive that it altered the terms of his employment or created an abusive working environment. In particular, his allegations that Moore treated African Americans "poorly" and that Thomas treated white employees more favorably are entirely subjective, to say nothing of conclusory, which is not sufficient to survive summary judgment on this claim. See Lounds, 812 F.3d at 1222-23. Equally vague is Williams's allegation that he reported Moore and Quinn for discriminatory conduct and that it was not investigated. Nor has Williams established that the discipline he received, including his termination, was because of his race. See supra section III.A. And as discussed above, there is no evidence that Williams ever requested any special training or assistance in completing the training that he was assigned. Therefore, Elliott's failure to spontaneously schedule a special training session just for Williams is not indicative of a hostile work environment.
That leaves Williams's allegations that Quinn referred to him as "boy, son, and sonny," and that Elliott made racially derogatory statements.
Kansas is historically an at-will employment state, meaning that employers can typically fire employees at any time and for any reason. Campbell v. Husky Hogs, L.L.C., 255 P.3d 1, 3-4 (Kan. 2011). But there are exceptions, including for whistleblowing. Specifically, Kansas allows the "common-law tort of retaliatory discharge . . . when it is necessary to protect a strongly held state public policy from being undermined." Id. at 5; Heckman v. Zurich Holding Co. of America, 2007 WL 677607, at *4 (D. Kan. 2007).
To assert a claim for retaliatory discharge based on whistleblowing, "an employee has the burden of proving by clear and convincing evidence, under the facts of the case, a reasonably prudent person would have concluded the employee's co-worker or employer was engaged in activities in violation of rules, regulations, or the law pertaining to public health, safety, and the general welfare." Palmer v. Brown, 752 P.2d 685, 690 (Kan. 1988). The employer must know of the employee's reporting such violation before termination and must have made the termination decision in retaliation for the report. Id. Finally, the whistleblowing must have been done out of a good faith concern and not for a malicious purpose. Id.
Retaliatory discharge claims under Kansas law are analyzed under the same McDonnell Douglas burden-shifting framework that applies to federal employment claims. Foster v. Alliedsignal, Inc., 293 F.3d 1187, 1193 (10th Cir. 2002). That is, Williams must establish a prima facie case of retaliatory discharge (as outlined above), and if CoreCivic can articulate a legitimate, non-discriminatory reason for his termination, Williams must point to specific facts that create a triable issue as to whether the stated reason is a pretext for retaliation. Id. at 1194.
Williams gives relatively short shrift to his initial burden of proving a prima facie case of retaliatory discharge under Kansas law. He simply asserts that he complained about conduct at the LDC that "is illegal under Kansas law," citing K.S.A. § 44-636(a), including "safety issues, staff being assaulted, and many other unsound correctional practices," "unsafe conditions at Leavenworth," and "the falsification of documents and `a gamut of issues at the facility.'" Doc. 119 at 82-83. And then he was fired three months later. Id.
The Court finds that Williams has failed to establish a prima facie case of retaliatory discharge. To overcome summary judgment, Williams must point to facts that demonstrate that "a reasonably prudent person would have concluded the employee's co-worker or employer was engaged in activities in violation of rules, regulations, or the law pertaining to public health, safety, and the general welfare," and that CoreCivic knew he was reporting such violations. Palmer, 752 P.2d at 690. But Williams has not pointed to any
Instead, he merely alleges that he spoke to certain individuals about "safety issues" or "unsound correctional practices" or "a gamut of issues" that are "illegal under Kansas law."
Most of these facts cited by Williams reflect only his vague and generalized complaints about operation of the LDC. See Doc. 119 at 26-34 (for example, noting that he and Ellis discussed discipline, shift assignments, promotions, the "treatment in general" of minorities, the integrity of the company "not being followed," and safety concerns). But he offers nothing concrete to show that the conduct he complained about was based on more than his own opinion of wrongdoing. See Goodman, 78 P.3d at 822-23.
His most specific allegations were that inmates with conflicts were being placed in the same unit, that an inmate assaulted an officer, and that "the logs of supervisors making rounds and stuff was not accurately accounted for." Doc. 119 at 26-27. But these allegations are still highly generalized and do not establish a violation of any rule, regulation, or law pertaining to public health, safety, or the general welfare that would warrant submission of his retaliatory discharge claim to a jury.
Even if Williams had shown a prima facie case of retaliatory discharge under Kansas law, his case would still fail because CoreCivic has asserted a legitimate, non-discriminatory reason for his termination—that he failed to complete his assigned supervisor training—and Williams has failed to demonstrate that this explanation was a pretext for retaliation. Williams's arguments that his termination was a pretext for retaliation are largely the same as they are in his discrimination claim—that the training was not "mandatory," that Elliott did not help him complete the training, and that his termination was "not warranted." For the same reasons discussed above, those arguments do not demonstrate pretext.
Williams does add the argument that the timing of his termination is suspect because it occurred in January 2017 following his complaints in September and October 2016.
Williams asserts a retaliation claim under the False Claims Act ("FCA"). Doc. 111 at 8. The FCA creates civil liability for anyone who knowingly presents false claims to the United States for payments, or who makes a false statement material to a false claim for payment. See generally 31 U.S.C. §§ 3729-3733. The United States can bring a suit on its own under the FCA, or a private person (known as a relator or a whistleblower) may sue on behalf of the United States in what is known in a qui tam action. United States ex rel. Reed v. KeyPoint Gov't Sols., 923 F.3d 729, 736 (10th Cir. 2019); see also 31 U.S.C. § 3730(a)-(b). To protect relators and whistleblowers, the FCA has an anti-retaliation provision. See 31 U.S.C. § 3730(
To state a claim for retaliation under the FCA, a plaintiff must prove that "(1) she engaged in protected activity, (2) the defendant `had been put on notice' of that protected activity, and (3) the defendant retaliated against the plaintiff `because of' that activity." KeyPoint Gov't Sols., 923 F.3d at 764 (quoting McBride v. Peak Wellness Ctr., Inc., 688 F.3d 698, 704 (10th Cir. 2012)). "Protected activity" for purposes of the FCA means "employees who take steps `in furtherance of' either a qui tam claim or `other efforts to stop 1 or more violations' of the [FCA]." Id. at 738 (quoting 31 U.S.C. § 3730(h)(1)). Thus, although a person does not need to pursue a qui tam action or be part of a government-initiated case, they must be acting to stop a violation of the FCA. See id. at 765 ("[W]histleblowers who lawfully try to stop one or more violations of the Act are protected, without regard to whether their conduct advances a private or government lawsuit under the Act.").
Williams claims that he has established a prima facie case of retaliation under the FCA because he complained to Ellis "about safety issues, staff being assaulted, and many other unsound correctional practices" as well as "the falsification of documents
Finally, the parties dispute whether Williams has preserved a retaliation claim under § 1981. In the pretrial order, Williams lists his legal claims as:
Doc. 111 at 8. He did not list a retaliation claim under § 1981. CoreCivic did not address a § 1981 retaliation claim in its motion because it was not included in the pretrial order and CoreCivic believes it was waived. Doc. 131 at 10-12. But in response to the summary-judgment motion, Williams states that the pretrial order lists § 1981 as the governing law of the case and contends that he "reported discriminatory conduct, harassment, hostile work environment" and other issues and was retaliated against as a result. According to Williams, therefore, CoreCivic was on notice that Williams was asserting a § 1981 retaliation claim. Doc. 119 at 76 n.2. The Court disagrees.
The only retaliation claims Williams specifically listed in the pretrial order are claims under Kansas common law and the FCA. He omitted any retaliation claim under § 1981. Doc. 111 at 8. The pretrial order does state that § 1981 governs this case, but it also states that Kansas common law and the FCA apply as well. Id. at 2. Generic factual allegations of retaliation do not put CoreCivic on notice that there is an additional § 1981 retaliation claim at issue, especially where other retaliation claims under Kansas common law and the FCA were specifically listed under Williams's legal claims and a § 1981 retaliation claim was not.
The pretrial order controls the scope of this case. Id. at 1 ("This pretrial order supersedes all pleadings and controls the subsequent course of this case."). Claims and allegations not included in the pretrial order are waived and are no longer part of this case. See Koch v. Koch Indus., Inc., 179 F.R.D. 591, 596 (D. Kan. 1998). Because Williams did not assert a § 1981 retaliation claim in the pretrial order, he has waived that claim.
Even if Williams had preserved a § 1981 retaliation claim, however, the claim would still fail because his arguments about pretext are the same as in his § 1981 discrimination claim and his retaliatory discharge claim under Kansas law. See supra sections III.A. and III.C. The Court has already concluded that Williams has not demonstrated a causal connection between any protected activity and his termination, and he has not demonstrated that the stated reason for his termination was pretext. A § 1981 retaliation claim would likewise fail for the same reasons.
THE COURT THEREFORE ORDERS that CoreCivic's Motion for Summary Judgment (Doc. 112) is GRANTED. Judgment is to be entered for CoreCivic.
IT IS SO ORDERED.