Opinion of the Court by Justice CUNNINGHAM.
On August 24, 2007, Michelle Wright, a social worker with the Commonwealth of Kentucky Cabinet for Health and Family Services, made a visit to the Pulaski County, Kentucky home of Appellee, Patrick O'Conner. Mrs. Wright could observe Appellee's
Upon entering the trailer, Mrs. Wright and Deputy Wesley observed a deplorable scene. The home was dirty and unkempt with animal feces. The kitchen was full of dirty dishes caked with moldy food and flies were plentiful. Clothes and trash were strewn throughout the living area. Also, there was no working toilet in the home.
Appellee was in the residence with three of his children: a three-year-old girl who weighed only 22 pounds; a three-year-old boy who wore size eighteen-month clothes; and a seven-month-old infant boy. His wife was asleep in their bedroom and an older daughter was at preschool. The two boys earlier observed through the window were still in their stifling bedroom, the door to which was wedged shut from the hallway with a screwdriver so that it could not be opened from inside. The three-year-old girl was also confined in her bedroom with a hasp and padlock attached to the door.
Although in mid-summer, the windows in both bedrooms were either closed or boarded up. There was no air-conditioning in the trailer and the only fans in operation were in Appellee's bedroom, where he had been sleeping when Mrs. Wright and Deputy Wesley first arrived. The temperature in Pulaski County on the day that the investigation was made reached 104 degrees.
The infant's diaper was urine-soaked and the three-year-old boy, apparently from hunger, had eaten his own feces. Two of the children had specks of feces on their bodies and none of the children's beds had linens. There was no food or water in the rooms where the children were confined. One of the boys had defecated under the dresser in his room and the one who was chewing on his feces complained of being hungry. The nightgown of the young girl locked in her room was also urine-soaked and she had an infected wound on her head.
Appellee asserted that the children had been in their bedrooms for two hours and that he had set his alarm clock to awaken him at noon. A check of the alarm clock, however, revealed that it was set for 6:30 a.m. A relative of Appellee testified that, upon visiting the trailer three weeks earlier, the three children were locked inside their bedrooms. There was also evidence that a fire had previously broken out in the same bedroom in which the boys were confined.
Social workers had made at least one prior visit to the home in June of 2007 and had found Appellee sleeping at three o'clock in the afternoon while the youngsters were locked in their bedrooms. On that occasion, the trailer was in a similar condition as it was on August 24th. On the previous visit, social workers had advised Appellee of the services available to him, including free daycare for the children so that he could work and provide for his family. At that time, Appellee was also advised that he should buy cheap fans to provide ventilation for the trailer. He heeded this instruction, but placed the fans in his own bedroom.
Appellee was subsequently indicted by a Pulaski County grand jury for three counts of first-degree criminal abuse. More specifically, the grand jury charged that he intentionally abused the three children,
Appellee appealed to the Court of Appeals, which reversed the judgment of the Pulaski Circuit Court. Appellee claimed that the trial court should have directed a verdict of not guilty on the charges of first-degree criminal abuse because there was insufficient evidence of his intent to commit the crimes. The Court of Appeals agreed, declaring there was insufficient evidence to indicate that criminal actions by Appellee were intentional.
This Court is unanimous in deploring the unspeakable filth, unsanitary living conditions, and misery in which the three children were found. However, we are divided as to whether there was sufficient evidence of proof of Appellee's requisite intent.
KRS 508.100 defines the crime of first-degree criminal abuse as follows:
In the prosecution of this case, the instructions required that the jury find Appellee intentionally abused each of the three children, who were less than twelve years of age, thereby allowing them to be subjected to "cruel confinement or cruel punishment," or causing them to be placed at risk of sustaining "serious physical injury."
Courts are to direct verdicts of not guilty only in the most drastic situations where the Commonwealth has failed to produce proof whereby reasonable jurors could conclude beyond a reasonable doubt that a defendant is guilty. Commonwealth v. Benham, 816 S.W.2d 186 (Ky.1991). Also, as clearly stated in Benham, in a motion for directed verdict, "the trial court must draw all fair and reasonable inferences from the evidence in favor of the Commonwealth." Id. at 187.
In assessing evidence as to sufficient proof of intent in criminal cases, the requisite intent may be determined from surrounding circumstances. All elements of a crime, including intent, can be proven by circumstantial evidence. Matheney v. Commonwealth, 191 S.W.3d 599 (Ky.2006); Baker v. Commonwealth, 307 S.W.2d 773 (Ky.1957); Denham v. Commonwealth, 239 Ky. 771, 40 S.W.2d 384 (1937); Commonwealth v. Wolford, 4 S.W.3d 534 (Ky. 1999). Hardly is the Commonwealth ever fortunate enough to present direct proof as to the thought process in a defendant's mind.
Persons walking into Appellee's trailer and surveying the scene on August 24, 2007, as did Michelle Wright and Deputy Sheriff Larry Wesley, could have reasonably concluded, based on their observations and what was presented to the jury, that these three children were being intentionally abused. Appellee was asleep in his bedroom in the middle of the day, cooled by the only fans in the trailer. The children — all of tender years — were locked in their rooms by way of wedge screwdrivers and hasps on one of the hottest days of the summer. The window in the room of the three-year-old girl was boarded up. The toddlers were clad in urine-soaked clothes and their filthy bodies were speckled with feces. One of the little boys was hungry to the point of eating his feces. All of this in spite of Appellee having been warned, on at least one. previous occasion, about these unacceptable living conditions. A fire had previously broken out in one of these rooms, requiring the door to be knocked down to rescue the child inside. These are all facts put before the jury and by which it was not unreasonable for them to conclude that the abuse of these helpless babes was intentional. As fully set out in Appellee's brief, much evidence was advanced to explain these conditions. An abundance of exculpatory and mitigating matters was presented. However, it has been the long-standing law in this state that it is within the jury's province to consider and believe, believe in part, or totally disregard as non-credible any evidence presented. Gillispie v. Commonwealth, 212 Ky. 472, 279 S.W. 671 (1926); Catlett v. Commonwealth, 246 S.W.2d 580 (Ky.1952); Bierman v. Klapheke, 967 S.W.2d 16 (Ky.1998).
Like in Wolford, we find that the Court of Appeals did not properly defer to the jury its proper fact-finding role in this case. Accordingly, we reverse the decision of the Court of Appeals and remand this case to the trial court for reinstatement of the trial order and judgment.
MINTON, C.J.; ABRAMSON, NOBLE, SCHRODER and VENTERS, JJ., concur. SCOTT, J., dissents by separate opinion.
SCOTT, J., dissenting:
I must respectfully dissent. I cannot join the majority's judgment that there was sufficient evidence to convict Appellee of intentional abuse. I cannot join the majority in perpetuating what I believe to be an unreasonable interpretation of a statute. And I cannot join the majority in upholding the fifteen-year prison sentence and violent offender status of a defendant whose most "violent" act was falling asleep with his children's bedroom doors wedged shut to keep them in the house, rather than out in the streets. What is most frustrating to me in this case is that we are wasting one of our prison beds (with a $50,000 construction cost alone, irrespective of operating costs) on a "napping parent."
I begin by noting that the majority overstates the facts in this case. First, there
Lieutenant Whitaker described the conditions outside the house around noon as not warm, but getting warm. Moreover, Chief Wesley admitted that he left the children in their rooms for thirty minutes after arriving (although the bedroom doors may have been, and hopefully were, open). Of course, if it was stiflingly hot in their rooms it would have behooved the officer and the social worker to remove them more quickly.
The majority also overemphasizes the home's only fans being in Appellee's bedroom, rather than the children's bedrooms. However, no parent would put a fan in a room with an unsupervised three-year-old and seven-month-old, unless, of course, they wanted to risk a trip to the emergency room so doctors could reset or replace the children's broken or chopped fingers.
And while the majority tries to paint a picture of a parent who intentionally abuses his children, the social worker who originally visited the home in June 2007 reported that both parents appeared to be nurturing and loving to the children and met their basic needs.
In short, none of the facts in this case suggest that Appellee intentionally abused his children. In Kentucky, "[a] person acts intentionally with respect to a result or to conduct described by a statute defining an offense when his conscious objective is to cause that result or to engage in that conduct." KRS 501.020(1). Thus, to have been convicted of first-degree criminal abuse, Appellee's conscious objective must have been to abuse his children, or to permit them to be abused. KRS 508.100(1). "`Abuse' means the infliction of physical pain, injury, or mental injury, or the deprivation of services by a person which are necessary to maintain the health and welfare of a person...." KRS 508.090(1).
There is no evidence that any pain was inflicted upon the children. There is no evidence that the conditions in the home caused any physical injury.
Moreover, the only evidence that suggests that these children were being deprived of any services is that the three-year-old
The evidence simply does not support a conviction for abuse. Any conclusion to the contrary is not only erroneous, but also comes at a cost of incarcerating a napping parent in one of our prison cells when social services has a multitude of ways to address and resolve the matter locally.
There being no evidence whatsoever of active abuse, in my opinion, the only way the majority can reach its holding is by redefining the phrase "permits another person of whom he has actual custody to be abused...." KRS 508.100(1) (emphasis added). Importantly for us all, I do not believe the General Assembly intended negligent acts of omission to constitute intentional abuse under KRS 508.100. Rather, the more reasonable interpretation of "permits ... to be abused" in this instance (and the one I believe the legislature intended) is a situation where a parent or custodian allows another person to abuse his or her child (or a child in his or her custody); to not defend his or her child against abuse; or to stand on the periphery while another is actively abusing his or her child. Ignorantly subjecting one's children to potentially dangerous forces of nature is not what the General Assembly had in mind for intentional child abuse.
Clearly, the evidence here suggests that Appellee locked the children in their rooms to protect them, albeit inappropriately. In fact, his statement to the police indicated that one of the three-year-olds had gone near the stove earlier that same morning, and he feared that the children could be endangered if able to roam the home. Moreover, he had taken medication that morning and laid down intending only to rest but had fallen asleep. Anticipating this possibility, and not wanting his children to hurt themselves or leave the home, he locked them in their rooms. Thus, the evidence, in my opinion, tends to disprove any allegation of intentional abuse.
Nevertheless, the majority attempts to explain its conclusion, in part, by emphasizing the shocking (and unfortunate) scenario of the three-year-old boy putting feces in his mouth. This however is not evidence of intentional abuse; this is called "pica," a common medical phenomenon in which individuals, often children, eat substances with no nutritional value. See generally American Psychiatric Association, Diagnostic and Statistical Manual of
To be found guilty of criminal abuse in the first degree, the Commonwealth must prove, beyond a reasonable doubt, that the defendant "intentionally abuse[d] another person or permit[ted] another person of whom he has actual custody to be abused and thereby: (a) [c]ause[d] serious physical injury; or (b) [p]lace[d] him in a situation that may cause him serious physical injury; or (c) [c]ause[d] torture, cruel confinement or cruel punishment to a person twelve (12) years of age or less...." KRS 508.100(1) (emphasis added). Because I believe that the Commonwealth did not carry its burden of producing evidence that Appellee intentionally abused his children or permitted his children to be abused, under KRS 508.090, I would not reach the second inquiry — i.e., whether such alleged abuse caused "serious physical injury," etc.
But two other important matters still must be addressed: Appellee's status as a violent offender (for napping!),
Finally, Appellee's fifteen-year prison sentence is totally inappropriate, considering all the better ways social services could have solved this matter locally (and for a
The purpose of Kentucky's civil dependency, neglect, and abuse statutes is to protect children's rights to, among other things, "adequate food, clothing, and shelter." KRS 620.010. This seems to be the chief concern presented by this case. Fifteen years behind bars is not going to teach Appellee proper parenting skills.
Here, rather than give Appellee the support he needs to be an effective parent, we are throwing him in prison where he can learn how to become an effective criminal. As an amicus brief in a recent, high-profile United States Supreme Court case summarized:
Brief for Center on the Administration of Criminal Law and 30 Criminologists as Amici Curiae Supporting Appellees, Brown v. Plata, ___ U.S. ___, 131 S.Ct. 1910, 179 L.Ed.2d 969 (2011) (No. 09-1233), 2010 WL 4380229 (previously Schwarzenegger v. Plata).
Nor can the taxpayers of Kentucky afford the financial burdens of incarcerating people like Appellee. At the least expensive prison facility in the Commonwealth, Bell County Forestry Camp, it costs taxpayers $14,716.25 per year ($40.32 per day) to house one inmate.
Let us not forget that in January of this year Kentucky released almost 1,000 inmates from its jails and prisons — because we cannot afford to incarcerate them. Indeed, this case illustrates precisely why the General Assembly passed the Public Safety and Offender Accountability Act
In conclusion, I would affirm the judgment of the Court of Appeals, because there was insufficient evidence to find Appellee guilty of anything other than very poor parenting.
KRS 508.060(1) states:
It seems to me that this provision encapsulates precisely the type of conduct that is at issue in most "hot car" cases.