Opinion of the Court by Justice VENTERS.
Appellant, Johnathan Harris, appeals as a matter of right
Harris now raises two issues: (1) that the judgment against him is void because, under the circumstances present here, the appointment of a retired judge from the senior status program to preside over his trial violated Kentucky Constitutional provisions for elected or gubernatorially-appointed judges; and (2) that his conviction as a second-degree PFO was based upon an incorrect interpretation of KRS 532.080(2) or, alternatively, that KRS 532.080(2) is unconstitutional. Finding no merit in these arguments, we affirm.
On October 11, 2007, the Jefferson County Grand Jury indicted Harris on charges of kidnapping, first-degree rape, first-degree sodomy, second-degree assault, first-degree sexual abuse, first-degree wanton endangerment, and tampering with physical evidence. The crimes were alleged to have occurred late on the evening of October 7, 2007 and/or early on the morning of October 8, 2007, when Harris was twenty-years old. Some fifteen months later, in January 2009, he was indicted for second-degree PFO in conjunction with the same crimes charged in the earlier indictment. A recitation of the factual details about Harris's crimes is unnecessary
Following a jury trial, Harris was convicted of kidnapping, first-degree rape, first-degree sodomy, first-degree sexual abuse, first-degree wanton endangerment, and of being a second-degree PFO. He was acquitted of the second-degree assault and tampering charges. Harris's post-trial motion for judgment notwithstanding the verdict or a new trial was denied. This appeal followed.
Harris first contends that the judgment rendered against him is void because a retired Senior Judge, Geoffrey P. Morris, presided over the trial. Morris's service on the case as a special judge was by assignment of the Chief Justice, a process which Harris argues violated his right under the Kentucky Constitution to be tried by a duly-elected or a gubernatorially-appointed circuit court judge.
The factual basis for Harris's claim may be fairly summarized as follows. After indictment, the case was assigned to Judge Morris, then serving as the duly-elected judge of Division Eleven of the Jefferson Circuit Court. In early 2009, Judge Morris retired from his seat on the Jefferson Circuit Court bench and entered into the Senior Judge program. Because of impending changes in the Senior Judge program, some twenty-two other judges across Kentucky also retired. With additional vacancies created by other causes, by mid-March of 2009, a total of twenty-seven judgeships were vacant, an exceptionally high number. Pursuant to the Kentucky Constitution,
Confronted with twenty-seven vacant judgeships and a large influx of recently-retired judges into the Senior Judge program, and with budget considerations in mind, the Chief Justice and the Governor decided to briefly delay the nomination and appointment process, and temporarily assign the newly-retired Senior Judges to their former seats for a few additional months. Therefore, pursuant to KRS 26A.020,
Harris argues that the delay of the nomination process and the Chief Justice's assignment
Section 117 of the Kentucky Constitution provides that "Justices of the Supreme Court and judges of the Court of Appeals, Circuit and District Court shall be elected from their respective districts or circuits on a nonpartisan basis as provided by law." Under this provision, as Harris suggests, our judiciary is to be chosen by election by the citizens of the relevant district or circuit. This fundamental principle is not at issue. However, because of death, retirement, illness, or other occurrence in the midst of an elected term of office, vacancies on the bench occasionally arise. Section 118(1) of the Kentucky Constitution represents the contemplation of this inevitability and provides that:
Moreover, our drafters of the Judicial Article of our Constitution also recognized that justice could not always await the process established in Section 118(1), and that a prompt interim arrangement was required to assure the availability of a judge when needed. To that end, Section 110(5)(b) of the Kentucky Constitution, provides as follows:
(Emphasis added). Thus, Harris's contention that our Constitution affords him a right to have an elected or gubernatorially-appointed judge preside at his trial is plainly refuted by Section 110(5)(b).
At the time of his assignment as a special judge, Morris was a retired judge qualified for service in the vacant judgeship, and the Constitution specifically gives
We note further that Sections 117 and 118 of the Kentucky Constitution, and the rules of this Court which establish the process of filling judicial vacancies, impose no time limitations for the commencement or completion of the process to fill a judicial vacancy. See SCR 6.000 et seq. The time taken to fill the Jefferson Circuit Court, Division Eleven vacancy was not unreasonable.
Having found no deficiency in Judge Morris's constitutional authority to preside over the trial proceedings, we need not address the Commonwealth's invocation of the de facto officer doctrine.
For the foregoing reasons we conclude that Judge Morris properly presided over the trial proceedings in this case.
Harris next contends that his conviction as a second-degree persistent felony offender was based upon an incorrect interpretation of KRS 532.080(2) or, alternatively, that KRS 532.080(2) is unconstitutional. These contentions rest upon the fact that in defining PFO status, KRS 532.080(2) looks to the defendant's age at the time of conviction, rather than his age at the time the underlying crime is committed. Harris was twenty-years-old when the alleged crimes were committed on October 7-8, 2007, and when he was indicted three days later. However, he was twenty-one years old in January 2009, when he was indicted for second-degree PFO, and subsequently was convicted. We perceive no error in that conviction for the following reasons.
KRS 532.080(2) provides, as relevant to our review, as follows: "A persistent
Being only twenty-years-old when the crime was committed, Harris was not at that time subject to being convicted as a PFO. However, when he turned twenty-one he became PFO eligible. Harris contends that it is fundamentally unfair and absurd that a defendant is subject to conviction as a second-degree PFO even though he was less than twenty-one at the time the crimes were committed. He urges that we overrule Hayes and reinterpret KRS 532.080(2) to provide that one may not be subjected to a PFO sentencing enhancement if he was under twenty-one years of age when the underlying crime was committed.
In Hayes, the defendant committed the offense of receiving stolen property when he was twenty-years-old, and turned twenty-one twelve days later. He was thereafter indicted for the underlying crime and as a second-degree PFO. Hayes addressed the issue as follows:
Hayes, 660 S.W.2d at 6.
By its plain wording, KRS 532.080(2) directs that the defendant's age for PFO purposes be examined at the time of his adjudication as a second-degree PFO ("is more than twenty-one"). It does not say "was more than twenty-one" at some former point in time (for instance, when the crime was committed). Moreover, KRS 532.080(2)(b) provides the additional criterion to PFO-eligibility "[t]hat the offender was over the age of eighteen (18) years at the time the [prior felony] offense was committed [.]" (emphasis added). By specifically requiring that the defendant be over eighteen at the time of the prior felony, but not specifically placing the same requirement as to the present felony, and instead avoiding that specific language, the legislature drew a clear distinction between the defendant's age at the
In the twenty-seven years since Hayes was rendered, KRS 532.080 has been amended and reenacted in new form on more than one occasion. See, e.g., 2006 Ky. Acts c 182, § 45; 1998 Ky. Acts c 606, § 76; and 1996 Ky. Acts c 247, § 1. Nevertheless, in all that time, the statutory language under consideration remains undisturbed. Because the General Assembly has not acted upon the matter, we presume that the legislature agrees with, or at least has adopted, our interpretation. "[T]he failure of the legislature to change a known judicial interpretation of a statute [is] extremely persuasive evidence of the true legislative intent. There is a strong implication that the legislature agrees with a prior court interpretation when it does not amend the statute interpreted." Rye v. Weasel, 934 S.W.2d 257, 262 (Ky.1996).
Nevertheless, Harris urges us to adopt an alternate interpretation of the statutory language, as given in Justice Leibson's dissenting opinion in Hayes. We decline the invitation because doing so would require this Court to re-define the elements that establish a second-degree PFO enhancement of a felony offense. The power to define crimes and assign their penalties belongs to the legislature, not the judiciary. See McClanahan v. Commonwealth, 308 S.W.3d 694, 700 (Ky.2010). Thus, as we stated in Hayes, any change in our interpretation of KRS 532.080 must come as a result of legislative action.
Finally, we note that it is unlikely that random circumstances will play the inequitable role that Harris predicts as a result of our Hayes interpretation, whereby defendants will be unjustly persecuted because of this rule. A short delay in the trial because of weather, illness, and so on, is unlikely to result in a PFO conviction due to a defendant's intervening twenty-first birthday. Moreover, we trust that our prosecutorial bar will not take unjust advantage of such random and fortuitous delays to seek PFO enhancements and bear the inherent ethical questions associated with that. Further, in the event of a deliberate delay by the Commonwealth in order to qualify the defendant for PFO eligibility, due process concerns such as those expressed in Barker v. Wingo, 407 U.S. 514, 92 S.Ct. 2182, 33 L.Ed.2d 101 (1972), in the speedy trial context, would no doubt short-circuit such efforts. The United States Supreme Court has "indicated on previous occasions that it is improper for the prosecution intentionally to delay `to gain some tactical advantage over (defendants) or to harass them.'" Id. at 531 fn. 32, 92 S.Ct. 2182 (citing United States v. Marion, 404 U.S. 307, 325, 92 S.Ct. 455, 30 L.Ed.2d 468 (1971); Pollard v. United States, 352 U.S. 354, 361, 77 S.Ct. 481, 1 L.Ed.2d 393 (1957).)
As an alternative to overruling Hayes by adopting a new interpretation of the statute, Harris asks that we declare KRS 532.080(2) unconstitutional as in violation of due process and Section 2 of the Kentucky Constitution. Harris makes clear that his challenge is a facial challenge, stating "[t]he Court must either change its reading of KRS 532.080 or must declare the statute unconstitutional." We begin by noting that this issue is not properly preserved. "When the constitutionality of an act of the General Assembly affecting the public interest is drawn into question in any action, the movant shall serve a copy of the pleading, motion or other paper first raising the challenge upon the Attorney General." CR 24.03. We have repeatedly held the notice provisions
It is a well established principle that "[a] facial challenge to a legislative Act is . . . the most difficult challenge to mount successfully, since the challenger must establish that no set of circumstances exists under which the Act would be valid." Rust v. Sullivan, 500 U.S. 173, 183, 111 S.Ct. 1759, 114 L.Ed.2d 233 (1991). "[T]he violation of the Constitution must be clear, complete and unmistakable in order to find the law unconstitutional." Kentucky Industrial Utility Customers, Inc. v. Kentucky Utilities Co., 983 S.W.2d 493, 499 (Ky.1998). Thus, Harris's facial, challenge must fail because, even under his theory, KRS 532.080 would not be unconstitutional in the case of a defendant who was over twenty-one at the time he committed the underlying crime. Thus the statute is constitutional under that set of circumstances, and cannot withstand a facial constitutional challenge.
Nor, under the circumstances of this case, does an as-applied constitutional challenge succeed. First, the statute was applied in accordance with this Court's interpretation of the provision in Hayes, which, as explained above, was determined correctly. Second, Harris's ability to mount an as-applied challenge to the statute is impeded by his failure to ask the trial court for an evidentiary hearing and the resulting findings of fact to establish any unfair pretrial delay that would render this application of the statute to be unconstitutional. Without such specifics, the argument Harris articulates is, in substance, not so much a challenge to constitutionality of the statute as it applied to him, but more of an expression of his belief that looking at the defendant's age at the time of sentencing as opposed to the time of the commission of the crime, is bad policy. So, again, we make clear:
Harmelin v. Michigan, 501 U.S. 957, 998, 111 S.Ct. 2680, 115 L.Ed.2d 836 (1991) (citation omitted) (emphasis added). The legislature has made clear its policy with respect to the conditions that may qualify a convicted felon for the enhancement of a sentence as a persistent felony offender. It is not within the province of the Court to amend that policy.
In summary, KRS 532.080(2) is not facially unconstitutional because of its focus upon the age of the defendant at the time of sentencing rather than at the time of the commission of the crime; nor was the provision applied unconstitutionally in the present circumstances.
For the foregoing reasons, the judgment of the Jefferson Circuit Court is affirmed.
All sitting. All concur.
Id. at 17 (emphasis added); See also Moorman v. Commonwealth, 325 S.W.3d 325 (Ky. 2010).