Opinion of the Court by Justice NOBLE.
Appellant, Joseph Thomas James, was convicted of first-degree rape, first-degree unlawful imprisonment, fourth-degree assault, violating a protective order, and being a persistent felony offender (PFO). On appeal, he claims the trial court erred by denying his motion for a directed verdict, the prosecutor failed to disclose exculpatory statements, hearsay evidence was improperly admitted, an incomplete version of his own statements to police was introduced, and prior consistent statements of a witness were improperly admitted. None of these claims of error requires reversal.
Appellant and Heather Frazier were involved in a tumultuous relationship for several years that began in 2002. On multiple occasions Heather claimed Appellant hit her. After the first year, she began obtaining a series of emergency protective orders (EPOs) and domestic violence orders (DVOs). Some of these times she would "cry wolf to the police and falsely claim Appellant had hit her so the police would incarcerate him. On these occasions, Heather would in fact injure herself and tell authorities that Appellant had caused the injury. These incidents occurred when Appellant would threaten to leave her.
Despite the court orders in place, both parties repeatedly violated their no-contact requirement. On the dates at issue in this case, January 16 and 17, 2008, in violation of an existing domestic violence order, they were staying in the same apartment. On the evening of January 16, 2008, Appellant returned to the apartment. Heather testified that he banged on the door, and that when she opened it, he immediately began to beat her. Heather said that Appellant was mad because he had found a letter she had written to another man. She said that while he was beating her, she attempted to block the blows, but he continued to hit and smack her. She said that he grabbed her hair, dragged her across the room, kicked her, and spit on her. She testified that Appellant punched her in the face and head, kicked her in the ribs and in the back, and put his hands around her throat and threatened to kill her. The beating continued for approximately five
During one of his rest periods, Appellant crossed the room and lit a cigarette. When he turned around, Heather noticed he had an erection. She testified that she believed if she allowed sexual intercourse, he would stop beating her. She said that when he moved back across the room, he took a towel and wiped the blood from her face and kissed her. The two then engaged in sexual intercourse. She testified that she performed oral sex, that he performed oral sex on her, and that he digitally penetrated her vagina and her anus. She said she did not enjoy the sexual acts but believed that was the only way to stop him from beating her.
Afterward, Heather either fell asleep or passed out, and awoke the next morning. She told Appellant she needed to leave so she could get rent money from a local church, but instead she went to a local establishment and contacted a local women's shelter, which contacted the police.
The police took Heather to the emergency room where a sexual assault nurse examiner (SANE) performed a physical examination. Heather had significant bruising, swelling, and scratches to her face, neck, and arms. She also had a broken jaw, a broken nose, and several broken ribs. At trial, the SANE nurse testified to the injuries Heather sustained and stated that there was evidence of sexual intercourse, although she could not determine if it was consensual or nonconsensual.
The jury was instructed on one count each of first-degree rape, first-degree sodomy, first-degree sexual assault, second-degree assault, fourth-degree assault, first-degree sexual abuse, first-degree wanton endangerment, second-degree wanton endangerment, first-degree unlawful imprisonment, and violation of a protective order. The jury convicted Appellant of first-degree rape, fourth-degree assault, first-degree unlawful imprisonment, and violating a protective order. The jury acquitted Appellant of second-degree assault but was unable to reach a verdict as to first-degree sodomy, first-degree sexual abuse, first-degree wanton endangerment, or second-degree wanton endangerment. The court declared a mistrial as to these counts.
The jury found Appellant to be a PFO and sentenced him to 20 years for first-degree rape, enhanced to 25 years for PFO; 5 years for first-degree unlawful imprisonment, enhanced to 10 years for PFO; 12 months for fourth-degree assault; and 12 months for violation of emergency protective order, with all felony sentences to run consecutively for a total of 35 years. The court accepted the jury's sentencing and entered a judgment accordingly.
Appellant now challenges his conviction and sentence before this Court as a matter of right. Ky. Const. § 110(2)(b).
Appellant raises numerous arguments on appeal. First, he claims the trial court erred when it did not grant directed verdicts on three of his charges despite the lack of evidence of forcible compulsion. Second, he argues there was a Brady violation when the Commonwealth failed to disclose exculpatory evidence. Third, he alleges that the trial court erred by admitting an unredacted copy of Heather's medical records, which contained prejudicial hearsay and violated the Confrontation Clause. Finally, Appellant argues that the trial court erred when it allowed a redacted version of his statement to the detective into evidence, and allowed the detective to bolster the victim's testimony.
Before turning to the merits of Appellant's claim, the Court must first address the Commonwealth's contention that the issue is moot as to two of the counts, first-degree sexual abuse and first-degree sodomy. These counts were the subject of the court's mistrial declaration, as the jury could not reach a verdict on them. The Commonwealth argues that any claim related to these charges is moot because they were dismissed without prejudice after the trial judge declared a mistrial as to them.
This Court agrees. Because these charges were dismissed without prejudice, the Appellant's claim as to them is moot or at least is not justiciable. The charges are not currently pending, and there is no final judgment resolving them. Any review of them would necessarily be interlocutory in character, at the very least, which is not allowed by our rules. That Appellant can be re-indicted and tried on the charges in the future does not change this analysis. Cf. Richardson v. United States, 468 U.S. 317, 323, 104 S.Ct. 3081, 82 L.Ed.2d 242 (1984) (holding that a defendant may not claim a double jeopardy violation to bar retrial of mistried charges based on government's alleged failure to offer sufficient evidence of charges at first trial). Thus, this Court does not address the merits of Appellant's claim as to the dismissed first-degree sexual abuse and first-degree sodomy charges.
The other charge, first-degree rape, resulted in a conviction and presents a live controversy for this Court to resolve. Specifically, Appellant claims that the Commonwealth failed to prove the forcible-compulsion element of first-degree rape.
Forcible compulsion is "physical force or threat of physical force, express or implied, which places a person in fear of immediate death, physical injury to self or another person, fear of the immediate kidnap of self or another person, or fear of any offense under [KRS Chapter 510]." KRS 510.010(2). Physical resistance by the victim is not necessary. Id.
A trial court deciding a directed verdict motion "must draw all fair and reasonable inferences from the evidence in favor of the Commonwealth." Commonwealth v. Benham, 816 S.W.2d 186, 187 (Ky.1991). "If the evidence is sufficient to induce a reasonable juror to believe beyond a reasonable doubt that the defendant is guilty, a directed verdict should not be given." Id. "On appellate review, the test of a directed verdict is, if under the evidence as a whole, it would be clearly unreasonable for a jury to find guilt, only then the defendant is entitled to a directed verdict of acquittal." Id.
Appellant contends the Commonwealth failed to prove forcible compulsion because it only offered evidence of physical violence followed by sex without any proof that the violence was "a means to secure sexual intercourse, not just as a means to cause physical harm." In making this claim, he notes the lack of proof that he initiated the sexual contact or that he threatened Heather as a means of starting sex. He also notes Heather's testimony that she thought sex would be a way to calm him down. While this is one view of the evidence, it is not the only one.
When viewed in a light most favorable to the Commonwealth, this Court concludes that a reasonable jury could find forcible compulsion from this evidence. Heather
Moreover, the evidence also shows Appellant's state of mind. After several hours of committing physical violence against Heather, Appellant took a short break, after which he turned to her with a visible erection. He then began touching her face and kissing her. A jury could reasonably—and easily—conclude that this behavior presented a choice between engaging in sexual conduct or suffering further violence.
Appellant argues that this Court should clarify the element of forcible compulsion for rape by holding that the defendant must have used physical force or threatened physical force specifically to obtain sexual intercourse or sexual contact. This is certainly a reasonable reading of the statute, especially in light of the commentary to the 1974 version of the statute, which states:
KRS 510.010 Kentucky Crime Commission/LRC Cmt. (1974) (emphasis added).
Nevertheless, Appellant cites several cases, Salsman v. Commonwealth, 565 S.W.2d 638 (Ky.App.1978); Yarnell v. Commonwealth, 833 S.W.2d 834 (Ky.1992); Miller v. Commonwealth, 77 S.W.3d 566 (Ky.2002), that he claims support his argument that there was no forcible compulsion.
In Salsman, testimony from the victim that she "feared [the defendant] would hurt her" if she did not have sex with him was deemed sufficient to meet the forcible compulsion element. Salsman, 565 S.W.2d at 640. Appellant contends that this element was only established in Salsman because the defendant requested sex with the victim and the victim said no, and the defendant then grabbed the victim, removed her clothes, and engaged in sexual activity. Id. First, Salsman is not binding on this Court, having been rendered by the Court of Appeals. Moreover, the Appellant misreads the case, as the victim's repeatedly saying "no" was not the key to establishing forcible compulsion. As the court noted, "[i]n determining whether the prosecutrix submitted to forcible compulsion, the jury was entitled to consider a number of factors." Id. at 641. The court emphasized that the key was whether the victim subjectively feared her assailant. Id. Additionally, Salsman has limited persuasiveness because it was decided in the era when a victim had to have earnestly resisted and the defendant had to overcome that resistance.
This case fits even within the Salsman framework. Although Appellant did not ask Heather to have sex with him, after he had been beating her for several hours, Heather noticed he had an erection and believed he wanted to have sex. Appellant's display of obvious sexual arousal combined with his beginning to kiss her was tantamount to a request for sex. Heather testified that she believed if she did not engage in sex that he would continue to beat her. She also testified to her fear. "Taking into consideration all of the circumstances, the jury could believe beyond a reasonable doubt that the prosecutrix was terror-stricken at the time she submitted to [the defendant]." Id. at 642. That is enough to prove forcible compulsion.
In Yarnell, this Court found sufficient evidence of forcible compulsion where, over a period of time, the victims were subjected to constant emotional, verbal, and physical duress by the defendant. 833 S.W.2d at 836-37. The victims testified that they engaged in deviate sexual behavior with the defendant because of their fear of what he might do to them or to their mother. Id. at 837.
Appellant argues that the facts in his case do not meet forcible compulsion under Yarnell because they only refer to a single night of physical abuse and sexual activity. Again, this Court disagrees. Forcible compulsion is met if there is violence or a threat that causes fear of physical injury. KRS 510.010(2). Heather testified that she was afraid Appellant was going to beat her so badly that he would kill her. That this occurred in a single night, rather than over a period of time, does not change the fact that a threat could be inferred from the Appellant's abuse.
Finally, in Miller, the victim did not testify that the defendant used physical force, threatened to harm her if she refused his sexual advances, or submitted to sexual activity out of fear of the defendant. Miller, 77 S.W.3d at 575. Based on these facts, this Court found there was no forcible compulsion. Id.
Appellant contends the same occurred in this case, stating that because Heather
After trial, Appellant filed a motion for judgment notwithstanding the verdict and a motion for a new trial arguing, among other things, a due process violation under Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963). Appellant contends that during the investigation before trial, Heather told the prosecutors, victims' advocates, and the detectives that she was not raped and that she started sex with Appellant, which he claims differed from the statements disclosed to the defense and the trial testimony. Appellant claims that the statements made during the investigation would be exculpatory under Brady and thus subject to disclosure by the prosecution. Appellant also contends that had the jury known Heather started sexual activities it may have returned a different verdict.
In Brady, the U.S. Supreme Court held that "the suppression by the prosecution of evidence favorable to an accused upon request violates due process where the evidence is material either to guilt or to punishment, irrespective of the good faith or bad faith of the prosecution." Id. at 87, 83 S.Ct. 1194. "Evidence favorable to the accused" includes impeachment evidence as well as directly exculpatory evidence. See United States v. Bagley, 473 U.S. 667, 676, 105 S.Ct. 3375, 87 L.Ed.2d 481 (1985) ("Impeachment evidence... as well as exculpatory evidence, falls within the Brady rule. Such evidence is `evidence favorable to an accused,' so that, if disclosed and used effectively, it may make the difference between conviction and acquittal." (citations omitted)). Whether a Brady violation occurred is reviewed de novo. Commonwealth v. Bussell, 226 S.W.3d 96, 100 (Ky.2007).
In a post-trial motion, Appellant's counsel claimed that Heather approached him after trial and said that she was not a rape victim, that she had initiated the sexual conduct, and that Appellant had not forced or compelled her to engage in sex. She also stated that she had told the same thing to the prosecutor and police during the investigation.
At a hearing on the motion, the prosecutor claimed that Heather had never used the word "initiate" to describe her role in the sexual conduct with Appellant and that the victim's characterization was not controlling. The prosecutor also stated that Heather had been uncomfortable describing what happened as rape, but that her story had always been consistent.
The trial court also heard testimony from Heather. Appellant's counsel questioned her first. Heather stated that after seeing reports on the news about the incident and the rape charge, she thought, "What have I done? ... I never meant for this to go that far, this big, but it did." She also stated that at first, she could not "see" that there had been a rape and was instead more concerned with the assault. She later said:
When asked the first time she made such a comment to a detective or prosecutor, she answered, "To Ann [the detective] at the hospital, to Erin [the prosecutor] the first time I met her, and you [the defense counsel] the first time I talked to you. And the judge every time I come in this courtroom." When asked whether she had told a victim's advocate, she said she told several of them the whole story and, "I have told everybody I do not think this is rape. I did what I had to do to get through that night, because I thought I was going to die." When asked what the response of people was when she said she initiated sex that night, she answered "They just asked me, `Heather, did you want to have sex with Joe?' No, I didn't want to have sex. I did whatever I had to do. But I knew having sex with Joe was a whole lot less painful than taking any more licks up side my head." When asked whether she'd had a conversation just before trial, she said yes; she had "a hundred conversations with these people and it's the same way all the way through." In response to a follow-up question about why she said she wasn't a rape victim, she said, "I never said I'm not a rape victim. I said that I don't want to accept the fact that this is about rape or that I have to accept being that victim. I've already accepted that I'm a domestic violence victim and that's enough. For me." When pressed further, she said:
When asked whether she had told the defense counsel after trial that she didn't feel like she was a rape victim and that she had started sex, she admitted she had said that, then followed up with "I just said it, McGinnis [defense counsel]. I do not feel like I am a rape victim. I'm not going to accept that. But the facts, the law, the reason we're here, I can't help that. That's not my fault." Then she said:
When defense counsel then said, "What I'm trying to do here is not—", she interrupted him, saying, "You're trying to trip me up, and I've said the same damn thing over and over and over a hundred times. Did I want to have sex with him? No. Did I start it? Yes." When asked if the police or prosecution were aware, "They did their jobs. The only thing they did was try to protect me from day one to now. And make me understand how we got here. I understand how we got here. I just don't like it." She also said, "I'm sorry he's in here on rape. I'm sorry he got convicted. That's not my fault."
On redirect, she said:
She characterized what happened that night in slightly different terms in the transcripts of police interviews that were disclosed to the defense prior to trial. In a short interview on January 17, right after the incident, she described the beating she had received. She then stated, "He gave me a rag and let me wipe all the blood and stuff off me. Then he came over and undid my pants, and I knew if I was to say no, Joe, I don't want to do this or anything like that I was gonna keep continuing being beaten, hitting, and licked, so I didn't say no, I just let him do what he wanted to do." When asked what he did, she said,
Later in the interview, when asked the last time she had consensual sex with Appellant, she said, "Uh, the ... well, I mean I allowed all this to go down because I knew if I didn't ... if I said no, it was gonna be physical."
In a lengthier interview on January 28, she described the incident as follows:
When asked later in the interview about oral sex, she said:
Later in the interview, she said:
The trial court reviewed Heather's statement to the police and testimony given at both the trial and the hearing and found them to be consistent. The court stated that "[t]he only inconsistency is Defendant's effort to place a literal, isolated slant on semantics; i.e., she said she was not a victim of rape; she initiated sexual conduct with the Defendant; Defendant did not force her to have sexual conduct."
This Court agrees. It appears that throughout her statements before trial, Heather stated that she "went along" with sex to avoid further beating and to survive the rest of the night. This is not substantially different than "starting" or "initiating" sex to avoid further beating and to survive the rest of the night, which she later claimed she told the police and prosecution. The trial court was correct that claiming only one of these is exculpatory is a "slant on semantics" or, put another way, a distinction without a difference.
Moreover, it is not even clear that Heather actually told the police or prosecution that she "started" sex. Her post-trial characterization of "starting" the sex, rather than just "going along," may have only come out after the conviction. Indeed, it appears that Heather thought the characterizations were essentially the same thing, with her more forceful characterization only coming about after Appellant was convicted of the very serious offense of rape, which had not been her intention when she went to the police and cooperated with the prosecution.
The only real difference between the statements disclosed to the defense and what Heather later claimed she told the police and the prosecution is that the former did not include her characterization of the sexual contact as not rape. But the failure to disclose such a characterization, even assuming that it occurred, did not violate Brady. A victim's legal conclusion about an assailant's behavior simply is not exculpatory, especially in a case like this one where the victim continued not to want to think of herself as a rape victim and appeared not to want the assailant convicted of such a serious offense.
First, it is not clear that Heather actually made the supposedly exculpatory statements that were not turned over to the defense. Appellant never established that such statements were made to the police or the prosecution. Second, even assuming the statements were made, the simple fact of the matter is that the statements turned over prior to trial were substantially the same as the other alleged statements. The statement disclosed to
Appellant also argues that the medical records entered into evidence contained prejudicial hearsay and should have been redacted. The records in question were the registration forms, intake documents filled out when Heather was taken to the hospital, and medical records of her visit. The registration form includes several references to "rape victim" and "sexual assault." For example, in a box with insurance information, "RAPE VICT" is listed along with "JEFFERSON" as the name of the insurance carriers, presumably because the cost of examinations related to rape allegations are covered by the county. A box labeled "Chief Complaint" states, "SEXUAL ASSAULT 2000 LAST PM." That same text is listed on another form for physician orders in a box titled "CC," which presumably refers to "chief complaint." That same form, in a section titled "Impression," includes the phrase "sexual assault" and states the reason for several tests being performed as "assault." On another form, the "reason for admission" is listed in part as "sexual assault + rape." The records also include a handwritten account of the events of the assault and rape, presumably written by the SANE nurse, consisting primarily of what appear to be direct quotations from Heather Frazier describing the assault and some statements by the assailant, as recounted by Heather that he would kill her. Appellant is not identified by name in these statements.
Appellant contends these statements were prejudicial hearsay and violated the rules of evidence. Appellant also argues this evidence was a violation of the Confrontation Clause.
The Commonwealth initially mentioned these records during the testimony of the SANE nurse with questions about diagnoses made by other medical personnel and recorded in the records. The trial court sustained a defense objection and stated that the information would need to come in through another witness. No other witness was called on the subject, and the Commonwealth rested its case. The defense called no witnesses. The next morning, the Commonwealth asked to reopen its case to introduce certified copies of the records, claiming it had forgotten to introduce them and Appellant would not be prejudiced. Appellant objected, claiming that it was not an oversight, that the prosecution had made a conscious decision not to call anyone after having tried to get the documents in through the SANE nurse, and that the records were not admissible.
While Appellant objected to the introduction of the records, he did not do so for the reasons now claimed. He offered up only a generic claim that they were inadmissible. As such, it is somewhat questionable whether the claimed error was preserved for review, which would limit review only for palpable error. See RCr 10.26. But given the way the documents were introduced, at the last minute and in the course of a limited re-opening of the Commonwealth's case, this Court will presume
So long as the authentication requirements are met, medical records are normally admissible as business records under KRE 803(6). See Matthews v. Commonwealth, 163 S.W.3d 11, 26 (Ky.2005) ("Medical records like those in this case generally fall under the business records hearsay exception embodied in KRE 803(6). ..."); Robert G. Lawson, The Kentucky Evidence Law Handbook § 8.65[10], at 693 (4th ed. 2003) ("The pre-Rules law defined the business records exception to include coverage of medical records, and ... KRE 803(6) does the same." (footnote omitted)). But the exception only applies to matters that the person making the record had personal knowledge of. Often, medical records may contain a second level of hearsay—for example, statements made by the victim who is being examined—that is not included in the business records exception. Such statements must be admitted under a different exception.
Many of these statements, specifically the portions describing the injuries sustained and their source, are admissible under KRE 803(4) as "statements for the purpose of medical diagnosis and treatment and describing medical history, or past or present symptoms, pain, or sensations, or the inception or general character of the cause or external source thereof insofar as reasonably pertinent to treatment or diagnosis."
Other statements, however, are more problematic. For example, the statements made by Appellant to Heather, who then repeated them to the SANE nurse, who recorded them in the medical records, were another (triple) level of hearsay. Heather's repetition of these statements was not necessary or pertinent to her diagnosis or treatment, nor did it describe her medical history or the source or character of the injuries. No other hearsay exception covers these statements.
Likewise, the conclusory statements that Heather had been raped and subjected to sexual assault were also inadmissible. KRE 803(4) only covers statements by the patient, so any statements by the medical personnel would have to be admitted under another rule. While the hearsay statements by medical personnel might not be barred by the hearsay rule, because they fall under the business records exception, the fact that they are merely opinions or conclusions about what happened would make them inadmissible. See Hall v. Commonwealth, 862 S.W.2d 321, 322-23 (Ky.1993) ("In the case of a psychologist or social worker, `testimony... of whether sexual abuse has occurred...' is impermissible, as these experts are simply not `qualified to express an opinion' that a person has been sexually abused. ... Accordingly, it was improper for Ms. Ballou to give her opinion that the children had been sexually abused." (citation omitted)).
The question, then, is whether the improperly admitted statements were harmless error. See RCr 9.24 (requiring court to ignore any error "unless it appears to the court that the denial of such relief would be inconsistent with substantial justice" or "affect[s] the substantial rights of the parties"). The test under this rule "is not simply `whether there was enough [evidence] to support the result, apart from the phase affected by the error.
Appellant also argues that entering the unredacted medical records violated his rights to confront and cross-examine the medical personnel who evaluated Heather and those who prepared the documents. In Crawford v. Washington, 541 U.S. 36, 53-54, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004), the Confrontation Clause was read to preclude out-of-court statements of a witness who was unavailable to testify if those statements were testimonial, unless the accused had the opportunity to cross-examine the witness.
This Court has held that "statements taken from [a rape victim] during her interview with the SANE nurse were testimonial in nature." Hartsfield v. Commonwealth, 277 S.W.3d 239, 245 (Ky.2009). This is because SANE nurses "act[] in cooperation with or for the police," follow a "protocol ... requiring] them to act upon request of a peace officer or prosecuting attorney," "serve[] two roles: providing medical treatment and gathering evidence," "act to supplement law enforcement by eliciting evidence of past offenses with an eye toward future criminal prosecution," and are "active participants] in the formal criminal investigation." Id. at 244. Ultimately, "their function of evidence gathering, combined with their close relationships with law enforcement, renders SANE nurses' interviews the functional equivalent of police questioning." Id.
But Heather Frazier was available and actually testified in this case. She was cross-examined—and therefore confronted—by the defense. Thus, admission of any statements made by her to the SANE nurse did not violate Crawford, since a confrontation violation can only occur if the defendant is unable to cross-examine the declarant.
Other statements made to other medical personnel included in the records were not formal or on behalf of the police. Their purpose was not evidence-gathering or preparation for a prosecution. Thus, they were not testimonial and not subject to the Confrontation Clause.
Appellant complains both that the trial court prevented him from introducing the exculpatory statements he made to the police in violation of the rule of completeness, and that the prosecution was allowed to bolster Heather's testimony with prior consistent statements. Though Appellant addressed both issues together in his brief, they need to be addressed separately.
While investigating the crimes, Detective Ann Cohen interviewed Appellant. Detective Cohen did not record the conversation, though she took notes about its content. She later recounted the interview in a report or "investigative letter,"
In the interview, Appellant admitted to hitting and kicking Heather. He also admitted he had been angry with her because she had gotten him put in jail earlier in the month, had allegedly given him a sexually transmitted disease and had been with another man, as evidenced by a letter he found. When asked why he had been on the run and not turned himself in, he replied, "With charges like that, are you kidding?" Also in the interview, he denied having raped Heather and claimed they had "made love several times" the night of the offenses.
Before trial began, the Commonwealth moved the court to bar defense counsel from asking the detective about the "self-serving" portions of the interview. Defense counsel argued that all the statements should be admitted and the prosecution was simply "cherry picking," though he never mentioned the rule of completeness. The trial court granted the motion.
On direct examination, the detective repeated some of Appellant's inculpatory statements, which were admitted under KRE 801A(b). Specifically, she repeated Appellant's admissions that he had hit Heather and his explanation for why he had not turned himself in and had been on the run for several months. The report that described the interview was not itself admitted into evidence. Rather, the detective was questioned directly about the statements.
The statements Appellant sought to introduce were hearsay and did not fall under a hearsay exception. While KRE 801A(b) had been used to admit the statements introduced by the Commonwealth, Appellant could not use the same exception. It requires that "the statement [be] offered against a party." KRE 801A(b). No other hearsay exception covered the statements.
Instead, Appellant now argues that the other statements should have been admitted under the rule of completeness, which is codified explicitly in KRE 106 for written and recorded statements
The basic rule is simple: "a party purporting to invoke [the rule of completeness] for the admission of otherwise inadmissible hearsay statements may only do so to the extent that an opposing party's introduction of an incomplete out-of-court statement would render the statement misleading or alter its perceived meaning." Schrimsher v. Commonwealth, 190 S.W.3d 318, 330-31 (Ky.2006) (footnote omitted). The issue, then, is always "whether the meaning of the included portion is altered by the excluded portion." Id. at 331 (quoting Young v. Commonwealth, 50 S.W.3d 148, 169 (Ky.2001)). But this places a limit on what may be admitted under the rule. See id. ("Contrary to Appellant's position, KRE 106 does not `open the door' for introduction of the entire statement or make other portions thereof admissible for any reason once an opposing party has introduced a portion of it." (quoting Gabow v. Commonwealth, 34 S.W.3d 63, 69 n. 2 (Ky.2000))). This limit even applies where a defendant has confessed to a crime but also makes exculpatory statements:
Id. (quoting Gabow v. Commonwealth, 34 S.W.3d 63, 69 n. 2 (Ky.2000)).
Yet that is precisely what Appellant sought to do here. Appellant made inculpatory statements in his interview to the police in which he admitted to beating Heather Frazier. At trial, he sought to have his self-serving, exculpatory statements admitted, allegedly to provide context for the other statements. But the meaning of the statements in which he admitted the beating and evading police was not distorted by exclusion of the other statements. Appellant argues that the exclusion could have led the jury to believe he had admitted to the rape, but no such statement was ever introduced. While the rule of completeness is needed to guarantee that admitted statements are fully understandable and clear, it is not needed to explain hypothetical statements never introduced at trial. Appellant's admissions to the beating and evading police simply are not related to his claims that he did not commit a rape. The trial court, therefore, did not err in excluding the statements.
Throughout the trial, Appellant noted inconsistencies in the victim's story between the two interviews she gave to police, and between those interviews and what she told other people. Specifically,
He now complains that the statements were inadmissible hearsay used only to bolster Heather's credibility. The Commonwealth argues that the statements were prior consistent statements under KRE 801A(a)(2).
To the extent that the statements were hearsay, or at least out-of-court statements, they were admissible.
In such a case, the statement is not admitted under KRE 801A(a)(2) as a prior consistent statement. Indeed, KRE 801A(a)(2) does not even address this scenario, as "[i]t is silent with respect to the propriety of using evidence of prior consistent statements for other purposes (most notably for rehabilitation after impeachment that does not involve a claim of recent fabrication or improper influence motive)." Robert G. Lawson, The Kentucky Evidence Law Handbook § 8.10[3], at 581 (4th ed.2003). Instead, the statement is admitted as non-hearsay because it is offered not for the truth of the matter but "to rehabilitate ... credibility." Engebretsen v. Fairchild Aircraft Corp., 21 F.3d 721, 730 (6th Cir.1994); see also Robert G. Lawson, The Kentucky Evidence Law Handbook § 8.10[3], at 583 (4th ed. 2003) ("In these situations, of course, the prior statement would have to be used for credibility and not substantive purposes (there being no applicable hearsay exception), and the opposing party would be entitled to a limiting instruction to that effect upon request.").
In this case, the statements were offered only to rehabilitate Heather's credibility, which had been attacked by the defense with claims that her story changed in the past and she had demonstrably lied. "The trial court has greater discretion to admit prior consistent statements to rehabilitate an impeached witness, by clarifying or explaining his prior statements alleged to be unreliable, than if the statements are offered for their truth under Rule 801(d)(1)(B) [the federal equivalent of KRE 801A(a)(2)]." Engebretsen, 21 F.3d at 730. The trial court did not abuse its discretion in admitting the testimony.
Appellant also argues that these statements provided a further reason to admit his exculpatory statements from his interview with the detective. But whether Appellant made a given out-of-court statement
For the foregoing reasons this Court affirms the judgment of Jefferson Circuit Court.
MINTON, C.J.; ABRAMSON, CUNNINGHAM and SCOTT, JJ., concur. SCHRODER, J., concurs in result only. VENTERS, J., concurs in result only by separate opinion.
VENTERS, J., concurring in result only.
I concur with the Majority's conclusion that all the elements of forcible rape were established with sufficient evidence to defeat a motion for a directed verdict. I write separately on that point to clarify a critical distinction relating to the evidence constituting rape, which I believe becomes somewhat blurred in the Majority's discussion of the Brady issue. In that discussion, the Majority says there is no substantial difference in whether Heather "went along" with sex to avoid further beating or she "started" or "initiated" the sexual activity to avoid additional injury. In the context of the Brady issue, and given the totality of Heather's post-trial statements, I agree.
However, in context of what constitutes the crime of rape under KRS Chapter 510, the two are very different. Heather's "going along" with, or submission without physical resistance to, Appellant's sexual advances to avoid further beating completely satisfies the element of forcible compulsion. Appellant's sexual advances in the midst of his brutal attack came with the implied threat that the violence would resume if she did not yield to his sexual desire. That is clearly rape under KRS Chapter 510. Since that is what the evidence shows happened here, the rape conviction stands. That is, however, a substantially different event than a hypothetical situation in which an assault victim is the one who "initiates" sexual activity with the assailant in order to divert his attention from the violent attack upon her. The hypothetical victim's brave determination to protect and defend herself by whatever desperate means she may have available does not convert the attacker into a rapist where the intent to engage in sexual intercourse did not originate with him and was accomplished without force. In that sense, there is a significant difference between a victim, "going along" with a sexual advance instigated by an assailant, and "initiating" sexual activity to distract, an assailant who had not theretofore signaled a demand or request for sex.